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BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 401k Plan overview

Plan NameBRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN
Plan identification number 001

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
Employer identification number (EIN):510294065
NAIC Classification:523900

Additional information about BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2012-01-12
Company Identification Number: 0801535926
Legal Registered Office Address: 1 FRANKLIN PKWY # SM9503

SAN MATEO
United States of America (USA)
94403

More information about BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01THERESA HATTON
0012016-01-01THERESA HATTON
0012015-01-01MARK GLASSMAN
0012014-01-01MARY JIM FULTON
0012013-01-01MARY JIM FULTON
0012012-01-01MARY JIM FULTON
0012011-01-01MARY JIM FULTON
0012009-01-01MARY JIM FULTON

Plan Statistics for BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN

401k plan membership statisitcs for BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN

Measure Date Value
2021: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01267
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01291
Total number of active participants reported on line 7a of the Form 55002020-01-01220
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0144
Total of all active and inactive participants2020-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01267
Number of participants with account balances2020-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01305
Total number of active participants reported on line 7a of the Form 55002019-01-01237
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0155
Total of all active and inactive participants2019-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01296
Number of participants with account balances2019-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01301
Total number of active participants reported on line 7a of the Form 55002018-01-01246
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0159
Total of all active and inactive participants2018-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01308
Number of participants with account balances2018-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01332
Total number of active participants reported on line 7a of the Form 55002017-01-01244
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0155
Total of all active and inactive participants2017-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01301
Number of participants with account balances2017-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01275
Total number of active participants reported on line 7a of the Form 55002016-01-01283
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01332
Number of participants with account balances2016-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01257
Total number of active participants reported on line 7a of the Form 55002015-01-01236
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01275
Number of participants with account balances2015-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01227
Total number of active participants reported on line 7a of the Form 55002014-01-01218
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01257
Number of participants with account balances2014-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01211
Total number of active participants reported on line 7a of the Form 55002013-01-01189
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01227
Number of participants with account balances2013-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01181
Total number of active participants reported on line 7a of the Form 55002012-01-01174
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01211
Number of participants with account balances2012-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01182
Total number of active participants reported on line 7a of the Form 55002011-01-01149
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0131
Total of all active and inactive participants2011-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01181
Number of participants with account balances2011-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01191
Total number of active participants reported on line 7a of the Form 55002009-01-01152
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01183
Number of participants with account balances2009-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN

Measure Date Value
2021 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$49,187
Total income from all sources (including contributions)2021-12-31$15,360,073
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$122,736,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$122,681,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,738
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$107,425,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$54,517
Total interest from all sources2021-12-31$56,392
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$857,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$857,857
Administrative expenses professional fees incurred2021-12-31$54,517
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$686,231
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$49,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-107,376,146
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$107,376,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$102,795,950
Interest on participant loans2021-12-31$28,960
Interest earned on other investments2021-12-31$27,432
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$3,935,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,974,626
Net investment gain or loss from common/collective trusts2021-12-31$464,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,738
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$5,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$122,681,702
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2021-12-31521743645
2020 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$49,187
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,009,549
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$15,552,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$15,511,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,525,004
Value of total assets at end of year2020-12-31$107,425,333
Value of total assets at beginning of year2020-12-31$105,918,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$40,361
Total interest from all sources2020-12-31$97,911
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,599,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,599,082
Administrative expenses professional fees incurred2020-12-31$40,361
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,351,131
Participant contributions at end of year2020-12-31$686,231
Participant contributions at beginning of year2020-12-31$658,640
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$40,951
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$103
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$49,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,457,250
Value of net assets at end of year (total assets less liabilities)2020-12-31$107,376,146
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$105,918,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$102,795,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$100,684,741
Interest on participant loans2020-12-31$35,316
Interest earned on other investments2020-12-31$62,595
Value of interest in common/collective trusts at end of year2020-12-31$3,935,898
Value of interest in common/collective trusts at beginning of year2020-12-31$4,352,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,804,492
Net investment gain or loss from common/collective trusts2020-12-31$-16,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,132,922
Employer contributions (assets) at end of year2020-12-31$5,566
Employer contributions (assets) at beginning of year2020-12-31$222,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$15,511,938
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2020-12-31521743645
2019 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$24,589,859
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,908,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,865,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,938,744
Value of total assets at end of year2019-12-31$105,918,896
Value of total assets at beginning of year2019-12-31$86,237,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,881
Total interest from all sources2019-12-31$32,712
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,051,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,051,639
Administrative expenses professional fees incurred2019-12-31$42,881
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,312,614
Participant contributions at end of year2019-12-31$658,640
Participant contributions at beginning of year2019-12-31$667,610
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$53,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,681,683
Value of net assets at end of year (total assets less liabilities)2019-12-31$105,918,896
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$86,237,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$100,684,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$83,172,368
Interest on participant loans2019-12-31$32,712
Value of interest in common/collective trusts at end of year2019-12-31$4,352,971
Value of interest in common/collective trusts at beginning of year2019-12-31$2,144,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,499,731
Net investment gain or loss from common/collective trusts2019-12-31$67,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,572,262
Employer contributions (assets) at end of year2019-12-31$222,544
Employer contributions (assets) at beginning of year2019-12-31$252,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,865,295
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SC&H ATTESET SERVICES, P.C.
Accountancy firm EIN2019-12-31521743645
2018 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-806,654
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,059,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$993,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,320,819
Value of total assets at end of year2018-12-31$86,237,213
Value of total assets at beginning of year2018-12-31$88,103,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$65,546
Total interest from all sources2018-12-31$29,748
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,210,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,210,752
Administrative expenses professional fees incurred2018-12-31$65,546
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$60,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,272,865
Participant contributions at end of year2018-12-31$667,610
Participant contributions at beginning of year2018-12-31$662,541
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$526,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,866,022
Value of net assets at end of year (total assets less liabilities)2018-12-31$86,237,213
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$88,103,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$83,172,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$84,824,463
Interest on participant loans2018-12-31$29,748
Value of interest in common/collective trusts at end of year2018-12-31$2,144,957
Value of interest in common/collective trusts at beginning of year2018-12-31$2,515,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,420,156
Net investment gain or loss from common/collective trusts2018-12-31$52,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,520,977
Employer contributions (assets) at end of year2018-12-31$252,278
Employer contributions (assets) at beginning of year2018-12-31$100,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$993,822
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2018-12-31521743645
2017 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,908,551
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,477,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,422,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,489,245
Value of total assets at end of year2017-12-31$88,103,235
