401k Plan data: DORMA AUTOMATICS, INC. UNION 401(K) PLAN plan

DORMA AUTOMATICS, INC. UNION 401(K) PLAN 401k Plan overview

Plan Name	DORMA AUTOMATICS, INC. UNION 401(K) PLAN
Plan identification number	002

DORMA AUTOMATICS, INC. UNION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DORMAKABA USA INC. has sponsored the creation of one or more 401k plans.

Company Name: DORMAKABA USA INC.

Employer identification number (EIN): 510367374

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DORMA AUTOMATICS, INC. UNION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2021-01-01
002 2021-01-01
002 2021-01-01
002 2021-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2013-01-01 LESLIE MCNICHOLAS 2014-07-29 LESLIE MCNICHOLAS 2014-07-29

Plan Statistics for DORMA AUTOMATICS, INC. UNION 401(K) PLAN

401k plan membership statisitcs for DORMA AUTOMATICS, INC. UNION 401(K) PLAN

Measure Date Value
2022: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,175
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,896
Number of retired or separated participants receiving benefits 2022-01-01 17
Number of other retired or separated participants entitled to future benefits 2022-01-01 544
Total of all active and inactive participants 2022-01-01 3,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 7
Total participants 2022-01-01 3,464
Number of participants with account balances 2022-01-01 2,718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 185
2021: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,906
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2,175
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 2,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 2,175
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 61
2020: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,730
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 2,313
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 525
Total of all active and inactive participants 2020-01-01 2,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 5
Total participants 2020-01-01 2,843
Number of participants with account balances 2020-01-01 2,590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 36
2019: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2,945
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2,257
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 459
Total of all active and inactive participants 2019-01-01 2,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 2,716
Number of participants with account balances 2019-01-01 2,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 127
2018: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2,374
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2,530
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 372
Total of all active and inactive participants 2018-01-01 2,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 2,902
Number of participants with account balances 2018-01-01 2,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 72

Measure	Date	Value
2022: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,175
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,896
Number of retired or separated participants receiving benefits	2022-01-01	17
Number of other retired or separated participants entitled to future benefits	2022-01-01	544
Total of all active and inactive participants	2022-01-01	3,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	7
Total participants	2022-01-01	3,464
Number of participants with account balances	2022-01-01	2,718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	185
2021: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,906
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,175
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	2,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	2,175
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	61
2020: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,730
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2,313
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	525
Total of all active and inactive participants	2020-01-01	2,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	2,843
Number of participants with account balances	2020-01-01	2,590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	36
2019: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,945
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,257
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	459
Total of all active and inactive participants	2019-01-01	2,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	2,716
Number of participants with account balances	2019-01-01	2,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	127
2018: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2,374
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2,530
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	372
Total of all active and inactive participants	2018-01-01	2,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	2,902
Number of participants with account balances	2018-01-01	2,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	72

Financial Data on DORMA AUTOMATICS, INC. UNION 401(K) PLAN

Measure	Date	Value
2022 : DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$0
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,797,451
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$19,188,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$18,889,062
Expenses. Certain deemed distributions of participant loans	2022-12-31	$126,669
Value of total corrective distributions	2022-12-31	$4,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$22,158,731
Value of total assets at end of year	2022-12-31	$144,476,046
Value of total assets at beginning of year	2022-12-31	$166,461,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$168,071
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$117,835
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$4,524,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,524,614
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$13,064,091
Participant contributions at end of year	2022-12-31	$2,082,979
Participant contributions at beginning of year	2022-12-31	$2,002,615
Participant contributions at end of year	2022-12-31	$414,801
Participant contributions at beginning of year	2022-12-31	$422,506
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,140,663
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$6,181,189
Administrative expenses (other) incurred	2022-12-31	$155,238
Liabilities. Value of operating payables at end of year	2022-12-31	$0
Liabilities. Value of operating payables at beginning of year	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$134,577,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-21,985,738
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$144,476,046
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$166,461,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$12,833
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$132,691,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$29,235,484
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$107,171
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$0
Income. Interest from US Government securities	2022-12-31	$0
Income. Interest from corporate debt instruments	2022-12-31	$0
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$8,989,151
Value of interest in common/collective trusts at beginning of year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$60,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$10,664
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$0
Asset value of US Government securities at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-35,970,609
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$190,789
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$0
Assets. Invements in employer securities at beginning of year	2022-12-31	$0
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$6,953,977
Employer contributions (assets) at end of year	2022-12-31	$237,484
Employer contributions (assets) at beginning of year	2022-12-31	$223,956
Income. Dividends from preferred stock	2022-12-31	$0
Income. Dividends from common stock	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$18,889,062
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN	2022-12-31	134008324
2021 : DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$42,981,491
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$24,913,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$24,472,122
Value of total corrective distributions	2021-12-31	$548
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$21,824,689
Value of total assets at end of year	2021-12-31	$170,743,388
Value of total assets at beginning of year	2021-12-31	$152,675,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$440,898
Total interest from all sources	2021-12-31	$114,727
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,831,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,831,967
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$11,113,888
Participant contributions at end of year	2021-12-31	$2,002,615
Participant contributions at beginning of year	2021-12-31	$2,195,436
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$36,419
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$832,816
Administrative expenses (other) incurred	2021-12-31	$160,197
Total non interest bearing cash at end of year	2021-12-31	$163,812,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$18,067,923
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$170,743,388
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$152,675,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$64,848
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$135,939,622
Interest on participant loans	2021-12-31	$114,727
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$14,486,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$19,018,793
Net investment gain or loss from common/collective trusts	2021-12-31	$191,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$9,877,985
Employer contributions (assets) at end of year	2021-12-31	$4,928,066
Employer contributions (assets) at beginning of year	2021-12-31	$17,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$24,472,122
Contract administrator fees	2021-12-31	$215,853
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN	2021-12-31	134008324
2020 : DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$66,520
Total income from all sources (including contributions)	2020-12-31	$33,669,655
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$19,312,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$18,933,803
Expenses. Certain deemed distributions of participant loans	2020-12-31	$2,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$15,704,111
Value of total assets at end of year	2020-12-31	$152,675,465
Value of total assets at beginning of year	2020-12-31	$138,384,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$376,339
Total interest from all sources	2020-12-31	$130,166
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$4,190,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,190,575
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$10,153,166
Participant contributions at end of year	2020-12-31	$2,195,436
Participant contributions at beginning of year	2020-12-31	$2,470,258
Participant contributions at end of year	2020-12-31	$36,419
Participant contributions at beginning of year	2020-12-31	$170,605
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$929,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$66,520
Administrative expenses (other) incurred	2020-12-31	$311,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$14,357,455
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$152,675,465
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$138,318,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$64,982
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$135,939,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$123,277,433
Interest on participant loans	2020-12-31	$130,166
Value of interest in common/collective trusts at end of year	2020-12-31	$14,486,274
Value of interest in common/collective trusts at beginning of year	2020-12-31	$12,383,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$13,335,367
Net investment gain or loss from common/collective trusts	2020-12-31	$309,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,620,990
Employer contributions (assets) at end of year	2020-12-31	$17,714
Employer contributions (assets) at beginning of year	2020-12-31	$83,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$18,933,803
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$66,520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$66,520
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$39,546,257
Total income from all sources (including contributions)	2019-12-31	$39,546,257
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$17,696,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$17,303,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$17,303,973
Expenses. Certain deemed distributions of participant loans	2019-12-31	$22,461
Expenses. Certain deemed distributions of participant loans	2019-12-31	$22,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,573,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,573,772
Value of total assets at end of year	2019-12-31	$138,384,530
Value of total assets at end of year	2019-12-31	$138,384,530
Value of total assets at beginning of year	2019-12-31	$116,468,267
Value of total assets at beginning of year	2019-12-31	$116,468,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$370,080
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$370,080
Total interest from all sources	2019-12-31	$136,755
Total interest from all sources	2019-12-31	$136,755
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,876,253
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,876,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,876,253
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,876,253
Administrative expenses professional fees incurred	2019-12-31	$125,149
Administrative expenses professional fees incurred	2019-12-31	$125,149
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$10,014,856
Contributions received from participants	2019-12-31	$10,014,856
Participant contributions at end of year	2019-12-31	$2,470,258
Participant contributions at end of year	2019-12-31	$2,470,258
Participant contributions at beginning of year	2019-12-31	$2,484,061
Participant contributions at beginning of year	2019-12-31	$2,484,061
Participant contributions at end of year	2019-12-31	$170,605
Participant contributions at end of year	2019-12-31	$170,605
Participant contributions at beginning of year	2019-12-31	$917
Participant contributions at beginning of year	2019-12-31	$917
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$887,019
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$887,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$66,520
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$66,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$21,849,743
Value of net income/loss	2019-12-31	$21,849,743
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$138,318,010
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$138,318,010
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$116,468,267
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$116,468,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$244,931
Investment advisory and management fees	2019-12-31	$244,931
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$123,277,433
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$123,277,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$103,501,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$103,501,600
Interest on participant loans	2019-12-31	$136,755
Interest on participant loans	2019-12-31	$136,755
Value of interest in common/collective trusts at end of year	2019-12-31	$12,383,129
Value of interest in common/collective trusts at end of year	2019-12-31	$12,383,129
Value of interest in common/collective trusts at beginning of year	2019-12-31	$10,480,506
Value of interest in common/collective trusts at beginning of year	2019-12-31	$10,480,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$19,682,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$19,682,466
Net investment gain or loss from common/collective trusts	2019-12-31	$277,011
Net investment gain or loss from common/collective trusts	2019-12-31	$277,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,671,897
Contributions received in cash from employer	2019-12-31	$4,671,897
Employer contributions (assets) at end of year	2019-12-31	$83,105
Employer contributions (assets) at end of year	2019-12-31	$83,105
Employer contributions (assets) at beginning of year	2019-12-31	$1,183
Employer contributions (assets) at beginning of year	2019-12-31	$1,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$17,303,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$17,303,973
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm name	2019-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
Accountancy firm EIN	2019-12-31	134008324
2018 : DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$57,519,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,442
Total income from all sources (including contributions)	2018-12-31	$8,081,033
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$12,816,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,425,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$16,733,836
Value of total assets at end of year	2018-12-31	$116,468,267
Value of total assets at beginning of year	2018-12-31	$63,686,128
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$390,675
Total interest from all sources	2018-12-31	$118,723
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$5,255,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$5,255,243
Administrative expenses professional fees incurred	2018-12-31	$165,022
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$9,888,495
Participant contributions at end of year	2018-12-31	$2,484,061
Participant contributions at beginning of year	2018-12-31	$269,287
Participant contributions at end of year	2018-12-31	$917
Participant contributions at beginning of year	2018-12-31	$19,569
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,145,550
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$2,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,735,139
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$116,468,267
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$63,683,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$225,653
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$103,501,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$58,975,442
Interest on participant loans	2018-12-31	$118,723
Value of interest in common/collective trusts at end of year	2018-12-31	$10,480,506
Value of interest in common/collective trusts at beginning of year	2018-12-31	$4,413,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-14,174,205
Net investment gain or loss from common/collective trusts	2018-12-31	$147,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,699,791
Employer contributions (assets) at end of year	2018-12-31	$1,183
Employer contributions (assets) at beginning of year	2018-12-31	$7,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,425,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN	2018-12-31	134008324

Form 5500 Responses for DORMA AUTOMATICS, INC. UNION 401(K) PLAN

2022: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DORMA AUTOMATICS, INC. UNION 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DORMAKABA USA INC.
Employer identification number (EIN):	510367374
NAIC Classification:	332900