401k Plan data: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN plan

CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 401k Plan overview

Plan Name	CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN
Plan identification number	002

CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONCEPTS OF INDEPENDENCE, INC. has sponsored the creation of one or more 401k plans.

Company Name: CONCEPTS OF INDEPENDENCE, INC.

Employer identification number (EIN): 510239824

NAIC Classification: 621610
NAIC Description: Home Health Care Services

Additional information about CONCEPTS OF INDEPENDENCE, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1977-12-12

Company Identification Number: 458681

Legal Registered Office Address: 120 WALL STREET
SUITE 1010
NEW YORK
United States of America (USA)
00000

More information about CONCEPTS OF INDEPENDENCE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-07-01
002 2020-07-01
002 2019-07-01
002 2018-07-01
002 2017-07-01 ANTHONY CAPUTO 2019-04-01 ANTHONY CAPUTO 2019-04-01
002 2016-07-01 MARIA E MISCHKE 2018-04-16 ANTHONY CAPUTO 2018-04-16
002 2016-07-01 ANTHONY CAPUTO 2018-04-17 ANTHONY CAPUTO 2018-04-17
002 2015-07-01 ANTHONY CAPUTO 2017-04-17 ANTHONY CAPUTO 2017-04-17
002 2015-07-01 ANTHONY CAPUTO 2017-04-17 ANTHONY CAPUTO 2017-04-17
002 2014-07-01 ANTHONY G. CAPUTO 2016-04-18
002 2013-07-01 ANTHONY G. CAPUTO 2015-04-15
002 2012-07-01 ANTHONY G. CAPUTO 2014-04-15
002 2011-07-01 ANTHONY G. CAPUTO 2013-04-12
002 2010-07-01 ANTHONY G. CAPUTO
002 2009-07-01 ANTHONY G. CAPUTO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-07-01
002	2020-07-01
002	2019-07-01
002	2018-07-01
002	2017-07-01	ANTHONY CAPUTO	2019-04-01	ANTHONY CAPUTO	2019-04-01
002	2016-07-01	MARIA E MISCHKE	2018-04-16	ANTHONY CAPUTO	2018-04-16
002	2016-07-01	ANTHONY CAPUTO	2018-04-17	ANTHONY CAPUTO	2018-04-17
002	2015-07-01	ANTHONY CAPUTO	2017-04-17	ANTHONY CAPUTO	2017-04-17
002	2015-07-01	ANTHONY CAPUTO	2017-04-17	ANTHONY CAPUTO	2017-04-17
002	2014-07-01	ANTHONY G. CAPUTO	2016-04-18
002	2013-07-01	ANTHONY G. CAPUTO	2015-04-15
002	2012-07-01	ANTHONY G. CAPUTO	2014-04-15
002	2011-07-01	ANTHONY G. CAPUTO	2013-04-12
002	2010-07-01	ANTHONY G. CAPUTO
002	2009-07-01	ANTHONY G. CAPUTO

Plan Statistics for CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN

401k plan membership statisitcs for CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN

Measure Date Value
2021: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 136
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 128
Number of retired or separated participants receiving benefits 2021-07-01 4
Number of other retired or separated participants entitled to future benefits 2021-07-01 3
Total of all active and inactive participants 2021-07-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 135
Number of participants with account balances 2021-07-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 0
2020: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 122
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 131
Number of retired or separated participants receiving benefits 2020-07-01 4
Number of other retired or separated participants entitled to future benefits 2020-07-01 1
Total of all active and inactive participants 2020-07-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 136
Number of participants with account balances 2020-07-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 122
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 117
Number of retired or separated participants receiving benefits 2019-07-01 3
Number of other retired or separated participants entitled to future benefits 2019-07-01 2
Total of all active and inactive participants 2019-07-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 122
Number of participants with account balances 2019-07-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
2018: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 127
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 120
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 2
Total of all active and inactive participants 2018-07-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 122
Number of participants with account balances 2018-07-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 0
2010: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 46
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 39
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 17
Total of all active and inactive participants 2010-07-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 56
Number of participants with account balances 2010-07-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 13
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 38
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 11
Total of all active and inactive participants 2009-07-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 49
Number of participants with account balances 2009-07-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2021: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	136
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	128
Number of retired or separated participants receiving benefits	2021-07-01	4
Number of other retired or separated participants entitled to future benefits	2021-07-01	3
Total of all active and inactive participants	2021-07-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	135
Number of participants with account balances	2021-07-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	0
2020: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	122
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	131
Number of retired or separated participants receiving benefits	2020-07-01	4
Number of other retired or separated participants entitled to future benefits	2020-07-01	1
Total of all active and inactive participants	2020-07-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	136
Number of participants with account balances	2020-07-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	122
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	117
Number of retired or separated participants receiving benefits	2019-07-01	3
Number of other retired or separated participants entitled to future benefits	2019-07-01	2
Total of all active and inactive participants	2019-07-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	122
Number of participants with account balances	2019-07-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
2018: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	127
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	120
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	2
Total of all active and inactive participants	2018-07-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	122
Number of participants with account balances	2018-07-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	0
2010: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	46
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	39
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	17
Total of all active and inactive participants	2010-07-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	56
Number of participants with account balances	2010-07-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	13
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	38
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	11
Total of all active and inactive participants	2009-07-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	49
Number of participants with account balances	2009-07-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN

Measure	Date	Value
2022 : CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$-116,716
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$99,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$67,994
Expenses. Certain deemed distributions of participant loans	2022-06-30	$0
Value of total corrective distributions	2022-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$251,678
Value of total assets at end of year	2022-06-30	$2,500,084
Value of total assets at beginning of year	2022-06-30	$2,715,882
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$31,088
Total interest from all sources	2022-06-30	$12,585
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$100,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-06-30	$100,190
Administrative expenses professional fees incurred	2022-06-30	$0
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$1,500,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$0
Participant contributions at end of year	2022-06-30	$293,459
Participant contributions at beginning of year	2022-06-30	$194,813
Assets. Other investments not covered elsewhere at end of year	2022-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-06-30	$0
Other income not declared elsewhere	2022-06-30	$0
Administrative expenses (other) incurred	2022-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-215,798
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$2,500,084
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$2,715,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Investment advisory and management fees	2022-06-30	$24,326
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$2,188,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$2,500,823
Value of interest in pooled separate accounts at end of year	2022-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$0
Interest on participant loans	2022-06-30	$12,301
Interest earned on other investments	2022-06-30	$284
Value of interest in common/collective trusts at end of year	2022-06-30	$0
Value of interest in common/collective trusts at beginning of year	2022-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$17,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$20,246
Expenses. Payments to insurance carriers foe the provision of benefits	2022-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-481,169
Net investment gain/loss from pooled separate accounts	2022-06-30	$0
Net investment gain or loss from common/collective trusts	2022-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Assets. Invements in employer securities at end of year	2022-06-30	$0
Assets. Invements in employer securities at beginning of year	2022-06-30	$0
Contributions received in cash from employer	2022-06-30	$251,678
Income. Dividends from common stock	2022-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$67,994
Contract administrator fees	2022-06-30	$6,762
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2022-06-30	271728945
2021 : CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$807,146
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$110,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$87,093
Expenses. Certain deemed distributions of participant loans	2021-06-30	$0
Value of total corrective distributions	2021-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$232,840
Value of total assets at end of year	2021-06-30	$2,715,882
Value of total assets at beginning of year	2021-06-30	$2,018,900
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$23,071
Total interest from all sources	2021-06-30	$11,099
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$70,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-30	$70,221
Administrative expenses professional fees incurred	2021-06-30	$0
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$1,500,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$0
Participant contributions at end of year	2021-06-30	$194,813
Participant contributions at beginning of year	2021-06-30	$207,308
Assets. Other investments not covered elsewhere at end of year	2021-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-06-30	$0
Other income not declared elsewhere	2021-06-30	$0
Administrative expenses (other) incurred	2021-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$696,982
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$2,715,882
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$2,018,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Investment advisory and management fees	2021-06-30	$20,850
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$2,500,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$1,796,315
Value of interest in pooled separate accounts at end of year	2021-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2021-06-30	$0
Interest on participant loans	2021-06-30	$10,836
Interest earned on other investments	2021-06-30	$263
Value of interest in common/collective trusts at end of year	2021-06-30	$0
Value of interest in common/collective trusts at beginning of year	2021-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$20,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$15,277
Expenses. Payments to insurance carriers foe the provision of benefits	2021-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$492,986
Net investment gain/loss from pooled separate accounts	2021-06-30	$0
Net investment gain or loss from common/collective trusts	2021-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Assets. Invements in employer securities at end of year	2021-06-30	$0
Assets. Invements in employer securities at beginning of year	2021-06-30	$0
Contributions received in cash from employer	2021-06-30	$232,840
Income. Dividends from common stock	2021-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$87,093
Contract administrator fees	2021-06-30	$2,221
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Disclaimer
Accountancy firm name	2021-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2021-06-30	271728945
2020 : CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$213,303
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$116,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$96,059
Expenses. Certain deemed distributions of participant loans	2020-06-30	$0
Value of total corrective distributions	2020-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$111,598
Value of total assets at end of year	2020-06-30	$2,018,900
Value of total assets at beginning of year	2020-06-30	$1,921,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$20,139
Total interest from all sources	2020-06-30	$10,653
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$51,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$51,011
Administrative expenses professional fees incurred	2020-06-30	$0
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$1,500,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$0
Participant contributions at end of year	2020-06-30	$207,308
Participant contributions at beginning of year	2020-06-30	$166,145
Assets. Other investments not covered elsewhere at end of year	2020-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-06-30	$0
Other income not declared elsewhere	2020-06-30	$0
Administrative expenses (other) incurred	2020-06-30	$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$97,105
