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EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.
Plan identification number 002

EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOVE POINTE, INC. has sponsored the creation of one or more 401k plans.

Company Name:DOVE POINTE, INC.
Employer identification number (EIN):520884222
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-07-01DONALD B. HACKETT2023-04-17
0022020-07-01DONALD B. HACKETT2022-04-14
0022019-07-01DONALD B. HACKETT2021-04-14
0022018-07-01DONALD B. HACKETT2020-04-09
0022017-07-01DONALD B. HACKETT2019-04-04
0022016-07-01
0022015-07-01
0022014-07-01
0022013-07-01DONALD B. HACKETT
0022012-07-01DONALD B. HACKETT
0022011-07-01DONALD HACKETT
0022010-07-01DONALD B. HACKETT2012-04-25
0022009-07-01DONALD B. HACKETT, EXEC. DIR. DONALD B. HACKETT, EXEC. DIR.2011-03-10

Plan Statistics for EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.

401k plan membership statisitcs for EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.

Measure Date Value
2021: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2021 401k membership
Total participants, beginning-of-year2021-07-01422
Total number of active participants reported on line 7a of the Form 55002021-07-01317
Number of retired or separated participants receiving benefits2021-07-011
Number of other retired or separated participants entitled to future benefits2021-07-0143
Total of all active and inactive participants2021-07-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01361
Number of participants with account balances2021-07-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2020 401k membership
Total participants, beginning-of-year2020-07-01466
Total number of active participants reported on line 7a of the Form 55002020-07-01368
Number of retired or separated participants receiving benefits2020-07-012
Number of other retired or separated participants entitled to future benefits2020-07-0148
Total of all active and inactive participants2020-07-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01418
Number of participants with account balances2020-07-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2019 401k membership
Total participants, beginning-of-year2019-07-01484
Total number of active participants reported on line 7a of the Form 55002019-07-01438
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0123
Total of all active and inactive participants2019-07-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-011
Total participants2019-07-01462
Number of participants with account balances2019-07-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2018 401k membership
Total participants, beginning-of-year2018-07-01504
Total number of active participants reported on line 7a of the Form 55002018-07-01427
Number of retired or separated participants receiving benefits2018-07-0110
Number of other retired or separated participants entitled to future benefits2018-07-0119
Total of all active and inactive participants2018-07-01456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01456
Number of participants with account balances2018-07-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-011
2017: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2017 401k membership
Total participants, beginning-of-year2017-07-01545
Total number of active participants reported on line 7a of the Form 55002017-07-01404
Number of retired or separated participants receiving benefits2017-07-015
Number of other retired or separated participants entitled to future benefits2017-07-0127
Total of all active and inactive participants2017-07-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01436
Number of participants with account balances2017-07-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2016 401k membership
Total participants, beginning-of-year2016-07-01570
Total number of active participants reported on line 7a of the Form 55002016-07-01414
Number of retired or separated participants receiving benefits2016-07-017
Number of other retired or separated participants entitled to future benefits2016-07-0136
Total of all active and inactive participants2016-07-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01457
Number of participants with account balances2016-07-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2015 401k membership
Total participants, beginning-of-year2015-07-01526
Total number of active participants reported on line 7a of the Form 55002015-07-01451
Number of retired or separated participants receiving benefits2015-07-016
Number of other retired or separated participants entitled to future benefits2015-07-0129
Total of all active and inactive participants2015-07-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01486
Number of participants with account balances2015-07-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2014 401k membership
Total participants, beginning-of-year2014-07-01350
Total number of active participants reported on line 7a of the Form 55002014-07-01319
Number of retired or separated participants receiving benefits2014-07-012
Number of other retired or separated participants entitled to future benefits2014-07-0115
Total of all active and inactive participants2014-07-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01336
Number of participants with account balances2014-07-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2013 401k membership
Total participants, beginning-of-year2013-07-01190
Total number of active participants reported on line 7a of the Form 55002013-07-01278
Number of retired or separated participants receiving benefits2013-07-012
Number of other retired or separated participants entitled to future benefits2013-07-0112
Total of all active and inactive participants2013-07-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01292
Number of participants with account balances2013-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2012 401k membership
Total participants, beginning-of-year2012-07-01151
Total number of active participants reported on line 7a of the Form 55002012-07-01120
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0136
Total of all active and inactive participants2012-07-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01156
Number of participants with account balances2012-07-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2011 401k membership
Total participants, beginning-of-year2011-07-01146
Total number of active participants reported on line 7a of the Form 55002011-07-01129
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0116
Total of all active and inactive participants2011-07-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01145
Number of participants with account balances2011-07-01138
2009: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2009 401k membership
Total participants, beginning-of-year2009-07-0180
Total number of active participants reported on line 7a of the Form 55002009-07-0179
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0122
Total of all active and inactive participants2009-07-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-01102
Number of participants with account balances2009-07-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.

Measure Date Value
2022 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$0
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Expenses. Interest paid2022-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-06-30$0
Total income from all sources (including contributions)2022-06-30$174,287
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$547,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$486,743
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Value of total corrective distributions2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$793,270
Value of total assets at end of year2022-06-30$4,711,336
Value of total assets at beginning of year2022-06-30$5,085,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$61,232
Total income from rents2022-06-30$0
Total interest from all sources2022-06-30$15,829
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$0
Administrative expenses professional fees incurred2022-06-30$0
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$290,017
Participant contributions at end of year2022-06-30$364,728
Participant contributions at beginning of year2022-06-30$317,752
Participant contributions at end of year2022-06-30$0
Participant contributions at beginning of year2022-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$516
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$0
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$0
Total non interest bearing cash at end of year2022-06-30$3
Total non interest bearing cash at beginning of year2022-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Income. Non cash contributions2022-06-30$0
Value of net income/loss2022-06-30$-373,688
Value of net assets at end of year (total assets less liabilities)2022-06-30$4,711,336
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$5,085,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$0
Value of interest in pooled separate accounts at end of year2022-06-30$3,843,868
Value of interest in pooled separate accounts at beginning of year2022-06-30$4,282,844
Interest on participant loans2022-06-30$15,826
Income. Interest from loans (other than to participants)2022-06-30$0
Interest earned on other investments2022-06-30$3
Income. Interest from US Government securities2022-06-30$0
Income. Interest from corporate debt instruments2022-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$0
Net investment gain/loss from pooled separate accounts2022-06-30$-634,812
Net investment gain or loss from common/collective trusts2022-06-30$0
Net gain/loss from 103.12 investment entities2022-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$502,737
Employer contributions (assets) at end of year2022-06-30$502,737
Employer contributions (assets) at beginning of year2022-06-30$484,428
Income. Dividends from preferred stock2022-06-30$0
Income. Dividends from common stock2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$486,743
Contract administrator fees2022-06-30$61,232
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Aggregate proceeds on sale of assets2022-06-30$0
Aggregate carrying amount (costs) on sale of assets2022-06-30$0
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2022-06-30521224986
2021 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,640,717
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$487,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$448,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$727,746
Value of total assets at end of year2021-06-30$5,085,024
Value of total assets at beginning of year2021-06-30$3,931,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$39,231
Total interest from all sources2021-06-30$14,727
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$450,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$243,076
Participant contributions at end of year2021-06-30$317,752
Participant contributions at beginning of year2021-06-30$277,592
Participant contributions at end of year2021-06-30$0
Participant contributions at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$242
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$55
Total non interest bearing cash at end of year2021-06-30$0
Total non interest bearing cash at beginning of year2021-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Income. Non cash contributions2021-06-30$0
Value of net income/loss2021-06-30$1,153,070
Value of net assets at end of year (total assets less liabilities)2021-06-30$5,085,024
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,931,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$4,282,844
Value of interest in pooled separate accounts at beginning of year2021-06-30$3,155,167
Interest on participant loans2021-06-30$14,727
Income. Interest from loans (other than to participants)2021-06-30$0
Interest earned on other investments2021-06-30$0
Income. Interest from US Government securities2021-06-30$0
Income. Interest from corporate debt instruments2021-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$0
Net investment gain/loss from pooled separate accounts2021-06-30$898,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$484,428
Employer contributions (assets) at end of year2021-06-30$484,428
Employer contributions (assets) at beginning of year2021-06-30$499,140
Income. Dividends from preferred stock2021-06-30$0
Income. Dividends from common stock2021-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$448,416
Contract administrator fees2021-06-30$39,231
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2021-06-30521224986
2020 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$796,844
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$816,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$798,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$723,339
Value of total assets at end of year2020-06-30$3,931,954
Value of total assets at beginning of year2020-06-30$3,951,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$18,762
Total interest from all sources2020-06-30$17,404
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$400,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$209,099
Participant contributions at end of year2020-06-30$277,592
Participant contributions at beginning of year2020-06-30$285,960
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$10
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$15,100
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$55
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$0
Total non interest bearing cash at end of year2020-06-30$0
Total non interest bearing cash at beginning of year2020-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-19,961
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,931,954
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$3,951,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$3,155,167
Value of interest in pooled separate accounts at beginning of year2020-06-30$3,229,571
