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ESG INTERNATIONAL 401(K) PLAN 401k Plan overview

Plan NameESG INTERNATIONAL 401(K) PLAN
Plan identification number 002

ESG INTERNATIONAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ENERGY SERVICES GROUP INTERNATIONAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:ENERGY SERVICES GROUP INTERNATIONAL, INC.
Employer identification number (EIN):510272514
NAIC Classification:561210
NAIC Description:Facilities Support Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESG INTERNATIONAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01THOMAS W. GILLMAN2023-08-01
0022021-01-01THOMAS W. GILLMAN2022-07-25
0022020-01-01THOMAS W. GILLMAN2021-08-02
0022019-01-01THOMAS W. GILLMAN2020-05-05
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01THOMAS W. GILLMAN
0022011-01-01THOMAS W. GILLMAN
0022009-01-01SUSAN THODE

Plan Statistics for ESG INTERNATIONAL 401(K) PLAN

401k plan membership statisitcs for ESG INTERNATIONAL 401(K) PLAN

Measure Date Value
2022: ESG INTERNATIONAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01514
Total number of active participants reported on line 7a of the Form 55002022-01-01350
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0178
Total of all active and inactive participants2022-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01431
Number of participants with account balances2022-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ESG INTERNATIONAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01370
Total number of active participants reported on line 7a of the Form 55002021-01-01431
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-0171
Total of all active and inactive participants2021-01-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01514
Number of participants with account balances2021-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ESG INTERNATIONAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01409
Total number of active participants reported on line 7a of the Form 55002020-01-01291
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-0173
Total of all active and inactive participants2020-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01370
Number of participants with account balances2020-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ESG INTERNATIONAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01368
Total number of active participants reported on line 7a of the Form 55002019-01-01336
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0170
Total of all active and inactive participants2019-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01409
Number of participants with account balances2019-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ESG INTERNATIONAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01306
Total number of active participants reported on line 7a of the Form 55002018-01-01305
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01367
Number of participants with account balances2018-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ESG INTERNATIONAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01264
Total number of active participants reported on line 7a of the Form 55002017-01-01257
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0144
Total of all active and inactive participants2017-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01306
Number of participants with account balances2017-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ESG INTERNATIONAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01243
Total number of active participants reported on line 7a of the Form 55002016-01-01215
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0146
Total of all active and inactive participants2016-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01264
Number of participants with account balances2016-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ESG INTERNATIONAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01268
Total number of active participants reported on line 7a of the Form 55002015-01-01182
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0157
Total of all active and inactive participants2015-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01243
Number of participants with account balances2015-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ESG INTERNATIONAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01177
Total number of active participants reported on line 7a of the Form 55002014-01-01219
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0141
Total of all active and inactive participants2014-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01268
Number of participants with account balances2014-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ESG INTERNATIONAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01280
Total number of active participants reported on line 7a of the Form 55002013-01-01122
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01177
Number of participants with account balances2013-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ESG INTERNATIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01401
Total number of active participants reported on line 7a of the Form 55002012-01-01237
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01280
Total participants2012-01-01280
Number of participants with account balances2012-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: ESG INTERNATIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01294
Total number of active participants reported on line 7a of the Form 55002011-01-01331
Number of other retired or separated participants entitled to future benefits2011-01-0169
Total of all active and inactive participants2011-01-01400
Total participants2011-01-01400
Number of participants with account balances2011-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: ESG INTERNATIONAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01246
Total number of active participants reported on line 7a of the Form 55002009-01-01193
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0155
Total of all active and inactive participants2009-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01248
Number of participants with account balances2009-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ESG INTERNATIONAL 401(K) PLAN

Measure Date Value
2022 : ESG INTERNATIONAL 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$197,435
Total of all expenses incurred2022-12-31$1,203,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,151,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,834,665
Value of total assets at end of year2022-12-31$7,280,169
Value of total assets at beginning of year2022-12-31$8,286,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$52,022
Total interest from all sources2022-12-31$1,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,810,292
Participant contributions at end of year2022-12-31$23,425
Participant contributions at beginning of year2022-12-31$17,362
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$24,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,006,312
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,280,169
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,286,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,508,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,979,058
Interest earned on other investments2022-12-31$1,102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$748,047
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$290,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,638,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,151,725
Contract administrator fees2022-12-31$52,022
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PBMARES, LLP
Accountancy firm EIN2022-12-31540737372
2021 : ESG INTERNATIONAL 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,719,423
Total of all expenses incurred2021-12-31$2,698,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,683,997
Value of total corrective distributions2021-12-31$1,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,681,173
Value of total assets at end of year2021-12-31$8,286,481
Value of total assets at beginning of year2021-12-31$8,265,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,305
Total interest from all sources2021-12-31$3,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,681,173
Participant contributions at end of year2021-12-31$17,362
Participant contributions at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$21,160
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,286,481
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,265,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,979,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,923,189
Interest earned on other investments2021-12-31$3,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$290,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$342,132
Net investment gain/loss from pooled separate accounts2021-12-31$1,034,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,683,997
Contract administrator fees2021-12-31$12,305
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PBMARES, LLP
Accountancy firm EIN2021-12-31540737372
2020 : ESG INTERNATIONAL 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$2,784,854
Total of all expenses incurred2020-12-31$769,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$760,553
Value of total corrective distributions2020-12-31$2,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,507,708
Value of total assets at end of year2020-12-31$8,265,321
Value of total assets at beginning of year2020-12-31$6,249,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,493,647
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,061
Other income not declared elsewhere2020-12-31$-763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,015,790
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,265,321
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,249,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$7,923,189
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,046,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$342,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$202,588
Net investment gain/loss from pooled separate accounts2020-12-31$1,277,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$760,553
Contract administrator fees2020-12-31$6,072
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PBMARES, LLP
Accountancy firm EIN2020-12-31540737372
2019 : ESG INTERNATIONAL 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,375,226
Total of all expenses incurred2019-12-31$722,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$716,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,333,241
Value of total assets at end of year2019-12-31$6,249,531
Value of total assets at beginning of year2019-12-31$4,596,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,289,666
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$43,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,653,044
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,249,531
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,596,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,046,943
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,435,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$202,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$160,740
Net investment gain/loss from pooled separate accounts2019-12-31$1,041,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$716,433
Contract administrator fees2019-12-31$5,749
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PBMARES, LLP
Accountancy firm EIN2019-12-31540737372
2018 : ESG INTERNATIONAL 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,687,588
Total of all expenses incurred2018-12-31$340,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$334,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,992,561
Value of total assets at end of year2018-12-31$4,596,487
Value of total assets at beginning of year2018-12-31$3,248,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,208,577
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$27,560
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$783,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,347,583
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,596,487
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,248,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,435,747
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,098,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$160,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$122,772
Net investment gain/loss from pooled separate accounts2018-12-31$-304,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$334,319
Contract administrator fees2018-12-31$5,686
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PBMARES, LLP
Accountancy firm EIN2018-12-31540737372
2017 : ESG INTERNATIONAL 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,371,607
Total of all expenses incurred2017-12-31$1,082,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,076,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$912,584
Value of total assets at end of year2017-12-31$3,248,904
Value of total assets at beginning of year2017-12-31$2,959,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$888,451
Participant contributions at end of year2017-12-31$27,560
Participant contributions at beginning of year2017-12-31$11,298
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$24,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$289,399
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,248,904
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,959,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,098,572
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,797,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$122,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$150,448
Net investment gain/loss from pooled separate accounts2017-12-31$459,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,076,201
Contract administrator fees2017-12-31$6,007
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PBMARES, LLP
Accountancy firm EIN2017-12-31540737372
2016 : ESG INTERNATIONAL 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,018,300
Total of all expenses incurred2016-12-31$440,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$434,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$836,211
Value of total assets at end of year2016-12-31$2,959,505
Value of total assets at beginning of year2016-12-31$2,381,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,435
Total interest from all sources2016-12-31$461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$754,218
Participant contributions at end of year2016-12-31$11,298
Participant contributions at beginning of year2016-12-31$8,549
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$81,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$577,979
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,959,505
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,381,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,797,759
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,336,199
Interest earned on other investments2016-12-31$461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$150,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$36,778
Net investment gain/loss from pooled separate accounts2016-12-31$181,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$434,886