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$2,018,900
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$1,921,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Investment advisory and management fees	2020-06-30	$16,789
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$1,796,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$1,747,326
Value of interest in pooled separate accounts at end of year	2020-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2020-06-30	$0
Interest on participant loans	2020-06-30	$10,336
Interest earned on other investments	2020-06-30	$317
Value of interest in common/collective trusts at end of year	2020-06-30	$0
Value of interest in common/collective trusts at beginning of year	2020-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$15,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$8,324
Expenses. Payments to insurance carriers foe the provision of benefits	2020-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$40,041
Net investment gain/loss from pooled separate accounts	2020-06-30	$0
Net investment gain or loss from common/collective trusts	2020-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Assets. Invements in employer securities at end of year	2020-06-30	$0
Assets. Invements in employer securities at beginning of year	2020-06-30	$0
Contributions received in cash from employer	2020-06-30	$111,598
Income. Dividends from common stock	2020-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$96,059
Contract administrator fees	2020-06-30	$3,100
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2020-06-30	271728945
2019 : CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$227,295
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$298,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$274,222
Expenses. Certain deemed distributions of participant loans	2019-06-30	$3,068
Value of total corrective distributions	2019-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$111,179
Value of total assets at end of year	2019-06-30	$2,032,974
Value of total assets at beginning of year	2019-06-30	$2,104,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$21,034
Total interest from all sources	2019-06-30	$8,160
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$52,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$52,821
Administrative expenses professional fees incurred	2019-06-30	$0
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$1,500,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$0
Participant contributions at end of year	2019-06-30	$166,145
Participant contributions at beginning of year	2019-06-30	$103,015
Assets. Other investments not covered elsewhere at end of year	2019-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-06-30	$0
Other income not declared elsewhere	2019-06-30	$0
Administrative expenses (other) incurred	2019-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$-71,029
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$2,032,974
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$2,104,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Investment advisory and management fees	2019-06-30	$16,864
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$1,747,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$1,772,711
Value of interest in pooled separate accounts at end of year	2019-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2019-06-30	$0
Interest on participant loans	2019-06-30	$8,000
Interest earned on other investments	2019-06-30	$160
Value of interest in common/collective trusts at end of year	2019-06-30	$0
Value of interest in common/collective trusts at beginning of year	2019-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$8,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$6,765
Expenses. Payments to insurance carriers foe the provision of benefits	2019-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$55,135
Net investment gain/loss from pooled separate accounts	2019-06-30	$0
Net investment gain or loss from common/collective trusts	2019-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Assets. Invements in employer securities at end of year	2019-06-30	$0
Assets. Invements in employer securities at beginning of year	2019-06-30	$0
Contributions received in cash from employer	2019-06-30	$111,179
Employer contributions (assets) at end of year	2019-06-30	$111,179
Employer contributions (assets) at beginning of year	2019-06-30	$221,512
Income. Dividends from common stock	2019-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$274,222
Contract administrator fees	2019-06-30	$4,170
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2019-06-30	271728945
2011 : CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-06-30	$0
Total plan liabilities at end of year	2011-06-30	$0
Total plan liabilities at beginning of year	2011-06-30	$0
Total income from all sources	2011-06-30	$97,746
Expenses. Total of all expenses incurred	2011-06-30	$0
Benefits paid (including direct rollovers)	2011-06-30	$0
Total plan assets at end of year	2011-06-30	$670,155
Total plan assets at beginning of year	2011-06-30	$572,409
Value of fidelity bond covering the plan	2011-06-30	$20,000
Total contributions received or receivable from participants	2011-06-30	$0
Expenses. Other expenses not covered elsewhere	2011-06-30	$0
Contributions received from other sources (not participants or employers)	2011-06-30	$0
Other income received	2011-06-30	$9
Noncash contributions received	2011-06-30	$0
Net income (gross income less expenses)	2011-06-30	$97,746
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$670,155
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$572,409
Total contributions received or receivable from employer(s)	2011-06-30	$97,737
Value of certain deemed distributions of participant loans	2011-06-30	$0
Value of corrective distributions	2011-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-06-30	$0

Form 5500 Responses for CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN

2021: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2010: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: CONCEPTS OF INDEPENDENCE, INC. STAFF PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 62154

Policy instance

Insurance contract or identification number	MR 62154
Number of Individuals Covered	135
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 62154

Policy instance

Insurance contract or identification number	MR 62154
Number of Individuals Covered	136
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 62154

Policy instance

Insurance contract or identification number	MR 62154
Number of Individuals Covered	122
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 62154

Policy instance

Insurance contract or identification number	MR 62154
Number of Individuals Covered	122
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CONCEPTS OF INDEPENDENCE, INC.
Employer identification number (EIN):	510239824
NAIC Classification:	621610
NAIC Description:	Home Health Care Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1977-12-12
Company Identification Number:	458681
Legal Registered Office Address:	120 WALL STREET SUITE 1010 NEW YORK United States of America (USA) 00000