CAPLIN & DRYSDALE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A
401k plan membership statisitcs for CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A
| Measure | Date | Value |
|---|
| 2022 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2022 401k financial data |
|---|
| Total transfer of assets to this plan | 2022-09-30 | $757,183 |
| Total income from all sources (including contributions) | 2022-09-30 | $-10,038,136 |
| Total of all expenses incurred | 2022-09-30 | $2,670,568 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $2,666,262 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $2,330,721 |
| Value of total assets at end of year | 2022-09-30 | $64,601,411 |
| Value of total assets at beginning of year | 2022-09-30 | $76,552,932 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $4,306 |
| Total interest from all sources | 2022-09-30 | $60,333 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $3,469,556 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $3,425,316 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Contributions received from participants | 2022-09-30 | $465,460 |
| Participant contributions at end of year | 2022-09-30 | $217,408 |
| Participant contributions at beginning of year | 2022-09-30 | $294,661 |
| Participant contributions at end of year | 2022-09-30 | $0 |
| Participant contributions at beginning of year | 2022-09-30 | $20,383 |
| Other income not declared elsewhere | 2022-09-30 | $-485,726 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-12,708,704 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $64,601,411 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $76,552,932 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Investment advisory and management fees | 2022-09-30 | $4,306 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $56,968,540 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $68,023,203 |
| Interest on participant loans | 2022-09-30 | $10,498 |
| Interest earned on other investments | 2022-09-30 | $49,835 |
| Value of interest in common/collective trusts at end of year | 2022-09-30 | $42,580 |
| Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $41,644 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $35,367 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $1,375,527 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $1,375,527 |
| Asset value of US Government securities at end of year | 2022-09-30 | $5,615,580 |
| Asset value of US Government securities at beginning of year | 2022-09-30 | $5,076,381 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-15,413,020 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Contributions received in cash from employer | 2022-09-30 | $1,865,261 |
| Employer contributions (assets) at end of year | 2022-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2022-09-30 | $45,917 |
| Income. Dividends from common stock | 2022-09-30 | $44,240 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $2,666,262 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-09-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-09-30 | $50,587 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-09-30 | $1,721,936 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-09-30 | $1,624,629 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-09-30 | 390859910 |
| 2021 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-09-30 | $14,683,216 |
| Total of all expenses incurred | 2021-09-30 | $11,012,212 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $11,004,755 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $2,641,705 |
| Value of total assets at end of year | 2021-09-30 | $76,552,932 |
| Value of total assets at beginning of year | 2021-09-30 | $72,881,928 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $7,457 |
| Total interest from all sources | 2021-09-30 | $128,505 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $2,144,827 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $2,095,939 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Contributions received from participants | 2021-09-30 | $474,004 |
| Participant contributions at end of year | 2021-09-30 | $294,661 |
| Participant contributions at beginning of year | 2021-09-30 | $323,322 |
| Participant contributions at end of year | 2021-09-30 | $20,383 |
| Participant contributions at beginning of year | 2021-09-30 | $18,538 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $310,430 |
| Other income not declared elsewhere | 2021-09-30 | $881,635 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $3,671,004 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $76,552,932 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $72,881,928 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Investment advisory and management fees | 2021-09-30 | $7,457 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $68,023,203 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $59,858,305 |
| Interest on participant loans | 2021-09-30 | $13,992 |
| Interest earned on other investments | 2021-09-30 | $114,513 |
| Value of interest in common/collective trusts at end of year | 2021-09-30 | $41,644 |
| Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $93,269 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $1,375,527 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $3,839,158 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $3,839,158 |
| Asset value of US Government securities at end of year | 2021-09-30 | $5,076,381 |
| Asset value of US Government securities at beginning of year | 2021-09-30 | $3,007,828 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $8,886,544 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Contributions received in cash from employer | 2021-09-30 | $1,857,271 |
| Employer contributions (assets) at end of year | 2021-09-30 | $45,917 |
| Employer contributions (assets) at beginning of year | 2021-09-30 | $56,118 |
| Income. Dividends from common stock | 2021-09-30 | $48,888 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $11,004,755 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-09-30 | $50,587 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-09-30 | $48,097 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-09-30 | $1,624,629 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-09-30 | $5,637,293 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
| Accountancy firm name | 2021-09-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2021-09-30 | 390859910 |
| 2020 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2020 401k financial data |
|---|
| Total transfer of assets to this plan | 2020-09-30 | $435,778 |
| Total income from all sources (including contributions) | 2020-09-30 | $7,948,729 |
| Total of all expenses incurred | 2020-09-30 | $3,127,132 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $3,109,632 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $2,559,837 |
| Value of total assets at end of year | 2020-09-30 | $72,881,928 |
| Value of total assets at beginning of year | 2020-09-30 | $67,624,553 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $17,500 |
| Total interest from all sources | 2020-09-30 | $140,902 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $1,982,352 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $1,807,978 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Contributions received from participants | 2020-09-30 | $492,689 |
| Participant contributions at end of year | 2020-09-30 | $323,322 |
| Participant contributions at beginning of year | 2020-09-30 | $442,948 |
| Participant contributions at end of year | 2020-09-30 | $18,538 |
| Participant contributions at beginning of year | 2020-09-30 | $19,500 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $158,660 |
| Other income not declared elsewhere | 2020-09-30 | $420,779 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $4,821,597 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $72,881,928 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $67,624,553 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Investment advisory and management fees | 2020-09-30 | $17,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $59,858,305 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $55,133,299 |
| Interest on participant loans | 2020-09-30 | $20,389 |
| Interest earned on other investments | 2020-09-30 | $120,513 |
| Value of interest in common/collective trusts at end of year | 2020-09-30 | $93,269 |
| Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $71,463 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $3,839,158 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $1,641,123 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $1,641,123 |
| Asset value of US Government securities at end of year | 2020-09-30 | $3,007,828 |
| Asset value of US Government securities at beginning of year | 2020-09-30 | $4,151,072 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $2,844,859 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $1,908,488 |
| Employer contributions (assets) at end of year | 2020-09-30 | $56,118 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $65,046 |
| Income. Dividends from common stock | 2020-09-30 | $174,374 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $3,109,632 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-09-30 | $48,097 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-09-30 | $1,151,184 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-09-30 | $5,637,293 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-09-30 | $4,948,918 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Unqualified |
| Accountancy firm name | 2020-09-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2020-09-30 | 390859910 |
| 2019 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-09-30 | $213,734 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $3,200 |
| Total income from all sources (including contributions) | 2019-09-30 | $6,943,091 |
| Total of all expenses incurred | 2019-09-30 | $9,177,317 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $9,150,488 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $3,664,171 |
| Value of total assets at end of year | 2019-09-30 | $67,624,553 |
| Value of total assets at beginning of year | 2019-09-30 | $69,648,245 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $26,829 |
| Total interest from all sources | 2019-09-30 | $148,530 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $2,482,334 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $2,303,782 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Contributions received from participants | 2019-09-30 | $538,606 |
| Participant contributions at end of year | 2019-09-30 | $442,948 |
| Participant contributions at beginning of year | 2019-09-30 | $408,845 |
| Participant contributions at end of year | 2019-09-30 | $19,500 |
| Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $73,573 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $1,092,438 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-09-30 | $3,200 |
| Other income not declared elsewhere | 2019-09-30 | $353,115 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $-2,234,226 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $67,624,553 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $69,645,045 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Investment advisory and management fees | 2019-09-30 | $26,829 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $55,133,299 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $55,938,057 |
| Interest on participant loans | 2019-09-30 | $21,817 |
| Interest earned on other investments | 2019-09-30 | $126,713 |
| Value of interest in common/collective trusts at end of year | 2019-09-30 | $71,463 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $1,641,123 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $1,908,673 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $1,908,673 |
| Asset value of US Government securities at end of year | 2019-09-30 | $4,151,072 |
| Asset value of US Government securities at beginning of year | 2019-09-30 | $1,777,244 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $294,941 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $2,033,127 |
| Employer contributions (assets) at end of year | 2019-09-30 | $65,046 |
| Income. Dividends from common stock | 2019-09-30 | $178,552 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $9,150,488 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-09-30 | $1,151,184 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $1,129,391 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-09-30 | $4,948,918 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $8,412,462 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Unqualified |
| Accountancy firm name | 2019-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2019-09-30 | 390859910 |
| 2018 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $3,200 |
| Total income from all sources (including contributions) | 2018-09-30 | $8,013,751 |
| Total of all expenses incurred | 2018-09-30 | $5,420,997 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $5,390,292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $2,818,009 |
| Value of total assets at end of year | 2018-09-30 | $69,648,245 |
| Value of total assets at beginning of year | 2018-09-30 | $67,052,291 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $30,705 |
| Total interest from all sources | 2018-09-30 | $136,418 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $1,845,282 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $1,617,600 |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Contributions received from participants | 2018-09-30 | $596,034 |
| Participant contributions at end of year | 2018-09-30 | $408,845 |
| Participant contributions at beginning of year | 2018-09-30 | $427,528 |
| Assets. Other investments not covered elsewhere at end of year | 2018-09-30 | $73,573 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-09-30 | $77,749 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $193,003 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-09-30 | $3,200 |
| Other income not declared elsewhere | 2018-09-30 | $512,715 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $2,592,754 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $69,645,045 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $67,052,291 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Investment advisory and management fees | 2018-09-30 | $30,705 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $55,938,057 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $53,885,148 |
| Interest on participant loans | 2018-09-30 | $20,604 |
| Interest earned on other investments | 2018-09-30 | $115,814 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $1,908,673 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $1,828,965 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $1,828,965 |
| Asset value of US Government securities at end of year | 2018-09-30 | $1,777,244 |
| Asset value of US Government securities at beginning of year | 2018-09-30 | $2,031,850 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $2,701,327 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Contributions received in cash from employer | 2018-09-30 | $2,028,972 |
| Income. Dividends from common stock | 2018-09-30 | $227,682 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $5,390,292 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-09-30 | $1,129,391 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-09-30 | $1,292,339 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-09-30 | $8,412,462 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-09-30 | $7,508,712 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Unqualified |
| Accountancy firm name | 2018-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2018-09-30 | 390859910 |
| 2017 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-09-30 | $118,319 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $3,375 |
| Total income from all sources (including contributions) | 2017-09-30 | $9,230,768 |
| Total of all expenses incurred | 2017-09-30 | $2,993,573 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $2,962,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $2,514,476 |
| Value of total assets at end of year | 2017-09-30 | $67,052,291 |
| Value of total assets at beginning of year | 2017-09-30 | $60,700,152 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $31,321 |
| Total interest from all sources | 2017-09-30 | $142,185 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $1,533,685 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $1,346,109 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Contributions received from participants | 2017-09-30 | $472,284 |
| Participant contributions at end of year | 2017-09-30 | $427,528 |
| Participant contributions at beginning of year | 2017-09-30 | $447,354 |
| Assets. Other investments not covered elsewhere at end of year | 2017-09-30 | $77,749 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-09-30 | $83,521 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $53,700 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-09-30 | $3,375 |
| Other income not declared elsewhere | 2017-09-30 | $928,010 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $6,237,195 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $67,052,291 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $60,696,777 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Investment advisory and management fees | 2017-09-30 | $31,321 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $53,885,148 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $46,825,014 |
| Interest on participant loans | 2017-09-30 | $17,077 |
| Interest earned on other investments | 2017-09-30 | $125,108 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $1,828,965 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $484,838 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $484,838 |
| Asset value of US Government securities at end of year | 2017-09-30 | $2,031,850 |
| Asset value of US Government securities at beginning of year | 2017-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $4,112,412 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $1,988,492 |
| Income. Dividends from common stock | 2017-09-30 | $187,576 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $2,962,252 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-09-30 | $1,292,339 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-09-30 | $5,414,035 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $7,508,712 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $7,445,390 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Unqualified |
| Accountancy firm name | 2017-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-09-30 | 390859910 |
| 2016 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-09-30 | $147,199 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $3,375 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $37,617 |
| Total income from all sources (including contributions) | 2016-09-30 | $10,247,098 |
| Total of all expenses incurred | 2016-09-30 | $18,086,673 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $18,003,514 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $3,944,631 |
| Value of total assets at end of year | 2016-09-30 | $60,700,152 |
| Value of total assets at beginning of year | 2016-09-30 | $68,426,770 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $83,159 |
| Total interest from all sources | 2016-09-30 | $151,441 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $1,950,732 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $1,683,110 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Contributions received from participants | 2016-09-30 | $586,212 |
