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RAF INDUSTRIES, INC. SAVINGS PLAN 401k Plan overview

Plan NameRAF INDUSTRIES, INC. SAVINGS PLAN
Plan identification number 001

RAF INDUSTRIES, INC. SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RAF INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RAF INDUSTRIES, INC.
Employer identification number (EIN):510247983
NAIC Classification:541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RAF INDUSTRIES, INC. SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MIKE DALY
0012016-01-01MIKE DALY
0012015-01-01MIKE DALY
0012014-01-01MICHAEL DALY
0012013-01-01MICHAEL DALY
0012012-01-01MICHAEL DALY MICHAEL DALY2013-10-15
0012011-01-01MICHAEL DALY
0012010-01-01MICHAEL DALY
0012009-01-01MICHAEL DALY

Plan Statistics for RAF INDUSTRIES, INC. SAVINGS PLAN

401k plan membership statisitcs for RAF INDUSTRIES, INC. SAVINGS PLAN

Measure Date Value
2022: RAF INDUSTRIES, INC. SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,470
Total number of active participants reported on line 7a of the Form 55002022-01-01916
Number of retired or separated participants receiving benefits2022-01-0135
Number of other retired or separated participants entitled to future benefits2022-01-01269
Total of all active and inactive participants2022-01-011,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,221
Number of participants with account balances2022-01-011,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01542
2021: RAF INDUSTRIES, INC. SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,615
Total number of active participants reported on line 7a of the Form 55002021-01-011,105
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-01273
Total of all active and inactive participants2021-01-011,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,395
Number of participants with account balances2021-01-011,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01303
2020: RAF INDUSTRIES, INC. SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,517
Total number of active participants reported on line 7a of the Form 55002020-01-011,267
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01348
Total of all active and inactive participants2020-01-011,615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,615
Number of participants with account balances2020-01-011,230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01276
2019: RAF INDUSTRIES, INC. SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,098
Total number of active participants reported on line 7a of the Form 55002019-01-011,265
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01251
Total of all active and inactive participants2019-01-011,517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,517
Number of participants with account balances2019-01-011,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: RAF INDUSTRIES, INC. SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,064
Total number of active participants reported on line 7a of the Form 55002018-01-011,632
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01465
Total of all active and inactive participants2018-01-012,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-012,098
Number of participants with account balances2018-01-011,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0134
2017: RAF INDUSTRIES, INC. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,013
Total number of active participants reported on line 7a of the Form 55002017-01-011,884
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01179
Total of all active and inactive participants2017-01-012,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012,064
Number of participants with account balances2017-01-011,267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: RAF INDUSTRIES, INC. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,918
Total number of active participants reported on line 7a of the Form 55002016-01-011,829
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01183
Total of all active and inactive participants2016-01-012,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-012,013
Number of participants with account balances2016-01-011,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: RAF INDUSTRIES, INC. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,854
Total number of active participants reported on line 7a of the Form 55002015-01-011,711
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01206
Total of all active and inactive participants2015-01-011,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,918
Number of participants with account balances2015-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: RAF INDUSTRIES, INC. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,236
Total number of active participants reported on line 7a of the Form 55002014-01-011,548
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01303
Total of all active and inactive participants2014-01-011,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,854
Number of participants with account balances2014-01-011,222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0167
2013: RAF INDUSTRIES, INC. SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,604
Total number of active participants reported on line 7a of the Form 55002013-01-011,156
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0159
Total of all active and inactive participants2013-01-011,215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,217
Number of participants with account balances2013-01-01995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: RAF INDUSTRIES, INC. SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,534
Total number of active participants reported on line 7a of the Form 55002012-01-011,436
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01151
Total of all active and inactive participants2012-01-011,587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,587
Number of participants with account balances2012-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: RAF INDUSTRIES, INC. SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,373
Total number of active participants reported on line 7a of the Form 55002011-01-011,421
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01105
Total of all active and inactive participants2011-01-011,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,526
Number of participants with account balances2011-01-01842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: RAF INDUSTRIES, INC. SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,194
Total number of active participants reported on line 7a of the Form 55002010-01-011,232
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01131
Total of all active and inactive participants2010-01-011,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,363
Number of participants with account balances2010-01-01785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0118
2009: RAF INDUSTRIES, INC. SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,223
Total number of active participants reported on line 7a of the Form 55002009-01-011,101
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0193
Total of all active and inactive participants2009-01-011,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,194
Number of participants with account balances2009-01-01718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on RAF INDUSTRIES, INC. SAVINGS PLAN

Measure Date Value
2022 : RAF INDUSTRIES, INC. SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$9,247,287
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,485,170
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,533,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,478,478
Expenses. Certain deemed distributions of participant loans2022-12-31$-195
Value of total corrective distributions2022-12-31$15,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,610,872
Value of total assets at end of year2022-12-31$55,575,859
Value of total assets at beginning of year2022-12-31$76,842,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$40,224
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$40,797
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,360,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,360,372
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,234,529
Participant contributions at end of year2022-12-31$609,627
Participant contributions at beginning of year2022-12-31$1,017,697
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$633,513
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$38,172
Administrative expenses (other) incurred2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-12,018,956
Value of net assets at end of year (total assets less liabilities)2022-12-31$55,575,859
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$76,842,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$50,130,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$70,766,804
Interest on participant loans2022-12-31$40,797
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$4,835,922
Value of interest in common/collective trusts at beginning of year2022-12-31$5,057,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,625,812
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$90,429
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,742,830
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,478,478
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$40,224
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM
Accountancy firm EIN2022-12-31420714325
2021 : RAF INDUSTRIES, INC. SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$14,766,551
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$66,123
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,141,331
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,940,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,796,338
Expenses. Certain deemed distributions of participant loans2021-12-31$6,153
Value of total corrective distributions2021-12-31$77,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,486,608
Value of total assets at end of year2021-12-31$76,842,102
Value of total assets at beginning of year2021-12-31$84,473,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,060
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$67,137
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,801,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,801,222
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,394,348
Participant contributions at end of year2021-12-31$1,017,697
Participant contributions at beginning of year2021-12-31$1,520,316
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$264,985
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$66,123
Other income not declared elsewhere2021-12-31$914
Administrative expenses (other) incurred2021-12-31$-66,123
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$7,200,984
Value of net assets at end of year (total assets less liabilities)2021-12-31$76,842,102
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$84,407,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$70,766,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$76,371,868
Interest on participant loans2021-12-31$67,137
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$5,057,601
Value of interest in common/collective trusts at beginning of year2021-12-31$6,581,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,684,113
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$101,337
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,827,275
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,796,338
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$126,183
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM
Accountancy firm EIN2021-12-31420714325
2020 : RAF INDUSTRIES, INC. SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$66,123
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,524,019
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,283,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,127,335
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,838,119
Value of total assets at end of year2020-12-31$84,473,792
Value of total assets at beginning of year2020-12-31$73,167,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$156,103
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$102,819
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,933,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,933,654
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,831,419
Participant contributions at end of year2020-12-31$1,520,316
Participant contributions at beginning of year2020-12-31$1,688,294
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$41,323
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,408,680
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$66,123
