401k Plan data: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN plan

RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 401k Plan overview

Plan Name	RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN
Plan identification number	004

RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RICHARDS, LAYTON & FINGER, P.A. has sponsored the creation of one or more 401k plans.

Company Name: RICHARDS, LAYTON & FINGER, P.A.

Employer identification number (EIN): 510226371

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2016-07-01 ELIZABETH DANFORTH ELIZABETH DANFORTH 2018-01-31
004 2015-07-01 ELIZABETH DANFORTH ELIZABETH DANFORTH 2017-03-03
004 2014-07-01 ELIZABETH DANFORTH
004 2013-07-01 ELIZABETH DANFORTH
004 2012-07-01 DAVID A. METZLER
004 2011-07-01 DAVID A. METZLER
004 2009-07-01 DAVID A. METZLER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2016-07-01	ELIZABETH DANFORTH	ELIZABETH DANFORTH	2018-01-31
004	2015-07-01	ELIZABETH DANFORTH	ELIZABETH DANFORTH	2017-03-03
004	2014-07-01	ELIZABETH DANFORTH
004	2013-07-01	ELIZABETH DANFORTH
004	2012-07-01	DAVID A. METZLER
004	2011-07-01	DAVID A. METZLER
004	2009-07-01	DAVID A. METZLER

Plan Statistics for RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN

401k plan membership statisitcs for RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN

Measure Date Value
2016: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 259
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 0
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 0
Number of participants with account balances 2016-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 265
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 212
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 47
Total of all active and inactive participants 2015-07-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 259
Number of participants with account balances 2015-07-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 267
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 218
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 47
Total of all active and inactive participants 2014-07-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 265
Number of participants with account balances 2014-07-01 265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 266
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 225
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 42
Total of all active and inactive participants 2013-07-01 267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 267
Number of participants with account balances 2013-07-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 272
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 235
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 31
Total of all active and inactive participants 2012-07-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 266
Number of participants with account balances 2012-07-01 266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 273
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 239
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 33
Total of all active and inactive participants 2011-07-01 272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 272
Number of participants with account balances 2011-07-01 272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2009: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 259
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 238
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 27
Total of all active and inactive participants 2009-07-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 265
Number of participants with account balances 2009-07-01 265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2016: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	259
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	0
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	0
Number of participants with account balances	2016-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	265
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	212
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	47
Total of all active and inactive participants	2015-07-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	259
Number of participants with account balances	2015-07-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	267
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	218
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	47
Total of all active and inactive participants	2014-07-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	265
Number of participants with account balances	2014-07-01	265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	266
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	225
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	42
Total of all active and inactive participants	2013-07-01	267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	267
Number of participants with account balances	2013-07-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	272
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	235
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	31
Total of all active and inactive participants	2012-07-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	266
Number of participants with account balances	2012-07-01	266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	273
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	239
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	33
Total of all active and inactive participants	2011-07-01	272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	272
Number of participants with account balances	2011-07-01	272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2009: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	259
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	238
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	27
Total of all active and inactive participants	2009-07-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	265
Number of participants with account balances	2009-07-01	265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN

Measure	Date	Value
2017 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total transfer of assets from this plan	2017-06-30	$62,794,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$7,704,700
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$844,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$842,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$0
Value of total assets at end of year	2017-06-30	$0
Value of total assets at beginning of year	2017-06-30	$55,934,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$2,119
Total interest from all sources	2017-06-30	$93,266
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$240,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$240,341
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Assets. Other investments not covered elsewhere at beginning of year	2017-06-30	$4,392,498
Other income not declared elsewhere	2017-06-30	$570,514
Administrative expenses (other) incurred	2017-06-30	$2,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$6,859,735
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$55,934,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Assets. partnership/joint venture interests at beginning of year	2017-06-30	$223,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$7,542,374
Value of interest in pooled separate accounts at beginning of year	2017-06-30	$35,827,792
Interest earned on other investments	2017-06-30	$93,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$4,739,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$899,354
Net investment gain/loss from pooled separate accounts	2017-06-30	$5,901,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Employer contributions (assets) at end of year	2017-06-30	$0
Employer contributions (assets) at beginning of year	2017-06-30	$3,209,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$842,846
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	MAZARS USA LLP
Accountancy firm EIN	2017-06-30	131459550
2016 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$36,954
Total unrealized appreciation/depreciation of assets	2016-06-30	$36,954
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$7,956,283
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$1,245,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$1,243,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$8,822,279
Value of total assets at end of year	2016-06-30	$55,934,695
Value of total assets at beginning of year	2016-06-30	$49,223,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$1,590
Total interest from all sources	2016-06-30	$83,280
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$178,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$178,329
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Assets. Other investments not covered elsewhere at end of year	2016-06-30	$4,392,498
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$1,459,742
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$5,612,611
Other income not declared elsewhere	2016-06-30	$-499,984
Administrative expenses (other) incurred	2016-06-30	$1,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$6,710,737
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$55,934,695
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$49,223,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Assets. partnership/joint venture interests at end of year	2016-06-30	$223,363
Assets. partnership/joint venture interests at beginning of year	2016-06-30	$4,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$7,542,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$9,143,918
Value of interest in pooled separate accounts at end of year	2016-06-30	$35,827,792
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$31,389,931
Interest earned on other investments	2016-06-30	$83,280
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$4,739,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$4,156,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-158,048
Net investment gain/loss from pooled separate accounts	2016-06-30	$-506,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$3,209,668
Employer contributions (assets) at end of year	2016-06-30	$3,209,667
Employer contributions (assets) at beginning of year	2016-06-30	$3,069,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$1,243,956
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2016-06-30	131459550
2015 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$-2,200
Total unrealized appreciation/depreciation of assets	2015-06-30	$-2,200
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$4,537,323
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$1,424,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,421,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$3,074,692
Value of total assets at end of year	2015-06-30	$49,223,958
Value of total assets at beginning of year	2015-06-30	$46,110,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$2,910
Total interest from all sources	2015-06-30	$73,165
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$153,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$153,926
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$1,459,742
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$1,631,188
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$4,696
Other income not declared elsewhere	2015-06-30	$-107,421
Administrative expenses (other) incurred	2015-06-30	$2,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$3,113,117
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$49,223,958
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$46,110,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Assets. partnership/joint venture interests at end of year	2015-06-30	$4,300
Assets. partnership/joint venture interests at beginning of year	2015-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$9,143,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$8,660,933
Value of interest in pooled separate accounts at end of year	2015-06-30	$31,389,931
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$29,167,255
Interest earned on other investments	2015-06-30	$73,165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$4,156,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$3,564,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-255,852
Net investment gain/loss from pooled separate accounts	2015-06-30	$1,601,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$3,069,996
Employer contributions (assets) at end of year	2015-06-30	$3,069,996
Employer contributions (assets) at beginning of year	2015-06-30	$3,086,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,421,296
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2015-06-30	131459550
2014 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$9,733,442
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$1,407,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$1,405,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$3,171,379
Value of total assets at end of year	2014-06-30	$46,110,841
Value of total assets at beginning of year	2014-06-30	$37,785,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$2,319
Total interest from all sources	2014-06-30	$62,404
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$156,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$156,947
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$1,631,188
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$1,889,965
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$84,901
Other income not declared elsewhere	2014-06-30	$89,774
Administrative expenses (other) incurred	2014-06-30	$2,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$8,325,653
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$46,110,841
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$37,785,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$8,660,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$6,534,629
Value of interest in pooled separate accounts at end of year	2014-06-30	$29,167,255
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$22,982,068