Value of total assets at beginning of year2017-12-31$71,671,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,461
Total interest from all sources2017-12-31$29,611
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,299,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,299,607
Administrative expenses professional fees incurred2017-12-31$54,461
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$60,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,092,440
Participant contributions at end of year2017-12-31$662,541
Participant contributions at beginning of year2017-12-31$616,087
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$106,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,431,534
Value of net assets at end of year (total assets less liabilities)2017-12-31$88,103,235
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$71,671,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$84,824,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$68,040,889
Interest on participant loans2017-12-31$29,611
Value of interest in common/collective trusts at end of year2017-12-31$2,515,418
Value of interest in common/collective trusts at beginning of year2017-12-31$2,336,986
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,044,654
Net investment gain or loss from common/collective trusts2017-12-31$45,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,290,500
Employer contributions (assets) at end of year2017-12-31$100,813
Employer contributions (assets) at beginning of year2017-12-31$677,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,422,556
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2017-12-31521743645
2016 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$284,117
Total transfer of assets from this plan2016-12-31$1,279,084
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,100,604
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,990,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,987,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,835,186
Value of total assets at end of year2016-12-31$71,671,701
Value of total assets at beginning of year2016-12-31$63,557,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,210
Total interest from all sources2016-12-31$17,074
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,687,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,687,521
Administrative expenses professional fees incurred2016-12-31$3,210
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$60,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,922,872
Participant contributions at end of year2016-12-31$616,087
Participant contributions at beginning of year2016-12-31$365,430
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$584,852
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$-13,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,109,625
Value of net assets at end of year (total assets less liabilities)2016-12-31$71,671,701
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$63,557,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$68,040,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$60,000,396
Interest on participant loans2016-12-31$17,074
Value of interest in common/collective trusts at end of year2016-12-31$2,336,986
Value of interest in common/collective trusts at beginning of year2016-12-31$2,603,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,513,581
Net investment gain or loss from common/collective trusts2016-12-31$47,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,327,462
Employer contributions (assets) at end of year2016-12-31$677,739
Employer contributions (assets) at beginning of year2016-12-31$587,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,000,850
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN2016-12-31521743645
2015 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,732,959
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,907,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,900,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,627,262
Value of total assets at end of year2015-12-31$63,557,043
Value of total assets at beginning of year2015-12-31$62,731,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,815
Total interest from all sources2015-12-31$14,656
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,834,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,834,342
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$120,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,778,053
Participant contributions at end of year2015-12-31$365,430
Participant contributions at beginning of year2015-12-31$348,571
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$704,033
Administrative expenses (other) incurred2015-12-31$6,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$825,262
Value of net assets at end of year (total assets less liabilities)2015-12-31$63,557,043
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$62,731,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$60,000,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$59,531,627
Interest on participant loans2015-12-31$14,656
Value of interest in common/collective trusts at end of year2015-12-31$2,603,428
Value of interest in common/collective trusts at beginning of year2015-12-31$2,301,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,720,906
Net investment gain or loss from common/collective trusts2015-12-31$-22,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,145,176
Employer contributions (assets) at end of year2015-12-31$587,789
Employer contributions (assets) at beginning of year2015-12-31$549,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,900,882
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN2015-12-31521743645
2014 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,043,068
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,946,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,943,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,038,155
Value of total assets at end of year2014-12-31$62,731,781
Value of total assets at beginning of year2014-12-31$56,635,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,624
Total interest from all sources2014-12-31$15,628
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,021,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,021,124
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$120,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,443,416
Participant contributions at end of year2014-12-31$348,571
Participant contributions at beginning of year2014-12-31$389,343
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$360,028
Administrative expenses (other) incurred2014-12-31$3,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,096,088
Value of net assets at end of year (total assets less liabilities)2014-12-31$62,731,781
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$56,635,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$59,531,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$53,844,737
Interest on participant loans2014-12-31$15,628
Value of interest in common/collective trusts at end of year2014-12-31$2,301,728
Value of interest in common/collective trusts at beginning of year2014-12-31$2,228,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$920,843
Net investment gain or loss from common/collective trusts2014-12-31$47,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,234,711
Employer contributions (assets) at end of year2014-12-31$549,855
Employer contributions (assets) at beginning of year2014-12-31$173,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,943,356
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KREISCHER MILLER
Accountancy firm EIN2014-12-31231980475
2013 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,678,841
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$833,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$825,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,446,495
Value of total assets at end of year2013-12-31$56,635,693
Value of total assets at beginning of year2013-12-31$45,790,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,436
Total interest from all sources2013-12-31$13,323
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,399,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,399,922
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$120,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,144,592
Participant contributions at end of year2013-12-31$389,343
Participant contributions at beginning of year2013-12-31$283,454
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$816,365
Administrative expenses (other) incurred2013-12-31$7,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,845,573
Value of net assets at end of year (total assets less liabilities)2013-12-31$56,635,693
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$45,790,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$53,844,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$43,401,275
Interest on participant loans2013-12-31$13,323
Value of interest in common/collective trusts at end of year2013-12-31$2,228,141
Value of interest in common/collective trusts at beginning of year2013-12-31$1,940,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,815,633
Net investment gain or loss from common/collective trusts2013-12-31$3,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,485,538
Employer contributions (assets) at end of year2013-12-31$173,472
Employer contributions (assets) at beginning of year2013-12-31$165,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$825,832
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KREISHER MILLER
Accountancy firm EIN2013-12-31231980475
2012 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,538,077
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$157,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$145,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,301,777
Value of total assets at end of year2012-12-31$45,790,120
Value of total assets at beginning of year2012-12-31$37,409,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,403
Total interest from all sources2012-12-31$13,388
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$948,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$948,679
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$120,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,888,372
Participant contributions at end of year2012-12-31$283,454
Participant contributions at beginning of year2012-12-31$322,407
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$55,822
Administrative expenses (other) incurred2012-12-31$12,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,380,443
Value of net assets at end of year (total assets less liabilities)2012-12-31$45,790,120
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$37,409,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$43,401,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$35,414,553
Interest on participant loans2012-12-31$13,388
Value of interest in common/collective trusts at end of year2012-12-31$1,940,358
Value of interest in common/collective trusts at beginning of year2012-12-31$1,509,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,211,867
Net investment gain or loss from common/collective trusts2012-12-31$62,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,357,583
Employer contributions (assets) at end of year2012-12-31$165,033
Employer contributions (assets) at beginning of year2012-12-31$162,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$145,231
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KREISHER MILLER
Accountancy firm EIN2012-12-31231980475
2011 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,020,368
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,030,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,004,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,131,557
Value of total assets at end of year2011-12-31$37,409,677
Value of total assets at beginning of year2011-12-31$36,419,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,571
Total interest from all sources2011-12-31$14,540
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$804,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$804,974
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$120,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,685,578
Participant contributions at end of year2011-12-31$322,407
Participant contributions at beginning of year2011-12-31$299,100
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$182,751
Administrative expenses (other) incurred2011-12-31$25,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$989,838
Value of net assets at end of year (total assets less liabilities)2011-12-31$37,409,677
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$36,419,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$35,414,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$35,269,349
Interest on participant loans2011-12-31$14,540
Value of interest in common/collective trusts at end of year2011-12-31$1,509,951
Value of interest in common/collective trusts at beginning of year2011-12-31$715,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,006,704
Net investment gain or loss from common/collective trusts2011-12-31$76,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,263,228
Employer contributions (assets) at end of year2011-12-31$162,766
Employer contributions (assets) at beginning of year2011-12-31$136,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,004,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KREISHER MILLER
Accountancy firm EIN2011-12-31231980475
2010 : BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,805,548
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,619,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,592,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,812,644
Value of total assets at end of year2010-12-31$36,419,839
Value of total assets at beginning of year2010-12-31$32,234,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,008
Total interest from all sources2010-12-31$16,317
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$656,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$656,685
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$120,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,561,249
Participant contributions at end of year2010-12-31$299,100
Participant contributions at beginning of year2010-12-31$263,810
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$71,779
Administrative expenses (other) incurred2010-12-31$27,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,185,751
Value of net assets at end of year (total assets less liabilities)2010-12-31$36,419,839
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$32,234,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$35,269,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$31,516,912
Interest on participant loans2010-12-31$16,317
Value of interest in common/collective trusts at end of year2010-12-31$715,194
Value of interest in common/collective trusts at beginning of year2010-12-31$317,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,282,932
Net investment gain or loss from common/collective trusts2010-12-31$36,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,179,616
Employer contributions (assets) at end of year2010-12-31$136,196
Employer contributions (assets) at beginning of year2010-12-31$135,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,592,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KREISHER MILLER
Accountancy firm EIN2010-12-31231980475

Form 5500 Responses for BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN

2021: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC EMPLOYEES' SAVINGS & PROTECTION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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