401k Plan data: NATIONAL ASSOCIATES, INC 401(K) plan

NATIONAL ASSOCIATES, INC 401(K) 401k Plan overview

Plan Name	NATIONAL ASSOCIATES, INC 401(K)
Plan identification number	002

NATIONAL ASSOCIATES, INC 401(K) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NATIONAL ASSOCIATES, INC has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL ASSOCIATES, INC

Employer identification number (EIN): 521018966

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL ASSOCIATES, INC 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 PATRICIA HANNAWAY 2023-05-12
002 2021-01-01 PATRICIA HANNAWAY 2022-05-31
002 2020-01-01 PATRICIA HANNAWAY 2021-05-10 PATRICIA HANNAWAY 2021-05-10
002 2019-01-01
002 2018-01-01
002 2018-01-01
002 2017-01-01 PATRICIA HANNAWAY
002 2017-01-01 PATRICIA HANNAWAY
002 2016-01-01 PATRICIA HANNAWAY 2017-08-15
002 2015-01-01 PATRICIA HANNAWAY 2016-09-27
002 2014-01-01 PATRICIA HANNAWAY 2015-04-08
002 2013-01-01 PATRICIA HANNAWAY 2014-09-17
002 2012-01-01 PATRICIA HANNAWAY 2013-09-19 UASTER HANNAWAY 2013-09-19
002 2011-01-01 PATRICIA HANNAWAY
002 2010-01-01 PATRICIA HANNAWAY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	PATRICIA HANNAWAY	2023-05-12
002	2021-01-01	PATRICIA HANNAWAY	2022-05-31
002	2020-01-01	PATRICIA HANNAWAY	2021-05-10	PATRICIA HANNAWAY	2021-05-10
002	2019-01-01
002	2018-01-01
002	2018-01-01
002	2017-01-01	PATRICIA HANNAWAY
002	2017-01-01	PATRICIA HANNAWAY
002	2016-01-01	PATRICIA HANNAWAY	2017-08-15
002	2015-01-01	PATRICIA HANNAWAY	2016-09-27
002	2014-01-01	PATRICIA HANNAWAY	2015-04-08
002	2013-01-01	PATRICIA HANNAWAY	2014-09-17
002	2012-01-01	PATRICIA HANNAWAY	2013-09-19	UASTER HANNAWAY	2013-09-19
002	2011-01-01	PATRICIA HANNAWAY
002	2010-01-01	PATRICIA HANNAWAY

Plan Statistics for NATIONAL ASSOCIATES, INC 401(K)

401k plan membership statisitcs for NATIONAL ASSOCIATES, INC 401(K)

Measure Date Value
2019: NATIONAL ASSOCIATES, INC 401(K) 2019 401k membership
Total participants, beginning-of-year 2019-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 10
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 5
Total of all active and inactive participants 2019-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 15
Number of participants with account balances 2019-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: NATIONAL ASSOCIATES, INC 401(K) 2018 401k membership
Total participants, beginning-of-year 2018-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 22
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 154
Total of all active and inactive participants 2018-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 176
Number of participants with account balances 2018-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NATIONAL ASSOCIATES, INC 401(K) 2017 401k membership
Total participants, beginning-of-year 2017-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 127
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 61
Total of all active and inactive participants 2017-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 189
Number of participants with account balances 2017-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2011: NATIONAL ASSOCIATES, INC 401(K) 2011 401k membership
Total participants, beginning-of-year 2011-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 26
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 71
Total of all active and inactive participants 2011-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 97
Number of participants with account balances 2011-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NATIONAL ASSOCIATES, INC 401(K) 2010 401k membership
Total participants, beginning-of-year 2010-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 87
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 112
Number of participants with account balances 2010-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2019: NATIONAL ASSOCIATES, INC 401(K) 2019 401k membership
Total participants, beginning-of-year	2019-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	10
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	5
Total of all active and inactive participants	2019-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	15
Number of participants with account balances	2019-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NATIONAL ASSOCIATES, INC 401(K) 2018 401k membership
Total participants, beginning-of-year	2018-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	22
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	154
Total of all active and inactive participants	2018-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	176
Number of participants with account balances	2018-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NATIONAL ASSOCIATES, INC 401(K) 2017 401k membership
Total participants, beginning-of-year	2017-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	127
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	61
Total of all active and inactive participants	2017-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	189
Number of participants with account balances	2017-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2011: NATIONAL ASSOCIATES, INC 401(K) 2011 401k membership
Total participants, beginning-of-year	2011-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	26
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	71
Total of all active and inactive participants	2011-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	97
Number of participants with account balances	2011-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NATIONAL ASSOCIATES, INC 401(K) 2010 401k membership
Total participants, beginning-of-year	2010-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	87
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	112
Number of participants with account balances	2010-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on NATIONAL ASSOCIATES, INC 401(K)

Measure	Date	Value
2019 : NATIONAL ASSOCIATES, INC 401(K) 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$155,356
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$912,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$874,766
Expenses. Certain deemed distributions of participant loans	2019-12-31	$16,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$92,610
Value of total assets at end of year	2019-12-31	$256,446
Value of total assets at beginning of year	2019-12-31	$1,013,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$22,099
Total interest from all sources	2019-12-31	$124
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$167
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$100,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$7,888
Participant contributions at end of year	2019-12-31	$19,492
Participant contributions at beginning of year	2019-12-31	$44,409
Participant contributions at end of year	2019-12-31	$655
Participant contributions at beginning of year	2019-12-31	$197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-757,537
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$256,446
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,013,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$63,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$471,327
Interest on participant loans	2019-12-31	$-3,278
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$169,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$416,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$416,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$3,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$62,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$84,722
Employer contributions (assets) at end of year	2019-12-31	$3,365
Employer contributions (assets) at beginning of year	2019-12-31	$81,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$874,766
Contract administrator fees	2019-12-31	$22,099
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KEY & ASSOCIATES, P.C.
Accountancy firm EIN	2019-12-31	431952699
2018 : NATIONAL ASSOCIATES, INC 401(K) 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$269,599
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$260,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$254,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$308,540
Value of total assets at end of year	2018-12-31	$1,013,983
Value of total assets at beginning of year	2018-12-31	$1,004,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,691
Total interest from all sources	2018-12-31	$6,474
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,018
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$110,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$21,442
Participant contributions at end of year	2018-12-31	$44,409
Participant contributions at beginning of year	2018-12-31	$55,954
Participant contributions at end of year	2018-12-31	$197
Participant contributions at beginning of year	2018-12-31	$2,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$9,354
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,013,983
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,004,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-12-31	$21,676
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$471,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$573,740
Interest on participant loans	2018-12-31	$2,432
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$416,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$274,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$274,770
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$4,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-47,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$287,098
Employer contributions (assets) at end of year	2018-12-31	$81,186
Employer contributions (assets) at beginning of year	2018-12-31	$97,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$254,554
Contract administrator fees	2018-12-31	$5,691
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KEY & ASSOCIATES, P.C.
Accountancy firm EIN	2018-12-31	431952699
2017 : NATIONAL ASSOCIATES, INC 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$492,646
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$255,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$251,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$388,569
Value of total assets at end of year	2017-12-31	$1,004,629
Value of total assets at beginning of year	2017-12-31	$767,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,360
Total interest from all sources	2017-12-31	$8,027
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,255
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$110,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$31,607
Participant contributions at end of year	2017-12-31	$55,954
Participant contributions at beginning of year	2017-12-31	$49,333
Participant contributions at end of year	2017-12-31	$2,300
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$237,607
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,004,629
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$767,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$573,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$435,792
Interest on participant loans	2017-12-31	$7,072
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$274,770
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$281,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$281,897
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$955
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$93,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$356,430
Employer contributions (assets) at end of year	2017-12-31	$97,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$251,679
Contract administrator fees	2017-12-31	$3,360
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KEY & ASSOCIATES, P.C.
Accountancy firm EIN	2017-12-31	431952699
2011 : NATIONAL ASSOCIATES, INC 401(K) 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$171,418
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$405,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$401,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$206,138
Value of total assets at end of year	2011-12-31	$1,022,116
Value of total assets at beginning of year	2011-12-31	$1,256,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,735
Total interest from all sources	2011-12-31	$2,154
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$9,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$9,828
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$86,108
Participant contributions at end of year	2011-12-31	$62,420
Participant contributions at beginning of year	2011-12-31	$76,216
Participant contributions at end of year	2011-12-31	$5,147
Participant contributions at beginning of year	2011-12-31	$6,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-234,558
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,022,116
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,256,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$800,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$936,930
Interest on participant loans	2011-12-31	$2,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$143,568
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$222,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$222,036
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-46,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$120,030
Employer contributions (assets) at end of year	2011-12-31	$10,398
Employer contributions (assets) at beginning of year	2011-12-31	$15,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$401,241
Contract administrator fees	2011-12-31	$4,735
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CST GROUP, CPAS, P.C.
Accountancy firm EIN	2011-12-31	541019610
2010 : NATIONAL ASSOCIATES, INC 401(K) 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$808,676
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$530,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$528,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$675,023
Value of total assets at end of year	2010-12-31	$1,256,674
Value of total assets at beginning of year	2010-12-31	$978,716
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,500
Total interest from all sources	2010-12-31	$3,349
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$16,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$16,099
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$159,620
Participant contributions at end of year	2010-12-31	$76,216
Participant contributions at beginning of year	2010-12-31	$49,482
Participant contributions at end of year	2010-12-31	$6,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$277,958
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,256,674
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$978,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$936,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$812,029
Interest on participant loans	2010-12-31	$3,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$222,036
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$117,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$117,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$114,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$515,403
Employer contributions (assets) at end of year	2010-12-31	$15,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$528,218
Contract administrator fees	2010-12-31	$2,500
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CST GROUP, CPAS, P.C.
Accountancy firm EIN	2010-12-31	541019610

Form 5500 Responses for NATIONAL ASSOCIATES, INC 401(K)

2019: NATIONAL ASSOCIATES, INC 401(K) 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NATIONAL ASSOCIATES, INC 401(K) 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NATIONAL ASSOCIATES, INC 401(K) 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2011: NATIONAL ASSOCIATES, INC 401(K) 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NATIONAL ASSOCIATES, INC 401(K) 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )

Policy contract number

GP-500B

Policy instance

Insurance contract or identification number	GP-500B
Number of Individuals Covered	80
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $137,669
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )

Policy contract number

GP-500B

Policy instance

Insurance contract or identification number	GP-500B
Number of Individuals Covered	293
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $289,566
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

NATIONAL ASSOCIATES, INC. RETIREMENT SAVINGS PLAN [EIN = 340677453]

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Company Name:	NATIONAL ASSOCIATES, INC
Employer identification number (EIN):	521018966
NAIC Classification:	561300