Interest on participant loans2020-06-30$17,404
Net investment gain/loss from pooled separate accounts2020-06-30$56,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$499,140
Employer contributions (assets) at end of year2020-06-30$499,140
Employer contributions (assets) at beginning of year2020-06-30$436,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$798,043
Contract administrator fees2020-06-30$18,762
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2020-06-30521224986
2019 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-30$0
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Expenses. Interest paid2019-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-06-30$0
Total income from all sources (including contributions)2019-06-30$807,061
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$509,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$487,650
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Value of total corrective distributions2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$626,971
Value of total assets at end of year2019-06-30$3,951,915
Value of total assets at beginning of year2019-06-30$3,654,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$22,184
Total income from rents2019-06-30$0
Total interest from all sources2019-06-30$14,724
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$0
Administrative expenses professional fees incurred2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$400,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$168,869
Participant contributions at end of year2019-06-30$285,960
Participant contributions at beginning of year2019-06-30$268,305
Participant contributions at end of year2019-06-30$10
Participant contributions at beginning of year2019-06-30$25
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$21,728
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-30$0
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$0
Total non interest bearing cash at end of year2019-06-30$0
Total non interest bearing cash at beginning of year2019-06-30$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Income. Non cash contributions2019-06-30$0
Value of net income/loss2019-06-30$297,227
Value of net assets at end of year (total assets less liabilities)2019-06-30$3,951,915
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$3,654,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$0
Value of interest in pooled separate accounts at end of year2019-06-30$3,229,571
Value of interest in pooled separate accounts at beginning of year2019-06-30$2,946,709
Interest on participant loans2019-06-30$14,724
Income. Interest from loans (other than to participants)2019-06-30$0
Interest earned on other investments2019-06-30$0
Income. Interest from US Government securities2019-06-30$0
Income. Interest from corporate debt instruments2019-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$0
Net investment gain/loss from pooled separate accounts2019-06-30$165,366
Net investment gain or loss from common/collective trusts2019-06-30$0
Net gain/loss from 103.12 investment entities2019-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$436,374
Employer contributions (assets) at end of year2019-06-30$436,374
Employer contributions (assets) at beginning of year2019-06-30$439,527
Income. Dividends from preferred stock2019-06-30$0
Income. Dividends from common stock2019-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$487,650
Contract administrator fees2019-06-30$22,184
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Aggregate proceeds on sale of assets2019-06-30$0
Aggregate carrying amount (costs) on sale of assets2019-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2019-06-30521224986
2018 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$0
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Expenses. Interest paid2018-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-06-30$0
Total income from all sources (including contributions)2018-06-30$765,540
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$296,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$275,804
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Value of total corrective distributions2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$638,162
Value of total assets at end of year2018-06-30$3,654,688
Value of total assets at beginning of year2018-06-30$3,185,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$20,654
Total income from rents2018-06-30$0
Total interest from all sources2018-06-30$10,632
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$0
Administrative expenses professional fees incurred2018-06-30$0
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$340,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$140,294
Participant contributions at end of year2018-06-30$268,305
Participant contributions at beginning of year2018-06-30$202,132
Participant contributions at end of year2018-06-30$25
Participant contributions at beginning of year2018-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$58,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-06-30$0
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$0
Total non interest bearing cash at end of year2018-06-30$122
Total non interest bearing cash at beginning of year2018-06-30$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Income. Non cash contributions2018-06-30$0
Value of net income/loss2018-06-30$469,082
Value of net assets at end of year (total assets less liabilities)2018-06-30$3,654,688
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$3,185,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$0
Value of interest in pooled separate accounts at end of year2018-06-30$2,946,709
Value of interest in pooled separate accounts at beginning of year2018-06-30$2,446,074
Interest on participant loans2018-06-30$10,632
Income. Interest from loans (other than to participants)2018-06-30$0
Interest earned on other investments2018-06-30$0
Income. Interest from US Government securities2018-06-30$0
Income. Interest from corporate debt instruments2018-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$116,746
Net investment gain or loss from common/collective trusts2018-06-30$0
Net gain/loss from 103.12 investment entities2018-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$439,527
Employer contributions (assets) at end of year2018-06-30$439,527
Employer contributions (assets) at beginning of year2018-06-30$537,278
Income. Dividends from preferred stock2018-06-30$0
Income. Dividends from common stock2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$275,804
Contract administrator fees2018-06-30$20,654
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Aggregate proceeds on sale of assets2018-06-30$0
Aggregate carrying amount (costs) on sale of assets2018-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2018-06-30521224986
