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WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NameWILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN
Plan identification number 002

WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM H. METCALFE & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM H. METCALFE & SONS, INC.
Employer identification number (EIN):520819008
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-12-01DAVID KNUPP2023-08-17
0022020-12-01DAVID KNUPP2022-08-16
0022019-12-01DAVID KNUPP2021-04-12
0022018-12-01DAVID KNUPP2020-09-01
0022017-12-01DAVID KNUPP2019-05-29
0022016-12-01
0022015-12-01
0022014-12-01
0022013-12-01DAVID J. KNUPP
0022012-12-01WILLIAM H. METCALFE
0022011-12-01WILLIAM METCALFE WILLIAM METCALFE2013-08-23
0022010-12-01WILLIAM METCALFE WILLIAM METCALFE2012-08-22
0022009-12-01JOHN BROWN JOHN BROWN2011-07-28
0022008-12-01

Plan Statistics for WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN

Measure Date Value
2021: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01175
Total number of active participants reported on line 7a of the Form 55002021-12-01140
Number of retired or separated participants receiving benefits2021-12-010
Number of other retired or separated participants entitled to future benefits2021-12-0135
Total of all active and inactive participants2021-12-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-010
Total participants2021-12-01175
Number of participants with account balances2021-12-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-010
2020: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01175
Total number of active participants reported on line 7a of the Form 55002020-12-01131
Number of retired or separated participants receiving benefits2020-12-011
Number of other retired or separated participants entitled to future benefits2020-12-0133
Total of all active and inactive participants2020-12-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01165
Number of participants with account balances2020-12-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-010
2019: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-01176
Total number of active participants reported on line 7a of the Form 55002019-12-01135
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-0127
Total of all active and inactive participants2019-12-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01162
Number of participants with account balances2019-12-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-010
2018: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01163
Total number of active participants reported on line 7a of the Form 55002018-12-01131
Number of retired or separated participants receiving benefits2018-12-012
Number of other retired or separated participants entitled to future benefits2018-12-0124
Total of all active and inactive participants2018-12-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-01157
Number of participants with account balances2018-12-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-010
2017: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01161
Total number of active participants reported on line 7a of the Form 55002017-12-01129
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-0128
Total of all active and inactive participants2017-12-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-01157
Number of participants with account balances2017-12-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-010
2016: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01151
Total number of active participants reported on line 7a of the Form 55002016-12-01125
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-0124
Total of all active and inactive participants2016-12-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01149
Number of participants with account balances2016-12-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01141
Total number of active participants reported on line 7a of the Form 55002015-12-01116
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-0127
Total of all active and inactive participants2015-12-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01143
Number of participants with account balances2015-12-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01107
Total number of active participants reported on line 7a of the Form 55002014-12-01109
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-0126
Total of all active and inactive participants2014-12-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01135
Number of participants with account balances2014-12-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01115
Total number of active participants reported on line 7a of the Form 55002013-12-01101
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-016
Total of all active and inactive participants2013-12-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01107
Number of participants with account balances2013-12-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01117
Total number of active participants reported on line 7a of the Form 55002012-12-0192
Number of other retired or separated participants entitled to future benefits2012-12-0123
Total of all active and inactive participants2012-12-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01115
Number of participants with account balances2012-12-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01122
Total number of active participants reported on line 7a of the Form 55002011-12-0185
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-0132
Total of all active and inactive participants2011-12-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01117
Number of participants with account balances2011-12-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2010: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-12-01140
Total number of active participants reported on line 7a of the Form 55002010-12-0196
Number of retired or separated participants receiving benefits2010-12-0126
Total of all active and inactive participants2010-12-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01122
Number of participants with account balances2010-12-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-010
2009: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01141
Total number of active participants reported on line 7a of the Form 55002009-12-0198
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-0129
Total of all active and inactive participants2009-12-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01127
Number of participants with account balances2009-12-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010

Financial Data on WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN

Measure Date Value
2022 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total income from all sources (including contributions)2022-11-30$-1,143,661
Total loss/gain on sale of assets2022-11-30$0
Total of all expenses incurred2022-11-30$428,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-30$404,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-30$375,227
Value of total assets at end of year2022-11-30$8,804,454
Value of total assets at beginning of year2022-11-30$10,376,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-30$23,858
Total interest from all sources2022-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-30No
Was this plan covered by a fidelity bond2022-11-30Yes
Value of fidelity bond cover2022-11-30$1,000,000
If this is an individual account plan, was there a blackout period2022-11-30No
Were there any nonexempt tranactions with any party-in-interest2022-11-30No
Contributions received from participants2022-11-30$257,062
Income. Received or receivable in cash from other sources (including rollovers)2022-11-30$13,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Value of net income/loss2022-11-30$-1,571,788
Value of net assets at end of year (total assets less liabilities)2022-11-30$8,804,454
Value of net assets at beginning of year (total assets less liabilities)2022-11-30$10,376,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-30No
Were any leases to which the plan was party in default or uncollectible2022-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-11-30$8,700,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-11-30$10,326,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-11-30$-1,518,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-30No
Was there a failure to transmit to the plan any participant contributions2022-11-30No
Has the plan failed to provide any benefit when due under the plan2022-11-30No
Contributions received in cash from employer2022-11-30$104,433
Employer contributions (assets) at end of year2022-11-30$104,433
Employer contributions (assets) at beginning of year2022-11-30$49,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-30$404,269
Contract administrator fees2022-11-30$23,858
Did the plan have assets held for investment2022-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-30No
Opinion of an independent qualified public accountant for this plan2022-11-30Unqualified
Accountancy firm name2022-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2022-11-30520961657
2021 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$2,075,349
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$894,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$870,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$309,506
Value of total assets at end of year2021-11-30$10,376,242
Value of total assets at beginning of year2021-11-30$9,195,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$24,632
Total interest from all sources2021-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$1,000,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$259,722
Participant contributions at end of year2021-11-30$0
Participant contributions at beginning of year2021-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$1,180,446
Value of net assets at end of year (total assets less liabilities)2021-11-30$10,376,242
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$9,195,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$10,326,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$9,141,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$1,765,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$49,784
Employer contributions (assets) at end of year2021-11-30$49,784
Employer contributions (assets) at beginning of year2021-11-30$54,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$870,271
Contract administrator fees2021-11-30$24,632
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2021-11-30520961657
2020 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$1,869,164
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$553,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$533,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$315,492
Value of total assets at end of year2020-11-30$9,195,796
Value of total assets at beginning of year2020-11-30$7,879,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$19,813
Total interest from all sources2020-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$1,000,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$261,257
Participant contributions at end of year2020-11-30$0
Participant contributions at beginning of year2020-11-30$5,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$1,316,001
Value of net assets at end of year (total assets less liabilities)2020-11-30$9,195,796
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$7,879,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$9,141,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$7,820,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$1,553,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$54,235
Employer contributions (assets) at end of year2020-11-30$54,235
Employer contributions (assets) at beginning of year2020-11-30$53,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$533,350
Contract administrator fees2020-11-30$19,813
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30No
Opinion of an independent qualified public accountant for this plan2020-11-30Unqualified
Accountancy firm name2020-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2020-11-30520961657
2019 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$1,270,462
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$626,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$607,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$334,134
Value of total assets at end of year2019-11-30$7,879,795
Value of total assets at beginning of year2019-11-30$7,235,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$18,780
Total interest from all sources2019-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$1,000,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$280,370
Participant contributions at end of year2019-11-30$5,253
Participant contributions at beginning of year2019-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$644,258
Value of net assets at end of year (total assets less liabilities)2019-11-30$7,879,795
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$7,235,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$7,820,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$7,129,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$936,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$53,764
Employer contributions (assets) at end of year2019-11-30$53,764
Employer contributions (assets) at beginning of year2019-11-30$106,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$607,424
Contract administrator fees2019-11-30$18,780
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30No
Opinion of an independent qualified public accountant for this plan2019-11-30Unqualified
Accountancy firm name2019-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2019-11-30520961657
2018 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total income from all sources (including contributions)2018-11-30$636,978
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$96,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$79,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$400,884
Value of total assets at end of year2018-11-30$7,235,537
Value of total assets at beginning of year2018-11-30$6,695,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$17,522
Total interest from all sources2018-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$1,000,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$294,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$540,180
Value of net assets at end of year (total assets less liabilities)2018-11-30$7,235,537
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$6,695,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$7,129,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$6,592,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-11-30$236,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$106,258
Employer contributions (assets) at end of year2018-11-30$106,258
Employer contributions (assets) at beginning of year2018-11-30$102,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$79,276
Contract administrator fees2018-11-30$17,522
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30No
Opinion of an independent qualified public accountant for this plan2018-11-30Unqualified
Accountancy firm name2018-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2018-11-30520961657
2017 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$1,478,903
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$204,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$196,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$360,303
Value of total assets at end of year2017-11-30$6,695,357
Value of total assets at beginning of year2017-11-30$5,421,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$7,873
Total interest from all sources2017-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$1,000,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$257,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$1,274,305
Value of net assets at end of year (total assets less liabilities)2017-11-30$6,695,357
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$5,421,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$6,592,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$5,322,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$1,118,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$102,910
Employer contributions (assets) at end of year2017-11-30$102,910
Employer contributions (assets) at beginning of year2017-11-30$98,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$196,725
Contract administrator fees2017-11-30$7,873
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30No
Opinion of an independent qualified public accountant for this plan2017-11-30Unqualified
Accountancy firm name2017-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2017-11-30520961657
2016 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-11-30$608,717
Total of all expenses incurred2016-11-30$27,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$27,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$337,378
Value of total assets at end of year2016-11-30$5,421,052
Value of total assets at beginning of year2016-11-30$4,839,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$1,250,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$238,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$581,082
Value of net assets at end of year (total assets less liabilities)2016-11-30$5,421,052
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$4,839,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$5,322,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$4,745,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$271,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$98,432
Employer contributions (assets) at end of year2016-11-30$98,432
Employer contributions (assets) at beginning of year2016-11-30$94,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$27,485
Contract administrator fees2016-11-30$150
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30No
Opinion of an independent qualified public accountant for this plan2016-11-30Unqualified
Accountancy firm name2016-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2016-11-30520961657
2015 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-11-30$434,551
Total of all expenses incurred2015-11-30$216,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$216,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$318,510
Value of total assets at end of year2015-11-30$4,839,970
Value of total assets at beginning of year2015-11-30$4,621,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$1,250,000
If this is an individual account plan, was there a blackout period2015-11-30No
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$223,670
Participant contributions at beginning of year2015-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$218,367
Value of net assets at end of year (total assets less liabilities)2015-11-30$4,839,970
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$4,621,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$4,745,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$4,531,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$116,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$94,840
Employer contributions (assets) at end of year2015-11-30$94,840
Employer contributions (assets) at beginning of year2015-11-30$90,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$216,184
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30No
Opinion of an independent qualified public accountant for this plan2015-11-30Unqualified
Accountancy firm name2015-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2015-11-30520961657
2014 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$712,855
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$256,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$256,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$291,986
Value of total assets at end of year2014-11-30$4,621,603
Value of total assets at beginning of year2014-11-30$4,165,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$125
Total interest from all sources2014-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Administrative expenses professional fees incurred2014-11-30$125
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$1,000,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$201,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$455,958
Value of net assets at end of year (total assets less liabilities)2014-11-30$4,621,603
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$4,165,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$4,531,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$4,088,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$420,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$90,160
Employer contributions (assets) at end of year2014-11-30$90,160
Employer contributions (assets) at beginning of year2014-11-30$76,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$256,772
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30No
Opinion of an independent qualified public accountant for this plan2014-11-30Unqualified
Accountancy firm name2014-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2014-11-30520961657
2013 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$995,586
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$164,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$164,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$241,469
Value of total assets at end of year2013-11-30$4,165,645
Value of total assets at beginning of year2013-11-30$3,334,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$0
Total interest from all sources2013-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$1,250,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$164,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$831,160
Value of net assets at end of year (total assets less liabilities)2013-11-30$4,165,645
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$3,334,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$4,088,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$3,300,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$754,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$76,670
Employer contributions (assets) at end of year2013-11-30$76,670
Employer contributions (assets) at beginning of year2013-11-30$34,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$164,426
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2013-11-30520961657
2012 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$566,250
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$399,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$399,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$194,363
Value of total assets at end of year2012-11-30$3,334,485
Value of total assets at beginning of year2012-11-30$3,168,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$0
Total interest from all sources2012-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$1,250,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$159,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$166,390
Value of net assets at end of year (total assets less liabilities)2012-11-30$3,334,485
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$3,168,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$3,300,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$3,127,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$371,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$34,398
Employer contributions (assets) at end of year2012-11-30$34,398
Employer contributions (assets) at beginning of year2012-11-30$40,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$399,860
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30No
Opinion of an independent qualified public accountant for this plan2012-11-30Unqualified
Accountancy firm name2012-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2012-11-30520961657
2011 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total income from all sources (including contributions)2011-11-30$319,868
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$230,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$230,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$211,623
Value of total assets at end of year2011-11-30$3,168,095
Value of total assets at beginning of year2011-11-30$3,079,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$0
Total interest from all sources2011-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$1,250,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$171,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$88,960
Value of net assets at end of year (total assets less liabilities)2011-11-30$3,168,095
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$3,079,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$3,127,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$3,038,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$108,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$40,140
Employer contributions (assets) at end of year2011-11-30$40,140
Employer contributions (assets) at beginning of year2011-11-30$40,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$230,908
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30No
Opinion of an independent qualified public accountant for this plan2011-11-30Unqualified
Accountancy firm name2011-11-30SARFINO AND RHOADES, LLP
Accountancy firm EIN2011-11-30520961657
2010 : WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN

2021: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)No
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement - TrustYes
2020: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement - TrustYes
2019: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement - TrustYes
2018: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement - TrustYes
2017: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2010: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement - TrustYes
2009: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: WILLIAM H. METCALFE & SONS, INC. EMPLOYEES' 401(K) PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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