Interest earned on other investments	2014-06-30	$62,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$3,564,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$3,261,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$1,231,274
Net investment gain/loss from pooled separate accounts	2014-06-30	$5,021,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$3,086,478
Employer contributions (assets) at end of year	2014-06-30	$3,086,478
Employer contributions (assets) at beginning of year	2014-06-30	$3,117,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$1,405,470
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2014-06-30	131459550
2013 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$8,055,124
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$925,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$922,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$4,073,489
Value of total assets at end of year	2013-06-30	$37,785,188
Value of total assets at beginning of year	2013-06-30	$30,655,859
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,286
Total interest from all sources	2013-06-30	$64,446
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$145,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$145,553
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Assets. Other investments not covered elsewhere at end of year	2013-06-30	$1,889,965
Assets. Other investments not covered elsewhere at beginning of year	2013-06-30	$3,990,605
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$956,012
Other income not declared elsewhere	2013-06-30	$3,306
Administrative expenses (other) incurred	2013-06-30	$3,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$7,129,329
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$37,785,188
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$30,655,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$6,534,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,922,144
Value of interest in pooled separate accounts at end of year	2013-06-30	$22,982,068
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$18,180,807
Interest earned on other investments	2013-06-30	$64,446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$3,261,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$2,541,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$694,129
Net investment gain/loss from pooled separate accounts	2013-06-30	$3,074,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$3,117,477
Employer contributions (assets) at end of year	2013-06-30	$3,117,477
Employer contributions (assets) at beginning of year	2013-06-30	$3,020,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$922,509
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2013-06-30	131459550
2012 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$2,933,717
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$471,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$469,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$3,020,504
Value of total assets at end of year	2012-06-30	$30,655,859
Value of total assets at beginning of year	2012-06-30	$28,193,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$2,466
Total interest from all sources	2012-06-30	$58,788
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$110,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$110,639
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Assets. Other investments not covered elsewhere at end of year	2012-06-30	$3,990,605
Assets. Other investments not covered elsewhere at beginning of year	2012-06-30	$3,822,506
Other income not declared elsewhere	2012-06-30	$-146,574
Administrative expenses (other) incurred	2012-06-30	$2,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$2,462,155
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$30,655,859
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$28,193,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Assets. partnership/joint venture interests at end of year	2012-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2012-06-30	$40,540
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,922,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$2,723,803
Value of interest in pooled separate accounts at end of year	2012-06-30	$18,180,807
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$16,784,509
Interest earned on other investments	2012-06-30	$58,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$2,541,799
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$1,830,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-72,291
Net investment gain/loss from pooled separate accounts	2012-06-30	$-37,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$3,020,504
Employer contributions (assets) at end of year	2012-06-30	$3,020,504
Employer contributions (assets) at beginning of year	2012-06-30	$2,991,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$469,096
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2012-06-30	131459550
2011 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$6,010
Total unrealized appreciation/depreciation of assets	2011-06-30	$6,010
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$7,540,576
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$957,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$955,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$2,991,347
Value of total assets at end of year	2011-06-30	$28,193,704
Value of total assets at beginning of year	2011-06-30	$21,610,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,318
Total interest from all sources	2011-06-30	$47,264
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$85,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$85,595
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Assets. Other investments not covered elsewhere at end of year	2011-06-30	$3,822,506
Assets. Other investments not covered elsewhere at beginning of year	2011-06-30	$2,754,460
Other income not declared elsewhere	2011-06-30	$522,442
Administrative expenses (other) incurred	2011-06-30	$1,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$6,583,333
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$28,193,704
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$21,610,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Assets. partnership/joint venture interests at end of year	2011-06-30	$40,540
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$2,723,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$1,473,869
Value of interest in pooled separate accounts at end of year	2011-06-30	$16,784,509
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$12,889,812
Interest earned on other investments	2011-06-30	$47,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$1,830,999
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$1,598,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$285,767
Net investment gain/loss from pooled separate accounts	2011-06-30	$3,602,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$2,991,347
Employer contributions (assets) at end of year	2011-06-30	$2,991,347
Employer contributions (assets) at beginning of year	2011-06-30	$2,893,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$955,925
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2011-06-30	131459550
2010 : RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN

2016: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	Yes
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: RICHARDS, LAYTON & FINGER P.A. RETIREMENT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	259
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	265
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	267
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	266
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	272
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38808-004

Policy instance

Insurance contract or identification number	38808-004
Number of Individuals Covered	273
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	RICHARDS, LAYTON & FINGER, P.A.
Employer identification number (EIN):	510226371
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers