401k Plan data: THE PEARSON RETIREMENT PLAN plan

THE PEARSON RETIREMENT PLAN 401k Plan overview

Plan Name	THE PEARSON RETIREMENT PLAN
Plan identification number	002

THE PEARSON RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

PEARSON INC. has sponsored the creation of one or more 401k plans.

Company Name: PEARSON INC.

Employer identification number (EIN): 510261654

NAIC Classification: 511130
NAIC Description: Book Publishers

Additional information about PEARSON INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 2014-11-21

Company Identification Number: C3729157

Legal Registered Office Address: 10641 Willow Glen Cir

Stockton
United States of America (USA)
95209

More information about PEARSON INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PEARSON RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 SHYAM RAGHAVAN
002 2016-01-01 SHYAM RAGHAVAN
002 2015-01-01 SHYAM RAGHAVAN
002 2014-01-01 ROBERT B. ARTHUR
002 2013-01-01 ROBERT B. ARTHUR
002 2012-01-01 ROBERT B. ARTHUR
002 2011-01-01 ROBERT B. ARTHUR
002 2009-01-01 ROBERT B. ARTHUR

Plan id#	Filing Submission Date	Name of Administrator
002	2017-01-01	SHYAM RAGHAVAN
002	2016-01-01	SHYAM RAGHAVAN
002	2015-01-01	SHYAM RAGHAVAN
002	2014-01-01	ROBERT B. ARTHUR
002	2013-01-01	ROBERT B. ARTHUR
002	2012-01-01	ROBERT B. ARTHUR
002	2011-01-01	ROBERT B. ARTHUR
002	2009-01-01	ROBERT B. ARTHUR

Plan Statistics for THE PEARSON RETIREMENT PLAN

401k plan membership statisitcs for THE PEARSON RETIREMENT PLAN

Measure Date Value
2017: THE PEARSON RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 19,273
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 11,563
Number of retired or separated participants receiving benefits 2017-01-01 231
Number of other retired or separated participants entitled to future benefits 2017-01-01 6,487
Total of all active and inactive participants 2017-01-01 18,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 38
Total participants 2017-01-01 18,319
Number of participants with account balances 2017-01-01 17,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 280
2016: THE PEARSON RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 22,834
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 12,023
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 7,115
Total of all active and inactive participants 2016-01-01 19,138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 17
Total participants 2016-01-01 19,155
Number of participants with account balances 2016-01-01 18,589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 455
2015: THE PEARSON RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 23,367
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 13,897
Number of retired or separated participants receiving benefits 2015-01-01 2,743
Number of other retired or separated participants entitled to future benefits 2015-01-01 5,993
Total of all active and inactive participants 2015-01-01 22,633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 60
Total participants 2015-01-01 22,693
Number of participants with account balances 2015-01-01 22,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1,135
2014: THE PEARSON RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 26,651
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 15,338
Number of retired or separated participants receiving benefits 2014-01-01 2,582
Number of other retired or separated participants entitled to future benefits 2014-01-01 5,300
Total of all active and inactive participants 2014-01-01 23,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 56
Total participants 2014-01-01 23,276
Number of participants with account balances 2014-01-01 22,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1,215
2013: THE PEARSON RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 26,557
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 16,478
Number of retired or separated participants receiving benefits 2013-01-01 2,724
Number of other retired or separated participants entitled to future benefits 2013-01-01 7,265
Total of all active and inactive participants 2013-01-01 26,467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 80
Total participants 2013-01-01 26,547
Number of participants with account balances 2013-01-01 25,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1,185
2012: THE PEARSON RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 25,503
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 18,884
Number of retired or separated participants receiving benefits 2012-01-01 2,216
Number of other retired or separated participants entitled to future benefits 2012-01-01 4,805
Total of all active and inactive participants 2012-01-01 25,905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 101
Total participants 2012-01-01 26,006
Number of participants with account balances 2012-01-01 25,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 944
2011: THE PEARSON RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 24,921
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 18,455
Number of retired or separated participants receiving benefits 2011-01-01 2,089
Number of other retired or separated participants entitled to future benefits 2011-01-01 4,808
Total of all active and inactive participants 2011-01-01 25,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 82
Total participants 2011-01-01 25,434
Number of participants with account balances 2011-01-01 24,592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 858
2009: THE PEARSON RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 25,885
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18,587
Number of retired or separated participants receiving benefits 2009-01-01 1,615
Number of other retired or separated participants entitled to future benefits 2009-01-01 5,164
Total of all active and inactive participants 2009-01-01 25,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 61
Total participants 2009-01-01 25,427
Number of participants with account balances 2009-01-01 24,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 872

Measure	Date	Value
2017: THE PEARSON RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	19,273
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	11,563
Number of retired or separated participants receiving benefits	2017-01-01	231
Number of other retired or separated participants entitled to future benefits	2017-01-01	6,487
Total of all active and inactive participants	2017-01-01	18,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	38
Total participants	2017-01-01	18,319
Number of participants with account balances	2017-01-01	17,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	280
2016: THE PEARSON RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	22,834
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	12,023
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	7,115
Total of all active and inactive participants	2016-01-01	19,138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	17
Total participants	2016-01-01	19,155
Number of participants with account balances	2016-01-01	18,589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	455
2015: THE PEARSON RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	23,367
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	13,897
Number of retired or separated participants receiving benefits	2015-01-01	2,743
Number of other retired or separated participants entitled to future benefits	2015-01-01	5,993
Total of all active and inactive participants	2015-01-01	22,633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	60
Total participants	2015-01-01	22,693
Number of participants with account balances	2015-01-01	22,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1,135
2014: THE PEARSON RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	26,651
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	15,338
Number of retired or separated participants receiving benefits	2014-01-01	2,582
Number of other retired or separated participants entitled to future benefits	2014-01-01	5,300
Total of all active and inactive participants	2014-01-01	23,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	56
Total participants	2014-01-01	23,276
Number of participants with account balances	2014-01-01	22,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1,215
2013: THE PEARSON RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	26,557
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	16,478
Number of retired or separated participants receiving benefits	2013-01-01	2,724
Number of other retired or separated participants entitled to future benefits	2013-01-01	7,265
Total of all active and inactive participants	2013-01-01	26,467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	80
Total participants	2013-01-01	26,547
Number of participants with account balances	2013-01-01	25,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1,185
2012: THE PEARSON RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	25,503
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	18,884
Number of retired or separated participants receiving benefits	2012-01-01	2,216
Number of other retired or separated participants entitled to future benefits	2012-01-01	4,805
Total of all active and inactive participants	2012-01-01	25,905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	101
Total participants	2012-01-01	26,006
Number of participants with account balances	2012-01-01	25,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	944
2011: THE PEARSON RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	24,921
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	18,455
Number of retired or separated participants receiving benefits	2011-01-01	2,089
Number of other retired or separated participants entitled to future benefits	2011-01-01	4,808
Total of all active and inactive participants	2011-01-01	25,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	82
Total participants	2011-01-01	25,434
Number of participants with account balances	2011-01-01	24,592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	858
2009: THE PEARSON RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	25,885
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18,587
Number of retired or separated participants receiving benefits	2009-01-01	1,615
Number of other retired or separated participants entitled to future benefits	2009-01-01	5,164
Total of all active and inactive participants	2009-01-01	25,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	61
Total participants	2009-01-01	25,427
Number of participants with account balances	2009-01-01	24,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	872

Financial Data on THE PEARSON RETIREMENT PLAN

Measure	Date	Value
2017 : THE PEARSON RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$2,614,668
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,321,733
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$451,451,859
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$229,051,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$226,734,735
Expenses. Certain deemed distributions of participant loans	2017-12-31	$53,541
Value of total corrective distributions	2017-12-31	$25,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$116,498,482
Value of total assets at end of year	2017-12-31	$2,225,634,257
Value of total assets at beginning of year	2017-12-31	$2,008,170,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,238,198
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$861,780
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$67,984,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$67,984,726
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$68,993,691
Participant contributions at end of year	2017-12-31	$19,163,518
Participant contributions at beginning of year	2017-12-31	$19,991,761
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$11,090,772
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$2,321,733
Other income not declared elsewhere	2017-12-31	$25
Administrative expenses (other) incurred	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$222,400,098
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,225,634,257
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,005,848,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$2,238,198
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,563,300,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,360,212,262
Interest on participant loans	2017-12-31	$861,780
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$643,170,229
Value of interest in common/collective trusts at beginning of year	2017-12-31	$627,966,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$186,513,540
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$79,593,306
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$36,414,019
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$226,734,735
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LEGACY PROFESSIONALS LLP
Accountancy firm EIN	2017-12-31	320043599
2016 : THE PEARSON RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$21,566,685
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,321,733
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$287,574,893
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$303,399,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$300,619,073
Expenses. Certain deemed distributions of participant loans	2016-12-31	$132,764
Value of total corrective distributions	2016-12-31	$18,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$128,635,040
Value of total assets at end of year	2016-12-31	$2,008,170,560
Value of total assets at beginning of year	2016-12-31	$2,043,240,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,628,800
Total interest from all sources	2016-12-31	$986,213
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$44,818,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$44,818,510
Administrative expenses professional fees incurred	2016-12-31	$157,350
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$73,563,806
Participant contributions at end of year	2016-12-31	$19,991,761
Participant contributions at beginning of year	2016-12-31	$26,547,311
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$2,127,310
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$65,554
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$7,854,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$2,321,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$206,093
Administrative expenses (other) incurred	2016-12-31	$84,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-15,824,513
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,005,848,827
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,043,240,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$2,387,390
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,360,212,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,380,872,233
Interest on participant loans	2016-12-31	$986,213
Value of interest in common/collective trusts at end of year	2016-12-31	$627,966,537
Value of interest in common/collective trusts at beginning of year	2016-12-31	$618,441,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$68,645,935
Net investment gain or loss from common/collective trusts	2016-12-31	$44,283,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$47,216,575
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$15,186,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$300,619,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LEGACY PROFESSIONALS LLP
Accountancy firm EIN	2016-12-31	320043599
2015 : THE PEARSON RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$167,992,061
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$264,632,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$261,540,734
Expenses. Certain deemed distributions of participant loans	2015-12-31	$114,949
Value of total corrective distributions	2015-12-31	$50,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$153,828,005
Value of total assets at end of year	2015-12-31	$2,043,240,025
Value of total assets at beginning of year	2015-12-31	$2,139,880,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,926,832
Total interest from all sources	2015-12-31	$1,186,761
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$72,271,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$72,271,744
Administrative expenses professional fees incurred	2015-12-31	$45,000
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$89,127,627
Participant contributions at end of year	2015-12-31	$26,547,311
Participant contributions at beginning of year	2015-12-31	$29,390,345
Participant contributions at end of year	2015-12-31	$2,127,310
Participant contributions at beginning of year	2015-12-31	$2,261,527
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$65,554
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$64,240
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,453,728
Other income not declared elsewhere	2015-12-31	$826,587
Administrative expenses (other) incurred	2015-12-31	$118,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-96,640,685
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,043,240,025
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,139,880,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$2,763,658
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,380,872,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,442,386,823
Interest on participant loans	2015-12-31	$1,186,761
Value of interest in common/collective trusts at end of year	2015-12-31	$618,441,526
Value of interest in common/collective trusts at beginning of year	2015-12-31	$649,212,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-67,574,489
Net investment gain or loss from common/collective trusts	2015-12-31	$7,453,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$58,246,650
Employer contributions (assets) at end of year	2015-12-31	$15,186,091
Employer contributions (assets) at beginning of year	2015-12-31	$16,565,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$261,540,734
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LEGACY PROFESSIONALS LLP
Accountancy firm EIN	2015-12-31	320043599
2014 : THE PEARSON RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$35
Total transfer of assets from this plan	2014-12-31	$252,043,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$307,377,984
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$250,394,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$246,970,401
Expenses. Certain deemed distributions of participant loans	2014-12-31	$234,385
Value of total corrective distributions	2014-12-31	$9,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$160,725,753
Value of total assets at end of year	2014-12-31	$2,139,880,710
Value of total assets at beginning of year	2014-12-31	$2,334,940,631
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,179,802
Total interest from all sources	2014-12-31	$1,262,610
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$64,899,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$64,899,274
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$92,638,613
Participant contributions at end of year	2014-12-31	$29,390,345
Participant contributions at beginning of year	2014-12-31	$34,553,519
Participant contributions at end of year	2014-12-31	$2,261,527
Participant contributions at beginning of year	2014-12-31	$195,093
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$64,240
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$78,117
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$6,408,910
Other income not declared elsewhere	2014-12-31	$-771,437
Administrative expenses (other) incurred	2014-12-31	$134,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$56,983,596
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,139,880,710
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,334,940,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$3,045,727
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,442,386,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,280,617,922
Interest on participant loans	2014-12-31	$1,262,610
Value of interest in common/collective trusts at end of year	2014-12-31	$649,212,474
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,005,015,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$12,418,132
Net investment gain or loss from common/collective trusts	2014-12-31	$68,843,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$61,678,230
Employer contributions (assets) at end of year	2014-12-31	$16,565,301
Employer contributions (assets) at beginning of year	2014-12-31	$14,480,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$246,970,401
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LEGACY PROFESSIONALS LLP
Accountancy firm EIN	2014-12-31	320043599
2013 : THE PEARSON RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$5,572,335
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$586,466,776
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$191,102,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$187,478,912
Expenses. Certain deemed distributions of participant loans	2013-12-31	$349,454
Value of total corrective distributions	2013-12-31	$19,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$183,622,404
Value of total assets at end of year	2013-12-31	$2,334,940,631
Value of total assets at beginning of year	2013-12-31	$1,934,003,724
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,254,560
Total interest from all sources	2013-12-31	$1,510,253
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$32,112,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$32,112,666
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$102,199,490
Participant contributions at end of year	2013-12-31	$34,553,519
Participant contributions at beginning of year	2013-12-31	$33,861,952
Participant contributions at end of year	2013-12-31	$195,093
Participant contributions at beginning of year	2013-12-31	$2,686,267
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$78,117
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$94,570
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$15,877,106
Other income not declared elsewhere	2013-12-31	$-17,745
Administrative expenses (other) incurred	2013-12-31	$213,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$395,364,572
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,334,940,631
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,934,003,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$3,041,160
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,280,617,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,085,501,152
Interest on participant loans	2013-12-31	$1,509,801
Value of interest in common/collective trusts at end of year	2013-12-31	$1,005,015,517
Value of interest in common/collective trusts at beginning of year	2013-12-31	$793,512,825
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$452
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$243,912,003
Net investment gain or loss from common/collective trusts	2013-12-31	$125,327,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	Yes
Contributions received in cash from employer	2013-12-31	$65,545,808
Employer contributions (assets) at end of year	2013-12-31	$14,480,463
Employer contributions (assets) at beginning of year	2013-12-31	$18,346,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$187,478,912
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LEGACY PROFESSIONALS, LLP
Accountancy firm EIN	2013-12-31	320043599
2012 : THE PEARSON RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$393,448,112
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$150,487,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$147,272,482
Expenses. Certain deemed distributions of participant loans	2012-12-31	$200,947
Value of total corrective distributions	2012-12-31	$27,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$173,711,817
Value of total assets at end of year	2012-12-31	$1,934,003,724
Value of total assets at beginning of year	2012-12-31	$1,691,043,053
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,986,469
Total interest from all sources	2012-12-31	$1,386,854
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$28,071,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$28,071,616
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$98,085,291
Participant contributions at end of year	2012-12-31	$33,861,952
Participant contributions at beginning of year	2012-12-31	$30,849,260
Participant contributions at end of year	2012-12-31	$2,686,267
Participant contributions at beginning of year	2012-12-31	$47,024
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$94,570
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$25,054
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$9,542,998
Other income not declared elsewhere	2012-12-31	$48,659
Administrative expenses (other) incurred	2012-12-31	$155,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$242,960,671
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,934,003,724
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,691,043,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$2,830,626
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,085,501,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$940,525,105
Interest on participant loans	2012-12-31	$1,386,814
Value of interest in common/collective trusts at end of year	2012-12-31	$793,512,825
Value of interest in common/collective trusts at beginning of year	2012-12-31	$713,653,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$40
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$121,267,307
Net investment gain or loss from common/collective trusts	2012-12-31	$68,961,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$66,083,528
Employer contributions (assets) at end of year	2012-12-31	$18,346,958
Employer contributions (assets) at beginning of year	2012-12-31	$5,943,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$147,272,482
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LEGACY PROFESSIONALS, LLP
Accountancy firm EIN	2012-12-31	320043599
2011 : THE PEARSON RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$167,143,901
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$115,612,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$112,660,479
Expenses. Certain deemed distributions of participant loans	2011-12-31	$177,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$171,466,651
Value of total assets at end of year	2011-12-31	$1,691,043,053
Value of total assets at beginning of year	2011-12-31	$1,639,511,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,774,453
Total interest from all sources	2011-12-31	$1,417,478
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$37,943,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$37,943,584
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$94,746,654
Participant contributions at end of year	2011-12-31	$30,849,260
Participant contributions at beginning of year	2011-12-31	$28,883,527
Participant contributions at end of year	2011-12-31	$47,024
Participant contributions at beginning of year	2011-12-31	$48,998
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$25,054
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,794,306
Other income not declared elsewhere	2011-12-31	$24,144
Administrative expenses (other) incurred	2011-12-31	$157,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$51,531,689
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,691,043,053
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,639,511,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,616,603
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$940,525,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$971,223,682
Interest on participant loans	2011-12-31	$1,374,860
Value of interest in common/collective trusts at end of year	2011-12-31	$713,653,063
Value of interest in common/collective trusts at beginning of year	2011-12-31	$635,941,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$42,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-61,757,414
Net investment gain or loss from common/collective trusts	2011-12-31	$18,049,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$65,925,691
Employer contributions (assets) at end of year	2011-12-31	$5,943,547
Employer contributions (assets) at beginning of year	2011-12-31	$3,413,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$112,660,479
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LEGACY PROFESSIONALS, LLP
Accountancy firm EIN	2011-12-31	320043599
2010 : THE PEARSON RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-1,363
Total unrealized appreciation/depreciation of assets	2010-12-31	$-1,363
Total transfer of assets from this plan	2010-12-31	$183,308,105
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$365,397,299
Total loss/gain on sale of assets	2010-12-31	$-8,708
Total of all expenses incurred	2010-12-31	$105,020,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$102,272,987
Expenses. Certain deemed distributions of participant loans	2010-12-31	$112,210
Value of total corrective distributions	2010-12-31	$987
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$170,863,032
Value of total assets at end of year	2010-12-31	$1,639,511,364
Value of total assets at beginning of year	2010-12-31	$1,562,442,921
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,634,567
Total interest from all sources	2010-12-31	$1,577,944
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$25,744,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$25,744,460
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$94,943,773
Participant contributions at end of year	2010-12-31	$28,883,527
Participant contributions at beginning of year	2010-12-31	$29,147,963
Participant contributions at end of year	2010-12-31	$48,998
Participant contributions at beginning of year	2010-12-31	$2,345,751
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$12,565,426
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$-1,626,038
Administrative expenses (other) incurred	2010-12-31	$175,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$260,376,548
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,639,511,364
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,562,442,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,459,492
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$971,223,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$919,515,046
Interest on participant loans	2010-12-31	$1,558,878
Income. Interest from US Government securities	2010-12-31	$19,061
Value of interest in common/collective trusts at end of year	2010-12-31	$635,941,554
Value of interest in common/collective trusts at beginning of year	2010-12-31	$590,669,777
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$5
Asset value of US Government securities at beginning of year	2010-12-31	$1,210,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$106,178,332
Net investment gain or loss from common/collective trusts	2010-12-31	$62,669,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$63,353,833
Employer contributions (assets) at end of year	2010-12-31	$3,413,603
Employer contributions (assets) at beginning of year	2010-12-31	$19,553,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$102,272,987
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,355,646
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,364,354
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LEGACY PROFESSIONALS LLP
Accountancy firm EIN	2010-12-31	320043599
2009 : THE PEARSON RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE PEARSON RETIREMENT PLAN

2017: THE PEARSON RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE PEARSON RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE PEARSON RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE PEARSON RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE PEARSON RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE PEARSON RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE PEARSON RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE PEARSON RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PEARSON INC.
Employer identification number (EIN):	510261654
NAIC Classification:	511130
NAIC Description:	Book Publishers

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	2014-11-21
Company Identification Number:	C3729157
Legal Registered Office Address:	10641 Willow Glen Cir Stockton United States of America (USA) 95209