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Plan Name | THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES |
Plan identification number | 003 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | NORFOLK SOUTHERN CORPORATION |
Employer identification number (EIN): | 521188014 |
NAIC Classification: | 551112 |
NAIC Description: | Offices of Other Holding Companies |
Additional information about NORFOLK SOUTHERN CORPORATION
Jurisdiction of Incorporation: | Virginia Secretary of State |
Incorporation Date: | 1980-07-23 |
Company Identification Number: | 0208028 |
Legal Registered Office Address: |
THREE COMMERCIAL PL NORFOLK United States of America (USA) 23510 |
More information about NORFOLK SOUTHERN CORPORATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2022-01-01 | ||||
003 | 2021-01-01 | ||||
003 | 2020-01-01 | ||||
003 | 2019-01-01 | ||||
003 | 2018-01-01 | MICHELLE L. THOMPSON | |||
003 | 2017-01-01 | MICHELLE L. THOMPSON | |||
003 | 2016-01-01 | MICHELLE L. THOMPSON | |||
003 | 2015-01-01 | G. W. DANA | G. W. DANA | 2016-06-10 | |
003 | 2014-01-01 | G. W. DANA | G. W. DANA | 2015-06-01 | |
003 | 2013-01-01 | G. W. DANA | G. W. DANA | 2014-06-12 | |
003 | 2012-01-01 | G. W. DANA | |||
003 | 2011-01-01 | G. W. DANA | |||
003 | 2009-01-01 | G. W. DANA, AVP HUMAN RESOURCE SVCS |
Measure | Date | Value |
---|---|---|
2022: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 14,672 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 12,177 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 25 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 2,250 |
Total of all active and inactive participants | 2022-01-01 | 14,452 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 39 |
Total participants | 2022-01-01 | 14,491 |
Number of participants with account balances | 2022-01-01 | 12,191 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 100 |
2021: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 15,317 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 12,553 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 2,073 |
Total of all active and inactive participants | 2021-01-01 | 14,640 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 32 |
Total participants | 2021-01-01 | 14,672 |
Number of participants with account balances | 2021-01-01 | 12,296 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 16 |
2020: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 16,118 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 13,498 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 9 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 1,788 |
Total of all active and inactive participants | 2020-01-01 | 15,295 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 22 |
Total participants | 2020-01-01 | 15,317 |
Number of participants with account balances | 2020-01-01 | 12,790 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 2 |
2019: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 15,175 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 14,667 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 1,424 |
Total of all active and inactive participants | 2019-01-01 | 16,098 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 20 |
Total participants | 2019-01-01 | 16,118 |
Number of participants with account balances | 2019-01-01 | 13,316 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 56 |
2018: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 18,319 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 18,051 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1,094 |
Total of all active and inactive participants | 2018-01-01 | 19,145 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 15 |
Total participants | 2018-01-01 | 19,160 |
Number of participants with account balances | 2018-01-01 | 13,227 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 33 |
2017: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 19,519 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 17,436 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 870 |
Total of all active and inactive participants | 2017-01-01 | 18,306 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 13 |
Total participants | 2017-01-01 | 18,319 |
Number of participants with account balances | 2017-01-01 | 12,789 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 20 |
2016: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 21,454 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 18,699 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 811 |
Total of all active and inactive participants | 2016-01-01 | 19,510 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 9 |
Total participants | 2016-01-01 | 19,519 |
Number of participants with account balances | 2016-01-01 | 12,955 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 22 |
2015: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 20,240 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 20,593 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 857 |
Total of all active and inactive participants | 2015-01-01 | 21,450 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 4 |
Total participants | 2015-01-01 | 21,454 |
Number of participants with account balances | 2015-01-01 | 13,583 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 32 |
2014: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 21,972 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 22,353 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 800 |
Total of all active and inactive participants | 2014-01-01 | 23,153 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 12 |
Total participants | 2014-01-01 | 23,165 |
Number of participants with account balances | 2014-01-01 | 13,346 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 7 |
2013: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 21,051 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 22,130 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 800 |
Total of all active and inactive participants | 2013-01-01 | 22,930 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 8 |
Total participants | 2013-01-01 | 22,938 |
Number of participants with account balances | 2013-01-01 | 13,183 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
2012: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 17,726 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 21,423 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 924 |
Total of all active and inactive participants | 2012-01-01 | 22,347 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 10 |
Total participants | 2012-01-01 | 22,357 |
Number of participants with account balances | 2012-01-01 | 13,034 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 18,065 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 17,880 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 973 |
Total of all active and inactive participants | 2011-01-01 | 18,853 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 6 |
Total participants | 2011-01-01 | 18,859 |
Number of participants with account balances | 2011-01-01 | 13,078 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 19,644 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 17,657 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 885 |
Total of all active and inactive participants | 2009-01-01 | 18,542 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 3 |
Total participants | 2009-01-01 | 18,545 |
Number of participants with account balances | 2009-01-01 | 14,036 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $1,411,150 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-117,555,252 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $72,933,894 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $71,113,430 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $682,817 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $42,744,869 |
Value of total assets at end of year | 2022-12-31 | $877,030,837 |
Value of total assets at beginning of year | 2022-12-31 | $1,068,931,133 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,137,647 |
Total interest from all sources | 2022-12-31 | $935,637 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $12,667,480 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $12,667,480 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $39,560,433 |
Participant contributions at end of year | 2022-12-31 | $19,588,626 |
Participant contributions at beginning of year | 2022-12-31 | $20,647,645 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $67,896 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-190,489,146 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $877,030,837 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,068,931,133 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $1,137,647 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $367,537,076 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $464,442,231 |
Interest on participant loans | 2022-12-31 | $935,637 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $242,316,712 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $307,152,126 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $247,588,423 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $276,689,131 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-94,666,217 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-31,660,138 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $3,116,540 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $71,113,430 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | KPMG LLP |
Accountancy firm EIN | 2022-12-31 | 135565207 |
2021 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 401k financial data | ||
Total transfer of assets from this plan | 2021-12-31 | $1,414,443 |
Total income from all sources (including contributions) | 2021-12-31 | $209,985,714 |
Total of all expenses incurred | 2021-12-31 | $78,982,865 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $76,902,437 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $864,971 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $41,509,161 |
Value of total assets at end of year | 2021-12-31 | $1,068,931,133 |
Value of total assets at beginning of year | 2021-12-31 | $939,342,727 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,215,457 |
Total interest from all sources | 2021-12-31 | $1,108,924 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $16,044,979 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $16,044,979 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $38,163,850 |
Participant contributions at end of year | 2021-12-31 | $20,647,645 |
Participant contributions at beginning of year | 2021-12-31 | $21,412,962 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $116,222 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $131,002,849 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,068,931,133 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $939,342,727 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $1,215,457 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $464,442,231 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $389,691,558 |
Interest on participant loans | 2021-12-31 | $1,108,924 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $307,152,126 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $277,012,532 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $276,689,131 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $251,225,675 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $56,800,098 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $24,996,021 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,229,089 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $76,902,437 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | KPMG LLP |
Accountancy firm EIN | 2021-12-31 | 135565207 |
2020 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $1,362,455 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $182,041,389 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $108,024,624 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $106,791,491 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $141,506 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $42,685,675 |
Value of total assets at end of year | 2020-12-31 | $939,342,727 |
Value of total assets at beginning of year | 2020-12-31 | $866,688,417 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,091,627 |
Total interest from all sources | 2020-12-31 | $1,170,056 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $11,738,536 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $11,738,536 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $38,957,845 |
Participant contributions at end of year | 2020-12-31 | $21,412,962 |
Participant contributions at beginning of year | 2020-12-31 | $20,140,327 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $314,423 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $74,016,765 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $939,342,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $866,688,417 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $1,091,627 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $389,691,558 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $346,186,698 |
Interest on participant loans | 2020-12-31 | $1,170,056 |
Value of interest in master investment trust accounts at end of year | 2020-12-31 | $277,012,532 |
Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $291,854,867 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $251,225,675 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $208,506,525 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $41,835,051 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $23,653,884 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $3,413,407 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $106,791,491 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | KPMG LLP |
Accountancy firm EIN | 2020-12-31 | 135565207 |
2019 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $4,108,319 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $230,535,739 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $62,589,905 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $61,464,763 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $115,792 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $49,890,231 |
Value of total assets at end of year | 2019-12-31 | $866,688,417 |
Value of total assets at beginning of year | 2019-12-31 | $702,850,902 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,009,350 |
Total interest from all sources | 2019-12-31 | $793,428 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $9,472,458 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $9,472,458 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $45,571,047 |
Participant contributions at end of year | 2019-12-31 | $20,140,327 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $150,395 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $167,945,834 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $866,688,417 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $702,850,902 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $1,009,350 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $346,186,698 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $276,623,356 |
Interest on participant loans | 2019-12-31 | $793,428 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $291,854,867 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $257,968,490 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $208,506,525 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $168,259,056 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $60,908,344 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $28,631,061 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,168,789 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $61,464,763 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | KPMG LLP |
Accountancy firm EIN | 2019-12-31 | 135565207 |
2018 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $6,733,452 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $38,415,682 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $76,085,887 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $75,048,137 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $49,119,862 |
Value of total assets at end of year | 2018-12-31 | $702,850,902 |
Value of total assets at beginning of year | 2018-12-31 | $747,254,559 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,037,750 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $12,796,516 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $12,796,516 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $44,879,918 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $93,824 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-37,670,205 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $702,850,902 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $747,254,559 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $1,037,750 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $276,623,356 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $309,888,624 |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $257,968,490 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $270,316,897 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $168,259,056 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $167,049,038 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-30,474,078 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-7,516,254 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,146,120 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $75,048,137 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | KPMG LLP |
Accountancy firm EIN | 2018-12-31 | 135565207 |
2017 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $7,282,601 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $187,527 |
Total income from all sources (including contributions) | 2017-12-31 | $190,744,527 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $92,252,367 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $91,222,993 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $43,501,059 |
Value of total assets at end of year | 2017-12-31 | $747,254,559 |
Value of total assets at beginning of year | 2017-12-31 | $656,232,527 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,029,374 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $10,985,920 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $10,985,920 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $39,469,946 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $13,165 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $98,492,160 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $747,254,559 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $656,045,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $1,029,374 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $309,888,624 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $276,203,001 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $270,316,897 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $235,329,853 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $167,049,038 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $144,699,673 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $39,308,728 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $18,904,554 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,017,948 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $91,222,993 |
Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $187,527 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | KPMG LLP |
Accountancy firm EIN | 2017-12-31 | 135565207 |
2016 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $5,171,062 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $187,527 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $190,277 |
Total income from all sources (including contributions) | 2016-12-31 | $135,608,906 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $81,449,659 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $80,422,361 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $44,265,450 |
Value of total assets at end of year | 2016-12-31 | $656,232,527 |
Value of total assets at beginning of year | 2016-12-31 | $607,247,092 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,027,298 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $9,356,227 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $9,356,227 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $40,064,815 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $13,520 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $54,159,247 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $656,045,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $607,056,815 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $1,027,298 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $276,203,001 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $274,611,338 |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $235,329,853 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $206,080,896 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $144,699,673 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $126,554,858 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,964,845 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $7,604,348 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,187,115 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $80,422,361 |
Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $187,527 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $190,277 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | KPMG LLP |
Accountancy firm EIN | 2016-12-31 | 135565207 |
2015 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $6,522,381 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $190,277 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,819,506 |
Total income from all sources (including contributions) | 2015-12-31 | $-5,764,611 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $77,483,967 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $76,394,865 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $52,398,866 |
Value of total assets at end of year | 2015-12-31 | $607,247,092 |
Value of total assets at beginning of year | 2015-12-31 | $698,647,280 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,089,102 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $10,558,104 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $10,558,104 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $47,925,686 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $33,496 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $1,653,206 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-83,248,578 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $607,056,815 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $696,827,774 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $1,089,102 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $274,611,338 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $288,764,091 |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $206,080,896 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $286,283,604 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $126,554,858 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $123,599,585 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-11,549,510 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $83,043 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,439,684 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $76,394,865 |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $190,277 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $166,300 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | KPMG LLP |
Accountancy firm EIN | 2015-12-31 | 135565207 |
2014 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $7,093,044 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,819,506 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,940,201 |
Total income from all sources (including contributions) | 2014-12-31 | $126,996,885 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $71,992,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $71,238,008 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $45,841,375 |
Value of total assets at end of year | 2014-12-31 | $698,647,280 |
Value of total assets at beginning of year | 2014-12-31 | $650,857,017 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $754,875 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $11,438,744 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $11,438,744 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $41,634,919 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $83,320 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $1,653,206 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,695,301 |
Administrative expenses (other) incurred | 2014-12-31 | $754,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $55,004,002 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $696,827,774 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $648,916,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $288,764,091 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $325,188,901 |
Value of interest in master investment trust accounts at end of year | 2014-12-31 | $286,283,604 |
Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $263,139,571 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $123,599,585 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $62,528,545 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $13,682,722 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $3,819,102 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $4,123,136 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $71,238,008 |
Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $166,300 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $244,900 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | KPMG LLP |
Accountancy firm EIN | 2014-12-31 | 135565207 |
2013 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $7,709,404 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,940,201 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $3,282,073 |
Total income from all sources (including contributions) | 2013-12-31 | $203,273,856 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $64,725,947 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $64,379,831 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $40,481,478 |
Value of total assets at end of year | 2013-12-31 | $650,857,017 |
Value of total assets at beginning of year | 2013-12-31 | $521,360,384 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $346,116 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $10,439,739 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $10,439,739 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $36,285,075 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $502,274 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,695,301 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $3,052,226 |
Administrative expenses (other) incurred | 2013-12-31 | $346,116 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $138,547,909 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $648,916,816 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $518,078,311 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $325,188,901 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $252,561,827 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $263,139,571 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $208,169,106 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $62,528,545 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $60,629,451 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $49,694,395 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,054,042 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,694,129 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $64,379,831 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $244,900 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $229,847 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | KPMG LLP |
Accountancy firm EIN | 2013-12-31 | 135565207 |
2012 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets from this plan | 2012-12-31 | $4,399,662 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $3,282,073 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $268,587 |
Total income from all sources (including contributions) | 2012-12-31 | $42,662,339 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $56,674,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $56,320,696 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $38,724,053 |
Value of total assets at end of year | 2012-12-31 | $521,360,384 |
Value of total assets at beginning of year | 2012-12-31 | $536,758,921 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $354,004 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $7,010,550 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $7,010,550 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $35,229,987 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $67,378 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $3,052,226 |
Administrative expenses (other) incurred | 2012-12-31 | $354,004 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-14,012,361 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $518,078,311 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $536,490,334 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $252,561,827 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $224,405,565 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $208,169,106 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $253,662,195 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $60,629,451 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $58,691,161 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $25,953,117 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,328,777 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,426,688 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $56,320,696 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $229,847 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $268,587 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | KPMG LLP |
Accountancy firm EIN | 2012-12-31 | 135565207 |
2011 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $3,738,885 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $268,587 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $87,435 |
Total income from all sources (including contributions) | 2011-12-31 | $84,183,752 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $62,904,618 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $62,589,808 |
Value of total corrective distributions | 2011-12-31 | $836 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $38,403,531 |
Value of total assets at end of year | 2011-12-31 | $536,758,921 |
Value of total assets at beginning of year | 2011-12-31 | $519,037,520 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $313,974 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $5,719,460 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $5,719,460 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $34,873,802 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $72,408 |
Administrative expenses (other) incurred | 2011-12-31 | $313,974 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $21,279,134 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $536,490,334 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $518,950,085 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $224,405,565 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $229,192,440 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $253,662,195 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $234,768,482 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $58,691,161 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $55,076,598 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-4,227,012 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $1,612,840 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,457,321 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $62,589,808 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $268,587 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $87,435 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | KPMG LLP |
Accountancy firm EIN | 2011-12-31 | 135565207 |
2010 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $87,435 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $85,498 |
Total income from all sources (including contributions) | 2010-12-31 | $111,710,158 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $50,247,439 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $49,951,686 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $37,693,389 |
Value of total assets at end of year | 2010-12-31 | $519,037,520 |
Value of total assets at beginning of year | 2010-12-31 | $457,572,864 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $295,753 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $7,241,227 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $34,218,874 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,713 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $61,462,719 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $518,950,085 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $457,487,366 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $295,753 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $229,192,440 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $199,372,177 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $234,768,482 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $206,505,848 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $55,076,598 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $51,694,839 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $27,308,322 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,487,317 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,472,802 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $49,951,686 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $87,435 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $85,498 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | KPMG LLP |
Accountancy firm EIN | 2010-12-31 | 135565207 |
2009 : THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $5,737,862 |
2022: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | Yes |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Plan is a collectively bargained plan | Yes |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | Yes |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: THOROUGHBRED RETIREMENT INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |