401k Plan data: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN plan

VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 401k Plan overview

Plan Name	VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN
Plan identification number	001

VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

VAN NESS FELDMAN, LLP has sponsored the creation of one or more 401k plans.

Company Name: VAN NESS FELDMAN, LLP

Employer identification number (EIN): 521154904

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ROBERT SZABO
001 2016-01-01 ROBERT SZABO
001 2015-01-01 ROBERT SZABO
001 2014-01-01 ROBERT SZABO
001 2013-01-01 HOWARD J. FELDMAN
001 2012-01-01 DORIS W. RECKART HOWARD J. FELDMAN 2013-09-12
001 2011-01-01 HOWARD J. FELDMAN
001 2009-01-01 HOWARD J. FELDMAN

Plan Statistics for VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN

401k plan membership statisitcs for VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN

Measure Date Value
2022: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 251
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 132
Number of retired or separated participants receiving benefits 2022-01-01 7
Number of other retired or separated participants entitled to future benefits 2022-01-01 111
Total of all active and inactive participants 2022-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 250
Number of participants with account balances 2022-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 138
Number of retired or separated participants receiving benefits 2021-01-01 5
Number of other retired or separated participants entitled to future benefits 2021-01-01 102
Total of all active and inactive participants 2021-01-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 245
Number of participants with account balances 2021-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 139
Number of retired or separated participants receiving benefits 2020-01-01 3
Number of other retired or separated participants entitled to future benefits 2020-01-01 102
Total of all active and inactive participants 2020-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 244
Number of participants with account balances 2020-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 233
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 149
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 86
Total of all active and inactive participants 2019-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 238
Number of participants with account balances 2019-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 141
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 82
Total of all active and inactive participants 2018-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 226
Number of participants with account balances 2018-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 11
2017: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 228
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 156
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 69
Total of all active and inactive participants 2017-01-01 229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 230
Number of participants with account balances 2017-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 218
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 151
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 67
Total of all active and inactive participants 2016-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 221
Number of participants with account balances 2016-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 149
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 61
Total of all active and inactive participants 2015-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 213
Number of participants with account balances 2015-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 145
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 55
Total of all active and inactive participants 2014-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 204
Number of participants with account balances 2014-01-01 204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 134
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 33
Total of all active and inactive participants 2013-01-01 168
Total participants 2013-01-01 168
Number of participants with account balances 2013-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 134
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 168
Total participants 2012-01-01 168
Number of participants with account balances 2012-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 134
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 32
Total of all active and inactive participants 2011-01-01 167
Total participants 2011-01-01 167
Number of participants with account balances 2011-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12
2009: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 126
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 29
Total of all active and inactive participants 2009-01-01 156
Total participants 2009-01-01 156
Number of participants with account balances 2009-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2022: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	251
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	132
Number of retired or separated participants receiving benefits	2022-01-01	7
Number of other retired or separated participants entitled to future benefits	2022-01-01	111
Total of all active and inactive participants	2022-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	250
Number of participants with account balances	2022-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	138
Number of retired or separated participants receiving benefits	2021-01-01	5
Number of other retired or separated participants entitled to future benefits	2021-01-01	102
Total of all active and inactive participants	2021-01-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	245
Number of participants with account balances	2021-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	139
Number of retired or separated participants receiving benefits	2020-01-01	3
Number of other retired or separated participants entitled to future benefits	2020-01-01	102
Total of all active and inactive participants	2020-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	244
Number of participants with account balances	2020-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	233
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	149
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	86
Total of all active and inactive participants	2019-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	238
Number of participants with account balances	2019-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	141
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	82
Total of all active and inactive participants	2018-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	226
Number of participants with account balances	2018-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	11
2017: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	228
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	156
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	69
Total of all active and inactive participants	2017-01-01	229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	230
Number of participants with account balances	2017-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	218
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	151
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	67
Total of all active and inactive participants	2016-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	221
Number of participants with account balances	2016-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	149
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	61
Total of all active and inactive participants	2015-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	213
Number of participants with account balances	2015-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	145
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	55
Total of all active and inactive participants	2014-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	204
Number of participants with account balances	2014-01-01	204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	134
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	33
Total of all active and inactive participants	2013-01-01	168
Total participants	2013-01-01	168
Number of participants with account balances	2013-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	134
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	168
Total participants	2012-01-01	168
Number of participants with account balances	2012-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	134
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	32
Total of all active and inactive participants	2011-01-01	167
Total participants	2011-01-01	167
Number of participants with account balances	2011-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12
2009: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	126
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	29
Total of all active and inactive participants	2009-01-01	156
Total participants	2009-01-01	156
Number of participants with account balances	2009-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN

Measure	Date	Value
2022 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-13,050,831
Total of all expenses incurred	2022-12-31	$4,525,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,439,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,565,241
Value of total assets at end of year	2022-12-31	$73,902,314
Value of total assets at beginning of year	2022-12-31	$91,478,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$86,711
Total interest from all sources	2022-12-31	$15,658
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,551,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,551,809
Administrative expenses professional fees incurred	2022-12-31	$18,060
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,995,124
Participant contributions at end of year	2022-12-31	$325,402
Participant contributions at beginning of year	2022-12-31	$331,560
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$65,839
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$3,761,828
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$3,652,345
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,304
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$61
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$373
Other income not declared elsewhere	2022-12-31	$-532,098
Administrative expenses (other) incurred	2022-12-31	$68,651
Total non interest bearing cash at end of year	2022-12-31	$84,985
Total non interest bearing cash at beginning of year	2022-12-31	$73,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-17,576,548
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$73,902,314
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$91,478,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$69,130,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$86,554,814
Interest on participant loans	2022-12-31	$15,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$30,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$12,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$12,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-16,651,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$565,813
Employer contributions (assets) at end of year	2022-12-31	$569,403
Employer contributions (assets) at beginning of year	2022-12-31	$787,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,439,006
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2022-12-31	201835208
2021 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$14,838,398
Total of all expenses incurred	2021-12-31	$4,620,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,526,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,949,036
Value of total assets at end of year	2021-12-31	$91,478,862
Value of total assets at beginning of year	2021-12-31	$81,261,167
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$94,399
Total interest from all sources	2021-12-31	$17,880
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,837,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,837,389
Administrative expenses professional fees incurred	2021-12-31	$22,728
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,078,230
Participant contributions at end of year	2021-12-31	$331,560
Participant contributions at beginning of year	2021-12-31	$382,298
Participant contributions at end of year	2021-12-31	$65,839
Participant contributions at beginning of year	2021-12-31	$23,551
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$3,652,345
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$3,372,608
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$141,534
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$373
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$3,534
Other income not declared elsewhere	2021-12-31	$341,761
Administrative expenses (other) incurred	2021-12-31	$71,659
Total non interest bearing cash at end of year	2021-12-31	$73,931
Total non interest bearing cash at beginning of year	2021-12-31	$53,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$10,217,695
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$91,478,862
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$81,261,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$12
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$86,554,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$76,625,734
Interest on participant loans	2021-12-31	$17,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$12,241
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$14,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$14,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$9,692,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$729,272
Employer contributions (assets) at end of year	2021-12-31	$787,759
Employer contributions (assets) at beginning of year	2021-12-31	$785,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,526,304
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2021-12-31	201835208
2020 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$14,215,084
Total of all expenses incurred	2020-12-31	$3,985,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,898,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,968,012
Value of total assets at end of year	2020-12-31	$81,261,167
Value of total assets at beginning of year	2020-12-31	$71,031,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$87,699
Total interest from all sources	2020-12-31	$22,047
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,225,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,225,632
Administrative expenses professional fees incurred	2020-12-31	$19,675
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,116,644
Participant contributions at end of year	2020-12-31	$382,298
Participant contributions at beginning of year	2020-12-31	$400,084
Participant contributions at end of year	2020-12-31	$23,551
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$3,372,608
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$3,008,438
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$75,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$3,534
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$508
Other income not declared elsewhere	2020-12-31	$224,862
Administrative expenses (other) incurred	2020-12-31	$68,024
Total non interest bearing cash at end of year	2020-12-31	$53,442
Total non interest bearing cash at beginning of year	2020-12-31	$46,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$10,229,221
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$81,261,167
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$71,031,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$76,625,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$66,775,965
Interest on participant loans	2020-12-31	$22,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$14,090
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$6,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$6,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$9,774,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$776,368
Employer contributions (assets) at end of year	2020-12-31	$785,910
Employer contributions (assets) at beginning of year	2020-12-31	$793,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,898,164
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2020-12-31	201835208
2019 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$15,266,502
Total of all expenses incurred	2019-12-31	$4,091,557
Total of all expenses incurred	2019-12-31	$4,091,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,010,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,010,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,776,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,776,116
Value of total assets at end of year	2019-12-31	$71,031,946
Value of total assets at end of year	2019-12-31	$71,031,946
Value of total assets at beginning of year	2019-12-31	$59,857,001
Value of total assets at beginning of year	2019-12-31	$59,857,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$80,872
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$80,872
Total interest from all sources	2019-12-31	$26,950
Total interest from all sources	2019-12-31	$26,950
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,316,195
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,316,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,316,195
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,316,195
Administrative expenses professional fees incurred	2019-12-31	$15,497
Administrative expenses professional fees incurred	2019-12-31	$15,497
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,978,280
Contributions received from participants	2019-12-31	$1,978,280
Participant contributions at end of year	2019-12-31	$400,084
Participant contributions at end of year	2019-12-31	$400,084
Participant contributions at beginning of year	2019-12-31	$551,173
Participant contributions at beginning of year	2019-12-31	$551,173
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$3,008,438
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$3,008,438
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$2,413,473
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$2,413,473
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$32,397
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$32,397
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$508
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$508
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$754
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$754
Other income not declared elsewhere	2019-12-31	$238,874
Other income not declared elsewhere	2019-12-31	$238,874
Administrative expenses (other) incurred	2019-12-31	$65,375
Administrative expenses (other) incurred	2019-12-31	$65,375
Total non interest bearing cash at end of year	2019-12-31	$46,951
Total non interest bearing cash at end of year	2019-12-31	$46,951
Total non interest bearing cash at beginning of year	2019-12-31	$38,754
Total non interest bearing cash at beginning of year	2019-12-31	$38,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$11,174,945
Value of net income/loss	2019-12-31	$11,174,945
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$71,031,946
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$71,031,946
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$59,857,001
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$59,857,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$66,775,965
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$66,775,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$56,052,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$56,052,847
Interest on participant loans	2019-12-31	$26,907
Interest on participant loans	2019-12-31	$26,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$6,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$6,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$43
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$10,908,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$10,908,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$765,439
Contributions received in cash from employer	2019-12-31	$765,439
Employer contributions (assets) at end of year	2019-12-31	$793,610
Employer contributions (assets) at end of year	2019-12-31	$793,610
Employer contributions (assets) at beginning of year	2019-12-31	$796,069
Employer contributions (assets) at beginning of year	2019-12-31	$796,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,010,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,010,685
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm name	2019-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2019-12-31	201835208
Accountancy firm EIN	2019-12-31	201835208
2018 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-190,727
Total of all expenses incurred	2018-12-31	$3,796,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$3,718,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,596,849
Value of total assets at end of year	2018-12-31	$59,857,001
Value of total assets at beginning of year	2018-12-31	$63,844,017
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$78,128
Total interest from all sources	2018-12-31	$26,267
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,353,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,353,567
Administrative expenses professional fees incurred	2018-12-31	$15,000
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,825,970
Participant contributions at end of year	2018-12-31	$551,173
Participant contributions at beginning of year	2018-12-31	$513,032
Participant contributions at beginning of year	2018-12-31	$41,804
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$2,413,473
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$347,999
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$754
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$871
Other income not declared elsewhere	2018-12-31	$-61,110
Administrative expenses (other) incurred	2018-12-31	$63,128
Total non interest bearing cash at end of year	2018-12-31	$38,754
Total non interest bearing cash at beginning of year	2018-12-31	$29,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,987,016
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$59,857,001
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$63,844,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$56,052,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$62,111,220
Interest on participant loans	2018-12-31	$26,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$13,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$13,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,106,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$770,879
Employer contributions (assets) at end of year	2018-12-31	$796,069
Employer contributions (assets) at beginning of year	2018-12-31	$786,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$3,718,161
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2018-12-31	201835208
2017 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$11,757,528
Total of all expenses incurred	2017-12-31	$5,408,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,346,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,511,008
Value of total assets at end of year	2017-12-31	$63,844,017
Value of total assets at beginning of year	2017-12-31	$57,495,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$62,055
Total interest from all sources	2017-12-31	$18,699
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,155,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,155,454
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,704,838
Participant contributions at end of year	2017-12-31	$513,032
Participant contributions at beginning of year	2017-12-31	$379,866
Participant contributions at end of year	2017-12-31	$41,804
Participant contributions at beginning of year	2017-12-31	$81,033
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$347,999
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$291,471
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$25,662
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$871
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$363
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$62,055
Total non interest bearing cash at end of year	2017-12-31	$29,091
Total non interest bearing cash at beginning of year	2017-12-31	$7,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$6,348,900
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$63,844,017
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$57,495,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$62,111,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$55,935,156
Interest on participant loans	2017-12-31	$18,294
Interest earned on other investments	2017-12-31	$399
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$13,432
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$6,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$6,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$8,072,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$780,508
Employer contributions (assets) at end of year	2017-12-31	$786,568
