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J. J. HAINES & COMPANY, INC. RETIREMENT 401k Plan overview

Plan NameJ. J. HAINES & COMPANY, INC. RETIREMENT
Plan identification number 003

J. J. HAINES & COMPANY, INC. RETIREMENT Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

JJ HAINES & COMPANY LLC has sponsored the creation of one or more 401k plans.

Company Name:JJ HAINES & COMPANY LLC
Employer identification number (EIN):520565047
NAIC Classification:423990
NAIC Description:Other Miscellaneous Durable Goods Merchant Wholesalers

Additional information about JJ HAINES & COMPANY LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3024041

More information about JJ HAINES & COMPANY LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J. J. HAINES & COMPANY, INC. RETIREMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01BILL ROTHENBACH BILL ROTHENBACH2018-09-28
0032016-01-01BILL ROTHENBACH
0032015-01-01BILL ROTHENBACH
0032014-01-01JOHN COAKLEY
0032013-01-01JOHN COAKLEY JOHN COAKLEY2014-10-15
0032012-01-01JOHN COAKLEY
0032011-01-01JOHN COAKLEY
0032010-01-01JOHN COAKLEY
0032009-01-01JOHN COAKLEY JOHN COAKLEY2010-07-26
0032009-01-01JOHN COAKLEY JOHN COAKLEY2010-07-26

Plan Statistics for J. J. HAINES & COMPANY, INC. RETIREMENT

401k plan membership statisitcs for J. J. HAINES & COMPANY, INC. RETIREMENT

Measure Date Value
2021: J. J. HAINES & COMPANY, INC. RETIREMENT 2021 401k membership
Total participants, beginning-of-year2021-01-01950
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: J. J. HAINES & COMPANY, INC. RETIREMENT 2020 401k membership
Total participants, beginning-of-year2020-01-011,056
Total number of active participants reported on line 7a of the Form 55002020-01-01354
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01586
Total of all active and inactive participants2020-01-01940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0110
Total participants2020-01-01950
Number of participants with account balances2020-01-01940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0185
2019: J. J. HAINES & COMPANY, INC. RETIREMENT 2019 401k membership
Total participants, beginning-of-year2019-01-01957
Total number of active participants reported on line 7a of the Form 55002019-01-01434
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01612
Total of all active and inactive participants2019-01-011,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0110
Total participants2019-01-011,056
Number of participants with account balances2019-01-01970
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0191
2018: J. J. HAINES & COMPANY, INC. RETIREMENT 2018 401k membership
Total participants, beginning-of-year2018-01-01912
Total number of active participants reported on line 7a of the Form 55002018-01-01593
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01362
Total of all active and inactive participants2018-01-01955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01957
Number of participants with account balances2018-01-01902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0127
2017: J. J. HAINES & COMPANY, INC. RETIREMENT 2017 401k membership
Total participants, beginning-of-year2017-01-01918
Total number of active participants reported on line 7a of the Form 55002017-01-01596
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01308
Total of all active and inactive participants2017-01-01904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-01912
Number of participants with account balances2017-01-01834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0148
2016: J. J. HAINES & COMPANY, INC. RETIREMENT 2016 401k membership
Total participants, beginning-of-year2016-01-01909
Total number of active participants reported on line 7a of the Form 55002016-01-01659
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01258
Total of all active and inactive participants2016-01-01917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01918
Number of participants with account balances2016-01-01857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0126
2015: J. J. HAINES & COMPANY, INC. RETIREMENT 2015 401k membership
Total participants, beginning-of-year2015-01-01817
Total number of active participants reported on line 7a of the Form 55002015-01-01714
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01194
Total of all active and inactive participants2015-01-01908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01909
Number of participants with account balances2015-01-01853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0133
2014: J. J. HAINES & COMPANY, INC. RETIREMENT 2014 401k membership
Total participants, beginning-of-year2014-01-01523
Total number of active participants reported on line 7a of the Form 55002014-01-01681
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01135
Total of all active and inactive participants2014-01-01816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01817
Number of participants with account balances2014-01-01793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: J. J. HAINES & COMPANY, INC. RETIREMENT 2013 401k membership
Total participants, beginning-of-year2013-01-01461
Total number of active participants reported on line 7a of the Form 55002013-01-01407
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01106
Total of all active and inactive participants2013-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01513
Number of participants with account balances2013-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: J. J. HAINES & COMPANY, INC. RETIREMENT 2012 401k membership
Total participants, beginning-of-year2012-01-01461
Total number of active participants reported on line 7a of the Form 55002012-01-01376
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0182
Total of all active and inactive participants2012-01-01458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01458
Number of participants with account balances2012-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: J. J. HAINES & COMPANY, INC. RETIREMENT 2011 401k membership
Total participants, beginning-of-year2011-01-01469
Total number of active participants reported on line 7a of the Form 55002011-01-01381
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0177
Total of all active and inactive participants2011-01-01458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01458
Number of participants with account balances2011-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: J. J. HAINES & COMPANY, INC. RETIREMENT 2010 401k membership
Total participants, beginning-of-year2010-01-01481
Total number of active participants reported on line 7a of the Form 55002010-01-01393
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0176
Total of all active and inactive participants2010-01-01469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01469
Number of participants with account balances2010-01-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: J. J. HAINES & COMPANY, INC. RETIREMENT 2009 401k membership
Total participants, beginning-of-year2009-01-01548
Total number of active participants reported on line 7a of the Form 55002009-01-01419
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0161
Total of all active and inactive participants2009-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01480
Number of participants with account balances2009-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on J. J. HAINES & COMPANY, INC. RETIREMENT

Measure Date Value
2021 : J. J. HAINES & COMPANY, INC. RETIREMENT 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-14$0
Total transfer of assets from this plan2021-12-14$53,660,270
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-14$0
Total income from all sources (including contributions)2021-12-14$7,943,575
Total loss/gain on sale of assets2021-12-14$0
Total of all expenses incurred2021-12-14$7,420,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-14$7,354,055
Expenses. Certain deemed distributions of participant loans2021-12-14$197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-14$1,909,214
Value of total assets at end of year2021-12-14$0
Value of total assets at beginning of year2021-12-14$53,137,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-14$66,266
Total interest from all sources2021-12-14$463,112
Total dividends received (eg from common stock, registered investment company shares)2021-12-14$3,802,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-14$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-14$3,802,036
Was this plan covered by a fidelity bond2021-12-14Yes
Value of fidelity bond cover2021-12-14$5,000,000
If this is an individual account plan, was there a blackout period2021-12-14No
Were there any nonexempt tranactions with any party-in-interest2021-12-14No
Contributions received from participants2021-12-14$1,243,129
Participant contributions at end of year2021-12-14$0
Participant contributions at beginning of year2021-12-14$576,337
Income. Received or receivable in cash from other sources (including rollovers)2021-12-14$306,396
Other income not declared elsewhere2021-12-14$1,867
Administrative expenses (other) incurred2021-12-14$66,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-14No
Value of net income/loss2021-12-14$523,057
Value of net assets at end of year (total assets less liabilities)2021-12-14$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-14$53,137,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-14No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-14No
Were any leases to which the plan was party in default or uncollectible2021-12-14No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-14$45,169,988
Interest on participant loans2021-12-14$19,200
Interest earned on other investments2021-12-14$443,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-14$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-14$7,390,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-14$1,767,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-14No
Was there a failure to transmit to the plan any participant contributions2021-12-14No
Has the plan failed to provide any benefit when due under the plan2021-12-14No
Contributions received in cash from employer2021-12-14$359,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-14$7,354,055
Did the plan have assets held for investment2021-12-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-14Yes
Opinion of an independent qualified public accountant for this plan2021-12-14Unqualified
Accountancy firm name2021-12-14GRANT THORNTON
Accountancy firm EIN2021-12-14366055558
2020 : J. J. HAINES & COMPANY, INC. RETIREMENT 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,241,008
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,778,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,701,107
Expenses. Certain deemed distributions of participant loans2020-12-31$5,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,595,491
Value of total assets at end of year2020-12-31$53,137,213
Value of total assets at beginning of year2020-12-31$53,674,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$71,719
Total interest from all sources2020-12-31$194,029
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,399,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,399,986
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,150,746
Participant contributions at end of year2020-12-31$576,337
Participant contributions at beginning of year2020-12-31$670,777
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$58,851
Other income not declared elsewhere2020-12-31$3,663
Administrative expenses (other) incurred2020-12-31$71,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-537,675
Value of net assets at end of year (total assets less liabilities)2020-12-31$53,137,213
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$53,674,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$45,169,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$46,437,457
Interest on participant loans2020-12-31$26,485
Interest earned on other investments2020-12-31$167,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,390,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,566,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,047,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$385,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,701,107
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2020-12-31814643077
2019 : J. J. HAINES & COMPANY, INC. RETIREMENT 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,316,706
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,427,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,342,541
Expenses. Certain deemed distributions of participant loans2019-12-31$1,144
Value of total corrective distributions2019-12-31$1,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,794,085
Value of total assets at end of year2019-12-31$53,674,888
Value of total assets at beginning of year2019-12-31$49,785,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,737
Total interest from all sources2019-12-31$218,301
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,957,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,957,088
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,614,672
Participant contributions at end of year2019-12-31$670,777
Participant contributions at beginning of year2019-12-31$749,946
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$98,710
Other income not declared elsewhere2019-12-31$1,590
Administrative expenses (other) incurred2019-12-31$82,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,889,078
Value of net assets at end of year (total assets less liabilities)2019-12-31$53,674,888
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$49,785,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$46,437,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,563,595
Interest on participant loans2019-12-31$30,688
Interest earned on other investments2019-12-31$187,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,566,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,472,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,345,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$80,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,342,541
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2019-12-31814643077
2018 : J. J. HAINES & COMPANY, INC. RETIREMENT 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,112,688
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,727,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,640,433
Value of total corrective distributions2018-12-31$21,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,993,514
Value of total assets at end of year2018-12-31$49,785,810
Value of total assets at beginning of year2018-12-31$56,400,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$65,227
Total interest from all sources2018-12-31$226,821
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,241,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,241,880
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,973,698
Participant contributions at end of year2018-12-31$749,946
Participant contributions at beginning of year2018-12-31$870,064
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$230,323
Other income not declared elsewhere2018-12-31$1,499
Administrative expenses (other) incurred2018-12-31$65,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,614,808
Value of net assets at end of year (total assets less liabilities)2018-12-31$49,785,810
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$56,400,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$41,563,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$48,819,304
Interest on participant loans2018-12-31$31,660
Interest earned on other investments2018-12-31$195,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$7,472,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$6,711,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,351,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$789,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,640,433
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2018-12-31521162023
2017 : J. J. HAINES & COMPANY, INC. RETIREMENT 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,610,693
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,645,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,623,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,755,780
Value of total assets at end of year2017-12-31$56,400,618
Value of total assets at beginning of year2017-12-31$51,435,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,808
Total interest from all sources2017-12-31$234,693
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,065,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,065,344
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,914,727
Participant contributions at end of year2017-12-31$870,064
Participant contributions at beginning of year2017-12-31$1,092,412
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$47,882
Other income not declared elsewhere2017-12-31$2,668
Administrative expenses (other) incurred2017-12-31$21,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,965,286
Value of net assets at end of year (total assets less liabilities)2017-12-31$56,400,618
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$51,435,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$48,819,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$43,192,255
Interest on participant loans2017-12-31$31,587
Interest earned on other investments2017-12-31$203,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$6,711,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,150,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,552,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$793,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,623,599
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2017-12-31521162023
2016 : J. J. HAINES & COMPANY, INC. RETIREMENT 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,334,767
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,103,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,073,141
Expenses. Certain deemed distributions of participant loans2016-12-31$6,770
Value of total corrective distributions2016-12-31$1,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,215,105
Value of total assets at end of year2016-12-31$51,435,332
Value of total assets at beginning of year2016-12-31$49,203,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,685
Total interest from all sources2016-12-31$246,607
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,778,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,778,562
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,112,891
Participant contributions at end of year2016-12-31$1,092,412
Participant contributions at beginning of year2016-12-31$1,090,189
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$199,843
Other income not declared elsewhere2016-12-31$747
Administrative expenses (other) incurred2016-12-31$21,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,231,336
Value of net assets at end of year (total assets less liabilities)2016-12-31$51,435,332
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$49,203,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$43,192,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$40,998,802
Interest on participant loans2016-12-31$37,256
Interest earned on other investments2016-12-31$209,351
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,150,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,115,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$93,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$902,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,073,141
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2016-12-31521162023
2015 : J. J. HAINES & COMPANY, INC. RETIREMENT 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,061,907
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,961,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,926,866
Expenses. Certain deemed distributions of participant loans2015-12-31$3,250
Value of total corrective distributions2015-12-31$9,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,495,862
Value of total assets at end of year2015-12-31$49,203,996
Value of total assets at beginning of year2015-12-31$48,103,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,175
Total interest from all sources2015-12-31$251,423
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,985,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,985,763
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,227,167
Participant contributions at end of year2015-12-31$1,090,189
Participant contributions at beginning of year2015-12-31$1,138,611
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$337,074
Other income not declared elsewhere2015-12-31$1,795
Administrative expenses (other) incurred2015-12-31$21,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,100,887
Value of net assets at end of year (total assets less liabilities)2015-12-31$49,203,996
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,103,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$40,998,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$39,748,413
Interest on participant loans2015-12-31$37,472
Interest earned on other investments2015-12-31$213,951
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,115,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,216,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,672,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$931,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,926,866
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2015-12-31521162023
2014 : J. J. HAINES & COMPANY, INC. RETIREMENT 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$8,801,952
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,669,328
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,134,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,102,687
Expenses. Certain deemed distributions of participant loans2014-12-31$11,385
Value of total corrective distributions2014-12-31$4,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,054,658
Value of total assets at end of year2014-12-31$48,103,109
Value of total assets at beginning of year2014-12-31$34,766,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,039
Total interest from all sources2014-12-31$246,857
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,013,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,013,492
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,083,668
Participant contributions at end of year2014-12-31$1,138,611
Participant contributions at beginning of year2014-12-31$869,693
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,335,200
Other income not declared elsewhere2014-12-31$1,026
Administrative expenses (other) incurred2014-12-31$16,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,534,882
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,103,109
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$34,766,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$39,748,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$27,286,211
Interest on participant loans2014-12-31$35,324
Interest earned on other investments2014-12-31$211,533
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,216,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,610,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-646,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$635,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,102,687
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2014-12-31521162023
2013 : J. J. HAINES & COMPANY, INC. RETIREMENT 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,575,496
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,049,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,040,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,856,638
Value of total assets at end of year2013-12-31$34,766,275
Value of total assets at beginning of year2013-12-31$29,240,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,058
Total interest from all sources2013-12-31$224,709
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,204,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,204,281
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,324,542
Participant contributions at end of year2013-12-31$869,693
Participant contributions at beginning of year2013-12-31$924,783
Other income not declared elsewhere2013-12-31$10,623
Administrative expenses (other) incurred2013-12-31$9,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,525,832
Value of net assets at end of year (total assets less liabilities)2013-12-31$34,766,275
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,240,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$27,286,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$21,402,125
Interest on participant loans2013-12-31$30,032
Interest earned on other investments2013-12-31$194,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,610,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,913,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,279,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$532,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,040,606
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WEYRICH, CRONIN & SORRA
Accountancy firm EIN2013-12-31521162023
2012 : J. J. HAINES & COMPANY, INC. RETIREMENT 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,599,756
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,277,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,270,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,612,581
Value of total assets at end of year2012-12-31$29,240,443
Value of total assets at beginning of year2012-12-31$26,918,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,185
Total interest from all sources2012-12-31$238,463
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$767,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$767,848
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,200,456
Participant contributions at end of year2012-12-31$924,783
Participant contributions at beginning of year2012-12-31$937,848
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$102,960
Other income not declared elsewhere2012-12-31$258
Administrative expenses (other) incurred2012-12-31$7,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,322,036
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,240,443
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,918,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$21,402,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,347,626
Interest on participant loans2012-12-31$32,112
Interest earned on other investments2012-12-31$206,351
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,913,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,632,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,980,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$309,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,270,535
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MICHAEL D SISK & COMPANY, PC
Accountancy firm EIN2012-12-31521857374
2011 : J. J. HAINES & COMPANY, INC. RETIREMENT 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,401,786
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,303,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,293,670
Expenses. Certain deemed distributions of participant loans2011-12-31$1,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,740,550
Value of total assets at end of year2011-12-31$26,918,407
Value of total assets at beginning of year2011-12-31$26,819,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,841
Total interest from all sources2011-12-31$233,215
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$741,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$741,125
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,168,055
Participant contributions at end of year2011-12-31$937,848
Participant contributions at beginning of year2011-12-31$791,096
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$240,821
Other income not declared elsewhere2011-12-31$999
Administrative expenses (other) incurred2011-12-31$7,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$98,505
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,918,407
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,819,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,347,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,581,367
Interest on participant loans2011-12-31$34,045
Interest earned on other investments2011-12-31$199,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,632,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,447,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,314,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$331,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,293,670
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MICHAEL D SISK & COMPANY, PC
Accountancy firm EIN2011-12-31521857374
2010 : J. J. HAINES & COMPANY, INC. RETIREMENT 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,922,919
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,991,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,984,156
Expenses. Certain deemed distributions of participant loans2010-12-31$1,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,172,327
Value of total assets at end of year2010-12-31$26,819,902
Value of total assets at beginning of year2010-12-31$25,888,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,957
Total interest from all sources2010-12-31$240,692
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$408,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$408,779
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,057,923
Participant contributions at end of year2010-12-31$791,096
Participant contributions at beginning of year2010-12-31$792,900
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$111,246
Other income not declared elsewhere2010-12-31$1,122
Administrative expenses (other) incurred2010-12-31$5,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$931,799
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,819,902
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,888,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,581,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$18,587,297
Interest on participant loans2010-12-31$36,033
Interest earned on other investments2010-12-31$204,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,447,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,507,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,099,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,984,156
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MICHAEL D SISK & COMPANY, PC
Accountancy firm EIN2010-12-31521857374

Form 5500 Responses for J. J. HAINES & COMPANY, INC. RETIREMENT

2021: J. J. HAINES & COMPANY, INC. RETIREMENT 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: J. J. HAINES & COMPANY, INC. RETIREMENT 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: J. J. HAINES & COMPANY, INC. RETIREMENT 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: J. J. HAINES & COMPANY, INC. RETIREMENT 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: J. J. HAINES & COMPANY, INC. RETIREMENT 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: J. J. HAINES & COMPANY, INC. RETIREMENT 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: J. J. HAINES & COMPANY, INC. RETIREMENT 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: J. J. HAINES & COMPANY, INC. RETIREMENT 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: J. J. HAINES & COMPANY, INC. RETIREMENT 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: J. J. HAINES & COMPANY, INC. RETIREMENT 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: J. J. HAINES & COMPANY, INC. RETIREMENT 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: J. J. HAINES & COMPANY, INC. RETIREMENT 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: J. J. HAINES & COMPANY, INC. RETIREMENT 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered950
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered1056
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered957
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered912
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered909
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered817
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered513
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered458
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered458
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ395
Policy instance 1
Insurance contract or identification numberPHZ395
Number of Individuals Covered469
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,024
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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