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MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 401k Plan overview

Plan NameMOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN
Plan identification number 003

MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

MOUNT SAINT MARYS UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:MOUNT SAINT MARYS UNIVERSITY
Employer identification number (EIN):520591672
NAIC Classification:611000

Additional information about MOUNT SAINT MARYS UNIVERSITY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0115670

More information about MOUNT SAINT MARYS UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01KRISTIN HURLEY2022-10-14
0032020-01-01KRISTIN HURLEY2021-10-12
0032019-01-01PAULINE ENGELSTATTER2020-10-12
0032018-01-01PAULINE ENGELSTATTER2019-07-29
0032017-01-01PAULINE ENGELSTATTER2018-08-21
0032016-01-01PAULINE ENGELSTATTER2017-10-13
0032016-01-01
0032015-01-01PAULINE ENGELSTATTER2016-10-17
0032014-01-01BARBARA MILLER2015-10-12 BARBARA MILLER2015-10-12
0032013-01-01BARBARA MILLER2014-10-13 BARBARA MILLER2014-10-13
0032012-01-01BARBARA MILLER2013-10-09 BARBARA MILLER2013-10-09
0032011-01-01BARBARA MILLER2012-10-10 BARBARA MILLER2012-10-10
0032010-01-01BARBARA MILLER BARBARA MILLER2011-10-13
0032009-01-01BARBARA MILLER BARBARA MILLER2010-10-15
0032009-01-01BARBARA MILLER BARBARA MILLER2010-10-07
0032008-01-01BARBARA MILLER BARBARA MILLER2010-11-12

Plan Statistics for MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN

401k plan membership statisitcs for MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN

Measure Date Value
2016: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01964
Total number of active participants reported on line 7a of the Form 55002016-01-01487
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01572
Total of all active and inactive participants2016-01-011,059
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,059
Number of participants with account balances2016-01-011,040
2010: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,302
Total number of active participants reported on line 7a of the Form 55002010-01-01729
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01579
Total of all active and inactive participants2010-01-011,308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-011,311
Number of participants with account balances2010-01-011,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,025
Total number of active participants reported on line 7a of the Form 55002009-01-01751
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01266
Total of all active and inactive participants2009-01-011,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,019
Number of participants with account balances2009-01-01963
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0165
Total number of active participants reported on line 7a of the Form 55002008-01-0159
Number of retired or separated participants receiving benefits2008-01-016
Number of other retired or separated participants entitled to future benefits2008-01-010
Total of all active and inactive participants2008-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0165
Number of participants with account balances2008-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN

Measure Date Value
2016 : MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,181,861
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,142,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,133,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,175,614
Value of total assets at end of year2016-12-31$65,932,110
Value of total assets at beginning of year2016-12-31$62,892,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,314
Total interest from all sources2016-12-31$968,653
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$431,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$431,348
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,463,464
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$453,452
Other income not declared elsewhere2016-12-31$2,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,039,714
Value of net assets at end of year (total assets less liabilities)2016-12-31$65,932,110
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$62,892,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,665
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$39,081,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$38,199,550
Value of interest in pooled separate accounts at end of year2016-12-31$2,585,149
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,433,103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$968,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$24,265,004
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,259,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,475,971
Net investment gain/loss from pooled separate accounts2016-12-31$127,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,258,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,133,833
Contract administrator fees2016-12-31$3,649
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2016-12-31560747981
2010 : MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,967,760
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,123,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,123,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,791,136
Value of total assets at end of year2010-12-31$49,406,989
Value of total assets at beginning of year2010-12-31$44,562,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$764,117
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$33,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$33,367
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,182,818
Participant contributions at end of year2010-12-31$126,597
Participant contributions at beginning of year2010-12-31$58,187
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$432,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,844,155
Value of net assets at end of year (total assets less liabilities)2010-12-31$49,406,989
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$44,562,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$26,021,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,855,476
Value of interest in pooled separate accounts at end of year2010-12-31$2,685,695
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,166,541
Interest earned on other investments2010-12-31$764,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$20,573,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$19,482,630
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$53,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,047,968
Net investment gain/loss from pooled separate accounts2010-12-31$331,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,176,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,070,036
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2010-12-31560747981
2009 : MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2008 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0

Form 5500 Responses for MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN

2016: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2010: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: MOUNT SAINT MARYS COLLEGE NON-SALARIED STAFF RETI REMENT PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1060191
Policy instance 1
Insurance contract or identification number1060191
Number of Individuals Covered134
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150725
Policy instance 2
Insurance contract or identification number150725
Number of Individuals Covered868
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150728
Policy instance 3
Insurance contract or identification number150728
Number of Individuals Covered166
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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