| Participant contributions at end of year | 2016-09-30 | $447,354 |
| Participant contributions at beginning of year | 2016-09-30 | $460,576 |
| Participant contributions at end of year | 2016-09-30 | $0 |
| Participant contributions at beginning of year | 2016-09-30 | $24,454 |
| Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $83,521 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $85,942 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $1,395,779 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-09-30 | $3,375 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-09-30 | $37,617 |
| Other income not declared elsewhere | 2016-09-30 | $1,655,223 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $-7,839,575 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $60,696,777 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $68,389,153 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Investment advisory and management fees | 2016-09-30 | $83,159 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $46,825,014 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $48,882,311 |
| Interest on participant loans | 2016-09-30 | $19,835 |
| Interest earned on other investments | 2016-09-30 | $131,606 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $484,838 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $4,573,964 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $4,573,964 |
| Asset value of US Government securities at end of year | 2016-09-30 | $0 |
| Asset value of US Government securities at beginning of year | 2016-09-30 | $4,233,909 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $2,545,071 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $1,962,640 |
| Employer contributions (assets) at end of year | 2016-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $43,653 |
| Income. Dividends from common stock | 2016-09-30 | $267,622 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $18,003,514 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $5,414,035 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $99,973 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $7,445,390 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $10,021,988 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Unqualified |
| Accountancy firm name | 2016-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2016-09-30 | 390859910 |
| 2015 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-09-30 | $245,262 |
| Total transfer of assets from this plan | 2015-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $37,617 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $4,807 |
| Total income from all sources (including contributions) | 2015-09-30 | $2,311,819 |
| Total of all expenses incurred | 2015-09-30 | $2,175,520 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $2,007,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $2,598,787 |
| Value of total assets at end of year | 2015-09-30 | $68,426,770 |
| Value of total assets at beginning of year | 2015-09-30 | $68,012,399 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $168,059 |
| Total interest from all sources | 2015-09-30 | $160,606 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $2,050,963 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $1,702,012 |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Contributions received from participants | 2015-09-30 | $543,300 |
| Participant contributions at end of year | 2015-09-30 | $460,576 |
| Participant contributions at beginning of year | 2015-09-30 | $463,804 |
| Participant contributions at end of year | 2015-09-30 | $24,454 |
| Participant contributions at beginning of year | 2015-09-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $85,942 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $83,271 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-09-30 | $106,675 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $432,573 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-09-30 | $37,617 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-09-30 | $4,807 |
| Other income not declared elsewhere | 2015-09-30 | $-1,004,508 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $136,299 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $68,389,153 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $68,007,592 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Investment advisory and management fees | 2015-09-30 | $168,059 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $48,882,311 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $42,775,153 |
| Interest on participant loans | 2015-09-30 | $17,708 |
| Interest earned on other investments | 2015-09-30 | $142,898 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $4,573,964 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $7,034,699 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $7,034,699 |
| Asset value of US Government securities at end of year | 2015-09-30 | $4,233,909 |
| Asset value of US Government securities at beginning of year | 2015-09-30 | $5,744,815 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-1,494,029 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $1,948,812 |
| Employer contributions (assets) at end of year | 2015-09-30 | $43,653 |
| Employer contributions (assets) at beginning of year | 2015-09-30 | $0 |
| Income. Dividends from common stock | 2015-09-30 | $348,951 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $2,007,461 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $99,973 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $6,090,973 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $10,021,988 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $5,387,111 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Unqualified |
| Accountancy firm name | 2015-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2015-09-30 | 390859910 |
| 2014 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $1,210,580 |
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $1,210,580 |
| Total transfer of assets to this plan | 2014-09-30 | $331,821 |
| Total transfer of assets from this plan | 2014-09-30 | $65,237 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $4,807 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $260,874 |
| Total income from all sources (including contributions) | 2014-09-30 | $8,565,733 |
| Total of all expenses incurred | 2014-09-30 | $794,541 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $760,632 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $2,457,995 |
| Value of total assets at end of year | 2014-09-30 | $68,012,399 |
| Value of total assets at beginning of year | 2014-09-30 | $60,230,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $33,909 |
| Total interest from all sources | 2014-09-30 | $163,287 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $373,662 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Contributions received from participants | 2014-09-30 | $506,375 |
| Participant contributions at end of year | 2014-09-30 | $463,804 |
| Participant contributions at beginning of year | 2014-09-30 | $399,615 |
| Assets. Other investments not covered elsewhere at end of year | 2014-09-30 | $83,271 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $79,624 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $21,235 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $432,573 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $14,243 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $4,807 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $260,874 |
| Other income not declared elsewhere | 2014-09-30 | $86,694 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $7,771,192 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $68,007,592 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $59,969,816 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Investment advisory and management fees | 2014-09-30 | $33,909 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $42,775,153 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $36,769,115 |
| Interest on participant loans | 2014-09-30 | $17,016 |
| Income. Interest from US Government securities | 2014-09-30 | $35,182 |
| Income. Interest from corporate debt instruments | 2014-09-30 | $68,007 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $7,034,699 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $6,903,648 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $6,903,648 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $43,082 |
| Asset value of US Government securities at end of year | 2014-09-30 | $5,744,815 |
| Asset value of US Government securities at beginning of year | 2014-09-30 | $6,189,901 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $4,273,515 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $1,930,385 |
| Income. Dividends from common stock | 2014-09-30 | $373,662 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $760,632 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-09-30 | $6,090,973 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-09-30 | $4,774,553 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $5,387,111 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $5,099,991 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Unqualified |
| Accountancy firm name | 2014-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2014-09-30 | 390859910 |
| 2013 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $968,182 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $968,182 |
| Total transfer of assets to this plan | 2013-09-30 | $30,530 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $260,874 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $6,232 |
| Total income from all sources (including contributions) | 2013-09-30 | $7,528,007 |
| Total of all expenses incurred | 2013-09-30 | $4,314,033 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $4,265,906 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $2,215,795 |
| Value of total assets at end of year | 2013-09-30 | $60,230,690 |
| Value of total assets at beginning of year | 2013-09-30 | $56,731,544 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $48,127 |
| Total interest from all sources | 2013-09-30 | $195,817 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $427,818 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Contributions received from participants | 2013-09-30 | $446,854 |
| Participant contributions at end of year | 2013-09-30 | $399,615 |
| Participant contributions at beginning of year | 2013-09-30 | $361,645 |
| Participant contributions at end of year | 2013-09-30 | $0 |
| Participant contributions at beginning of year | 2013-09-30 | $24,387 |
| Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $79,624 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-09-30 | $324,554 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $1,872 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $14,243 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $3,918 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-09-30 | $260,874 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-09-30 | $6,232 |
| Other income not declared elsewhere | 2013-09-30 | $79,219 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $3,213,974 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $59,969,816 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $56,725,312 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Investment advisory and management fees | 2013-09-30 | $48,127 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $36,769,115 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $32,084,450 |
| Interest on participant loans | 2013-09-30 | $16,900 |
| Income. Interest from US Government securities | 2013-09-30 | $48,977 |
| Income. Interest from corporate debt instruments | 2013-09-30 | $75,315 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $6,903,648 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $8,056,057 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $8,056,057 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $54,625 |
| Asset value of US Government securities at end of year | 2013-09-30 | $6,189,901 |
| Asset value of US Government securities at beginning of year | 2013-09-30 | $6,972,362 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $3,641,176 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $1,767,069 |
| Employer contributions (assets) at end of year | 2013-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $27,031 |
| Income. Dividends from common stock | 2013-09-30 | $427,818 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $4,265,906 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-09-30 | $4,774,553 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-09-30 | $4,705,453 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $5,099,991 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $4,171,687 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Unqualified |
| Accountancy firm name | 2013-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2013-09-30 | 390859910 |
| 2012 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $1,623,447 |
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $1,623,447 |
| Total transfer of assets to this plan | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $6,232 |
| Total income from all sources (including contributions) | 2012-09-30 | $9,977,935 |
| Total of all expenses incurred | 2012-09-30 | $8,507,750 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $8,417,590 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $2,198,986 |
| Value of total assets at end of year | 2012-09-30 | $56,731,544 |
| Value of total assets at beginning of year | 2012-09-30 | $55,255,127 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $90,160 |
| Total interest from all sources | 2012-09-30 | $223,332 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $581,795 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Contributions received from participants | 2012-09-30 | $499,198 |
| Participant contributions at end of year | 2012-09-30 | $361,645 |
| Participant contributions at beginning of year | 2012-09-30 | $397,678 |
| Participant contributions at end of year | 2012-09-30 | $24,387 |
| Participant contributions at beginning of year | 2012-09-30 | $21,036 |
| Assets. Other investments not covered elsewhere at end of year | 2012-09-30 | $324,554 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-09-30 | $477,150 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $5,013 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $3,918 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-09-30 | $6,232 |
| Other income not declared elsewhere | 2012-09-30 | $43,348 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $1,470,185 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $56,725,312 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $55,255,127 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Investment advisory and management fees | 2012-09-30 | $90,160 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $32,084,450 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $31,917,707 |
| Interest on participant loans | 2012-09-30 | $16,152 |
| Income. Interest from US Government securities | 2012-09-30 | $61,242 |
| Income. Interest from corporate debt instruments | 2012-09-30 | $75,178 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $8,056,057 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $8,237,761 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $8,237,761 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $70,760 |
| Asset value of US Government securities at end of year | 2012-09-30 | $6,972,362 |
| Asset value of US Government securities at beginning of year | 2012-09-30 | $6,954,238 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $5,307,027 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $1,694,775 |
| Employer contributions (assets) at end of year | 2012-09-30 | $27,031 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $37,244 |
| Income. Dividends from common stock | 2012-09-30 | $581,795 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $8,417,590 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-09-30 | $4,705,453 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-09-30 | $3,086,195 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $4,171,687 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $4,126,118 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Unqualified |
| Accountancy firm name | 2012-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2012-09-30 | 390859910 |
| 2011 : CAPLIN & DRYSDALE, CHARTERED RETIREMENT PLAN AND TRUST SINGLE PLAN A 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-2,727,025 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-2,727,025 |
| Total transfer of assets to this plan | 2011-09-30 | $425,166 |
| Total income from all sources (including contributions) | 2011-09-30 | $2,470,936 |
| Total of all expenses incurred | 2011-09-30 | $2,435,396 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $2,348,094 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $2,310,120 |
| Value of total assets at end of year | 2011-09-30 | $55,255,127 |
| Value of total assets at beginning of year | 2011-09-30 | $54,794,421 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $87,302 |
| Total interest from all sources | 2011-09-30 | $176,954 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $706,170 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Contributions received from participants | 2011-09-30 | $516,521 |
| Participant contributions at end of year | 2011-09-30 | $397,678 |
| Participant contributions at beginning of year | 2011-09-30 | $377,711 |
| Participant contributions at end of year | 2011-09-30 | $21,036 |
| Participant contributions at beginning of year | 2011-09-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $477,150 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $48,726 |
| Other income not declared elsewhere | 2011-09-30 | $1,377,296 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $35,540 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $55,255,127 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $54,794,421 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Investment advisory and management fees | 2011-09-30 | $87,302 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $31,917,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $28,642,898 |
| Interest on participant loans | 2011-09-30 | $17,369 |
| Income. Interest from US Government securities | 2011-09-30 | $60,721 |
| Income. Interest from corporate debt instruments | 2011-09-30 | $26,936 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $8,237,761 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $2,591,706 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $2,591,706 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $71,928 |
| Asset value of US Government securities at end of year | 2011-09-30 | $6,954,238 |
| Asset value of US Government securities at beginning of year | 2011-09-30 | $12,000,131 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $627,421 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $1,744,873 |
| Employer contributions (assets) at end of year | 2011-09-30 | $37,244 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $0 |
| Income. Dividends from common stock | 2011-09-30 | $706,170 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $2,348,094 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-09-30 | $3,086,195 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-09-30 | $5,790,023 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $4,126,118 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-30 | $5,391,952 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Unqualified |
| Accountancy firm name | 2011-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2011-09-30 | 390859910 |