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$11,240,581
Value of net assets at end of year (total assets less liabilities)2020-12-31$84,407,669
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$73,167,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$76,371,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$69,077,017
Interest on participant loans2020-12-31$102,819
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$6,581,608
Value of interest in common/collective trusts at beginning of year2020-12-31$2,336,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,649,427
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$598,020
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$23,713
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,127,335
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$156,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : RAF INDUSTRIES, INC. SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,655,744
Total loss/gain on sale of assets2019-12-31$790,712
Total of all expenses incurred2019-12-31$5,343,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,099,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,204,131
Value of total assets at end of year2019-12-31$73,167,088
Value of total assets at beginning of year2019-12-31$58,854,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$243,834
Total interest from all sources2019-12-31$82,929
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,665,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,665,806
Administrative expenses professional fees incurred2019-12-31$243,834
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,938,368
Participant contributions at end of year2019-12-31$1,688,294
Participant contributions at beginning of year2019-12-31$1,573,288
Participant contributions at end of year2019-12-31$41,323
Participant contributions at beginning of year2019-12-31$27,960
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$575,832
Other income not declared elsewhere2019-12-31$6,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,312,268
Value of net assets at end of year (total assets less liabilities)2019-12-31$73,167,088
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,854,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$69,077,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,848,627
Interest on participant loans2019-12-31$82,929
Value of interest in common/collective trusts at end of year2019-12-31$2,336,741
Value of interest in common/collective trusts at beginning of year2019-12-31$2,388,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,855,609
Net investment gain or loss from common/collective trusts2019-12-31$50,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,689,931
Employer contributions (assets) at end of year2019-12-31$23,713
Employer contributions (assets) at beginning of year2019-12-31$16,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,099,642
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$10,203,947
Aggregate carrying amount (costs) on sale of assets2019-12-31$9,413,235
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : RAF INDUSTRIES, INC. SAVINGS PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$1,721,643
Total transfer of assets from this plan2018-12-31$1,990,655
Total income from all sources (including contributions)2018-12-31$2,567,570
Total loss/gain on sale of assets2018-12-31$80,185
Total of all expenses incurred2018-12-31$4,937,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,761,282
Value of total corrective distributions2018-12-31$276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,928,997
Value of total assets at end of year2018-12-31$58,854,820
Value of total assets at beginning of year2018-12-31$61,493,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$175,633
Total interest from all sources2018-12-31$68,728
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,926,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,926,221
Administrative expenses professional fees incurred2018-12-31$175,633
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,826,600
Participant contributions at end of year2018-12-31$1,573,288
Participant contributions at beginning of year2018-12-31$1,616,112
Participant contributions at end of year2018-12-31$27,960
Participant contributions at beginning of year2018-12-31$41,916
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$494,487
Other income not declared elsewhere2018-12-31$11,131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,369,621
Value of net assets at end of year (total assets less liabilities)2018-12-31$58,854,820
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$61,493,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$54,848,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$56,469,931
Interest on participant loans2018-12-31$68,728
Value of interest in common/collective trusts at end of year2018-12-31$2,388,927
Value of interest in common/collective trusts at beginning of year2018-12-31$3,345,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,485,116
Net investment gain or loss from common/collective trusts2018-12-31$37,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,607,910
Employer contributions (assets) at end of year2018-12-31$16,018
Employer contributions (assets) at beginning of year2018-12-31$19,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,761,282
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$13,565,458
Aggregate carrying amount (costs) on sale of assets2018-12-31$13,485,273
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : RAF INDUSTRIES, INC. SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-380
Total unrealized appreciation/depreciation of assets2017-12-31$-380
Total income from all sources (including contributions)2017-12-31$14,883,912
Total loss/gain on sale of assets2017-12-31$1,455,448
Total of all expenses incurred2017-12-31$3,296,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,063,356
Value of total corrective distributions2017-12-31$2,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,663,355
Value of total assets at end of year2017-12-31$61,493,453
Value of total assets at beginning of year2017-12-31$49,905,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$230,453
Total interest from all sources2017-12-31$63,230
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,188,333
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,188,333
Administrative expenses professional fees incurred2017-12-31$230,453
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,706,200
Participant contributions at end of year2017-12-31$1,616,112
Participant contributions at beginning of year2017-12-31$1,346,797
Participant contributions at end of year2017-12-31$41,916
Participant contributions at beginning of year2017-12-31$39,568
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$378,338
Other income not declared elsewhere2017-12-31$39,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,587,843
Value of net assets at end of year (total assets less liabilities)2017-12-31$61,493,453
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$49,905,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$56,469,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,605,159
Interest on participant loans2017-12-31$63,230
Value of interest in common/collective trusts at end of year2017-12-31$3,345,519
Value of interest in common/collective trusts at beginning of year2017-12-31$2,896,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,432,895
Net investment gain or loss from common/collective trusts2017-12-31$41,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,578,817
Employer contributions (assets) at end of year2017-12-31$19,975
Employer contributions (assets) at beginning of year2017-12-31$17,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,063,356
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$52,901,379
Aggregate carrying amount (costs) on sale of assets2017-12-31$51,445,931
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : RAF INDUSTRIES, INC. SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$9,114,481
Total loss/gain on sale of assets2016-12-31$105,153
Total of all expenses incurred2016-12-31$2,416,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,227,216
Value of total corrective distributions2016-12-31$5,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,496,277
Value of total assets at end of year2016-12-31$49,905,610
Value of total assets at beginning of year2016-12-31$43,208,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$184,464
Total interest from all sources2016-12-31$47,251
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,605,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,605,385
Administrative expenses professional fees incurred2016-12-31$184,464
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,578,038
Participant contributions at end of year2016-12-31$1,346,797
Participant contributions at beginning of year2016-12-31$1,069,810
Participant contributions at end of year2016-12-31$39,568
Participant contributions at beginning of year2016-12-31$44,832
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$439,076
Other income not declared elsewhere2016-12-31$150,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,697,485
Value of net assets at end of year (total assets less liabilities)2016-12-31$49,905,610
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,208,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,605,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,697,644
Interest on participant loans2016-12-31$47,251
Value of interest in common/collective trusts at end of year2016-12-31$2,896,813
Value of interest in common/collective trusts at beginning of year2016-12-31$2,375,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,688,563
Net investment gain or loss from common/collective trusts2016-12-31$21,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,479,163
Employer contributions (assets) at end of year2016-12-31$17,273
Employer contributions (assets) at beginning of year2016-12-31$20,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,227,216
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$8,109,528
Aggregate carrying amount (costs) on sale of assets2016-12-31$8,004,375
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : RAF INDUSTRIES, INC. SAVINGS PLAN 2015 401k financial data
Total transfer of assets from this plan2015-12-31$3,219,853
Total income from all sources (including contributions)2015-12-31$5,354,968
Total loss/gain on sale of assets2015-12-31$276,055
Total of all expenses incurred2015-12-31$3,410,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,332,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,199,866
Value of total assets at end of year2015-12-31$43,208,125
Value of total assets at beginning of year2015-12-31$44,483,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$77,998
Total interest from all sources2015-12-31$41,992
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,907,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,907,686
Administrative expenses professional fees incurred2015-12-31$77,998
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,143,956
Participant contributions at end of year2015-12-31$1,069,810
Participant contributions at beginning of year2015-12-31$1,094,362
Participant contributions at end of year2015-12-31$44,832
Participant contributions at beginning of year2015-12-31$22,428
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$706,573
Other income not declared elsewhere2015-12-31$74,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,944,629
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,208,125
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$44,483,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,697,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$40,657,333
Interest on participant loans2015-12-31$41,992
Value of interest in common/collective trusts at end of year2015-12-31$2,375,134
Value of interest in common/collective trusts at beginning of year2015-12-31$2,699,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,166,769
Net investment gain or loss from common/collective trusts2015-12-31$21,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,349,337
Employer contributions (assets) at end of year2015-12-31$20,705
Employer contributions (assets) at beginning of year2015-12-31$9,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,332,341
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$17,191,100
Aggregate carrying amount (costs) on sale of assets2015-12-31$16,915,045
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : RAF INDUSTRIES, INC. SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$1,287,324
Total transfer of assets from this plan2014-12-31$315,792
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,620,917
Total loss/gain on sale of assets2014-12-31$182,217
Total of all expenses incurred2014-12-31$4,648,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,422,154
Value of total corrective distributions2014-12-31$215,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,783,324
Value of total assets at end of year2014-12-31$44,483,349
Value of total assets at beginning of year2014-12-31$40,539,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,700
Total interest from all sources2014-12-31$41,290
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,470,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,470,464
Administrative expenses professional fees incurred2014-12-31$10,700
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,896,040
Participant contributions at end of year2014-12-31$1,094,362
Participant contributions at beginning of year2014-12-31$1,094,792
Participant contributions at end of year2014-12-31$22,428
Participant contributions at beginning of year2014-12-31$20,073
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$359,580
Other income not declared elsewhere2014-12-31$1,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,972,425
Value of net assets at end of year (total assets less liabilities)2014-12-31$44,483,349
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$40,539,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$40,657,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$36,331,477
Interest on participant loans2014-12-31$41,290
Value of interest in common/collective trusts at end of year2014-12-31$2,699,370
Value of interest in common/collective trusts at beginning of year2014-12-31$3,087,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$119,919
Net investment gain or loss from common/collective trusts2014-12-31$22,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,527,704
Employer contributions (assets) at end of year2014-12-31$9,856
Employer contributions (assets) at beginning of year2014-12-31$5,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,422,154
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$9,434,785
Aggregate carrying amount (costs) on sale of assets2014-12-31$9,252,568
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY, LLP
Accountancy firm EIN2014-12-31420714325
2013 : RAF INDUSTRIES, INC. SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$4,603,611
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,599,573
Total loss/gain on sale of assets2013-12-31$584,129
Total of all expenses incurred2013-12-31$3,600,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,483,660
Value of total corrective distributions2013-12-31$107,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,466,921
Value of total assets at end of year2013-12-31$40,539,392
Value of total assets at beginning of year2013-12-31$29,936,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,000
Total interest from all sources2013-12-31$42,690
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,885,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,885,056
Administrative expenses professional fees incurred2013-12-31$9,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,272,500
Participant contributions at end of year2013-12-31$1,094,792
Participant contributions at beginning of year2013-12-31$914,388
Participant contributions at end of year2013-12-31$20,073
Participant contributions at beginning of year2013-12-31$18,988
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$134,072
Other income not declared elsewhere2013-12-31$2,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,999,449
Value of net assets at end of year (total assets less liabilities)2013-12-31$40,539,392
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,936,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$36,331,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,798,516
Interest on participant loans2013-12-31$42,690
Value of interest in common/collective trusts at end of year2013-12-31$3,087,649
Value of interest in common/collective trusts at beginning of year2013-12-31$3,203,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,591,783
Net investment gain or loss from common/collective trusts2013-12-31$26,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,060,349
Employer contributions (assets) at end of year2013-12-31$5,401
Employer contributions (assets) at beginning of year2013-12-31$843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,483,660
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$15,846,184
Aggregate carrying amount (costs) on sale of assets2013-12-31$15,262,055
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY, LLP
Accountancy firm EIN2013-12-31420714325
2012 : RAF INDUSTRIES, INC. SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,867,255
Total transfer of assets from this plan2012-12-31$5,077,372
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,183,427
Total loss/gain on sale of assets2012-12-31$704,470
Total of all expenses incurred2012-12-31$1,885,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,879,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,688,237
Value of total assets at end of year2012-12-31$29,936,332
Value of total assets at beginning of year2012-12-31$28,848,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,899
Total interest from all sources2012-12-31$41,214
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$766,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$766,829
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,901,457
Participant contributions at end of year2012-12-31$914,388
Participant contributions at beginning of year2012-12-31$1,077,733
Participant contributions at end of year2012-12-31$18,988
Participant contributions at beginning of year2012-12-31$27,618
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$81,318
Other income not declared elsewhere2012-12-31$107
Administrative expenses (other) incurred2012-12-31$5,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,298,206
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,936,332
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,848,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,798,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,593,596
Interest on participant loans2012-12-31$41,214
Value of interest in common/collective trusts at end of year2012-12-31$3,203,597
Value of interest in common/collective trusts at beginning of year2012-12-31$3,147,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,944,245
Net investment gain or loss from common/collective trusts2012-12-31$38,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$705,462
Employer contributions (assets) at end of year2012-12-31$843
Employer contributions (assets) at beginning of year2012-12-31$1,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,879,322
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$13,454,171
Aggregate carrying amount (costs) on sale of assets2012-12-31$12,749,701
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : RAF INDUSTRIES, INC. SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,633,019
Total transfer of assets from this plan2011-12-31$1,733,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,499,979
Total loss/gain on sale of assets2011-12-31$-87,422
Total of all expenses incurred2011-12-31$2,329,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,329,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,256,115
Value of total assets at end of year2011-12-31$28,848,243
Value of total assets at beginning of year2011-12-31$29,777,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$44,442
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$678,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$678,326
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,670,343
Participant contributions at end of year2011-12-31$1,077,733
Participant contributions at beginning of year2011-12-31$1,002,616
Participant contributions at end of year2011-12-31$27,618
Participant contributions at beginning of year2011-12-31$41,410
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$84,442
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$119,902
Other income not declared elsewhere2011-12-31$5,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-829,345
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,848,243
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$29,777,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,593,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$26,069,811
Interest on participant loans2011-12-31$44,442
Value of interest in common/collective trusts at end of year2011-12-31$3,147,619
Value of interest in common/collective trusts at beginning of year2011-12-31$2,659,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,439,933
Net investment gain or loss from common/collective trusts2011-12-31$43,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$501,330
Employer contributions (assets) at end of year2011-12-31$1,677
Employer contributions (assets) at beginning of year2011-12-31$4,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,209,422
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$8,714,803
Aggregate carrying amount (costs) on sale of assets2011-12-31$8,802,225
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2011-12-31420714323
2010 : RAF INDUSTRIES, INC. SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-5
Total unrealized appreciation/depreciation of assets2010-12-31$-5
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,514,917
Total loss/gain on sale of assets2010-12-31$56,841
Total of all expenses incurred2010-12-31$1,992,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,950,064
Value of total corrective distributions2010-12-31$42,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,068,229
Value of total assets at end of year2010-12-31$29,777,632
Value of total assets at beginning of year2010-12-31$26,254,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$43,654
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$467,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$467,261
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,624,943
Participant contributions at end of year2010-12-31$1,002,616
Participant contributions at beginning of year2010-12-31$948,051
Participant contributions at end of year2010-12-31$41,410
Participant contributions at beginning of year2010-12-31$26,052
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$201,255
Other income not declared elsewhere2010-12-31$29,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,522,677
Value of net assets at end of year (total assets less liabilities)2010-12-31$29,777,632
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$26,254,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$26,069,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,305,425
Interest on participant loans2010-12-31$43,654
Value of interest in common/collective trusts at end of year2010-12-31$2,659,698
Value of interest in common/collective trusts at beginning of year2010-12-31$2,969,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,808,417
Net investment gain or loss from common/collective trusts2010-12-31$41,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$242,031
Employer contributions (assets) at end of year2010-12-31$4,097
Employer contributions (assets) at beginning of year2010-12-31$5,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,950,064
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$4,956,187
Aggregate carrying amount (costs) on sale of assets2010-12-31$4,899,346
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714323
2009 : RAF INDUSTRIES, INC. SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RAF INDUSTRIES, INC. SAVINGS PLAN

2022: RAF INDUSTRIES, INC. SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RAF INDUSTRIES, INC. SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RAF INDUSTRIES, INC. SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RAF INDUSTRIES, INC. SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RAF INDUSTRIES, INC. SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RAF INDUSTRIES, INC. SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RAF INDUSTRIES, INC. SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RAF INDUSTRIES, INC. SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RAF INDUSTRIES, INC. SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RAF INDUSTRIES, INC. SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RAF INDUSTRIES, INC. SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RAF INDUSTRIES, INC. SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RAF INDUSTRIES, INC. SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RAF INDUSTRIES, INC. SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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