2017 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$863,420
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$430,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$415,629
Expenses. Certain deemed distributions of participant loans2017-06-30$664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$628,557
Value of total assets at end of year2017-06-30$3,185,606
Value of total assets at beginning of year2017-06-30$2,752,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$13,932
Total interest from all sources2017-06-30$8,734
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$340,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$91,279
Participant contributions at end of year2017-06-30$202,132
Participant contributions at beginning of year2017-06-30$216,998
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$0
Total non interest bearing cash at end of year2017-06-30$122
Total non interest bearing cash at beginning of year2017-06-30$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Income. Non cash contributions2017-06-30$0
Value of net income/loss2017-06-30$433,195
Value of net assets at end of year (total assets less liabilities)2017-06-30$3,185,606
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,752,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,446,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,328,519
Interest on participant loans2017-06-30$8,734
Net investment gain/loss from pooled separate accounts2017-06-30$226,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$537,278
Employer contributions (assets) at end of year2017-06-30$537,278
Employer contributions (assets) at beginning of year2017-06-30$206,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$415,629
Contract administrator fees2017-06-30$13,932
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2017-06-30521224986
2016 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$292,510
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$116,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$90,999
Expenses. Certain deemed distributions of participant loans2016-06-30$14,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$294,085
Value of total assets at end of year2016-06-30$2,752,411
Value of total assets at beginning of year2016-06-30$2,576,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$10,840
Total interest from all sources2016-06-30$7,663
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$340,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$87,313
Participant contributions at end of year2016-06-30$216,998
Participant contributions at beginning of year2016-06-30$172,935
Total non interest bearing cash at end of year2016-06-30$122
Total non interest bearing cash at beginning of year2016-06-30$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$176,185
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,752,411
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,576,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,328,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$2,403,169
Interest on participant loans2016-06-30$7,663
Net investment gain/loss from pooled separate accounts2016-06-30$-9,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$206,772
Employer contributions (assets) at end of year2016-06-30$206,772
Employer contributions (assets) at beginning of year2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$90,999
Contract administrator fees2016-06-30$10,840
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30PKS & COMPANY, P.A.
Accountancy firm EIN2016-06-30521224986
2015 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$122,609
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$174,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$158,102
Expenses. Certain deemed distributions of participant loans2015-06-30$4,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$96,672
Value of total assets at end of year2015-06-30$2,576,226
Value of total assets at beginning of year2015-06-30$2,627,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$11,039
Total interest from all sources2015-06-30$6,821
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$340,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$81,623
Participant contributions at end of year2015-06-30$172,935
Participant contributions at beginning of year2015-06-30$168,069
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$15,049
Total non interest bearing cash at end of year2015-06-30$122
Total non interest bearing cash at beginning of year2015-06-30$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-51,460
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,576,226
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,627,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$2,403,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$2,299,084
Interest on participant loans2015-06-30$6,821
Net investment gain/loss from pooled separate accounts2015-06-30$19,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Employer contributions (assets) at end of year2015-06-30$0
Employer contributions (assets) at beginning of year2015-06-30$160,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$158,102
Contract administrator fees2015-06-30$11,039
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30FAW CASSON & CO., LLP
Accountancy firm EIN2015-06-30520169968
2014 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$471,270
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$343,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$330,971
Expenses. Certain deemed distributions of participant loans2014-06-30$1,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$196,614
Value of total assets at end of year2014-06-30$2,627,686
Value of total assets at beginning of year2014-06-30$2,499,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$10,509
Total interest from all sources2014-06-30$7,208
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$250,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$36,203
Participant contributions at end of year2014-06-30$168,069
Participant contributions at beginning of year2014-06-30$209,005
Other income not declared elsewhere2014-06-30$105
Total non interest bearing cash at end of year2014-06-30$122
Total non interest bearing cash at beginning of year2014-06-30$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$128,062
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,627,686
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,499,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$2,299,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,994,075
Interest on participant loans2014-06-30$7,208
Net investment gain/loss from pooled separate accounts2014-06-30$267,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$160,411
Employer contributions (assets) at end of year2014-06-30$160,411
Employer contributions (assets) at beginning of year2014-06-30$296,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$330,971
Contract administrator fees2014-06-30$10,509
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30FAW CASSON & CO., LLP
Accountancy firm EIN2014-06-30520161996
2013 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$449,938
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$230,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$213,868
Expenses. Certain deemed distributions of participant loans2013-06-30$4,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$296,526
Value of total assets at end of year2013-06-30$2,499,624
Value of total assets at beginning of year2013-06-30$2,279,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$11,704
Total interest from all sources2013-06-30$7,850
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$250,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Participant contributions at end of year2013-06-30$209,005
Participant contributions at beginning of year2013-06-30$165,862
Total non interest bearing cash at end of year2013-06-30$18
Total non interest bearing cash at beginning of year2013-06-30$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$219,818
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,499,624
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,279,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,994,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,677,290
Interest on participant loans2013-06-30$7,850
Net investment gain/loss from pooled separate accounts2013-06-30$145,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$296,526
Employer contributions (assets) at end of year2013-06-30$296,526
Employer contributions (assets) at beginning of year2013-06-30$436,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$213,868
Contract administrator fees2013-06-30$11,704
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30FAW CASSON & CO., LLP
Accountancy firm EIN2013-06-30520161996
2012 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$543,668
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$203,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$193,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$514,505
Value of total assets at end of year2012-06-30$2,279,792
Value of total assets at beginning of year2012-06-30$1,939,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$9,485
Total interest from all sources2012-06-30$5,924
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$250,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Participant contributions at end of year2012-06-30$165,862
Participant contributions at beginning of year2012-06-30$148,804
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$77,869
Administrative expenses (other) incurred2012-06-30$7,469
Total non interest bearing cash at end of year2012-06-30$4
Total non interest bearing cash at beginning of year2012-06-30$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$340,585
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,279,792
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,939,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,677,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,524,189
Interest on participant loans2012-06-30$5,924
Net investment gain/loss from pooled separate accounts2012-06-30$23,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$436,636
Employer contributions (assets) at end of year2012-06-30$436,636
Employer contributions (assets) at beginning of year2012-06-30$266,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$193,598
Contract administrator fees2012-06-30$9,485
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30FAW CASSON & CO., LLP
Accountancy firm EIN2012-06-30520161996
2010 : EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC.

2021: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedYes
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedYes
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE BENEFITS PLAN OF DOVE POINTE, INC. 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered257
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $12,493
Total amount of fees paid to insurance companyUSD $16,579
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees16579
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered268
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $10,683
Total amount of fees paid to insurance companyUSD $13,271
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees13271
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered252
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $8,087
Total amount of fees paid to insurance companyUSD $13,348
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees13348
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered229
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $8,927
Total amount of fees paid to insurance companyUSD $17,044
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees17044
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered249
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $8,097
Total amount of fees paid to insurance companyUSD $18,463
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered179
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $6,963
Total amount of fees paid to insurance companyUSD $10,544
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9535
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
Insurance broker nameMERRILL LYNCH
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered195
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $6,967
Total amount of fees paid to insurance companyUSD $10,498
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9517
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
Insurance broker nameMERRILL LYNCH
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered166
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $5,896
Total amount of fees paid to insurance companyUSD $9,476
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8470
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,896
Insurance broker nameVERISIGHT, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered117
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $5,390
Total amount of fees paid to insurance companyUSD $10,528
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9703
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,390
Insurance broker name
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98652
Policy instance 1
Insurance contract or identification number98652
Number of Individuals Covered103
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $3,763
Total amount of fees paid to insurance companyUSD $8,922
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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