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FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 401k Plan overview

Plan NameFEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW
Plan identification number 002

FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

FEDERAL NATIONAL MORTGAGE ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:FEDERAL NATIONAL MORTGAGE ASSOCIATION
Employer identification number (EIN):520883107
NAIC Classification:522294
NAIC Description:Secondary Market Financing

Additional information about FEDERAL NATIONAL MORTGAGE ASSOCIATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3560366

More information about FEDERAL NATIONAL MORTGAGE ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01CHRYSSA HALLEY2017-10-16 BRIAN MCQUAID2017-10-13
0022015-01-01GREGORY FINK BRIAN MCQUAID2016-10-14
0022014-01-01GREGORY FINK BRIAN MCQUAID2015-09-11
0022013-01-01GREGORY FINK BRIAN MCQUAID2014-09-12
0022012-01-01GREGORY FINK BRIAN MCQUAID2013-09-06
0022011-01-01GREGORY FINK BRIAN MCQUAID2012-09-07
0022010-01-01DAVID HISEY BRIAN MCQUAID2011-10-05
0022009-01-01DAVID HISEY

Plan Statistics for FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW

401k plan membership statisitcs for FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW

Measure Date Value
2015: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2015 401k membership
Total participants, beginning-of-year2015-01-018,985
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2014 401k membership
Total participants, beginning-of-year2014-01-018,977
Total number of active participants reported on line 7a of the Form 55002014-01-012,671
Number of retired or separated participants receiving benefits2014-01-011,852
Number of other retired or separated participants entitled to future benefits2014-01-014,323
Total of all active and inactive participants2014-01-018,846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01139
Total participants2014-01-018,985
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2013 401k membership
Total participants, beginning-of-year2013-01-019,019
Total number of active participants reported on line 7a of the Form 55002013-01-012,869
Number of retired or separated participants receiving benefits2013-01-011,774
Number of other retired or separated participants entitled to future benefits2013-01-014,247
Total of all active and inactive participants2013-01-018,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0187
Total participants2013-01-018,977
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2012 401k membership
Total participants, beginning-of-year2012-01-019,155
Total number of active participants reported on line 7a of the Form 55002012-01-013,052
Number of retired or separated participants receiving benefits2012-01-011,660
Number of other retired or separated participants entitled to future benefits2012-01-014,232
Total of all active and inactive participants2012-01-018,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0175
Total participants2012-01-019,019
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2011 401k membership
Total participants, beginning-of-year2011-01-019,278
Total number of active participants reported on line 7a of the Form 55002011-01-013,410
Number of retired or separated participants receiving benefits2011-01-011,554
Number of other retired or separated participants entitled to future benefits2011-01-014,129
Total of all active and inactive participants2011-01-019,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0162
Total participants2011-01-019,155
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2010 401k membership
Total participants, beginning-of-year2010-01-019,388
Total number of active participants reported on line 7a of the Form 55002010-01-014,107
Number of retired or separated participants receiving benefits2010-01-011,470
Number of other retired or separated participants entitled to future benefits2010-01-013,648
Total of all active and inactive participants2010-01-019,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0153
Total participants2010-01-019,278
Number of participants with account balances2010-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0129
2009: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2009 401k membership
Total participants, beginning-of-year2009-01-019,610
Total number of active participants reported on line 7a of the Form 55002009-01-014,422
Number of retired or separated participants receiving benefits2009-01-011,397
Number of other retired or separated participants entitled to future benefits2009-01-013,517
Total of all active and inactive participants2009-01-019,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0152
Total participants2009-01-019,388
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01101

Financial Data on FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW

Measure Date Value
2015 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$6,485
Total unrealized appreciation/depreciation of assets2015-12-31$6,485
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22,143
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$304,346
Total income from all sources (including contributions)2015-12-31$-30,142,705
Total loss/gain on sale of assets2015-12-31$-1,483
Total of all expenses incurred2015-12-31$1,623,817,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,622,743,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$22,143
Value of total assets at beginning of year2015-12-31$1,654,264,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,074,136
Total interest from all sources2015-12-31$198,844
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$22,212,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$22,212,975
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$160,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$733,527,113
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$88
Administrative expenses (other) incurred2015-12-31$122
Liabilities. Value of operating payables at end of year2015-12-31$22,143
Liabilities. Value of operating payables at beginning of year2015-12-31$304,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,653,960,615
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,653,960,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,074,014
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,551,051,370
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$22,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,213,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,213,503
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$198,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-52,559,526
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$102,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$889,216,661
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Aggregate proceeds on sale of assets2015-12-31$-1,483
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31COHNREZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$359
Total unrealized appreciation/depreciation of assets2014-12-31$359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$304,346
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$109,373
Total income from all sources (including contributions)2014-12-31$363,270,295
Total loss/gain on sale of assets2014-12-31$116
Total of all expenses incurred2014-12-31$33,299,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$32,108,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$102,000,000
Value of total assets at end of year2014-12-31$1,654,264,961
Value of total assets at beginning of year2014-12-31$1,324,099,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,190,915
Total interest from all sources2014-12-31$-493
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$68,842,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$34,850
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$160,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$88
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,535
Administrative expenses (other) incurred2014-12-31$2,514
Liabilities. Value of operating payables at end of year2014-12-31$304,346
Liabilities. Value of operating payables at beginning of year2014-12-31$109,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$329,970,547
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,653,960,615
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,323,990,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,153,551
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,551,051,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,317,581,056
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,213,503
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$6,515,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$6,515,850
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$192,428,095
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$102,000,000
Employer contributions (assets) at end of year2014-12-31$102,000,000
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$68,842,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$32,108,833
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$116
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31COHNREZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$8,651
Total unrealized appreciation/depreciation of assets2013-12-31$8,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$109,373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$311,716
Total income from all sources (including contributions)2013-12-31$128,643,519
Total loss/gain on sale of assets2013-12-31$1,283
Total of all expenses incurred2013-12-31$31,094,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$29,962,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,000,000
Value of total assets at end of year2013-12-31$1,324,099,441
Value of total assets at beginning of year2013-12-31$1,226,752,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,131,183
Total interest from all sources2013-12-31$-145
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$31,904,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$243,800
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$160,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,535
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$5,980
Administrative expenses (other) incurred2013-12-31$2,506
Liabilities. Value of operating payables at end of year2013-12-31$109,373
Liabilities. Value of operating payables at beginning of year2013-12-31$311,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$97,549,410
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,323,990,068
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,226,440,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$884,877
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,317,581,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$509,667,477
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$700,974,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$6,515,850
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$16,104,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$16,104,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$80,485,173
Net investment gain or loss from common/collective trusts2013-12-31$243,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$16,000,000
Income. Dividends from common stock2013-12-31$31,904,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$29,962,926
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,283
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31COHNREZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$18,877
Total unrealized appreciation/depreciation of assets2012-12-31$18,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$311,716
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$182,072
Total income from all sources (including contributions)2012-12-31$213,017,829
Total loss/gain on sale of assets2012-12-31$4,520
Total of all expenses incurred2012-12-31$28,809,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$27,653,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$76,100,000
Value of total assets at end of year2012-12-31$1,226,752,374
Value of total assets at beginning of year2012-12-31$1,042,414,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,156,116
Total interest from all sources2012-12-31$196
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,509,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$226,250
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$160,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$5,980
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,509
Other income not declared elsewhere2012-12-31$13,794
Liabilities. Value of operating payables at end of year2012-12-31$311,716
Liabilities. Value of operating payables at beginning of year2012-12-31$182,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$184,208,488
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,226,440,658
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,042,232,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$929,866
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$509,667,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$443,918,470
Value of interest in common/collective trusts at end of year2012-12-31$700,974,030
Value of interest in common/collective trusts at beginning of year2012-12-31$576,942,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$16,104,887
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$21,544,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$21,544,669
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$63,141,221
Net investment gain or loss from common/collective trusts2012-12-31$63,230,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$76,100,000
Income. Dividends from common stock2012-12-31$10,509,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$27,653,225
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$4,520
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-105
Total unrealized appreciation/depreciation of assets2011-12-31$-105
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$182,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$242,987
Total income from all sources (including contributions)2011-12-31$126,740,061
Total loss/gain on sale of assets2011-12-31$47,763
Total of all expenses incurred2011-12-31$26,799,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$25,651,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$123,802,000
Value of total assets at end of year2011-12-31$1,042,414,242
Value of total assets at beginning of year2011-12-31$942,534,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,148,130
Total interest from all sources2011-12-31$11,589
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$7,792,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$236,952
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$160,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,509
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,046
Liabilities. Value of operating payables at end of year2011-12-31$182,072
Liabilities. Value of operating payables at beginning of year2011-12-31$242,987
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$99,940,185
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,042,232,170
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$942,291,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$911,178
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$443,918,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$412,482,865
Value of interest in common/collective trusts at end of year2011-12-31$576,942,594
Value of interest in common/collective trusts at beginning of year2011-12-31$516,849,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$21,544,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$13,191,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$13,191,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$11,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,294,833
Net investment gain or loss from common/collective trusts2011-12-31$-3,619,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$123,802,000
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from common stock2011-12-31$7,792,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$25,651,746
Contract administrator fees2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$47,763
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31REZNICK GROUP
Accountancy firm EIN2011-12-31521088612
2010 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-2,226
Total unrealized appreciation/depreciation of assets2010-12-31$-2,226
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$242,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$254,229
Total income from all sources (including contributions)2010-12-31$168,639,500
Total loss/gain on sale of assets2010-12-31$13,308
Total of all expenses incurred2010-12-31$24,935,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$23,918,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$42,700,000
Value of total assets at end of year2010-12-31$942,534,972
Value of total assets at beginning of year2010-12-31$798,841,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,017,085
Total interest from all sources2010-12-31$32,690
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$7,114,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$183,411
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$160,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$11,046
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$29,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$10,194,347
Administrative expenses (other) incurred2010-12-31$-20,137
Liabilities. Value of operating payables at end of year2010-12-31$242,987
Liabilities. Value of operating payables at beginning of year2010-12-31$254,229
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$143,704,309
Value of net assets at end of year (total assets less liabilities)2010-12-31$942,291,985
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$798,587,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$853,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$412,482,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$523,881,025
Value of interest in common/collective trusts at end of year2010-12-31$516,849,384
Value of interest in common/collective trusts at beginning of year2010-12-31$261,053,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$13,191,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$13,877,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$13,877,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$32,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$59,932,849
Net investment gain or loss from common/collective trusts2010-12-31$48,653,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$42,700,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$7,114,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$23,918,106
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$13,308
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31REZNICK GROUP
Accountancy firm EIN2010-12-31521088612
2009 : FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW

2015: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT PLAN FOR EMPLOYEES NOT COVERED UNDER CIVIL SERVICE RETIREMENT LAW 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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