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SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 401k Plan overview

Plan NameSHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM
Plan identification number 003

SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHEPPARD PRATT HEALTH SYSTEM INC has sponsored the creation of one or more 401k plans.

Company Name:SHEPPARD PRATT HEALTH SYSTEM INC
Employer identification number (EIN):520591684
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about SHEPPARD PRATT HEALTH SYSTEM INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2806688

More information about SHEPPARD PRATT HEALTH SYSTEM INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01GERALD NOLL
0032016-01-01GERALD NOLL
0032015-01-01CATHY DOUGHTY
0032014-01-01CATHY DOUGHTY
0032013-01-01CATHY DOUGHTY
0032012-01-01CATHY DOUGHTY
0032011-01-01CATHY DOUGHTY
0032010-01-01CATHY DOUGHTY
0032009-07-01CATHY DOUGHTY

Plan Statistics for SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM

401k plan membership statisitcs for SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM

Measure Date Value
2022: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2022 401k membership
Total participants, beginning-of-year2022-01-013,235
Total number of active participants reported on line 7a of the Form 55002022-01-012,660
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01612
Total of all active and inactive participants2022-01-013,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0113
Total participants2022-01-013,295
Number of participants with account balances2022-01-012,260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2021 401k membership
Total participants, beginning-of-year2021-01-013,050
Total number of active participants reported on line 7a of the Form 55002021-01-012,439
Number of retired or separated participants receiving benefits2021-01-0117
Number of other retired or separated participants entitled to future benefits2021-01-01765
Total of all active and inactive participants2021-01-013,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0114
Total participants2021-01-013,235
Number of participants with account balances2021-01-012,498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2020 401k membership
Total participants, beginning-of-year2020-01-013,504
Total number of active participants reported on line 7a of the Form 55002020-01-012,438
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-01590
Total of all active and inactive participants2020-01-013,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0115
Total participants2020-01-013,050
Number of participants with account balances2020-01-012,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2019 401k membership
Total participants, beginning-of-year2019-01-013,262
Total number of active participants reported on line 7a of the Form 55002019-01-012,820
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-01654
Total of all active and inactive participants2019-01-013,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0113
Total participants2019-01-013,504
Number of participants with account balances2019-01-013,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2018 401k membership
Total participants, beginning-of-year2018-01-013,444
Total number of active participants reported on line 7a of the Form 55002018-01-012,763
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-01470
Total of all active and inactive participants2018-01-013,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0113
Total participants2018-01-013,262
Number of participants with account balances2018-01-012,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2017 401k membership
Total participants, beginning-of-year2017-01-013,285
Total number of active participants reported on line 7a of the Form 55002017-01-012,724
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01700
Total of all active and inactive participants2017-01-013,431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-013,444
Number of participants with account balances2017-01-013,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2016 401k membership
Total participants, beginning-of-year2016-01-013,107
Total number of active participants reported on line 7a of the Form 55002016-01-012,676
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01595
Total of all active and inactive participants2016-01-013,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-013,285
Number of participants with account balances2016-01-012,831
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2015 401k membership
Total participants, beginning-of-year2015-01-013,105
Total number of active participants reported on line 7a of the Form 55002015-01-012,604
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01491
Total of all active and inactive participants2015-01-013,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-013,107
Number of participants with account balances2015-01-012,615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2014 401k membership
Total participants, beginning-of-year2014-01-013,091
Total number of active participants reported on line 7a of the Form 55002014-01-012,748
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01349
Total of all active and inactive participants2014-01-013,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-013,105
Number of participants with account balances2014-01-012,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2013 401k membership
Total participants, beginning-of-year2013-01-012,946
Total number of active participants reported on line 7a of the Form 55002013-01-012,806
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01278
Total of all active and inactive participants2013-01-013,087
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-013,091
Number of participants with account balances2013-01-012,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2012 401k membership
Total participants, beginning-of-year2012-01-012,796
Total number of active participants reported on line 7a of the Form 55002012-01-012,760
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01181
Total of all active and inactive participants2012-01-012,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-012,946
Number of participants with account balances2012-01-012,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2011 401k membership
Total participants, beginning-of-year2011-01-012,621
Total number of active participants reported on line 7a of the Form 55002011-01-012,646
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01146
Total of all active and inactive participants2011-01-012,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-012,796
Number of participants with account balances2011-01-011,860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2010 401k membership
Total participants, beginning-of-year2010-01-012,465
Total number of active participants reported on line 7a of the Form 55002010-01-012,510
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01110
Total of all active and inactive participants2010-01-012,620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-012,621
Number of participants with account balances2010-01-011,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2009 401k membership
Total participants, beginning-of-year2009-07-011,036
Total number of active participants reported on line 7a of the Form 55002009-07-012,397
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0168
Total of all active and inactive participants2009-07-012,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-012,465
Number of participants with account balances2009-07-011,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM

Measure Date Value
2022 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2022 401k financial data
Total income from all sources (including contributions)2022-06-30$-8,402,132
Total of all expenses incurred2022-06-30$4,646,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$4,532,565
Expenses. Certain deemed distributions of participant loans2022-06-30$7,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$5,489,578
Value of total assets at end of year2022-06-30$66,177,185
Value of total assets at beginning of year2022-06-30$79,225,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$106,188
Total interest from all sources2022-06-30$26,489
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$92,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$92,205
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$5,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$4,406,472
Participant contributions at end of year2022-06-30$765,038
Participant contributions at beginning of year2022-06-30$727,855
Participant contributions at end of year2022-06-30$329,377
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$1,083,106
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$1,688
Administrative expenses (other) incurred2022-06-30$106,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-13,048,287
Value of net assets at end of year (total assets less liabilities)2022-06-30$66,177,185
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$79,225,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$63,393,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$76,918,326
Interest on participant loans2022-06-30$14,210
Interest earned on other investments2022-06-30$12,279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,689,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,577,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-14,010,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$4,532,565
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2022-06-30521743645
2021 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$18,816,020
Total of all expenses incurred2021-12-31$8,667,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,447,573
Expenses. Certain deemed distributions of participant loans2021-12-31$6,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,882,129
Value of total assets at end of year2021-12-31$79,225,472
Value of total assets at beginning of year2021-12-31$69,077,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$213,044
Total interest from all sources2021-12-31$73,563
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,772,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,772,819
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,921,632
Participant contributions at end of year2021-12-31$727,855
Participant contributions at beginning of year2021-12-31$856,004
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$113
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$960,497
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,688
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,755
Administrative expenses (other) incurred2021-12-31$213,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,148,469
Value of net assets at end of year (total assets less liabilities)2021-12-31$79,225,472
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$69,077,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$76,918,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$66,721,487
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$48,262
Interest earned on other investments2021-12-31$25,301
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,577,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,497,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,087,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,447,573
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2021-12-31521743645
2020 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$16,880,107
Total of all expenses incurred2020-12-31$10,568,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,373,668
Expenses. Certain deemed distributions of participant loans2020-12-31$12,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,773,835
Value of total assets at end of year2020-12-31$69,077,003
Value of total assets at beginning of year2020-12-31$62,765,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$182,684
Total interest from all sources2020-12-31$54,639
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,214,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,214,727
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,587,834
Participant contributions at end of year2020-12-31$856,004
Participant contributions at beginning of year2020-12-31$853,948
Participant contributions at end of year2020-12-31$113
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$186,001
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,755
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,174
Administrative expenses (other) incurred2020-12-31$182,684
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,311,117
Value of net assets at end of year (total assets less liabilities)2020-12-31$69,077,003
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$62,765,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$66,721,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$60,660,353
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,249,810
Interest on participant loans2020-12-31$51,834
Interest earned on other investments2020-12-31$2,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,497,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$601
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,818,026
Net investment gain/loss from pooled separate accounts2020-12-31$18,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,373,668
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2020-12-31521743645
2019 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$20,423,832
Total income from all sources (including contributions)2019-12-31$20,423,832
Total of all expenses incurred2019-12-31$7,339,086
Total of all expenses incurred2019-12-31$7,339,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,123,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,123,551
Expenses. Certain deemed distributions of participant loans2019-12-31$26,668
Expenses. Certain deemed distributions of participant loans2019-12-31$26,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,390,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,390,752
Value of total assets at end of year2019-12-31$62,765,886
Value of total assets at end of year2019-12-31$62,765,886
Value of total assets at beginning of year2019-12-31$49,681,140
Value of total assets at beginning of year2019-12-31$49,681,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$188,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$188,867
Total interest from all sources2019-12-31$39,034
Total interest from all sources2019-12-31$39,034
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,103,308
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,103,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,103,308
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,114,922
Contributions received from participants2019-12-31$8,114,922
Participant contributions at end of year2019-12-31$853,948
Participant contributions at end of year2019-12-31$853,948
Participant contributions at beginning of year2019-12-31$626,664
Participant contributions at beginning of year2019-12-31$626,664
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,275,830
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,275,830
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,174
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,174
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,691
Administrative expenses (other) incurred2019-12-31$188,867
Administrative expenses (other) incurred2019-12-31$188,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,084,746
Value of net income/loss2019-12-31$13,084,746
Value of net assets at end of year (total assets less liabilities)2019-12-31$62,765,886
Value of net assets at end of year (total assets less liabilities)2019-12-31$62,765,886
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$49,681,140
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$49,681,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$60,660,353
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$60,660,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,909,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,909,716
Value of interest in pooled separate accounts at end of year2019-12-31$1,249,810
Value of interest in pooled separate accounts at end of year2019-12-31$1,249,810
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,141,475
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,141,475
Interest on participant loans2019-12-31$39,027
Interest on participant loans2019-12-31$39,027
Interest earned on other investments2019-12-31$7
Interest earned on other investments2019-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,867,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,867,896
Net investment gain/loss from pooled separate accounts2019-12-31$22,842
Net investment gain/loss from pooled separate accounts2019-12-31$22,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,123,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,123,551
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm name2019-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2019-12-31521743645
Accountancy firm EIN2019-12-31521743645
2018 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2018 401k financial data
Total transfer of assets to this plan2018-12-31$23,275
Total income from all sources (including contributions)2018-12-31$4,741,359
Total of all expenses incurred2018-12-31$8,107,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,879,532
Expenses. Certain deemed distributions of participant loans2018-12-31$106,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,282,983
Value of total assets at end of year2018-12-31$49,681,140
Value of total assets at beginning of year2018-12-31$53,023,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$121,737
Total interest from all sources2018-12-31$32,110
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,399,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,399,937
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,743,069
Participant contributions at end of year2018-12-31$626,664
Participant contributions at beginning of year2018-12-31$615,834
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$539,914
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$6,178
Administrative expenses (other) incurred2018-12-31$121,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,366,050
Value of net assets at end of year (total assets less liabilities)2018-12-31$49,681,140
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,023,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47,909,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$51,458,004
Value of interest in pooled separate accounts at end of year2018-12-31$1,141,475
Value of interest in pooled separate accounts at beginning of year2018-12-31$943,311
Interest on participant loans2018-12-31$32,104
Interest earned on other investments2018-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,985,192
Net investment gain/loss from pooled separate accounts2018-12-31$11,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,879,532
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2018-12-31521743645
2017 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$14,414,994
Total of all expenses incurred2017-12-31$5,867,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,640,033
Expenses. Certain deemed distributions of participant loans2017-12-31$136,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,836,766
Value of total assets at end of year2017-12-31$53,023,915
Value of total assets at beginning of year2017-12-31$44,476,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$90,896
Total interest from all sources2017-12-31$26,994
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$834,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$834,867
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,270,032
Participant contributions at end of year2017-12-31$615,834
Participant contributions at beginning of year2017-12-31$561,499
Participant contributions at beginning of year2017-12-31$241,391
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$566,734
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$6,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$4,391
Administrative expenses (other) incurred2017-12-31$90,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,547,458
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,023,915
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,476,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,458,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$42,342,512
Value of interest in pooled separate accounts at end of year2017-12-31$943,311
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,326,081
Interest on participant loans2017-12-31$26,988
Interest earned on other investments2017-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,707,499
Net investment gain/loss from pooled separate accounts2017-12-31$8,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,640,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SC&H ATTEST SERVICES P.C.
Accountancy firm EIN2017-12-31521743645
2016 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$11,520,347
Total of all expenses incurred2016-12-31$3,482,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,271,278
Expenses. Certain deemed distributions of participant loans2016-12-31$136,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,892,243
Value of total assets at end of year2016-12-31$44,476,457
Value of total assets at beginning of year2016-12-31$36,438,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$75,333
Total interest from all sources2016-12-31$20,279
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$728,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$728,974
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,897,187
Participant contributions at end of year2016-12-31$561,499
Participant contributions at beginning of year2016-12-31$429,737
Participant contributions at end of year2016-12-31$241,391
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$995,056
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$4,391
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,284
Administrative expenses (other) incurred2016-12-31$75,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,037,613
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,476,457
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,438,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$42,342,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,733,611
Value of interest in pooled separate accounts at end of year2016-12-31$1,326,081
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,271,657
Interest on participant loans2016-12-31$20,273
Interest earned on other investments2016-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,865,434
Net investment gain/loss from pooled separate accounts2016-12-31$13,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,271,278
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN2016-12-31521743645
2015 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$6,312,019
Total of all expenses incurred2015-12-31$4,307,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,164,764
Expenses. Certain deemed distributions of participant loans2015-12-31$74,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,753,892
Value of total assets at end of year2015-12-31$36,438,844
Value of total assets at beginning of year2015-12-31$34,433,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$67,982
Total interest from all sources2015-12-31$16,442
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$571,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$571,147
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,569,090
Participant contributions at end of year2015-12-31$429,737
Participant contributions at beginning of year2015-12-31$439,226
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$184,802
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,284
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,543
Administrative expenses (other) incurred2015-12-31$67,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,004,922
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,438,844
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,433,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,733,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,538,863
Value of interest in pooled separate accounts at end of year2015-12-31$1,271,657
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,451,964
Interest on participant loans2015-12-31$16,438
Interest earned on other investments2015-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,041,662
Net investment gain/loss from pooled separate accounts2015-12-31$12,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,164,764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN2015-12-31521743645
2014 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$7,841,175
Total of all expenses incurred2014-12-31$2,689,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,556,579
Expenses. Certain deemed distributions of participant loans2014-12-31$84,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,208,441
Value of total assets at end of year2014-12-31$34,433,922
Value of total assets at beginning of year2014-12-31$29,281,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$48,602
Total interest from all sources2014-12-31$13,898
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$779,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$779,404
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,819,505
Participant contributions at end of year2014-12-31$439,226
Participant contributions at beginning of year2014-12-31$295,616
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$388,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$3,543
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,950
Administrative expenses (other) incurred2014-12-31$48,602
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,151,974
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,433,922
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,281,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,538,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$27,346,501
Value of interest in pooled separate accounts at end of year2014-12-31$1,451,964
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,636,757
Interest on participant loans2014-12-31$13,896
Interest earned on other investments2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$824,469
Net investment gain/loss from pooled separate accounts2014-12-31$14,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,556,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN2014-12-31521743645
2013 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2013 401k financial data
Total transfer of assets to this plan2013-12-31$261,223
Total income from all sources (including contributions)2013-12-31$9,463,846
Total of all expenses incurred2013-12-31$2,167,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,054,714
Expenses. Certain deemed distributions of participant loans2013-12-31$81,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,383,874
Value of total assets at end of year2013-12-31$29,281,948
Value of total assets at beginning of year2013-12-31$21,724,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,963
Total interest from all sources2013-12-31$13,927
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$548,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$548,740
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,943,343
Participant contributions at end of year2013-12-31$295,616
Participant contributions at beginning of year2013-12-31$252,996
Participant contributions at beginning of year2013-12-31$179,021
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$440,531
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,950
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,636
Administrative expenses (other) incurred2013-12-31$31,963
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$11,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,295,940
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,281,948
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,724,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$27,346,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,919,671
Value of interest in pooled separate accounts at end of year2013-12-31$1,636,757
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,359,432
Interest on participant loans2013-12-31$13,927
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,500,497
Net investment gain/loss from pooled separate accounts2013-12-31$16,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,054,714
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2012 401k financial data
Total transfer of assets to this plan2012-12-31$52,549
Total income from all sources (including contributions)2012-12-31$7,802,133
Total of all expenses incurred2012-12-31$1,289,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,217,928
Expenses. Certain deemed distributions of participant loans2012-12-31$55,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,673,523
Value of total assets at end of year2012-12-31$21,724,785
Value of total assets at beginning of year2012-12-31$15,159,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,978
Total interest from all sources2012-12-31$9,033
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$474,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$474,235
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,550,882
Participant contributions at end of year2012-12-31$252,996
Participant contributions at beginning of year2012-12-31$175,431
Participant contributions at end of year2012-12-31$179,021
Participant contributions at beginning of year2012-12-31$166,915
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,122,641
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,636
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,407
Administrative expenses (other) incurred2012-12-31$15,978
Total non interest bearing cash at end of year2012-12-31$11,029
Total non interest bearing cash at beginning of year2012-12-31$15,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,512,704
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,724,785
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,159,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,919,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,758,467
Value of interest in pooled separate accounts at end of year2012-12-31$1,359,432
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,042,292
Interest on participant loans2012-12-31$9,033
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,630,266
Net investment gain/loss from pooled separate accounts2012-12-31$15,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,217,928
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHEN, RUTHERFORD & KNIGHT PC
Accountancy firm EIN2012-12-31521202280
2011 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2011 401k financial data
Total transfer of assets to this plan2011-12-31$387,144
Total income from all sources (including contributions)2011-12-31$4,021,122
Total of all expenses incurred2011-12-31$791,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$734,645
Expenses. Certain deemed distributions of participant loans2011-12-31$50,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,297,174
Value of total assets at end of year2011-12-31$15,159,532
Value of total assets at beginning of year2011-12-31$11,542,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,079
Total interest from all sources2011-12-31$7,307
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$259,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$259,350
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,239,591
Participant contributions at end of year2011-12-31$175,431
Participant contributions at beginning of year2011-12-31$162,959
Participant contributions at end of year2011-12-31$166,915
Participant contributions at beginning of year2011-12-31$164,037
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$57,583
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,407
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,072
Administrative expenses (other) incurred2011-12-31$6,079
Total non interest bearing cash at end of year2011-12-31$15,020
Total non interest bearing cash at beginning of year2011-12-31$7,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,229,871
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,159,532
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,542,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,758,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,412,216
Value of interest in pooled separate accounts at end of year2011-12-31$1,042,292
Value of interest in pooled separate accounts at beginning of year2011-12-31$794,875
Interest on participant loans2011-12-31$7,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-559,013
Net investment gain/loss from pooled separate accounts2011-12-31$16,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$734,645
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHEN, RUTHERFORD & KNIGHT, PC
Accountancy firm EIN2011-12-31521202280
2010 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2010 401k financial data
Total transfer of assets to this plan2010-12-31$541,798
Total income from all sources (including contributions)2010-12-31$5,190,216
Total of all expenses incurred2010-12-31$708,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$700,307
Expenses. Certain deemed distributions of participant loans2010-12-31$6,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,995,742
Value of total assets at end of year2010-12-31$11,542,517
Value of total assets at beginning of year2010-12-31$6,519,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,774
Total interest from all sources2010-12-31$4,256
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$190,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$190,980
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,941,119
Participant contributions at end of year2010-12-31$162,959
Participant contributions at beginning of year2010-12-31$57,659
Participant contributions at end of year2010-12-31$164,037
Participant contributions at beginning of year2010-12-31$125,783
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$54,613
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,072
Administrative expenses (other) incurred2010-12-31$1,774
Total non interest bearing cash at end of year2010-12-31$7,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,481,295
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,542,517
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,519,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,412,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,600,781
Value of interest in pooled separate accounts at end of year2010-12-31$794,875
Value of interest in pooled separate accounts at beginning of year2010-12-31$734,208
Interest on participant loans2010-12-31$4,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$972,956
Net investment gain/loss from pooled separate accounts2010-12-31$26,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$10
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$700,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COHEN, RUTHERFORD & KNIGHT, PC
Accountancy firm EIN2010-12-31521202280
2009 : SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM

2022: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SHEPPARD PRATT HEALTH SYSTEM TAX SHELTERED ANNUITY PROGRAM 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01First time form 5500 has been submittedYes
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069320
Policy instance 2
Insurance contract or identification numberTT069320
Number of Individuals Covered2260
Insurance policy start date2022-01-01
Insurance policy end date2022-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2260
Insurance policy start date2022-01-01
Insurance policy end date2022-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069320
Policy instance 2
Insurance contract or identification numberTT069320
Number of Individuals Covered2498
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2498
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069320
Policy instance 2
Insurance contract or identification numberTT069320
Number of Individuals Covered2690
Insurance policy start date2020-11-18
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2690
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered3044
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2822
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered3066
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2615
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2527
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2372
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered2164
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered1860
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069320
Policy instance 1
Insurance contract or identification numberTT069320
Number of Individuals Covered1587
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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