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THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 401k Plan overview

Plan NameTHE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS
Plan identification number 001

THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES has sponsored the creation of one or more 401k plans.

Company Name:JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
Employer identification number (EIN):520595110
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOEL SEARFOSS2023-10-13
0012021-01-01JOEL SEARFOSS2022-10-10
0012020-01-01JOEL SEARFOSS2021-10-12
0012019-01-01JOEL SEARFOSS2020-10-09
0012018-01-01JOEL SEARFOSS2019-10-10
0012017-01-01
0012016-01-01JOEL SEARFOSS
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01SUSAN CARTER
0012011-01-01SUSAN CARTER
0012010-01-01SUSAN CARTER
0012009-01-01CHARLENE GRAMMER

Plan Statistics for THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS

401k plan membership statisitcs for THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS

Measure Date Value
2022: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2022 401k membership
Total participants, beginning-of-year2022-01-01620
Total number of active participants reported on line 7a of the Form 55002022-01-01126
Number of retired or separated participants receiving benefits2022-01-0158
Number of other retired or separated participants entitled to future benefits2022-01-01395
Total of all active and inactive participants2022-01-01579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-01589
Number of participants with account balances2022-01-01589
2021: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2021 401k membership
Total participants, beginning-of-year2021-01-01640
Total number of active participants reported on line 7a of the Form 55002021-01-01133
Number of retired or separated participants receiving benefits2021-01-0158
Number of other retired or separated participants entitled to future benefits2021-01-01418
Total of all active and inactive participants2021-01-01609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0111
Total participants2021-01-01620
Number of participants with account balances2021-01-01620
2020: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2020 401k membership
Total participants, beginning-of-year2020-01-01664
Total number of active participants reported on line 7a of the Form 55002020-01-01140
Number of retired or separated participants receiving benefits2020-01-0127
Number of other retired or separated participants entitled to future benefits2020-01-01463
Total of all active and inactive participants2020-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0110
Total participants2020-01-01640
Number of participants with account balances2020-01-01640
2019: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2019 401k membership
Total participants, beginning-of-year2019-01-01666
Total number of active participants reported on line 7a of the Form 55002019-01-01153
Number of retired or separated participants receiving benefits2019-01-0149
Number of other retired or separated participants entitled to future benefits2019-01-01451
Total of all active and inactive participants2019-01-01653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-01664
Number of participants with account balances2019-01-01664
2018: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2018 401k membership
Total participants, beginning-of-year2018-01-01689
Total number of active participants reported on line 7a of the Form 55002018-01-01163
Number of retired or separated participants receiving benefits2018-01-0142
Number of other retired or separated participants entitled to future benefits2018-01-01449
Total of all active and inactive participants2018-01-01654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-01666
Number of participants with account balances2018-01-01666
2017: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2017 401k membership
Total participants, beginning-of-year2017-01-01727
Total number of active participants reported on line 7a of the Form 55002017-01-01172
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01504
Total of all active and inactive participants2017-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-01689
Number of participants with account balances2017-01-01689
2016: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2016 401k membership
Total participants, beginning-of-year2016-01-01771
Total number of active participants reported on line 7a of the Form 55002016-01-01177
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01534
Total of all active and inactive participants2016-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0115
Total participants2016-01-01727
Number of participants with account balances2016-01-01727
2015: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2015 401k membership
Total participants, beginning-of-year2015-01-01803
Total number of active participants reported on line 7a of the Form 55002015-01-01182
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01582
Total of all active and inactive participants2015-01-01766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01771
Number of participants with account balances2015-01-01771
2014: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2014 401k membership
Total participants, beginning-of-year2014-01-01847
Total number of active participants reported on line 7a of the Form 55002014-01-01206
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01596
Total of all active and inactive participants2014-01-01803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-01808
Number of participants with account balances2014-01-01803
2013: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2013 401k membership
Total participants, beginning-of-year2013-01-01881
Total number of active participants reported on line 7a of the Form 55002013-01-01219
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01622
Total of all active and inactive participants2013-01-01843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01847
Number of participants with account balances2013-01-01847
2012: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2012 401k membership
Total participants, beginning-of-year2012-01-01912
Total number of active participants reported on line 7a of the Form 55002012-01-01228
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01650
Total of all active and inactive participants2012-01-01879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01881
Number of participants with account balances2012-01-01881
2011: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2011 401k membership
Total participants, beginning-of-year2011-01-01950
Total number of active participants reported on line 7a of the Form 55002011-01-01179
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01728
Total of all active and inactive participants2011-01-01910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01912
Number of participants with account balances2011-01-01912
2010: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2010 401k membership
Total participants, beginning-of-year2010-01-01966
Total number of active participants reported on line 7a of the Form 55002010-01-01187
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01761
Total of all active and inactive participants2010-01-01949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01950
Number of participants with account balances2010-01-01950
2009: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2009 401k membership
Total participants, beginning-of-year2009-01-011,022
Total number of active participants reported on line 7a of the Form 55002009-01-01315
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01655
Total of all active and inactive participants2009-01-01970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01973
Number of participants with account balances2009-01-01973

Financial Data on THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS

Measure Date Value
2022 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$263,072
Total unrealized appreciation/depreciation of assets2022-12-31$263,072
Total income from all sources (including contributions)2022-12-31$-11,861,552
Total of all expenses incurred2022-12-31$6,130,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,130,128
Value of total assets at end of year2022-12-31$72,920,950
Value of total assets at beginning of year2022-12-31$90,912,630
Total interest from all sources2022-12-31$550,126
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,633,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,633,326
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-17,991,680
Value of net assets at end of year (total assets less liabilities)2022-12-31$72,920,950
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$90,912,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$47,633,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$64,342,353
Value of interest in pooled separate accounts at end of year2022-12-31$783,996
Value of interest in pooled separate accounts at beginning of year2022-12-31$769,751
Interest earned on other investments2022-12-31$550,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$24,503,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$25,800,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,373,407
Net investment gain/loss from pooled separate accounts2022-12-31$65,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,130,128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SB & COMPANY, LLC
Accountancy firm EIN2022-12-31202153727
2021 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$106,164
Total unrealized appreciation/depreciation of assets2021-12-31$106,164
Total income from all sources (including contributions)2021-12-31$11,378,729
Total loss/gain on sale of assets2021-12-31$121,017
Total of all expenses incurred2021-12-31$7,858,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,858,859
Value of total assets at end of year2021-12-31$90,912,630
Value of total assets at beginning of year2021-12-31$87,392,760
Total interest from all sources2021-12-31$3,795,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-12-310
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,519,870
Value of net assets at end of year (total assets less liabilities)2021-12-31$90,912,630
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$87,392,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$64,342,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$60,695,182
Value of interest in pooled separate accounts at end of year2021-12-31$769,751
Value of interest in pooled separate accounts at beginning of year2021-12-31$733,405
Interest earned on other investments2021-12-31$3,795,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$25,800,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$25,964,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,227,447
Net investment gain/loss from pooled separate accounts2021-12-31$128,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,858,859
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$121,017
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$181,160
Total unrealized appreciation/depreciation of assets2020-12-31$181,160
Total income from all sources (including contributions)2020-12-31$11,844,347
Total loss/gain on sale of assets2020-12-31$48,551
Total of all expenses incurred2020-12-31$4,280,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,280,644
Value of total assets at end of year2020-12-31$87,392,760
Value of total assets at beginning of year2020-12-31$79,829,057
Total interest from all sources2020-12-31$3,398,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,563,703
Value of net assets at end of year (total assets less liabilities)2020-12-31$87,392,760
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$79,829,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$60,695,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$52,399,750
Value of interest in pooled separate accounts at end of year2020-12-31$733,405
Value of interest in pooled separate accounts at beginning of year2020-12-31$580,740
Interest earned on other investments2020-12-31$3,398,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$25,964,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$26,848,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,220,436
Net investment gain/loss from pooled separate accounts2020-12-31$-4,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,280,644
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$48,551
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$199,098
Total unrealized appreciation/depreciation of assets2019-12-31$199,098
Total income from all sources (including contributions)2019-12-31$12,245,644
Total of all expenses incurred2019-12-31$5,004,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,004,840
Value of total assets at end of year2019-12-31$79,829,057
Value of total assets at beginning of year2019-12-31$72,588,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$150
Total interest from all sources2019-12-31$2,663,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,240,654
Value of net assets at end of year (total assets less liabilities)2019-12-31$79,829,057
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,588,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,399,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,515,464
Value of interest in pooled separate accounts at end of year2019-12-31$580,740
Value of interest in pooled separate accounts at beginning of year2019-12-31$581,286
Interest earned on other investments2019-12-31$2,663,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$26,848,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$27,491,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,350,936
Net investment gain/loss from pooled separate accounts2019-12-31$31,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,004,840
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$190,874
Total unrealized appreciation/depreciation of assets2018-12-31$190,874
Total income from all sources (including contributions)2018-12-31$-1,234,453
Total of all expenses incurred2018-12-31$5,212,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,212,300
Value of total assets at end of year2018-12-31$72,588,403
Value of total assets at beginning of year2018-12-31$79,035,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$300
Total interest from all sources2018-12-31$3,777,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$3,563
Administrative expenses (other) incurred2018-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,447,053
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,588,403
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$79,035,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,515,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$50,956,256
Value of interest in pooled separate accounts at end of year2018-12-31$581,286
Value of interest in pooled separate accounts at beginning of year2018-12-31$625,058
Interest earned on other investments2018-12-31$3,777,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$27,491,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$27,450,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,229,142
Net investment gain/loss from pooled separate accounts2018-12-31$26,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,212,300
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$175,435
Total unrealized appreciation/depreciation of assets2017-12-31$175,435
Total income from all sources (including contributions)2017-12-31$10,567,245
Total of all expenses incurred2017-12-31$3,644,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,644,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$461,230
Value of total assets at end of year2017-12-31$79,035,456
Value of total assets at beginning of year2017-12-31$72,112,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$350
Total interest from all sources2017-12-31$2,889,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$3,563
Participant contributions at beginning of year2017-12-31$14,588
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$461,230
Administrative expenses (other) incurred2017-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,922,602
Value of net assets at end of year (total assets less liabilities)2017-12-31$79,035,456
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$72,112,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$50,956,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,049,721
Value of interest in pooled separate accounts at end of year2017-12-31$625,058
Value of interest in pooled separate accounts at beginning of year2017-12-31$598,283
Interest earned on other investments2017-12-31$2,889,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$27,450,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$26,450,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,015,780
Net investment gain/loss from pooled separate accounts2017-12-31$25,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,644,293
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$158,014
Total unrealized appreciation/depreciation of assets2016-12-31$158,014
Total income from all sources (including contributions)2016-12-31$4,208,448
Total of all expenses incurred2016-12-31$3,217,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,217,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$19,917
Value of total assets at end of year2016-12-31$72,112,854
Value of total assets at beginning of year2016-12-31$71,122,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$350
Total interest from all sources2016-12-31$2,013,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$14,588
Participant contributions at beginning of year2016-12-31$36,204
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$19,917
Administrative expenses (other) incurred2016-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$990,748
Value of net assets at end of year (total assets less liabilities)2016-12-31$72,112,854
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$71,122,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,049,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$43,282,746
Value of interest in pooled separate accounts at end of year2016-12-31$598,283
Value of interest in pooled separate accounts at beginning of year2016-12-31$606,415
Interest earned on other investments2016-12-31$2,013,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$26,450,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$27,196,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,986,711
Net investment gain/loss from pooled separate accounts2016-12-31$29,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,217,350
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$155,944
Total unrealized appreciation/depreciation of assets2015-12-31$155,944
Total income from all sources (including contributions)2015-12-31$1,615,813
Total of all expenses incurred2015-12-31$3,814,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,813,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$28,043
Value of total assets at end of year2015-12-31$71,122,106
Value of total assets at beginning of year2015-12-31$73,320,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$250
Total interest from all sources2015-12-31$2,659,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$36,204
Participant contributions at beginning of year2015-12-31$70,474
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$28,043
Administrative expenses (other) incurred2015-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,198,316
Value of net assets at end of year (total assets less liabilities)2015-12-31$71,122,106
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$73,320,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$43,282,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$44,083,024
Value of interest in pooled separate accounts at end of year2015-12-31$606,415
Value of interest in pooled separate accounts at beginning of year2015-12-31$371,702
Interest earned on other investments2015-12-31$2,659,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$27,196,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$28,795,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,269,161
Net investment gain/loss from pooled separate accounts2015-12-31$41,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,813,879
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$155,204
Total unrealized appreciation/depreciation of assets2014-12-31$155,204
Total income from all sources (including contributions)2014-12-31$4,896,538
Total of all expenses incurred2014-12-31$8,706,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,705,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$266,120
Value of total assets at end of year2014-12-31$73,320,422
Value of total assets at beginning of year2014-12-31$77,130,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$400
Total interest from all sources2014-12-31$3,075,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$70,474
Participant contributions at beginning of year2014-12-31$106,149
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$266,120
Administrative expenses (other) incurred2014-12-31$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-3,809,802
Value of net assets at end of year (total assets less liabilities)2014-12-31$73,320,422
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$77,130,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$44,083,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$42,478,067
Value of interest in pooled separate accounts at end of year2014-12-31$371,702
Value of interest in pooled separate accounts at beginning of year2014-12-31$498,792
Interest earned on other investments2014-12-31$3,075,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$28,795,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$34,047,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,359,444
Net investment gain/loss from pooled separate accounts2014-12-31$40,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,705,940
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$159,892
Total unrealized appreciation/depreciation of assets2013-12-31$159,892
Total income from all sources (including contributions)2013-12-31$10,677,752
Total of all expenses incurred2013-12-31$3,623,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,622,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$159,696
Value of total assets at end of year2013-12-31$77,130,224
Value of total assets at beginning of year2013-12-31$70,075,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$574
Total interest from all sources2013-12-31$2,488,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$106,149
Participant contributions at beginning of year2013-12-31$114,974
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$159,696
Administrative expenses (other) incurred2013-12-31$574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,054,305
Value of net assets at end of year (total assets less liabilities)2013-12-31$77,130,224
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$70,075,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$42,478,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$35,247,936
Value of interest in pooled separate accounts at end of year2013-12-31$498,792
Value of interest in pooled separate accounts at beginning of year2013-12-31$450,791
Interest earned on other investments2013-12-31$2,488,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$34,047,216
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$34,262,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,807,961
Net investment gain/loss from pooled separate accounts2013-12-31$61,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,622,873
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$6,215,974
Total of all expenses incurred2012-12-31$4,892,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,861,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$27,363
Value of total assets at end of year2012-12-31$70,075,919
Value of total assets at beginning of year2012-12-31$68,752,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,303
Total interest from all sources2012-12-31$2,084,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$114,974
Participant contributions at beginning of year2012-12-31$176,313
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$27,363
Administrative expenses (other) incurred2012-12-31$30,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,323,724
Value of net assets at end of year (total assets less liabilities)2012-12-31$70,075,919
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$68,752,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$35,247,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$34,152,386
Value of interest in pooled separate accounts at end of year2012-12-31$450,791
Value of interest in pooled separate accounts at beginning of year2012-12-31$403,401
Interest earned on other investments2012-12-31$2,084,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$34,262,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$34,020,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,046,797
Net investment gain/loss from pooled separate accounts2012-12-31$57,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,861,947
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$859,992
Total of all expenses incurred2011-12-31$4,526,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,497,052
Value of total assets at end of year2011-12-31$68,752,195
Value of total assets at beginning of year2011-12-31$72,419,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,845
Total interest from all sources2011-12-31$2,062,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$176,313
Participant contributions at beginning of year2011-12-31$158,395
Administrative expenses (other) incurred2011-12-31$29,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,666,905
Value of net assets at end of year (total assets less liabilities)2011-12-31$68,752,195
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$72,419,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$34,152,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$38,611,898
Value of interest in pooled separate accounts at end of year2011-12-31$403,401
Value of interest in pooled separate accounts at beginning of year2011-12-31$376,370
Interest earned on other investments2011-12-31$2,062,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$34,020,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$33,272,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,247,846
Net investment gain/loss from pooled separate accounts2011-12-31$45,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,497,052
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,970,983
Total unrealized appreciation/depreciation of assets2010-12-31$4,970,983
Total income from all sources (including contributions)2010-12-31$6,827,260
Total of all expenses incurred2010-12-31$4,377,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,358,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$105,802
Value of total assets at end of year2010-12-31$72,419,100
Value of total assets at beginning of year2010-12-31$69,968,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,117
Total interest from all sources2010-12-31$1,750,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$105,802
Participant contributions at end of year2010-12-31$158,395
Participant contributions at beginning of year2010-12-31$180,753
Administrative expenses (other) incurred2010-12-31$19,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,450,127
Value of net assets at end of year (total assets less liabilities)2010-12-31$72,419,100
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$69,968,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$38,611,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$36,974,340
Value of interest in pooled separate accounts at end of year2010-12-31$376,370
Value of interest in pooled separate accounts at beginning of year2010-12-31$347,300
Interest earned on other investments2010-12-31$1,750,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$33,272,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$32,466,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,358,016
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS

2022: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE JOHNS HOPKINS UNIVERSITY TAX SHELTERED ANNUITY PROGRAM FOR FORMER EMPLOYEES OF JOHNS HOPKINS BAYVIEW PHYS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered235
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered240
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered245
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered249
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Number of Individuals Covered316
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered254
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Number of Individuals Covered331
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Number of Individuals Covered343
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered265
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 1
Insurance contract or identification number103257
Number of Individuals Covered291
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 2
Insurance contract or identification number010215
Number of Individuals Covered397
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 3
Insurance contract or identification number010215
Number of Individuals Covered421
Insurance policy start date2014-01-01
Insurance policy end date2014-01-31
Contracts With Unallocated Funds Deposit Administration1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 2
Insurance contract or identification number103257
Number of Individuals Covered299
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number1597A
Policy instance 1
Insurance contract or identification number1597A
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractOTHER
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 3
Insurance contract or identification number010215
Number of Individuals Covered453
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 2
Insurance contract or identification number103257
Number of Individuals Covered304
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number1597A
Policy instance 1
Insurance contract or identification number1597A
Number of Individuals Covered18
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 2
Insurance contract or identification number103257
Number of Individuals Covered308
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 3
Insurance contract or identification number010215
Number of Individuals Covered470
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number1597A
Policy instance 1
Insurance contract or identification number1597A
Number of Individuals Covered17
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract403(B)
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 4
Insurance contract or identification number010215
Number of Individuals Covered494
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number1597A
Policy instance 1
Insurance contract or identification number1597A
Number of Individuals Covered18
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 2
Insurance contract or identification number103257
Number of Individuals Covered131
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103258
Policy instance 3
Insurance contract or identification number103258
Number of Individuals Covered294
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010215
Policy instance 4
Insurance contract or identification number010215
Number of Individuals Covered516
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103258
Policy instance 2
Insurance contract or identification number103258
Number of Individuals Covered302
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number1597A
Policy instance 1
Insurance contract or identification number1597A
Number of Individuals Covered17
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103257
Policy instance 3
Insurance contract or identification number103257
Number of Individuals Covered138
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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