401k Plan data: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN plan

IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 401k Plan overview

Plan Name	IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN
Plan identification number	003

IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

IVINS, PHILLIPS & BARKER, CHARTERED has sponsored the creation of one or more 401k plans.

Company Name: IVINS, PHILLIPS & BARKER, CHARTERED

Employer identification number (EIN): 521229560

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01 JODI EPSTEIN 2023-10-05
003 2021-01-01 JODI EPSTEIN 2022-10-06
003 2020-01-01 JODI EPSTEIN 2021-10-06
003 2019-01-01 JODI EPSTEIN 2020-10-09
003 2018-01-01 JODI EPSTEIN 2019-10-08
003 2017-01-01 JODI EPSTEIN 2018-10-10
003 2016-01-01 JODI EPSTEIN 2017-10-13
003 2015-01-01 JODI EPSTEIN 2016-10-10
003 2014-01-01 JODI EPSTEIN
003 2013-01-01 JODI EPSTEIN
003 2012-01-01 JODI EPSTEIN JODI EPSTEIN 2013-10-15
003 2011-01-01 JODI EPSTEIN
003 2009-01-01 KEVIN OBRIEN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01	JODI EPSTEIN	2023-10-05
003	2021-01-01	JODI EPSTEIN	2022-10-06
003	2020-01-01	JODI EPSTEIN	2021-10-06
003	2019-01-01	JODI EPSTEIN	2020-10-09
003	2018-01-01	JODI EPSTEIN	2019-10-08
003	2017-01-01	JODI EPSTEIN	2018-10-10
003	2016-01-01	JODI EPSTEIN	2017-10-13
003	2015-01-01	JODI EPSTEIN	2016-10-10
003	2014-01-01	JODI EPSTEIN
003	2013-01-01	JODI EPSTEIN
003	2012-01-01	JODI EPSTEIN		JODI EPSTEIN	2013-10-15
003	2011-01-01	JODI EPSTEIN
003	2009-01-01	KEVIN OBRIEN

Plan Statistics for IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN

401k plan membership statisitcs for IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN

Measure Date Value
2014: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 47
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 14
Total of all active and inactive participants 2014-01-01 62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 63
Number of participants with account balances 2014-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 68
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 47
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 61
Number of participants with account balances 2013-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 48
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 16
Total of all active and inactive participants 2012-01-01 67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 68
Number of participants with account balances 2012-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 52
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 70
Number of participants with account balances 2011-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 72
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 51
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 72
Number of participants with account balances 2009-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	47
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	14
Total of all active and inactive participants	2014-01-01	62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	63
Number of participants with account balances	2014-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	68
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	47
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	61
Number of participants with account balances	2013-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	48
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	16
Total of all active and inactive participants	2012-01-01	67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	68
Number of participants with account balances	2012-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	52
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	70
Number of participants with account balances	2011-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	72
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	51
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	72
Number of participants with account balances	2009-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN

Measure	Date	Value
2014 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$2,937,522
Expenses. Total of all expenses incurred	2014-12-31	$431,209
Benefits paid (including direct rollovers)	2014-12-31	$419,653
Total plan assets at end of year	2014-12-31	$39,846,279
Total plan assets at beginning of year	2014-12-31	$37,339,966
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$483,937
Other income received	2014-12-31	$1,455,020
Net income (gross income less expenses)	2014-12-31	$2,506,313
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$39,846,279
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$37,339,966
Assets. Value of participant loans	2014-12-31	$247,705
Total contributions received or receivable from employer(s)	2014-12-31	$998,565
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$11,556
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$7,580,845
Expenses. Total of all expenses incurred	2013-12-31	$5,104,101
Benefits paid (including direct rollovers)	2013-12-31	$5,032,358
Total plan assets at end of year	2013-12-31	$37,339,966
Total plan assets at beginning of year	2013-12-31	$34,863,222
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$468,899
Expenses. Other expenses not covered elsewhere	2013-12-31	$71,743
Contributions received from other sources (not participants or employers)	2013-12-31	$92,821
Other income received	2013-12-31	$5,913,577
Net income (gross income less expenses)	2013-12-31	$2,476,744
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$37,339,966
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$34,863,222
Assets. Value of participant loans	2013-12-31	$222,416
Total contributions received or receivable from employer(s)	2013-12-31	$1,105,548
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$3,795,883
Expenses. Total of all expenses incurred	2012-12-31	$506,251
Benefits paid (including direct rollovers)	2012-12-31	$452,225
Total plan assets at end of year	2012-12-31	$34,863,222
Total plan assets at beginning of year	2012-12-31	$31,573,590
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$380,465
Expenses. Other expenses not covered elsewhere	2012-12-31	$54,026
Other income received	2012-12-31	$2,641,033
Net income (gross income less expenses)	2012-12-31	$3,289,632
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$34,863,222
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$31,573,590
Assets. Value of participant loans	2012-12-31	$183,739
Total contributions received or receivable from employer(s)	2012-12-31	$774,385
2011 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$1,068,587
Expenses. Total of all expenses incurred	2011-12-31	$2,117,393
Benefits paid (including direct rollovers)	2011-12-31	$2,031,756
Total plan assets at end of year	2011-12-31	$31,573,590
Total plan assets at beginning of year	2011-12-31	$32,622,396
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$487,849
Assets. Value of loans (other than to participants)	2011-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$85,637
Contributions received from other sources (not participants or employers)	2011-12-31	$803
Other income received	2011-12-31	$-448,750
Net income (gross income less expenses)	2011-12-31	$-1,048,806
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$31,573,590
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$32,622,396
Assets. Value of participant loans	2011-12-31	$232,729
Total contributions received or receivable from employer(s)	2011-12-31	$1,028,685
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$5,239,731
Expenses. Total of all expenses incurred	2010-12-31	$2,945,625
Benefits paid (including direct rollovers)	2010-12-31	$2,846,384
Total plan assets at end of year	2010-12-31	$32,622,396
Total plan assets at beginning of year	2010-12-31	$30,328,290
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$515,579
Assets. Value of loans (other than to participants)	2010-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$99,241
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$3,610,851
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$2,294,106
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$32,622,396
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$30,328,290
Assets. Value of participant loans	2010-12-31	$255,684
Total contributions received or receivable from employer(s)	2010-12-31	$1,113,301
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$782,527
Amount contributed by the employer to the plan for this plan year	2009-12-31	$782,527

Form 5500 Responses for IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN

2014: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: IVINS, PHILLIPS & BARKER, CHARTERED SAVINGS AND RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	IVINS, PHILLIPS & BARKER, CHARTERED
Employer identification number (EIN):	521229560
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers