401k Plan data: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN plan

NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 401k Plan overview

Plan Name	NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN
Plan identification number	001

NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES, INC.

Employer identification number (EIN): 521094078

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-07-01
001 2020-07-01
001 2019-07-01
001 2018-07-01 YONG KIM 2020-07-15
001 2017-07-01 YONG KIM, VP CFO 2019-02-01
001 2016-07-01
001 2015-07-01 KAY GLOVER KAY GLOVER 2017-04-11
001 2014-07-01 KAY GLOVER KAY GLOVER 2016-04-13
001 2013-07-01 KAY GLOVER
001 2012-07-01 KAY GLOVER
001 2011-07-01 KIRK LARTER KIRK LARTER 2013-04-11
001 2010-07-01 KIRK LARTER
001 2009-07-01 KIRK LARTER KIRK LARTER 2012-03-14
001 2009-07-01 KIRK LARTER KIRK LARTER 2012-03-14
001 2009-07-01 KIRK LARTER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-07-01
001	2020-07-01
001	2019-07-01
001	2018-07-01	YONG KIM	2020-07-15
001	2017-07-01	YONG KIM, VP CFO	2019-02-01
001	2016-07-01
001	2015-07-01	KAY GLOVER		KAY GLOVER	2017-04-11
001	2014-07-01	KAY GLOVER		KAY GLOVER	2016-04-13
001	2013-07-01	KAY GLOVER
001	2012-07-01	KAY GLOVER
001	2011-07-01	KIRK LARTER		KIRK LARTER	2013-04-11
001	2010-07-01	KIRK LARTER
001	2009-07-01	KIRK LARTER		KIRK LARTER	2012-03-14
001	2009-07-01	KIRK LARTER		KIRK LARTER	2012-03-14
001	2009-07-01	KIRK LARTER

Plan Statistics for NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN

401k plan membership statisitcs for NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN

Measure Date Value
2021: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 634
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 490
Number of retired or separated participants receiving benefits 2021-07-01 0
Number of other retired or separated participants entitled to future benefits 2021-07-01 149
Total of all active and inactive participants 2021-07-01 639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 639
Number of participants with account balances 2021-07-01 483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 42
2020: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 595
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 418
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 216
Total of all active and inactive participants 2020-07-01 634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 634
Number of participants with account balances 2020-07-01 549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 63
2019: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 668
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 518
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 77
Total of all active and inactive participants 2019-07-01 595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 595
Number of participants with account balances 2019-07-01 549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 12
2018: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 828
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 619
Number of retired or separated participants receiving benefits 2018-07-01 3
Number of other retired or separated participants entitled to future benefits 2018-07-01 46
Total of all active and inactive participants 2018-07-01 668
Total participants 2018-07-01 668
Number of participants with account balances 2018-07-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 0
2017: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 792
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 669
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 159
Total of all active and inactive participants 2017-07-01 828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 828
Number of participants with account balances 2017-07-01 446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 823
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 680
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 112
Total of all active and inactive participants 2016-07-01 792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 792
Number of participants with account balances 2016-07-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 1,290
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 768
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 55
Total of all active and inactive participants 2015-07-01 823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 823
Number of participants with account balances 2015-07-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 900
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 1,240
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 50
Total of all active and inactive participants 2014-07-01 1,290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 1,290
Number of participants with account balances 2014-07-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 876
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 856
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 44
Total of all active and inactive participants 2013-07-01 900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 900
Number of participants with account balances 2013-07-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 645
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 830
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 46
Total of all active and inactive participants 2012-07-01 876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 876
Number of participants with account balances 2012-07-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 856
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 897
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 47
Total of all active and inactive participants 2011-07-01 944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 1
Total participants 2011-07-01 945
Number of participants with account balances 2011-07-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 998
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 823
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 33
Total of all active and inactive participants 2010-07-01 856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 856
Number of participants with account balances 2010-07-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 950
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 994
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 4
Total of all active and inactive participants 2009-07-01 998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 998
Number of participants with account balances 2009-07-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2021: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	634
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	490
Number of retired or separated participants receiving benefits	2021-07-01	0
Number of other retired or separated participants entitled to future benefits	2021-07-01	149
Total of all active and inactive participants	2021-07-01	639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	639
Number of participants with account balances	2021-07-01	483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	42
2020: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	595
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	418
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	216
Total of all active and inactive participants	2020-07-01	634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	634
Number of participants with account balances	2020-07-01	549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	63
2019: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	668
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	518
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	77
Total of all active and inactive participants	2019-07-01	595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	595
Number of participants with account balances	2019-07-01	549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	12
2018: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	828
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	619
Number of retired or separated participants receiving benefits	2018-07-01	3
Number of other retired or separated participants entitled to future benefits	2018-07-01	46
Total of all active and inactive participants	2018-07-01	668
Total participants	2018-07-01	668
Number of participants with account balances	2018-07-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	0
2017: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	792
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	669
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	159
Total of all active and inactive participants	2017-07-01	828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	828
Number of participants with account balances	2017-07-01	446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	823
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	680
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	112
Total of all active and inactive participants	2016-07-01	792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	792
Number of participants with account balances	2016-07-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	1,290
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	768
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	55
Total of all active and inactive participants	2015-07-01	823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	823
Number of participants with account balances	2015-07-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	900
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	1,240
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	50
Total of all active and inactive participants	2014-07-01	1,290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	1,290
Number of participants with account balances	2014-07-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	876
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	856
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	44
Total of all active and inactive participants	2013-07-01	900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	900
Number of participants with account balances	2013-07-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	645
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	830
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	46
Total of all active and inactive participants	2012-07-01	876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	876
Number of participants with account balances	2012-07-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	856
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	897
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	47
Total of all active and inactive participants	2011-07-01	944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	1
Total participants	2011-07-01	945
Number of participants with account balances	2011-07-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	998
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	823
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	33
Total of all active and inactive participants	2010-07-01	856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	856
Number of participants with account balances	2010-07-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	950
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	994
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	4
Total of all active and inactive participants	2009-07-01	998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	998
Number of participants with account balances	2009-07-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN

Measure	Date	Value
2022 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$3,156
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$477,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$434,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$751,407
Value of total assets at end of year	2022-06-30	$5,355,877
Value of total assets at beginning of year	2022-06-30	$5,829,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$42,626
Total interest from all sources	2022-06-30	$6,339
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$236,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-06-30	$236,911
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$558,812
Participant contributions at end of year	2022-06-30	$161,163
Participant contributions at beginning of year	2022-06-30	$87,586
Participant contributions at end of year	2022-06-30	$0
Participant contributions at beginning of year	2022-06-30	$21,753
Income. Received or receivable in cash from other sources (including rollovers)	2022-06-30	$18,971
Other income not declared elsewhere	2022-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-473,859
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$5,355,877
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$5,829,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$5,012,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$5,541,320
Value of interest in pooled separate accounts at end of year	2022-06-30	$84,543
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$94,816
Interest on participant loans	2022-06-30	$6,339
Income. Interest from loans (other than to participants)	2022-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-06-30	$36,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-06-30	$17,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-06-30	$17,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$61,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$60,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-991,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$173,624
Employer contributions (assets) at end of year	2022-06-30	$0
Employer contributions (assets) at beginning of year	2022-06-30	$6,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$434,389
Contract administrator fees	2022-06-30	$42,626
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	ELLIN AND TUCKER
Accountancy firm EIN	2022-06-30	520959934
2021 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-06-30	$742,982
Total unrealized appreciation/depreciation of assets	2021-06-30	$742,982
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$1,776,612
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$616,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$576,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$736,553
Value of total assets at end of year	2021-06-30	$5,829,736
Value of total assets at beginning of year	2021-06-30	$4,669,514
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$40,153
Total interest from all sources	2021-06-30	$8,123
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$121,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-30	$121,246
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$400,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$534,166
Participant contributions at end of year	2021-06-30	$87,586
Participant contributions at beginning of year	2021-06-30	$135,354
Participant contributions at end of year	2021-06-30	$21,753
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-30	$42,956
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-06-30	$1,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$1,160,222
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$5,829,736
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$4,669,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$5,541,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$4,358,428
Value of interest in pooled separate accounts at end of year	2021-06-30	$94,816
Value of interest in pooled separate accounts at beginning of year	2021-06-30	$79,764
Interest on participant loans	2021-06-30	$8,123
Income. Interest from loans (other than to participants)	2021-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-06-30	$17,160
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-06-30	$5,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-06-30	$5,980
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$60,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$89,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$167,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$159,431
Employer contributions (assets) at end of year	2021-06-30	$6,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$574,499
Contract administrator fees	2021-06-30	$40,153
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Qualified
Accountancy firm name	2021-06-30	ELLIN AND TUCKER
Accountancy firm EIN	2021-06-30	520959934
2020 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$1,114,474
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$738,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$689,289
Value of total corrective distributions	2020-06-30	$6,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$1,115,959
Value of total assets at end of year	2020-06-30	$4,446,956
Value of total assets at beginning of year	2020-06-30	$4,071,259
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$42,519
Total interest from all sources	2020-06-30	$14,516
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$160,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$160,564
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$400,000
If this is an individual account plan, was there a blackout period	2020-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$866,852
Participant contributions at end of year	2020-06-30	$137,266
Participant contributions at beginning of year	2020-06-30	$179,057
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$7,794
Administrative expenses (other) incurred	2020-06-30	$8,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$375,697
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$4,446,956
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$4,071,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$4,234,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$114,378
Value of interest in pooled separate accounts at end of year	2020-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2020-06-30	$78,276
Interest on participant loans	2020-06-30	$12,128
Income. Interest from loans (other than to participants)	2020-06-30	$0
Interest earned on other investments	2020-06-30	$2,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-06-30	$5,980
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-06-30	$3,604,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-06-30	$3,604,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$95
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$68,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$95,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$-176,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$241,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$689,289
Contract administrator fees	2020-06-30	$34,452
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-06-30	Yes
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	No
Opinion of an independent qualified public accountant for this plan	2020-06-30	Qualified
Accountancy firm name	2020-06-30	ELLIN AND TUCKER
Accountancy firm EIN	2020-06-30	520959934
2019 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$615,055
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$471,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$463,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$404,097
Value of total assets at end of year	2019-06-30	$4,071,259
Value of total assets at beginning of year	2019-06-30	$3,927,927
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$8,331
Total interest from all sources	2019-06-30	$12,271
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$63,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$63,998
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$400,000
If this is an individual account plan, was there a blackout period	2019-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$324,216
Participant contributions at end of year	2019-06-30	$179,057
Participant contributions at beginning of year	2019-06-30	$147,101
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$5,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$143,332
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$4,071,259
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$3,927,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$114,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$3,568,736
Value of interest in pooled separate accounts at end of year	2019-06-30	$78,276
Value of interest in pooled separate accounts at beginning of year	2019-06-30	$86,337
Interest on participant loans	2019-06-30	$8,951
Interest earned on other investments	2019-06-30	$3,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-06-30	$3,604,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-06-30	$4,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-06-30	$4,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$95,490
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$120,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$132,756
Net investment gain/loss from pooled separate accounts	2019-06-30	$1,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$74,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$463,392
Contract administrator fees	2019-06-30	$8,331
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-06-30	Yes
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	ELLIN & TUCKER
Accountancy firm EIN	2019-06-30	520959934
2018 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$708,204
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$326,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$320,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$458,897
Value of total assets at end of year	2018-06-30	$3,927,927
Value of total assets at beginning of year	2018-06-30	$3,546,113
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$6,249
Total interest from all sources	2018-06-30	$9,519
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$72,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$72,092
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$400,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$308,379
Participant contributions at end of year	2018-06-30	$147,101
Participant contributions at beginning of year	2018-06-30	$84,906
Income. Received or receivable in cash from other sources (including rollovers)	2018-06-30	$73,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$381,814
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$3,927,927
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$3,546,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$3,568,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$3,253,005
Value of interest in pooled separate accounts at end of year	2018-06-30	$86,337
Value of interest in pooled separate accounts at beginning of year	2018-06-30	$81,949
Interest on participant loans	2018-06-30	$6,173
Interest earned on other investments	2018-06-30	$3,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-06-30	$4,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-06-30	$4,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-06-30	$4,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$120,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$121,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$162,953
Net investment gain/loss from pooled separate accounts	2018-06-30	$4,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$76,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$320,141
Contract administrator fees	2018-06-30	$6,249
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-06-30	No
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	ELLIN & TUCKER
Accountancy firm EIN	2018-06-30	520959934
2017 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$712,727
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$307,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$256,728
Value of total corrective distributions	2017-06-30	$11,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$359,017
Value of total assets at end of year	2017-06-30	$3,546,113
Value of total assets at beginning of year	2017-06-30	$3,140,666
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$39,350
Total interest from all sources	2017-06-30	$8,407
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$8,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$8,826
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$450,000
If this is an individual account plan, was there a blackout period	2017-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$280,275
Participant contributions at end of year	2017-06-30	$84,906
Participant contributions at beginning of year	2017-06-30	$91,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$405,447
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$3,546,113
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$3,140,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$3,253,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$2,830,258
Value of interest in pooled separate accounts at end of year	2017-06-30	$81,949
Value of interest in pooled separate accounts at beginning of year	2017-06-30	$76,916
Interest on participant loans	2017-06-30	$3,349
Interest earned on other investments	2017-06-30	$4,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-06-30	$4,930
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-06-30	$32,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-06-30	$32,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$80
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$121,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$109,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$332,323
Net investment gain/loss from pooled separate accounts	2017-06-30	$4,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$78,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$256,728
Contract administrator fees	2017-06-30	$39,350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-06-30	Yes
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	ELLIN & TUCKER
Accountancy firm EIN	2017-06-30	520959934
2016 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$308,886
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$752,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$700,752
Value of total corrective distributions	2016-06-30	$6,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$293,840
Value of total assets at end of year	2016-06-30	$3,140,666
Value of total assets at beginning of year	2016-06-30	$3,584,661
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$45,716
Total interest from all sources	2016-06-30	$4,412
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$12,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$12,768
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$400,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$230,553
Participant contributions at end of year	2016-06-30	$91,278
Participant contributions at beginning of year	2016-06-30	$189,129
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-06-30	$15,528
Other income not declared elsewhere	2016-06-30	$972
Administrative expenses (other) incurred	2016-06-30	$270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-443,995
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$3,140,666
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$3,584,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$26,494
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$2,830,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$3,205,125
Value of interest in pooled separate accounts at end of year	2016-06-30	$76,916
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$78,829
Interest on participant loans	2016-06-30	$4,354
Income. Interest from loans (other than to participants)	2016-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$32,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$37
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$37
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$58
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$109,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$111,541
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-2,480
Net investment gain/loss from pooled separate accounts	2016-06-30	$-626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$63,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$685,224
Contract administrator fees	2016-06-30	$18,952
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	ELLIN & TUCKER
Accountancy firm EIN	2016-06-30	520959934
2015 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$492,614
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$650,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$598,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$367,944
Value of total assets at end of year	2015-06-30	$3,584,661
Value of total assets at beginning of year	2015-06-30	$3,742,540
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$52,147
Total interest from all sources	2015-06-30	$5,447
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$10,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$10,944
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$400,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$287,695
Participant contributions at end of year	2015-06-30	$189,129
Participant contributions at beginning of year	2015-06-30	$170,615
Participant contributions at beginning of year	2015-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$6,574
Other income not declared elsewhere	2015-06-30	$4,172
Administrative expenses (other) incurred	2015-06-30	$396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-157,879
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$3,584,661
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$3,742,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$30,305
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$3,205,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$3,314,655
Value of interest in pooled separate accounts at end of year	2015-06-30	$78,829
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$139,238
Interest on participant loans	2015-06-30	$5,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$37
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$7,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$7,366
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$111,541
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$110,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$106,516
Net investment gain/loss from pooled separate accounts	2015-06-30	$-2,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$73,675
Employer contributions (assets) at beginning of year	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$598,346
Contract administrator fees	2015-06-30	$21,446
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	ELLIN & TUCKER
Accountancy firm EIN	2015-06-30	520959934
2014 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$868,957
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$245,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$182,187
Value of total corrective distributions	2014-06-30	$10,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$391,236
Value of total assets at end of year	2014-06-30	$3,742,540
Value of total assets at beginning of year	2014-06-30	$3,119,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$53,324
Total interest from all sources	2014-06-30	$4,458
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$18,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$18,828
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$400,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$309,429
Participant contributions at end of year	2014-06-30	$170,615
Participant contributions at beginning of year	2014-06-30	$165,330
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$11,821
Other income not declared elsewhere	2014-06-30	$3,596
Administrative expenses (other) incurred	2014-06-30	$324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$623,018
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$3,742,540
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$3,119,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$39,438
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$3,314,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$2,694,853
Value of interest in pooled separate accounts at end of year	2014-06-30	$139,238
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$124,068
Interest on participant loans	2014-06-30	$4,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$7,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$7,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$7,366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$110,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$112,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$435,401
Net investment gain/loss from pooled separate accounts	2014-06-30	$15,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$81,807
Employer contributions (assets) at end of year	2014-06-30	$0
Employer contributions (assets) at beginning of year	2014-06-30	$3,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$182,187
Contract administrator fees	2014-06-30	$13,562
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	ELLIN & TUCKER
Accountancy firm EIN	2014-06-30	520959934
2013 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$727,095
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$315,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$254,915
Value of total corrective distributions	2013-06-30	$6,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$413,322
Value of total assets at end of year	2013-06-30	$3,119,522
Value of total assets at beginning of year	2013-06-30	$2,708,298
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$54,897
Total interest from all sources	2013-06-30	$4,697
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$72,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$72,643
Administrative expenses professional fees incurred	2013-06-30	$11,320
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$300,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$327,520
Participant contributions at end of year	2013-06-30	$165,330
Participant contributions at beginning of year	2013-06-30	$190,561
Participant contributions at end of year	2013-06-30	$11,821
Participant contributions at beginning of year	2013-06-30	$13,802
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$977
Other income not declared elsewhere	2013-06-30	$3,745
Administrative expenses (other) incurred	2013-06-30	$12,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$411,224
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$3,119,522
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$2,708,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$2,694,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,270,024
Value of interest in pooled separate accounts at end of year	2013-06-30	$124,068
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$119,312
Interest on participant loans	2013-06-30	$4,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$7,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$78
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$78
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$112,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$110,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$220,855
Net investment gain/loss from pooled separate accounts	2013-06-30	$11,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$84,825
Employer contributions (assets) at end of year	2013-06-30	$3,100
Employer contributions (assets) at beginning of year	2013-06-30	$3,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$254,915
Contract administrator fees	2013-06-30	$30,738
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	ELLIN & TUCKER
Accountancy firm EIN	2013-06-30	520959934
2012 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$518,575
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$478,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$418,561
Value of total corrective distributions	2012-06-30	$10,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$472,652
Value of total assets at end of year	2012-06-30	$2,708,298
Value of total assets at beginning of year	2012-06-30	$2,668,491
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$49,336
Total interest from all sources	2012-06-30	$7,737
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$61,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$61,993
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$300,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$363,234
Participant contributions at end of year	2012-06-30	$190,561
Participant contributions at beginning of year	2012-06-30	$185,341
Participant contributions at end of year	2012-06-30	$13,802
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$10,340
Other income not declared elsewhere	2012-06-30	$3,541
Administrative expenses (other) incurred	2012-06-30	$2,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$39,807
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$2,708,298
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$2,668,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,270,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$2,251,881
Value of interest in pooled separate accounts at end of year	2012-06-30	$119,312
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$119,262
Interest on participant loans	2012-06-30	$5,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$78
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$2,547
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$110,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$108,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-27,840
Net investment gain/loss from pooled separate accounts	2012-06-30	$492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$99,078
Employer contributions (assets) at end of year	2012-06-30	$3,865
Employer contributions (assets) at beginning of year	2012-06-30	$3,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$418,561
Contract administrator fees	2012-06-30	$47,189
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	ELLIN & TUCKER
Accountancy firm EIN	2012-06-30	520959934
2011 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$899,177
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$342,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$287,629
Value of total corrective distributions	2011-06-30	$7,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$479,455
Value of total assets at end of year	2011-06-30	$2,668,491
Value of total assets at beginning of year	2011-06-30	$2,111,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$46,692
Total interest from all sources	2011-06-30	$5,382
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$49,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$49,677
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$300,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$379,486
Participant contributions at end of year	2011-06-30	$185,341
Participant contributions at beginning of year	2011-06-30	$130,199
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$709
Other income not declared elsewhere	2011-06-30	$20,877
Administrative expenses (other) incurred	2011-06-30	$2,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$556,925
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$2,668,491
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$2,111,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$2,251,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$1,702,805
Value of interest in pooled separate accounts at end of year	2011-06-30	$119,262
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$105,270
Interest on participant loans	2011-06-30	$5,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$108,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$173,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$341,188
Net investment gain/loss from pooled separate accounts	2011-06-30	$2,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$99,260
Employer contributions (assets) at end of year	2011-06-30	$3,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$287,629
Contract administrator fees	2011-06-30	$43,794
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	ELLIN & TUCKER
Accountancy firm EIN	2011-06-30	520959934
2010 : NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN

2021: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	Yes
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES 403(B) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	Yes
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

EA75

Policy instance

Insurance contract or identification number	EA75
Number of Individuals Covered	28
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

EA75

Policy instance

Insurance contract or identification number	EA75
Number of Individuals Covered	30
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

GREAT WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 07692 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	0
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

EA75

Policy instance

Insurance contract or identification number	EA75
Number of Individuals Covered	30
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	12
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

EA75

Policy instance

Insurance contract or identification number	EA75
Number of Individuals Covered	32
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $8
Total amount of fees paid to insurance company	USD $6
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8
Insurance broker organization code?	7
Amount paid for insurance broker fees	6
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	15
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

EA75

Policy instance

Insurance contract or identification number	EA75
Number of Individuals Covered	35
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	675
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $11
Total amount of fees paid to insurance company	USD $4
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	48
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	15
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	48
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $2
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2
Insurance broker organization code?	4
Insurance broker name	LINCOLN INVESTMENT PLANNING, INC

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	15
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	18
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	48
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	18
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	48
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	19
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	48
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )

Policy contract number

Policy instance

Number of Individuals Covered	60
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

95629-01

Policy instance

Insurance contract or identification number	95629-01
Number of Individuals Covered	20
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES, INC.
Employer identification number (EIN):	521094078
NAIC Classification:	624100
NAIC Description:	Individual and Family Services