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NASDAQ, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameNASDAQ, INC. 401(K) SAVINGS PLAN
Plan identification number 001

NASDAQ, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NASDAQ, INC. has sponsored the creation of one or more 401k plans.

Company Name:NASDAQ, INC.
Employer identification number (EIN):521165937
NAIC Classification:523210
NAIC Description:Securities and Commodity Exchanges

Additional information about NASDAQ, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0882143

More information about NASDAQ, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NASDAQ, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01MICHELLE DALY
0012023-01-01
0012023-01-01MICHELLE DALY
0012022-01-01
0012022-01-01MICHELLE DALY
0012021-01-01
0012021-01-01MICHELLE DALY
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANN DENNISON ANN DENNISON2018-10-09
0012016-01-01ANN DENNISON ANN DENNISON2017-10-09
0012015-01-01ANN DENNISON ANN DENNISON2016-10-05
0012014-01-01RON HASSEN RON HASSEN2015-09-28
0012013-01-01RON HASSEN RON HASSEN2014-10-09
0012012-01-01RON HASSEN RON HASSEN2013-10-01
0012011-01-01RON HASSEN RON HASSEN2012-10-03
0012010-01-01RON HASSEN
0012009-01-01RON HASSEN
0012009-01-01RON HASSEN

Financial Data on NASDAQ, INC. 401(K) SAVINGS PLAN

Measure Date Value
2023 : NASDAQ, INC. 401(K) SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$200,030,601
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$41,879,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$41,469,772
Value of total corrective distributions2023-12-31$11,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$60,828,418
Value of total assets at end of year2023-12-31$856,677,927
Value of total assets at beginning of year2023-12-31$698,526,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$398,576
Total interest from all sources2023-12-31$165,564
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$3,574,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$3,574,838
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$20,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$32,839,659
Participant contributions at end of year2023-12-31$3,547,859
Participant contributions at beginning of year2023-12-31$3,099,562
Participant contributions at end of year2023-12-31$899,966
Participant contributions at beginning of year2023-12-31$768,725
Assets. Other investments not covered elsewhere at end of year2023-12-31$31,955,228
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$22,955,278
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$9,166,604
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$23,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$92,579
Administrative expenses (other) incurred2023-12-31$398,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$158,150,993
Value of net assets at end of year (total assets less liabilities)2023-12-31$856,677,927
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$698,526,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$803,211,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$651,183,838
Interest on participant loans2023-12-31$165,564
Value of interest in common/collective trusts at end of year2023-12-31$15,710,347
Value of interest in common/collective trusts at beginning of year2023-12-31$19,089,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$29,856,815
Net investment gain or loss from common/collective trusts2023-12-31$105,512,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$18,822,155
Employer contributions (assets) at end of year2023-12-31$1,353,271
Employer contributions (assets) at beginning of year2023-12-31$1,429,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$41,446,657
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FORVIS MAZARS, LLP
Accountancy firm EIN2023-12-31440160260
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$200,030,601
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$41,879,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$41,469,772
Value of total corrective distributions2023-01-01$11,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$60,828,418
Value of total assets at end of year2023-01-01$856,677,927
Value of total assets at beginning of year2023-01-01$698,526,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$398,576
Total interest from all sources2023-01-01$165,564
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$3,574,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$3,574,838
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$20,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$32,839,659
Participant contributions at end of year2023-01-01$3,547,859
Participant contributions at beginning of year2023-01-01$3,099,562
Participant contributions at end of year2023-01-01$899,966
Participant contributions at beginning of year2023-01-01$768,725
Assets. Other investments not covered elsewhere at end of year2023-01-01$31,955,228
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$22,955,278
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$9,166,604
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-01-01$23,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-01$0
Other income not declared elsewhere2023-01-01$92,579
Administrative expenses (other) incurred2023-01-01$398,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$158,150,993
Value of net assets at end of year (total assets less liabilities)2023-01-01$856,677,927
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$698,526,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$803,211,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$651,183,838
Interest on participant loans2023-01-01$165,564
Value of interest in common/collective trusts at end of year2023-01-01$15,710,347
Value of interest in common/collective trusts at beginning of year2023-01-01$19,089,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$29,856,815
Net investment gain or loss from common/collective trusts2023-01-01$105,512,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$18,822,155
Employer contributions (assets) at end of year2023-01-01$1,353,271
Employer contributions (assets) at beginning of year2023-01-01$1,429,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$41,446,657
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01FORVIS MAZARS, LLP
Accountancy firm EIN2023-01-01440160260
2022 : NASDAQ, INC. 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-105,893,685
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$41,258,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$40,884,934
Value of total corrective distributions2022-12-31$26,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$51,377,978
Value of total assets at end of year2022-12-31$698,526,934
Value of total assets at beginning of year2022-12-31$845,678,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$346,630
Total interest from all sources2022-12-31$113,878
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,354,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,354,387
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$29,162,130
Participant contributions at end of year2022-12-31$3,099,562
Participant contributions at beginning of year2022-12-31$2,892,558
Participant contributions at end of year2022-12-31$768,725
Participant contributions at beginning of year2022-12-31$676,384
Assets. Other investments not covered elsewhere at end of year2022-12-31$22,955,278
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$30,712,888
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,030,680
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$7,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,479,713
Other income not declared elsewhere2022-12-31$11,578
Administrative expenses (other) incurred2022-12-31$346,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-147,151,746
Value of net assets at end of year (total assets less liabilities)2022-12-31$698,526,934
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$845,678,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$651,183,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$787,172,803
Interest on participant loans2022-12-31$113,878
Value of interest in common/collective trusts at end of year2022-12-31$19,089,935
Value of interest in common/collective trusts at beginning of year2022-12-31$20,555,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-79,040,141
Net investment gain or loss from common/collective trusts2022-12-31$-81,711,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$17,185,168
Employer contributions (assets) at end of year2022-12-31$1,429,596
Employer contributions (assets) at beginning of year2022-12-31$1,188,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$40,877,125
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAZARS USA LLP
Accountancy firm EIN2022-12-31131459550
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-105,893,685
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$41,258,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$40,884,934
Value of total corrective distributions2022-01-01$26,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$51,377,978
Value of total assets at end of year2022-01-01$698,526,934
Value of total assets at beginning of year2022-01-01$845,678,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$346,630
Total interest from all sources2022-01-01$113,878
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$3,354,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$3,354,387
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$20,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$29,162,130
Participant contributions at end of year2022-01-01$3,099,562
Participant contributions at beginning of year2022-01-01$2,892,558
Participant contributions at end of year2022-01-01$768,725
Participant contributions at beginning of year2022-01-01$676,384
Assets. Other investments not covered elsewhere at end of year2022-01-01$22,955,278
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$30,712,888
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$5,030,680
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$7,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-01-01$2,479,713
Other income not declared elsewhere2022-01-01$11,578
Administrative expenses (other) incurred2022-01-01$346,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-147,151,746
Value of net assets at end of year (total assets less liabilities)2022-01-01$698,526,934
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$845,678,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$651,183,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$787,172,803
Interest on participant loans2022-01-01$113,878
Value of interest in common/collective trusts at end of year2022-01-01$19,089,935
Value of interest in common/collective trusts at beginning of year2022-01-01$20,555,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-79,040,141
Net investment gain or loss from common/collective trusts2022-01-01$-81,711,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$17,185,168
Employer contributions (assets) at end of year2022-01-01$1,429,596
Employer contributions (assets) at beginning of year2022-01-01$1,188,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$40,877,125
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01MAZARS USA LLP
Accountancy firm EIN2022-01-01131459550
2021 : NASDAQ, INC. 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$2,479,713
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$148,549,966
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$42,984,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$42,809,261
Value of total corrective distributions2021-12-31$4,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$41,877,631
Value of total assets at end of year2021-12-31$845,678,680
Value of total assets at beginning of year2021-12-31$737,633,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$170,467
Total interest from all sources2021-12-31$121,988
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$36,011,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$36,011,367
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$24,903,260
Participant contributions at end of year2021-12-31$2,892,558
Participant contributions at beginning of year2021-12-31$3,219,197
Participant contributions at end of year2021-12-31$676,384
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$30,712,888
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$21,028,731
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,012,544
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$87,093
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,479,713
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$43,500,048
Other income not declared elsewhere2021-12-31$134,591
Administrative expenses (other) incurred2021-12-31$170,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$105,565,744
Value of net assets at end of year (total assets less liabilities)2021-12-31$845,678,680
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$737,633,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$787,172,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$644,439,890
Interest on participant loans2021-12-31$121,988
Value of interest in common/collective trusts at end of year2021-12-31$20,555,782
Value of interest in common/collective trusts at beginning of year2021-12-31$24,838,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$70,124,734
Net investment gain or loss from common/collective trusts2021-12-31$279,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,961,827
Employer contributions (assets) at end of year2021-12-31$1,188,552
Employer contributions (assets) at beginning of year2021-12-31$606,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$42,722,168
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SAMET & COMPANY PC
Accountancy firm EIN2021-12-31043027605
2020 : NASDAQ, INC. 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$43,500,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$141,797,725
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$36,773,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$36,641,618
Value of total corrective distributions2020-12-31$3,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$33,902,590
Value of total assets at end of year2020-12-31$737,633,223
Value of total assets at beginning of year2020-12-31$589,109,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$128,822
Total interest from all sources2020-12-31$131,612
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$19,666,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$19,666,417
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$19,548,084
Participant contributions at end of year2020-12-31$3,219,197
Participant contributions at beginning of year2020-12-31$3,028,407
Assets. Other investments not covered elsewhere at end of year2020-12-31$21,028,731
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$12,167,887
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,421,871
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$43,500,048
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$4,316,293
Administrative expenses (other) incurred2020-12-31$128,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$105,023,982
Value of net assets at end of year (total assets less liabilities)2020-12-31$737,633,223
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$589,109,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$644,439,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$554,131,329
Interest on participant loans2020-12-31$131,612
Value of interest in common/collective trusts at end of year2020-12-31$24,838,543
Value of interest in common/collective trusts at beginning of year2020-12-31$19,219,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$83,896,025
Net investment gain or loss from common/collective trusts2020-12-31$-115,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$11,932,635
Employer contributions (assets) at end of year2020-12-31$606,814
Employer contributions (assets) at beginning of year2020-12-31$562,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$36,641,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SAMET & COMPANY PC
Accountancy firm EIN2020-12-31043027605
2019 : NASDAQ, INC. 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$143,456,850
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$31,702,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$31,593,991
Value of total corrective distributions2019-12-31$4,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$30,951,340
Value of total assets at end of year2019-12-31$589,109,193
Value of total assets at beginning of year2019-12-31$477,355,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$104,154
Total interest from all sources2019-12-31$131,770
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$21,315,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$21,315,410
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$17,897,004
Participant contributions at end of year2019-12-31$3,028,407
Participant contributions at beginning of year2019-12-31$3,189,585
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,167,887
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,652,609
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,660,802
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$20,082
Other income not declared elsewhere2019-12-31$2,450,892
Administrative expenses (other) incurred2019-12-31$104,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$111,754,151
Value of net assets at end of year (total assets less liabilities)2019-12-31$589,109,193
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$477,355,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$554,131,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$446,160,965
Interest on participant loans2019-12-31$131,770
Value of interest in common/collective trusts at end of year2019-12-31$19,219,154
Value of interest in common/collective trusts at beginning of year2019-12-31$17,765,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$88,648,924
Net investment gain or loss from common/collective trusts2019-12-31$-41,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$11,393,534
Employer contributions (assets) at end of year2019-12-31$562,416
Employer contributions (assets) at beginning of year2019-12-31$586,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$31,573,909
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SAMET & COMPANY PC
Accountancy firm EIN2019-12-31043027605
2018 : NASDAQ, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$100,582
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,968,984
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$24,803,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,720,519
Value of total corrective distributions2018-12-31$10,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$32,889,747
Value of total assets at end of year2018-12-31$477,355,042
Value of total assets at beginning of year2018-12-31$496,088,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$71,869
Total interest from all sources2018-12-31$119,062
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$18,990,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$18,990,878
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$18,270,207
Participant contributions at end of year2018-12-31$3,189,585
Participant contributions at beginning of year2018-12-31$3,019,678
Assets. Other investments not covered elsewhere at end of year2018-12-31$9,652,609
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,661,435
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,190,188
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$104,775
Other income not declared elsewhere2018-12-31$-915,074
Administrative expenses (other) incurred2018-12-31$71,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-18,834,122
Value of net assets at end of year (total assets less liabilities)2018-12-31$477,355,042
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$496,088,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$446,160,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$463,330,489
Interest on participant loans2018-12-31$119,062
Value of interest in common/collective trusts at end of year2018-12-31$17,765,228
Value of interest in common/collective trusts at beginning of year2018-12-31$20,492,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-45,263,153
Net investment gain or loss from common/collective trusts2018-12-31$147,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,429,352
Employer contributions (assets) at end of year2018-12-31$586,655
Employer contributions (assets) at beginning of year2018-12-31$584,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,615,744
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SAMET & COMPANY PC
Accountancy firm EIN2018-12-31043027605
2017 : NASDAQ, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$53,196,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$108,621,136
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$27,231,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$27,017,346
Expenses. Certain deemed distributions of participant loans2017-12-31$161,099
Value of total corrective distributions2017-12-31$4,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$33,825,744
Value of total assets at end of year2017-12-31$496,088,582
Value of total assets at beginning of year2017-12-31$361,502,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,696
Total interest from all sources2017-12-31$106,185
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$14,021,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$14,021,923
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$18,955,286
Participant contributions at end of year2017-12-31$3,019,678
Participant contributions at beginning of year2017-12-31$2,599,430
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,661,435
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$6,879,461
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,637,406
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$884
Other income not declared elsewhere2017-12-31$1,012,558
Administrative expenses (other) incurred2017-12-31$48,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$81,389,541
Value of net assets at end of year (total assets less liabilities)2017-12-31$496,088,582
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$361,502,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$463,330,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$329,252,829
Interest on participant loans2017-12-31$106,185
Value of interest in common/collective trusts at end of year2017-12-31$20,492,938
Value of interest in common/collective trusts at beginning of year2017-12-31$22,309,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$59,195,508
Net investment gain or loss from common/collective trusts2017-12-31$459,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,233,052
Employer contributions (assets) at end of year2017-12-31$584,042
Employer contributions (assets) at beginning of year2017-12-31$461,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$27,016,462
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SAMET & COMPANY PC
Accountancy firm EIN2017-12-31043027605
2016 : NASDAQ, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$55,555,958
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$11,959,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,907,862
Expenses. Certain deemed distributions of participant loans2016-12-31$40,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$30,776,581
Value of total assets at end of year2016-12-31$361,502,870
Value of total assets at beginning of year2016-12-31$317,906,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,385
Total interest from all sources2016-12-31$82,132
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$9,326,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$9,326,731
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$16,463,404
Participant contributions at end of year2016-12-31$2,599,430
Participant contributions at beginning of year2016-12-31$2,569,552
Assets. Other investments not covered elsewhere at end of year2016-12-31$6,879,461
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$5,639,248
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,540,502
Other income not declared elsewhere2016-12-31$443,137
Administrative expenses (other) incurred2016-12-31$11,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$43,596,245
Value of net assets at end of year (total assets less liabilities)2016-12-31$361,502,870
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$317,906,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$329,252,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$289,149,471
Interest on participant loans2016-12-31$82,132
Value of interest in common/collective trusts at end of year2016-12-31$22,309,264
Value of interest in common/collective trusts at beginning of year2016-12-31$20,320,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,515,875
Net investment gain or loss from common/collective trusts2016-12-31$411,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$10,772,675
Employer contributions (assets) at end of year2016-12-31$461,886
Employer contributions (assets) at beginning of year2016-12-31$227,570
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,907,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROGER, SULESKI & ASSOCIATES, LLC
Accountancy firm EIN2016-12-31043438177
2015 : NASDAQ, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$8,771,194
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$26,620,815
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$19,331,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$19,326,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$27,413,572
Value of total assets at end of year2015-12-31$317,906,625
Value of total assets at beginning of year2015-12-31$301,845,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,908
Total interest from all sources2015-12-31$79,115
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$9,428,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$9,428,218
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$15,392,125
Participant contributions at end of year2015-12-31$2,569,552
Participant contributions at beginning of year2015-12-31$2,171,145
Assets. Other investments not covered elsewhere at end of year2015-12-31$5,639,248
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,187,982
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,146,312
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$1,468
Other income not declared elsewhere2015-12-31$49,225
Administrative expenses (other) incurred2015-12-31$4,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,289,799
Value of net assets at end of year (total assets less liabilities)2015-12-31$317,906,625
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$301,845,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$289,149,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$181,733,443
Interest on participant loans2015-12-31$79,115
Value of interest in common/collective trusts at end of year2015-12-31$20,320,784
Value of interest in common/collective trusts at beginning of year2015-12-31$112,994,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-10,147,492
Net investment gain or loss from common/collective trusts2015-12-31$-201,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,875,135
Employer contributions (assets) at end of year2015-12-31$227,570
Employer contributions (assets) at beginning of year2015-12-31$2,758,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$19,324,640
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROGERS, SULESKI & ASSOCIATES, LLC
Accountancy firm EIN2015-12-31043438177
2014 : NASDAQ, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$12,729
Total income from all sources (including contributions)2014-12-31$48,578,603
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,373,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,367,551
Value of total corrective distributions2014-12-31$1,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$27,848,731
Value of total assets at end of year2014-12-31$301,845,632
Value of total assets at beginning of year2014-12-31$271,653,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,585
Total interest from all sources2014-12-31$74,833
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,362,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,362,189
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$27,818
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,039,122
Participant contributions at end of year2014-12-31$2,171,145
Participant contributions at beginning of year2014-12-31$2,523,106
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,187,982
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,018,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$12,729
Other income not declared elsewhere2014-12-31$58,028
Administrative expenses (other) incurred2014-12-31$4,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$30,205,201
Value of net assets at end of year (total assets less liabilities)2014-12-31$301,845,632
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$271,640,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$181,733,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$243,884,556
Interest on participant loans2014-12-31$74,833
Value of interest in common/collective trusts at end of year2014-12-31$112,994,943
Value of interest in common/collective trusts at beginning of year2014-12-31$18,755,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,844,653
Net investment gain or loss from common/collective trusts2014-12-31$390,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$11,791,252
Employer contributions (assets) at end of year2014-12-31$2,758,119
Employer contributions (assets) at beginning of year2014-12-31$4,865,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,367,551
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,596,538
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROGERS, SULESKI & ASSOCIATES, LLC
Accountancy firm EIN2014-12-31043438177
2013 : NASDAQ, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$183,812
Total unrealized appreciation/depreciation of assets2013-12-31$183,812
Total transfer of assets to this plan2013-12-31$458,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,183
Total income from all sources (including contributions)2013-12-31$78,002,379
Total loss/gain on sale of assets2013-12-31$-23,737
Total of all expenses incurred2013-12-31$15,763,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,755,925
Value of total corrective distributions2013-12-31$3,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$36,977,170
Value of total assets at end of year2013-12-31$271,653,160
Value of total assets at beginning of year2013-12-31$208,948,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,289
Total interest from all sources2013-12-31$63,366
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$9,080,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$9,035,581
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$27,818
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$11,144,841
Participant contributions at end of year2013-12-31$2,523,106
Participant contributions at beginning of year2013-12-31$1,438,048
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$15,512,570
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$13,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$12,729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,183
Administrative expenses (other) incurred2013-12-31$3,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$62,239,218
Value of net assets at end of year (total assets less liabilities)2013-12-31$271,640,431
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$208,942,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$243,884,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$181,481,756
Interest on participant loans2013-12-31$63,366
Value of interest in common/collective trusts at end of year2013-12-31$18,755,396
Value of interest in common/collective trusts at beginning of year2013-12-31$20,403,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$31,913,345
Net investment gain or loss from common/collective trusts2013-12-31$-192,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$10,319,759
Employer contributions (assets) at end of year2013-12-31$4,865,746
Employer contributions (assets) at beginning of year2013-12-31$4,696,185
Income. Dividends from common stock2013-12-31$44,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,755,925
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,596,538
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$914,863
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,355,803
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,379,540
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROGERS, SULESKI & ASSOCIATES, LLC
Accountancy firm EIN2013-12-31043438177
2012 : NASDAQ, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$28,870
Total unrealized appreciation/depreciation of assets2012-12-31$28,870
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,015
Total income from all sources (including contributions)2012-12-31$43,223,525
Total loss/gain on sale of assets2012-12-31$26,406
Total of all expenses incurred2012-12-31$14,576,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$14,545,631
Value of total corrective distributions2012-12-31$27,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$21,810,860
Value of total assets at end of year2012-12-31$208,948,084
Value of total assets at beginning of year2012-12-31$180,299,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,196
Total interest from all sources2012-12-31$53,093
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,793,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,761,405
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,719,924
Participant contributions at end of year2012-12-31$1,438,048
Participant contributions at beginning of year2012-12-31$1,265,815
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,654,603
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$13,239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,015
Administrative expenses (other) incurred2012-12-31$3,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$28,647,131
Value of net assets at end of year (total assets less liabilities)2012-12-31$208,942,901
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$180,295,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$181,481,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$155,423,142
Interest on participant loans2012-12-31$45,981
Income. Interest from US Government securities2012-12-31$4,189
Income. Interest from corporate debt instruments2012-12-31$1,492
Value of interest in common/collective trusts at end of year2012-12-31$20,403,993
Value of interest in common/collective trusts at beginning of year2012-12-31$17,423,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$125,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$125,978
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,431
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$264,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$15,868,283
Net investment gain or loss from common/collective trusts2012-12-31$642,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$9,436,333
Employer contributions (assets) at end of year2012-12-31$4,696,185
Employer contributions (assets) at beginning of year2012-12-31$4,555,040
Income. Dividends from common stock2012-12-31$31,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,545,631
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$55,021
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$914,863
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,187,066
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,016,382
Aggregate carrying amount (costs) on sale of assets2012-12-31$989,976
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROGERS, SULESKI & ASSOCIATES, LLC
Accountancy firm EIN2012-12-31043438177
2011 : NASDAQ, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-74,825
Total unrealized appreciation/depreciation of assets2011-12-31$-74,825
Total transfer of assets to this plan2011-12-31$1,226,418
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,015
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,897
Total income from all sources (including contributions)2011-12-31$15,474,834
Total loss/gain on sale of assets2011-12-31$4,032
Total of all expenses incurred2011-12-31$13,908,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,900,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,250,054
Value of total assets at end of year2011-12-31$180,299,785
Value of total assets at beginning of year2011-12-31$177,509,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,850
Total interest from all sources2011-12-31$52,217
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,857,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,829,314
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,243,452
Participant contributions at end of year2011-12-31$1,265,815
Participant contributions at beginning of year2011-12-31$1,280,084
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,017,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,897
Other income not declared elsewhere2011-12-31$20
Administrative expenses (other) incurred2011-12-31$7,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,566,348
Value of net assets at end of year (total assets less liabilities)2011-12-31$180,295,770
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$177,503,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$155,423,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$155,016,320
Interest on participant loans2011-12-31$44,965
Income. Interest from US Government securities2011-12-31$4,148
Income. Interest from corporate debt instruments2011-12-31$2,747
Value of interest in common/collective trusts at end of year2011-12-31$17,423,389
Value of interest in common/collective trusts at beginning of year2011-12-31$16,140,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$125,978
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$50,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$50,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$357
Asset value of US Government securities at end of year2011-12-31$264,334
Asset value of US Government securities at beginning of year2011-12-31$222,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,242,954
Net investment gain or loss from common/collective trusts2011-12-31$628,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$8,989,385
Employer contributions (assets) at end of year2011-12-31$4,555,040
Employer contributions (assets) at beginning of year2011-12-31$4,043,526
Income. Dividends from common stock2011-12-31$28,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$13,900,636
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$55,021
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$64,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,187,066
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$691,983
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$519,469
Aggregate carrying amount (costs) on sale of assets2011-12-31$515,437
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROGERS, SULESKI & ASSOCIATES LLC
Accountancy firm EIN2011-12-31043438177
2010 : NASDAQ, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$87,520
Total unrealized appreciation/depreciation of assets2010-12-31$87,520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,897
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$37,002,347
Total loss/gain on sale of assets2010-12-31$1,563
Total of all expenses incurred2010-12-31$11,841,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,830,502
Value of total corrective distributions2010-12-31$7,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$17,392,060
Value of total assets at end of year2010-12-31$177,509,901
Value of total assets at beginning of year2010-12-31$152,342,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,729
Total interest from all sources2010-12-31$56,962
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,745,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,729,931
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,539,660
Participant contributions at end of year2010-12-31$1,280,084
Participant contributions at beginning of year2010-12-31$1,286,826
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$666,960
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,897
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$3,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$25,161,003
Value of net assets at end of year (total assets less liabilities)2010-12-31$177,503,004
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$152,342,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$155,016,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$131,294,182
Interest on participant loans2010-12-31$50,391
Income. Interest from US Government securities2010-12-31$3,949
Income. Interest from corporate debt instruments2010-12-31$2,584
Value of interest in common/collective trusts at end of year2010-12-31$16,140,845
Value of interest in common/collective trusts at beginning of year2010-12-31$15,445,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$50,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$38
Asset value of US Government securities at end of year2010-12-31$222,702
Asset value of US Government securities at beginning of year2010-12-31$197,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$15,977,291
Net investment gain or loss from common/collective trusts2010-12-31$741,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$8,185,440
Employer contributions (assets) at end of year2010-12-31$4,043,526
Employer contributions (assets) at beginning of year2010-12-31$3,651,368
Income. Dividends from common stock2010-12-31$15,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,830,502
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$64,441
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$52,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$691,983
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$414,508
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,097,346
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,095,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROGERS, SULESKI & ASSOCIATES LLC
Accountancy firm EIN2010-12-31043438177

Form 5500 Responses for NASDAQ, INC. 401(K) SAVINGS PLAN

2023: NASDAQ, INC. 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: NASDAQ, INC. 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NASDAQ, INC. 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NASDAQ, INC. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NASDAQ, INC. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NASDAQ, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NASDAQ, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NASDAQ, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NASDAQ, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NASDAQ, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NASDAQ, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NASDAQ, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NASDAQ, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NASDAQ, INC. 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NASDAQ, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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