Contract administrator fees2016-12-31$5,435
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PBMARES, LLP
Accountancy firm EIN2016-12-31540737372
2015 : ESG INTERNATIONAL 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,973
Total income from all sources (including contributions)2015-12-31$689,062
Total of all expenses incurred2015-12-31$574,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$570,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$727,117
Value of total assets at end of year2015-12-31$2,381,526
Value of total assets at beginning of year2015-12-31$2,270,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,636
Total interest from all sources2015-12-31$-6,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$727,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$114,736
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,381,526
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,266,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$2,336,199
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,107,271
Interest earned on other investments2015-12-31$-6,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$36,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$163,272
Net investment gain/loss from pooled separate accounts2015-12-31$-31,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$8,549
Employer contributions (assets) at beginning of year2015-12-31$220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$570,690
Contract administrator fees2015-12-31$3,636
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HADDOX REID EUBANK BETTS PLLC
Accountancy firm EIN2015-12-31640414329
2014 : ESG INTERNATIONAL 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$44,367
Total income from all sources (including contributions)2014-12-31$847,683
Total of all expenses incurred2014-12-31$738,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$735,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$711,006
Value of total assets at end of year2014-12-31$2,270,763
Value of total assets at beginning of year2014-12-31$2,202,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,290
Total interest from all sources2014-12-31$8,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$693,723
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$109,146
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,266,790
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,157,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,107,271
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,995,130
Interest earned on other investments2014-12-31$8,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$163,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$206,881
Net investment gain/loss from pooled separate accounts2014-12-31$128,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$220
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$735,247
Contract administrator fees2014-12-31$3,290
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$44,367
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HADDOX REID EUBANK BETTS PLLC
Accountancy firm EIN2014-12-31640414329
2013 : ESG INTERNATIONAL 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$44,367
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,068
Total income from all sources (including contributions)2013-12-31$823,919
Total of all expenses incurred2013-12-31$739,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$693,635
Value of total corrective distributions2013-12-31$44,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$443,308
Value of total assets at end of year2013-12-31$2,202,011
Value of total assets at beginning of year2013-12-31$2,082,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,474
Total interest from all sources2013-12-31$909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$367,964
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$84,443
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,157,644
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,073,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,808,798
Value of interest in pooled separate accounts at end of year2013-12-31$1,995,130
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest earned on other investments2013-12-31$909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$206,881
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$273,471
Net investment gain/loss from pooled separate accounts2013-12-31$379,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$693,635
Contract administrator fees2013-12-31$1,474
Liabilities. Value of benefit claims payable at end of year2013-12-31$44,367
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$9,068
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HADDOX REID EUBANK BETTS PLLC
Accountancy firm EIN2013-12-31640414329
2012 : ESG INTERNATIONAL 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$9,068
Total income from all sources (including contributions)2012-12-31$883,346
Total of all expenses incurred2012-12-31$1,064,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,053,850
Value of total corrective distributions2012-12-31$9,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$625,480
Value of total assets at end of year2012-12-31$2,082,269
Value of total assets at beginning of year2012-12-31$2,254,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,899
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$625,480
Participant contributions at beginning of year2012-12-31$11,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-181,471
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,073,201
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,254,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,808,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,969,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$273,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$274,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$257,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,053,850
Liabilities. Value of benefit claims payable at end of year2012-12-31$9,068
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EUBANK BETTS HIRN WOOD PLLC
Accountancy firm EIN2012-12-31640474778
2011 : ESG INTERNATIONAL 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$24,889
Total income from all sources (including contributions)2011-12-31$471,619
Total of all expenses incurred2011-12-31$530,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$530,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$553,227
Value of total assets at end of year2011-12-31$2,254,672
Value of total assets at beginning of year2011-12-31$2,338,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$150
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$553,227
Participant contributions at end of year2011-12-31$11,008
Participant contributions at beginning of year2011-12-31$4,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-58,644
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,254,672
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,313,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,969,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,159,440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$274,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$174,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-81,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$530,113
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$24,889
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EUBANK, BETTS, HIRN, WOOD, PLLC
Accountancy firm EIN2011-12-31640474778
2010 : ESG INTERNATIONAL 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$24,889
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,921
Total income from all sources (including contributions)2010-12-31$920,646
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$499,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$499,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$718,056
Value of total assets at end of year2010-12-31$2,338,205
Value of total assets at beginning of year2010-12-31$1,901,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$4,130
Participant contributions at beginning of year2010-12-31$2,889
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$136,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$421,536
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,313,316
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,891,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,159,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,805,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$174,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$93,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$202,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$581,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$499,110
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$24,889
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$9,921
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EUBANK, BETTS, HIRN, WOOD, PLLC
Accountancy firm EIN2010-12-31640474778
2009 : ESG INTERNATIONAL 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ESG INTERNATIONAL 401(K) PLAN

2022: ESG INTERNATIONAL 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ESG INTERNATIONAL 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ESG INTERNATIONAL 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ESG INTERNATIONAL 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ESG INTERNATIONAL 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ESG INTERNATIONAL 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ESG INTERNATIONAL 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ESG INTERNATIONAL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ESG INTERNATIONAL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ESG INTERNATIONAL 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ESG INTERNATIONAL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ESG INTERNATIONAL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ESG INTERNATIONAL 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number861131
Policy instance 1
Insurance contract or identification number861131
Number of Individuals Covered198
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 2
Insurance contract or identification number810822
Number of Individuals Covered220
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $23,709
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,709
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number861131
Policy instance 1
Insurance contract or identification number861131
Number of Individuals Covered210
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 1
Insurance contract or identification number810822
Number of Individuals Covered177
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $26,605
Total amount of fees paid to insurance companyUSD $3,198
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,605
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 1
Insurance contract or identification number810822
Number of Individuals Covered172
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $21,830
Total amount of fees paid to insurance companyUSD $2,621
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,830
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 1
Insurance contract or identification number810822
Number of Individuals Covered158
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $16,903
Total amount of fees paid to insurance companyUSD $1,984
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,903
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 1
Insurance contract or identification number810822
Number of Individuals Covered118
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,739
Total amount of fees paid to insurance companyUSD $1,515
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,739
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS AND SUPPLEMENTAL CASH PAID
Insurance broker organization code?4
Insurance broker nameQUINLAN ELLEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 1
Insurance contract or identification number810822
Number of Individuals Covered109
Insurance policy start date2015-01-17
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,522
Total amount of fees paid to insurance companyUSD $1,152
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,522
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS & SUPPLEMENTAL CASH PAID
Insurance broker organization code?4
Insurance broker nameQUINLAN ELLEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810822
Policy instance 2
Insurance contract or identification number810822
Number of Individuals Covered98
Insurance policy start date2014-01-17
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,675
Total amount of fees paid to insurance companyUSD $852
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,675
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS & SUPPLEMENTAL CASH PAID
Insurance broker organization code?4
Insurance broker nameQUINLAN ELLEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI222
Policy instance 1
Insurance contract or identification numberPHI222
Number of Individuals Covered100
Insurance policy start date2014-01-01
Insurance policy end date2014-01-16
Total amount of commissions paid to insurance brokerUSD $762
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $762
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS & SUPPLEMENTAL CASH PAID
Insurance broker organization code?4
Insurance broker nameNFP ADVISOR SERVICE, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI222
Policy instance 1
Insurance contract or identification numberPHI222
Number of Individuals Covered124
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,659
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,659
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS & SUPPLEMENTAL CASH PAID
Insurance broker organization code?4
Insurance broker nameNFP SECURITIES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI222
Policy instance 1
Insurance contract or identification numberPHI222
Number of Individuals Covered145
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $9,332
Total amount of fees paid to insurance companyUSD $624
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,332
Amount paid for insurance broker fees624
Insurance broker nameNFP SECURITIES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI222
Policy instance 1
Insurance contract or identification numberPHI222
Number of Individuals Covered160
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,103
Total amount of fees paid to insurance companyUSD $183
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI222
Policy instance 1
Insurance contract or identification numberPHI222
Number of Individuals Covered119
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,823
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,823
Insurance broker organization code?3
Insurance broker nameWHITE, CHARLES

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