Employer contributions (assets) at beginning of year	2017-12-31	$793,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,346,573
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2017-12-31	201835208
2016 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$6,631,053
Total of all expenses incurred	2016-12-31	$1,382,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,314,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,491,302
Value of total assets at end of year	2016-12-31	$57,495,117
Value of total assets at beginning of year	2016-12-31	$52,246,665
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$68,186
Total interest from all sources	2016-12-31	$17,100
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$879,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$879,597
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,663,157
Participant contributions at end of year	2016-12-31	$379,866
Participant contributions at beginning of year	2016-12-31	$442,894
Participant contributions at end of year	2016-12-31	$81,033
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$291,471
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$22,388,762
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$40,450
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$363
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$124
Administrative expenses (other) incurred	2016-12-31	$68,186
Total non interest bearing cash at end of year	2016-12-31	$7,228
Total non interest bearing cash at beginning of year	2016-12-31	$4,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,248,452
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$57,495,117
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$52,246,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$55,935,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$28,014,885
Interest on participant loans	2016-12-31	$17,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$6,234
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$6,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$6,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,243,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$787,695
Employer contributions (assets) at end of year	2016-12-31	$793,766
Employer contributions (assets) at beginning of year	2016-12-31	$1,389,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,314,415
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2016-12-31	201835208
2015 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$2,961,500
Total of all expenses incurred	2015-12-31	$2,135,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,115,206
Expenses. Certain deemed distributions of participant loans	2015-12-31	$11,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,479,275
Value of total assets at end of year	2015-12-31	$52,246,665
Value of total assets at beginning of year	2015-12-31	$51,420,213
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$7,955
Total interest from all sources	2015-12-31	$21,081
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$410,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$410,238
Administrative expenses professional fees incurred	2015-12-31	$6,600
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,682,330
Participant contributions at end of year	2015-12-31	$442,894
Participant contributions at beginning of year	2015-12-31	$556,317
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$22,388,762
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$24,095,676
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$426,092
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$124
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$100
Administrative expenses (other) incurred	2015-12-31	$1,355
Total non interest bearing cash at end of year	2015-12-31	$4,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$826,452
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$52,246,665
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$51,420,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$28,014,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$25,761,520
Interest on participant loans	2015-12-31	$21,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$6,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$29,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$29,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$59
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-949,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,370,853
Employer contributions (assets) at end of year	2015-12-31	$1,389,162
Employer contributions (assets) at beginning of year	2015-12-31	$977,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,115,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2015-12-31	201835208
2014 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$744
Total income from all sources (including contributions)	2014-12-31	$5,026,263
Total of all expenses incurred	2014-12-31	$5,451,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,428,263
Expenses. Certain deemed distributions of participant loans	2014-12-31	$7,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,696,172
Value of total assets at end of year	2014-12-31	$51,420,213
Value of total assets at beginning of year	2014-12-31	$51,845,977
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,501
Total interest from all sources	2014-12-31	$22,384
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$447,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$447,359
Administrative expenses professional fees incurred	2014-12-31	$12,626
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,699,669
Participant contributions at end of year	2014-12-31	$556,317
Participant contributions at beginning of year	2014-12-31	$424,887
Participant contributions at beginning of year	2014-12-31	$89,887
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$24,095,676
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$19,067
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$100
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$744
Administrative expenses (other) incurred	2014-12-31	$2,875
Total non interest bearing cash at beginning of year	2014-12-31	$171,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-425,020
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$51,420,213
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$51,845,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$25,761,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$50,330,930
Interest on participant loans	2014-12-31	$22,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$29,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$6,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$6,917
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$25
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,860,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$977,436
Employer contributions (assets) at end of year	2014-12-31	$977,436
Employer contributions (assets) at beginning of year	2014-12-31	$800,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,428,263
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$21,363
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ADEPTUS PARTNERS, LLC
Accountancy firm EIN	2014-12-31	201835208
2013 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$744
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,361
Total income from all sources (including contributions)	2013-12-31	$9,966,239
Total of all expenses incurred	2013-12-31	$3,146,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,135,422
Expenses. Certain deemed distributions of participant loans	2013-12-31	$10,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,551,883
Value of total assets at end of year	2013-12-31	$51,845,977
Value of total assets at beginning of year	2013-12-31	$45,032,510
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$550
Total interest from all sources	2013-12-31	$14,756
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,604,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,604,713
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,751,883
Participant contributions at end of year	2013-12-31	$424,887
Participant contributions at beginning of year	2013-12-31	$214,704
Participant contributions at end of year	2013-12-31	$89,887
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$7,361
Total non interest bearing cash at end of year	2013-12-31	$171,993
Total non interest bearing cash at beginning of year	2013-12-31	$22,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,820,084
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$51,845,233
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$45,025,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$550
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$50,330,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$43,892,762
Interest on participant loans	2013-12-31	$14,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$6,917
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$32,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$32,917
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,794,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$800,000
Employer contributions (assets) at end of year	2013-12-31	$800,000
Employer contributions (assets) at beginning of year	2013-12-31	$800,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,135,422
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$21,363
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$69,556
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	METRO METRO & ASSOCIATES
Accountancy firm EIN	2013-12-31	521884940
2012 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$7,361
Total income from all sources (including contributions)	2012-12-31	$7,076,556
Total of all expenses incurred	2012-12-31	$526,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$513,266
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,218,685
Value of total assets at end of year	2012-12-31	$45,032,510
Value of total assets at beginning of year	2012-12-31	$38,474,744
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,880
Total interest from all sources	2012-12-31	$3,502
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,261,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,261,150
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,418,685
Participant contributions at end of year	2012-12-31	$214,704
Participant contributions at beginning of year	2012-12-31	$139,172
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$7,361
Other income not declared elsewhere	2012-12-31	$131
Total non interest bearing cash at end of year	2012-12-31	$22,571
Total non interest bearing cash at beginning of year	2012-12-31	$12,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,550,405
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$45,025,149
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$38,474,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$10,880
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$43,892,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$37,378,673
Interest on participant loans	2012-12-31	$3,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$32,917
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$102,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$102,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$10
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,593,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$800,000
Employer contributions (assets) at end of year	2012-12-31	$800,000
Employer contributions (assets) at beginning of year	2012-12-31	$800,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$513,266
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$69,556
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$41,757
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	METRO METRO & ASSOCIATES
Accountancy firm EIN	2012-12-31	521884940
2011 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,900,679
Total of all expenses incurred	2011-12-31	$775,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$757,020
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,173,700
Value of total assets at end of year	2011-12-31	$38,474,744
Value of total assets at beginning of year	2011-12-31	$37,349,832
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$17,687
Total interest from all sources	2011-12-31	$3,524
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,109,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,109,531
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,373,700
Participant contributions at end of year	2011-12-31	$139,172
Participant contributions at beginning of year	2011-12-31	$115,619
Other income not declared elsewhere	2011-12-31	$148
Total non interest bearing cash at end of year	2011-12-31	$12,285
Total non interest bearing cash at beginning of year	2011-12-31	$21,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,124,912
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$38,474,744
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$37,349,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$17,687
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$37,378,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$36,235,614
Interest on participant loans	2011-12-31	$3,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$102,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$51
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,386,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$800,000
Employer contributions (assets) at end of year	2011-12-31	$800,000
Employer contributions (assets) at beginning of year	2011-12-31	$932,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$757,020
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$41,757
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$42,075
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	METRO METRO & ASSOCIATES
Accountancy firm EIN	2011-12-31	521884940
2010 : VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$6,512,571
Total of all expenses incurred	2010-12-31	$2,309,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,293,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,242,400
Value of total assets at end of year	2010-12-31	$37,349,832
Value of total assets at beginning of year	2010-12-31	$33,146,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$16,173
Total interest from all sources	2010-12-31	$4,641
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$807,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$807,999
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,310,400
Participant contributions at end of year	2010-12-31	$115,619
Participant contributions at beginning of year	2010-12-31	$143,810
Other income not declared elsewhere	2010-12-31	$2,808
Total non interest bearing cash at end of year	2010-12-31	$21,668
Total non interest bearing cash at beginning of year	2010-12-31	$8,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,203,285
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$37,349,832
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$33,146,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$16,173
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$36,277,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$31,641,180
Interest on participant loans	2010-12-31	$4,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$188
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,454,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$932,000
Employer contributions (assets) at end of year	2010-12-31	$932,000
Employer contributions (assets) at beginning of year	2010-12-31	$1,350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,293,113
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	METRO METRO & ASSOCIATES, P.C.
Accountancy firm EIN	2010-12-31	521884940

Form 5500 Responses for VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN

2022: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: VAN NESS FELDMAN EMPLOYEES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VAN NESS FELDMAN, LLP
Employer identification number (EIN):	521154904
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers