THE WHALEN COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE WHALEN COMPANY 401(K) PLAN
Measure | Date | Value |
---|
2022: THE WHALEN COMPANY 401(K) PLAN 2022 401k membership |
---|
Total participants, beginning-of-year | 2022-01-01 | 171 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 127 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 44 |
Total of all active and inactive participants | 2022-01-01 | 171 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 171 |
Number of participants with account balances | 2022-01-01 | 169 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 11 |
2021: THE WHALEN COMPANY 401(K) PLAN 2021 401k membership |
---|
Total participants, beginning-of-year | 2021-01-01 | 199 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 126 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 45 |
Total of all active and inactive participants | 2021-01-01 | 171 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 171 |
Number of participants with account balances | 2021-01-01 | 169 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 13 |
2020: THE WHALEN COMPANY 401(K) PLAN 2020 401k membership |
---|
Total participants, beginning-of-year | 2020-01-01 | 175 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 136 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 61 |
Total of all active and inactive participants | 2020-01-01 | 197 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 197 |
Number of participants with account balances | 2020-01-01 | 195 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 8 |
2019: THE WHALEN COMPANY 401(K) PLAN 2019 401k membership |
---|
Total participants, beginning-of-year | 2019-01-01 | 217 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 140 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 35 |
Total of all active and inactive participants | 2019-01-01 | 175 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 175 |
Number of participants with account balances | 2019-01-01 | 172 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 3 |
2018: THE WHALEN COMPANY 401(K) PLAN 2018 401k membership |
---|
Total participants, beginning-of-year | 2018-01-01 | 135 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 154 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 63 |
Total of all active and inactive participants | 2018-01-01 | 217 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 217 |
Number of participants with account balances | 2018-01-01 | 212 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 8 |
2012: THE WHALEN COMPANY 401(K) PLAN 2012 401k membership |
---|
Total participants, beginning-of-year | 2012-01-01 | 78 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 80 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 7 |
Total of all active and inactive participants | 2012-01-01 | 87 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 87 |
Number of participants with account balances | 2012-01-01 | 36 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: THE WHALEN COMPANY 401(K) PLAN 2011 401k membership |
---|
Total participants, beginning-of-year | 2011-01-01 | 75 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 68 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 7 |
Total of all active and inactive participants | 2011-01-01 | 75 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 75 |
Number of participants with account balances | 2011-01-01 | 27 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: THE WHALEN COMPANY 401(K) PLAN 2010 401k membership |
---|
Total participants, beginning-of-year | 2010-01-01 | 97 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 67 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 7 |
Total of all active and inactive participants | 2010-01-01 | 74 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 74 |
Number of participants with account balances | 2010-01-01 | 27 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: THE WHALEN COMPANY 401(K) PLAN 2009 401k membership |
---|
Total participants, beginning-of-year | 2009-01-01 | 101 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 89 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 8 |
Total of all active and inactive participants | 2009-01-01 | 97 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 97 |
Number of participants with account balances | 2009-01-01 | 29 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|
2022 : THE WHALEN COMPANY 401(K) PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-943,888 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $819,970 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $782,191 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $761,096 |
Value of total assets at end of year | 2022-12-31 | $8,943,198 |
Value of total assets at beginning of year | 2022-12-31 | $10,707,056 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $37,779 |
Total interest from all sources | 2022-12-31 | $288 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $16,937 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $16,937 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $357,459 |
Participant contributions at end of year | 2022-12-31 | $646 |
Participant contributions at beginning of year | 2022-12-31 | $9,393 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,763,858 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $8,943,198 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $10,707,056 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $18,720 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $744,030 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $852,019 |
Interest on participant loans | 2022-12-31 | $288 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $8,198,522 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $9,845,644 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-130,038 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,592,171 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $403,637 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $782,191 |
Contract administrator fees | 2022-12-31 | $19,059 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GROSS MENDELSOHN & ASSOCIATES, PA |
Accountancy firm EIN | 2022-12-31 | 520982413 |
2021 : THE WHALEN COMPANY 401(K) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,987,126 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,980,621 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,937,961 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $752,613 |
Value of total assets at end of year | 2021-12-31 | $10,707,056 |
Value of total assets at beginning of year | 2021-12-31 | $10,700,551 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $42,660 |
Total interest from all sources | 2021-12-31 | $870 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $15,535 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $15,535 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $345,422 |
Participant contributions at end of year | 2021-12-31 | $9,393 |
Participant contributions at beginning of year | 2021-12-31 | $20,093 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $6,505 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $10,707,056 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $10,700,551 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $20,503 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $852,019 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,057,608 |
Interest on participant loans | 2021-12-31 | $870 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $9,845,644 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $9,614,429 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $8,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $8,421 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $172,993 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,045,115 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $407,191 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,937,961 |
Contract administrator fees | 2021-12-31 | $22,157 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GROSS MENDELSOHN & ASSOCIATES, PA |
Accountancy firm EIN | 2021-12-31 | 520982413 |
2020 : THE WHALEN COMPANY 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,944,127 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,404,062 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,366,009 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $723,581 |
Value of total assets at end of year | 2020-12-31 | $10,700,551 |
Value of total assets at beginning of year | 2020-12-31 | $10,160,486 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $38,053 |
Total interest from all sources | 2020-12-31 | $1,496 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $11,952 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $11,952 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $750,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $285,492 |
Participant contributions at end of year | 2020-12-31 | $20,093 |
Participant contributions at beginning of year | 2020-12-31 | $31,862 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $540,065 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $10,700,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,160,486 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $19,197 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,057,608 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $981,583 |
Interest on participant loans | 2020-12-31 | $1,496 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $9,614,429 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $9,138,620 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $8,421 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $8,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $8,421 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $134,517 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,072,581 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $438,089 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,366,009 |
Contract administrator fees | 2020-12-31 | $18,856 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | GROSS MENDELSOHN & ASSOCIATES, PA |
Accountancy firm EIN | 2020-12-31 | 520982413 |
2019 : THE WHALEN COMPANY 401(K) PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $2,520,618 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $427,605 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $387,507 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $839,020 |
Value of total assets at end of year | 2019-12-31 | $10,160,486 |
Value of total assets at beginning of year | 2019-12-31 | $8,067,473 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $40,098 |
Total interest from all sources | 2019-12-31 | $2,331 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $12,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $12,556 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $750,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $324,005 |
Participant contributions at end of year | 2019-12-31 | $31,862 |
Participant contributions at beginning of year | 2019-12-31 | $47,090 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,093,013 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,160,486 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,067,473 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $17,586 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $981,583 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $613,255 |
Interest on participant loans | 2019-12-31 | $2,331 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $9,138,620 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $7,398,707 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $8,421 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $8,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $8,421 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $174,554 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,492,157 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $515,015 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $387,507 |
Contract administrator fees | 2019-12-31 | $22,512 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GROSS MENDELSOHN & ASSOCIATES, PA |
Accountancy firm EIN | 2019-12-31 | 520982413 |
2018 : THE WHALEN COMPANY 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $8,905,978 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $196,440 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,766,886 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,742,974 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $615,178 |
Value of total assets at end of year | 2018-12-31 | $8,067,473 |
Value of total assets at beginning of year | 2018-12-31 | $731,941 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $23,912 |
Total interest from all sources | 2018-12-31 | $10,928 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $9,659 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $9,659 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $750,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $256,834 |
Participant contributions at end of year | 2018-12-31 | $47,090 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $110,265 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,570,446 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $8,067,473 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $731,941 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $10,597 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $613,255 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $726,639 |
Interest on participant loans | 2018-12-31 | $2,507 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $7,398,707 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $8,421 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $5,302 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $5,302 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $8,421 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-69,998 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-369,327 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $248,079 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,742,974 |
Contract administrator fees | 2018-12-31 | $13,315 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GROSS MENDELSOHN & ASSOCIATES, PA |
Accountancy firm EIN | 2018-12-31 | 520982413 |
2012 : THE WHALEN COMPANY 401(K) PLAN 2012 401k financial data |
---|
Total income from all sources | 2012-12-31 | $81,774 |
Expenses. Total of all expenses incurred | 2012-12-31 | $0 |
Total plan assets at end of year | 2012-12-31 | $345,469 |
Total plan assets at beginning of year | 2012-12-31 | $263,695 |
Value of fidelity bond covering the plan | 2012-12-31 | $1,000,000 |
Total contributions received or receivable from participants | 2012-12-31 | $39,077 |
Other income received | 2012-12-31 | $42,697 |
Net income (gross income less expenses) | 2012-12-31 | $81,774 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $345,469 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $263,695 |
2011 : THE WHALEN COMPANY 401(K) PLAN 2011 401k financial data |
---|
Total income from all sources | 2011-12-31 | $-772 |
Expenses. Total of all expenses incurred | 2011-12-31 | $0 |
Total plan assets at end of year | 2011-12-31 | $263,695 |
Total plan assets at beginning of year | 2011-12-31 | $264,467 |
Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
Total contributions received or receivable from participants | 2011-12-31 | $30,075 |
Other income received | 2011-12-31 | $-30,847 |
Net income (gross income less expenses) | 2011-12-31 | $-772 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $263,695 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $264,467 |
2010 : THE WHALEN COMPANY 401(K) PLAN 2010 401k financial data |
---|
Total income from all sources | 2010-12-31 | $61,311 |
Expenses. Total of all expenses incurred | 2010-12-31 | $17,337 |
Benefits paid (including direct rollovers) | 2010-12-31 | $17,157 |
Total plan assets at end of year | 2010-12-31 | $264,467 |
Total plan assets at beginning of year | 2010-12-31 | $220,493 |
Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
Total contributions received or receivable from participants | 2010-12-31 | $30,383 |
Other income received | 2010-12-31 | $30,928 |
Net income (gross income less expenses) | 2010-12-31 | $43,974 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $264,467 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $220,493 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $180 |