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CMS 401(K) PLAN 401k Plan overview

Plan NameCMS 401(K) PLAN
Plan identification number 001

CMS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COMPACT MEMBRANE SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMPACT MEMBRANE SYSTEMS, INC.
Employer identification number (EIN):510348256
NAIC Classification:541700

Additional information about COMPACT MEMBRANE SYSTEMS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2363125

More information about COMPACT MEMBRANE SYSTEMS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CMS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01RYAN COOK
0012016-01-01RYAN COOK
0012015-01-01RYAN COOK
0012014-01-01RYAN COOK
0012013-01-01RYAN COOK
0012012-01-01RYAN COOK
0012009-01-01ROSEMARY TIERNEY

Plan Statistics for CMS 401(K) PLAN

401k plan membership statisitcs for CMS 401(K) PLAN

Measure Date Value
2017: CMS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0128
Total number of active participants reported on line 7a of the Form 55002017-01-0124
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0129
Number of participants with account balances2017-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CMS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0132
Total number of active participants reported on line 7a of the Form 55002016-01-0123
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0128
Number of participants with account balances2016-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CMS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0130
Total number of active participants reported on line 7a of the Form 55002015-01-0125
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0132
Number of participants with account balances2015-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CMS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0126
Total number of active participants reported on line 7a of the Form 55002014-01-0123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0130
Number of participants with account balances2014-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: CMS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0127
Total number of active participants reported on line 7a of the Form 55002013-01-0121
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0126
Number of participants with account balances2013-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: CMS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0123
Total number of active participants reported on line 7a of the Form 55002012-01-0124
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0127
Number of participants with account balances2012-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2009: CMS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0122
Total number of active participants reported on line 7a of the Form 55002009-01-0118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0122
Number of participants with account balances2009-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CMS 401(K) PLAN

Measure Date Value
2017 : CMS 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$653,503
Expenses. Total of all expenses incurred2017-12-31$57,445
Benefits paid (including direct rollovers)2017-12-31$27,197
Total plan assets at end of year2017-12-31$3,402,958
Total plan assets at beginning of year2017-12-31$2,806,900
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$178,200
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$420,710
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$596,058
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,402,958
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,806,900
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$54,593
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$27,348
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$2,900
2016 : CMS 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$412,284
Expenses. Total of all expenses incurred2016-12-31$393,650
Benefits paid (including direct rollovers)2016-12-31$367,345
Total plan assets at end of year2016-12-31$2,806,900
Total plan assets at beginning of year2016-12-31$2,788,266
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$165,910
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$196,146
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$18,634
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,806,900
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,788,266
Total contributions received or receivable from employer(s)2016-12-31$50,228
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$23,790
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,515
2015 : CMS 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$247,399
Expenses. Total of all expenses incurred2015-12-31$754,480
Benefits paid (including direct rollovers)2015-12-31$747,116
Total plan assets at end of year2015-12-31$2,788,266
Total plan assets at beginning of year2015-12-31$3,295,347
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$199,084
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$3,689
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-507,081
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,788,266
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,295,347
Total contributions received or receivable from employer(s)2015-12-31$44,626
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$4,789
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,575
2014 : CMS 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$413,672
Expenses. Total of all expenses incurred2014-12-31$131,186
Benefits paid (including direct rollovers)2014-12-31$103,714
Total plan assets at end of year2014-12-31$3,295,347
Total plan assets at beginning of year2014-12-31$3,012,861
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$145,581
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$715
Other income received2014-12-31$184,991
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$282,486
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,295,347
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,012,861
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$82,385
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$24,572
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,900
2013 : CMS 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$658,162
Expenses. Total of all expenses incurred2013-12-31$15,441
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$3,012,861
Total plan assets at beginning of year2013-12-31$2,370,140
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$161,841
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$446,537
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$642,721
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,012,861
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,370,140
Total contributions received or receivable from employer(s)2013-12-31$49,784
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$12,541
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2,900
2012 : CMS 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$483,832
Expenses. Total of all expenses incurred2012-12-31$4,056
Total plan assets at end of year2012-12-31$2,370,140
Total plan assets at beginning of year2012-12-31$1,890,364
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$169,491
Other income received2012-12-31$265,527
Net income (gross income less expenses)2012-12-31$479,776
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,370,140
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,890,364
Total contributions received or receivable from employer(s)2012-12-31$48,814
Value of corrective distributions2012-12-31$1,156
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,900
2010 : CMS 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$449,427
Expenses. Total of all expenses incurred2010-12-31$22,681
Benefits paid (including direct rollovers)2010-12-31$1,179
Total plan assets at end of year2010-12-31$1,879,230
Total plan assets at beginning of year2010-12-31$1,452,484
Value of fidelity bond covering the plan2010-12-31$200,000
Total contributions received or receivable from participants2010-12-31$155,901
Contributions received from other sources (not participants or employers)2010-12-31$33,966
Other income received2010-12-31$224,715
Net income (gross income less expenses)2010-12-31$426,746
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,879,230
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,452,484
Total contributions received or receivable from employer(s)2010-12-31$34,845
Value of corrective distributions2010-12-31$18,002
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$3,500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for CMS 401(K) PLAN

2017: CMS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CMS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CMS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CMS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CMS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CMS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2009: CMS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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