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UMMS VOLUNTARY 403(B) PLAN 401k Plan overview

Plan NameUMMS VOLUNTARY 403(B) PLAN
Plan identification number 004

UMMS VOLUNTARY 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION
Employer identification number (EIN):521362793
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION

Jurisdiction of Incorporation: Maryland Secretary of State
Incorporation Date:
Company Identification Number: D01719095

More information about UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UMMS VOLUNTARY 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01GERALD WOLLMAN
0042017-01-01GERALD WOLLMAN GERALD WOLLMAN2018-10-15
0042016-01-01KATHLEEN M MCCANN, CHRO KATHLEEN M MCCANN, CHRO2017-10-16
0042015-01-01DAVID SWIFT, CHRO DAVID SWIFT, CHRO2016-07-29
0042014-01-01DAVID SWIFT, CHRO DAVID SWIFT, CHRO2015-08-10
0042014-01-01DAVID SWIFT, CHRO DAVID SWIFT, CHRO2015-07-31
0042013-01-01DAVID SWIFT, CHRO DAVID SWIFT, CHRO2014-09-25
0042012-01-01DAVID SWIFT, CHRO DAVID SWIFT, CHRO2013-10-15
0042011-01-01CANDY KNOWLES, CHRO CANDY KNOWLES, CHRO2012-10-15
0042010-01-01KEITH D. PERSINGER KEITH D. PERSINGER2011-10-17
0042009-01-01R. KEITH ALLEN R. KEITH ALLEN2010-10-15

Plan Statistics for UMMS VOLUNTARY 403(B) PLAN

401k plan membership statisitcs for UMMS VOLUNTARY 403(B) PLAN

Measure Date Value
2022: UMMS VOLUNTARY 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-018,846
Total number of active participants reported on line 7a of the Form 55002022-01-015,847
Number of retired or separated participants receiving benefits2022-01-0125
Number of other retired or separated participants entitled to future benefits2022-01-012,834
Total of all active and inactive participants2022-01-018,706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-018,706
Number of participants with account balances2022-01-018,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: UMMS VOLUNTARY 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-019,500
Total number of active participants reported on line 7a of the Form 55002021-01-016,289
Number of retired or separated participants receiving benefits2021-01-0122
Number of other retired or separated participants entitled to future benefits2021-01-012,535
Total of all active and inactive participants2021-01-018,846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-018,846
Number of participants with account balances2021-01-018,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: UMMS VOLUNTARY 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-019,625
Total number of active participants reported on line 7a of the Form 55002020-01-016,854
Number of retired or separated participants receiving benefits2020-01-0117
Number of other retired or separated participants entitled to future benefits2020-01-012,629
Total of all active and inactive participants2020-01-019,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-019,500
Number of participants with account balances2020-01-019,500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UMMS VOLUNTARY 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-019,768
Total number of active participants reported on line 7a of the Form 55002019-01-017,226
Number of retired or separated participants receiving benefits2019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-012,385
Total of all active and inactive participants2019-01-019,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-019,625
Number of participants with account balances2019-01-019,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UMMS VOLUNTARY 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111,438
Total number of active participants reported on line 7a of the Form 55002018-01-018,064
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-011,691
Total of all active and inactive participants2018-01-019,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-019,768
Number of participants with account balances2018-01-019,768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UMMS VOLUNTARY 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,384
Total number of active participants reported on line 7a of the Form 55002017-01-018,372
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-013,055
Total of all active and inactive participants2017-01-0111,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0111,438
Number of participants with account balances2017-01-0111,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UMMS VOLUNTARY 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,863
Total number of active participants reported on line 7a of the Form 55002016-01-018,351
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-013,028
Total of all active and inactive participants2016-01-0111,384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0111,384
Number of participants with account balances2016-01-0111,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0188
2015: UMMS VOLUNTARY 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018,500
Total number of active participants reported on line 7a of the Form 55002015-01-016,844
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,019
Total of all active and inactive participants2015-01-018,863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-018,863
Number of participants with account balances2015-01-018,863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UMMS VOLUNTARY 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,958
Total number of active participants reported on line 7a of the Form 55002014-01-016,602
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-011,893
Total of all active and inactive participants2014-01-018,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-018,500
Number of participants with account balances2014-01-018,500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UMMS VOLUNTARY 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,940
Total number of active participants reported on line 7a of the Form 55002013-01-016,227
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-011,729
Total of all active and inactive participants2013-01-017,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-017,958
Number of participants with account balances2013-01-017,958
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: UMMS VOLUNTARY 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,061
Total number of active participants reported on line 7a of the Form 55002012-01-015,479
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-011,459
Total of all active and inactive participants2012-01-016,940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016,940
Number of participants with account balances2012-01-016,940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: UMMS VOLUNTARY 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,847
Total number of active participants reported on line 7a of the Form 55002011-01-015,020
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,041
Total of all active and inactive participants2011-01-016,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016,061
Number of participants with account balances2011-01-016,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: UMMS VOLUNTARY 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,084
Total number of active participants reported on line 7a of the Form 55002010-01-015,004
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01843
Total of all active and inactive participants2010-01-015,847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015,847
Number of participants with account balances2010-01-015,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UMMS VOLUNTARY 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110,415
Total number of active participants reported on line 7a of the Form 55002009-01-019,680
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01965
Total of all active and inactive participants2009-01-0110,645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-0110,648
Number of participants with account balances2009-01-015,084
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UMMS VOLUNTARY 403(B) PLAN

Measure Date Value
2022 : UMMS VOLUNTARY 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$37,782,741
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$37,782,741
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-120,962,105
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$59,468,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$58,985,566
Expenses. Certain deemed distributions of participant loans2022-12-31$331,835
Value of total corrective distributions2022-12-31$402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$41,046,484
Value of total assets at end of year2022-12-31$673,472,230
Value of total assets at beginning of year2022-12-31$853,902,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$150,429
Total interest from all sources2022-12-31$1,252,810
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,522,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,522,946
Administrative expenses professional fees incurred2022-12-31$88,494
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$7,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$40,445,385
Participant contributions at end of year2022-12-31$4,831,582
Participant contributions at beginning of year2022-12-31$5,538,946
Assets. Other investments not covered elsewhere at end of year2022-12-31$78,114,434
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$71,375,328
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$601,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$37,782,741
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$659,112
Administrative expenses (other) incurred2022-12-31$5,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-180,430,337
Value of net assets at end of year (total assets less liabilities)2022-12-31$635,689,489
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$853,902,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$588,985,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$775,333,905
Value of interest in pooled separate accounts at end of year2022-12-31$1,540,768
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,654,388
Interest on participant loans2022-12-31$283,263
Interest earned on other investments2022-12-31$969,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-172,132,362
Net investment gain/loss from pooled separate accounts2022-12-31$-311,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$58,985,566
Contract administrator fees2022-12-31$30,554
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2022-12-31410746749
2021 : UMMS VOLUNTARY 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$154,302,811
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$55,282,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$54,708,944
Expenses. Certain deemed distributions of participant loans2021-12-31$439,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$45,318,469
Value of total assets at end of year2021-12-31$853,902,567
Value of total assets at beginning of year2021-12-31$754,881,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$134,202
Total interest from all sources2021-12-31$1,302,038
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,009,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,009,260
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$7,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$42,727,681
Participant contributions at end of year2021-12-31$5,538,946
Participant contributions at beginning of year2021-12-31$5,834,747
Assets. Other investments not covered elsewhere at end of year2021-12-31$71,375,328
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$70,076,200
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,590,389
Other income not declared elsewhere2021-12-31$911,039
Administrative expenses (other) incurred2021-12-31$134,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$99,020,661
Value of net assets at end of year (total assets less liabilities)2021-12-31$853,902,567
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$754,881,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$775,333,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$677,668,191
Value of interest in pooled separate accounts at end of year2021-12-31$1,654,388
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,302,768
Interest on participant loans2021-12-31$351,215
Interest earned on other investments2021-12-31$950,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$99,762,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$54,708,944
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ERNST AND YOUNG, LLC
Accountancy firm EIN2021-12-31346565596
2020 : UMMS VOLUNTARY 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$152,726,527
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$46,122,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$45,092,114
Expenses. Certain deemed distributions of participant loans2020-12-31$1,007,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$44,325,492
Value of total assets at end of year2020-12-31$754,881,906
Value of total assets at beginning of year2020-12-31$648,277,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,567
Total interest from all sources2020-12-31$1,483,611
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,541,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,541,384
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$7,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$42,659,644
Participant contributions at end of year2020-12-31$5,834,747
Participant contributions at beginning of year2020-12-31$6,298,098
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$69,439
Assets. Other investments not covered elsewhere at end of year2020-12-31$70,076,200
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$65,345,107
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,665,848
Other income not declared elsewhere2020-12-31$556,383
Administrative expenses (other) incurred2020-12-31$22,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$106,603,908
Value of net assets at end of year (total assets less liabilities)2020-12-31$754,881,906
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$648,277,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$677,668,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$575,374,624
Value of interest in pooled separate accounts at end of year2020-12-31$1,302,768
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,190,730
Interest on participant loans2020-12-31$374,968
Interest earned on other investments2020-12-31$1,108,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$101,735,649
Net investment gain/loss from pooled separate accounts2020-12-31$84,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$45,092,114
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST AND YOUNG, LLC
Accountancy firm EIN2020-12-31346565596
2019 : UMMS VOLUNTARY 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$163,858,990
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$39,015,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$38,196,463
Expenses. Certain deemed distributions of participant loans2019-12-31$786,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$46,780,379
Value of total assets at end of year2019-12-31$648,277,998
Value of total assets at beginning of year2019-12-31$523,434,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,475
Total interest from all sources2019-12-31$1,549,803
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$6,729,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,729,560
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$7,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$44,598,705
Participant contributions at end of year2019-12-31$6,298,098
Participant contributions at beginning of year2019-12-31$6,177,555
Participant contributions at end of year2019-12-31$69,439
Participant contributions at beginning of year2019-12-31$28,124
Assets. Other investments not covered elsewhere at end of year2019-12-31$65,345,107
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$63,440,424
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,181,674
Other income not declared elsewhere2019-12-31$461,294
Administrative expenses (other) incurred2019-12-31$32,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$124,843,235
Value of net assets at end of year (total assets less liabilities)2019-12-31$648,277,998
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$523,434,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$575,374,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$452,880,912
Value of interest in pooled separate accounts at end of year2019-12-31$1,190,730
Value of interest in pooled separate accounts at beginning of year2019-12-31$907,748
Interest on participant loans2019-12-31$380,662
Interest earned on other investments2019-12-31$1,169,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$108,163,292
Net investment gain/loss from pooled separate accounts2019-12-31$174,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$38,196,463
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : UMMS VOLUNTARY 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$17,962,426
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$18,650,665
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$42,408,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$41,287,157
Expenses. Certain deemed distributions of participant loans2018-12-31$1,098,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$50,869,957
Value of total assets at end of year2018-12-31$523,434,763
Value of total assets at beginning of year2018-12-31$565,155,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$23,350
Total interest from all sources2018-12-31$1,373,651
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,951,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,951,795
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$7,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$47,757,317
Participant contributions at end of year2018-12-31$6,177,555
Participant contributions at beginning of year2018-12-31$6,352,376
Participant contributions at end of year2018-12-31$28,124
Participant contributions at beginning of year2018-12-31$205,918
Assets. Other investments not covered elsewhere at end of year2018-12-31$63,440,424
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$69,860,268
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,112,640
Other income not declared elsewhere2018-12-31$306,629
Administrative expenses (other) incurred2018-12-31$23,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-23,758,039
Value of net assets at end of year (total assets less liabilities)2018-12-31$523,434,763
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$565,155,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$452,880,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$487,936,458
Value of interest in pooled separate accounts at end of year2018-12-31$907,748
Value of interest in pooled separate accounts at beginning of year2018-12-31$800,208
Interest on participant loans2018-12-31$320,570
Interest earned on other investments2018-12-31$1,053,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-39,851,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$41,287,157
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : UMMS VOLUNTARY 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$136,216,350
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$45,870,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$45,124,782
Expenses. Certain deemed distributions of participant loans2017-12-31$720,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$53,799,743
Value of total assets at end of year2017-12-31$565,155,228
Value of total assets at beginning of year2017-12-31$474,809,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,475
Total interest from all sources2017-12-31$1,371,236
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,314,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,314,489
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$7,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$50,750,519
Participant contributions at end of year2017-12-31$6,352,376
Participant contributions at beginning of year2017-12-31$6,634,600
Participant contributions at end of year2017-12-31$205,918
Participant contributions at beginning of year2017-12-31$275,949
Assets. Other investments not covered elsewhere at end of year2017-12-31$69,860,268
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$73,050,538
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,047,784
Other income not declared elsewhere2017-12-31$442,293
Administrative expenses (other) incurred2017-12-31$25,475
Total non interest bearing cash at beginning of year2017-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$90,345,786
Value of net assets at end of year (total assets less liabilities)2017-12-31$565,155,228
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$474,809,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$487,936,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$394,848,287
Value of interest in pooled separate accounts at end of year2017-12-31$800,208
Interest on participant loans2017-12-31$309,721
Interest earned on other investments2017-12-31$1,061,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$76,265,651
Net investment gain/loss from pooled separate accounts2017-12-31$22,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$45,124,782
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : UMMS VOLUNTARY 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$96,446,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$79,409,725
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$28,813,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$28,023,836
Expenses. Certain deemed distributions of participant loans2016-12-31$766,863
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$50,382,439
Value of total assets at end of year2016-12-31$474,809,442
Value of total assets at beginning of year2016-12-31$327,766,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,800
Total interest from all sources2016-12-31$1,110,202
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,131,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,131,752
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$7,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$45,571,255
Participant contributions at end of year2016-12-31$6,634,600
Participant contributions at beginning of year2016-12-31$4,891,903
Participant contributions at end of year2016-12-31$275,949
Participant contributions at beginning of year2016-12-31$21,050
Assets. Other investments not covered elsewhere at end of year2016-12-31$73,050,538
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$45,094,621
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,811,184
Other income not declared elsewhere2016-12-31$601,122
Administrative expenses (other) incurred2016-12-31$22,800
Total non interest bearing cash at end of year2016-12-31$68
Total non interest bearing cash at beginning of year2016-12-31$268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$50,596,226
Value of net assets at end of year (total assets less liabilities)2016-12-31$474,809,442
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$327,766,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$394,848,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$277,758,540
Interest on participant loans2016-12-31$263,300
Interest earned on other investments2016-12-31$846,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$23,184,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$28,023,836
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : UMMS VOLUNTARY 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$44,741,658
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$26,125,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,395,323
Expenses. Certain deemed distributions of participant loans2015-12-31$708,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$44,283,571
Value of total assets at end of year2015-12-31$327,766,382
Value of total assets at beginning of year2015-12-31$309,150,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,650
Total interest from all sources2015-12-31$920,591
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,429,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,429,452
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$7,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$39,992,117
Participant contributions at end of year2015-12-31$4,891,903
Participant contributions at beginning of year2015-12-31$4,686,992
Participant contributions at end of year2015-12-31$21,050
Assets. Other investments not covered elsewhere at end of year2015-12-31$45,094,621
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$44,231,903
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,283,307
Other income not declared elsewhere2015-12-31$176,521
Administrative expenses (other) incurred2015-12-31$21,650
Total non interest bearing cash at end of year2015-12-31$268
Total non interest bearing cash at beginning of year2015-12-31$8,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$18,615,847
Value of net assets at end of year (total assets less liabilities)2015-12-31$327,766,382
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$309,150,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$277,758,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$260,223,467
Interest on participant loans2015-12-31$222,675
Interest earned on other investments2015-12-31$697,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,068,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,395,323
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : UMMS VOLUNTARY 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$58,153,204
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$22,065,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,173,219
Expenses. Certain deemed distributions of participant loans2014-12-31$807,487
Value of total corrective distributions2014-12-31$3,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$39,628,673
Value of total assets at end of year2014-12-31$309,142,363
Value of total assets at beginning of year2014-12-31$273,054,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$81,874
Total interest from all sources2014-12-31$941,961
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,400,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,400,470
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$7,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$35,906,960
Participant contributions at end of year2014-12-31$4,686,992
Participant contributions at beginning of year2014-12-31$4,234,934
Participant contributions at beginning of year2014-12-31$29,037
Assets. Other investments not covered elsewhere at end of year2014-12-31$43,094,336
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$42,255,190
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,708,139
Other income not declared elsewhere2014-12-31$173,680
Administrative expenses (other) incurred2014-12-31$81,874
Total non interest bearing cash at end of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$36,087,512
Value of net assets at end of year (total assets less liabilities)2014-12-31$309,142,363
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$273,054,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$252,377,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$226,455,092
Value of interest in pooled separate accounts at end of year2014-12-31$8,983,957
Interest on participant loans2014-12-31$200,142
Interest earned on other investments2014-12-31$741,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$13,442,002
Net investment gain/loss from pooled separate accounts2014-12-31$566,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$13,574
Employer contributions (assets) at beginning of year2014-12-31$80,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,173,219
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : UMMS VOLUNTARY 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$92,519,906
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$22,826,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$21,656,838
Expenses. Certain deemed distributions of participant loans2013-12-31$888,454
Value of total corrective distributions2013-12-31$10,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$53,086,579
Value of total assets at end of year2013-12-31$273,054,851
Value of total assets at beginning of year2013-12-31$203,361,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$271,609
Total interest from all sources2013-12-31$947,407
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,677,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,677,307
Administrative expenses professional fees incurred2013-12-31$11,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$7,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$33,687,295
Participant contributions at end of year2013-12-31$4,234,934
Participant contributions at beginning of year2013-12-31$3,305,173
Participant contributions at end of year2013-12-31$29,037
Assets. Other investments not covered elsewhere at end of year2013-12-31$42,255,190
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$40,376,769
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,318,686
Other income not declared elsewhere2013-12-31$166,848
Administrative expenses (other) incurred2013-12-31$23,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$69,692,998
Value of net assets at end of year (total assets less liabilities)2013-12-31$273,054,851
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$203,361,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$196,706
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$226,455,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$159,679,911
Interest on participant loans2013-12-31$169,507
Interest earned on other investments2013-12-31$777,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$35,641,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$80,598
Employer contributions (assets) at end of year2013-12-31$80,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$21,656,838
Contract administrator fees2013-12-31$40,628
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : UMMS VOLUNTARY 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,092
Total income from all sources (including contributions)2012-12-31$48,545,162
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$14,141,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,430,967
Expenses. Certain deemed distributions of participant loans2012-12-31$560,645
Value of total corrective distributions2012-12-31$8,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$30,292,183
Value of total assets at end of year2012-12-31$203,361,853
Value of total assets at beginning of year2012-12-31$168,960,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$142,087
Total interest from all sources2012-12-31$984,863
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,365,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,365,125
Administrative expenses professional fees incurred2012-12-31$14,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$7,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$26,135,330
Participant contributions at end of year2012-12-31$3,305,173
Participant contributions at beginning of year2012-12-31$2,677,896
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$39,981
Assets. Other investments not covered elsewhere at end of year2012-12-31$40,376,769
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$36,877,220
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,156,853
Other income not declared elsewhere2012-12-31$580,705
Administrative expenses (other) incurred2012-12-31$719
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$2,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$34,403,189
Value of net assets at end of year (total assets less liabilities)2012-12-31$203,361,853
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$168,958,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$95,364
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$159,679,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$129,361,958
Interest on participant loans2012-12-31$138,280
Interest earned on other investments2012-12-31$846,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$14,322,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$3,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,430,967
Contract administrator fees2012-12-31$32,004
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : UMMS VOLUNTARY 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,092
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,092
Total income from all sources (including contributions)2011-12-31$24,879,534
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$14,602,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,503,504
Expenses. Certain deemed distributions of participant loans2011-12-31$930,240
Value of total corrective distributions2011-12-31$3,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$27,721,472
Value of total assets at end of year2011-12-31$168,960,756
Value of total assets at beginning of year2011-12-31$158,684,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$165,303
Total interest from all sources2011-12-31$987,465
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,937,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,937,603
Administrative expenses professional fees incurred2011-12-31$13,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$7,500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$24,452,299
Participant contributions at end of year2011-12-31$2,677,896
Participant contributions at beginning of year2011-12-31$2,395,989
Participant contributions at end of year2011-12-31$39,981
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$36,877,220
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$33,346,437
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,265,472
Administrative expenses (other) incurred2011-12-31$36,598
Liabilities. Value of operating payables at end of year2011-12-31$2,092
Liabilities. Value of operating payables at beginning of year2011-12-31$2,092
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$157,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$10,276,688
Value of net assets at end of year (total assets less liabilities)2011-12-31$168,958,664
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$158,681,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$114,278
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$129,361,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$122,749,407
Interest on participant loans2011-12-31$115,538
Interest earned on other investments2011-12-31$871,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,767,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,701
Employer contributions (assets) at end of year2011-12-31$3,701
Employer contributions (assets) at beginning of year2011-12-31$34,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$13,503,504
Contract administrator fees2011-12-31$1,427
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2011-12-31410746749
2010 : UMMS VOLUNTARY 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$6,813,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,092
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$175,204
Total income from all sources (including contributions)2010-12-31$40,138,111
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,950,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,827,376
Value of total corrective distributions2010-12-31$2,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$23,983,907
Value of total assets at end of year2010-12-31$158,684,068
Value of total assets at beginning of year2010-12-31$120,856,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$120,944
Total interest from all sources2010-12-31$922,914
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,692,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,692,444
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$7,500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$21,355,171
Participant contributions at end of year2010-12-31$2,395,989
Participant contributions at beginning of year2010-12-31$1,706,142
Assets. Other investments not covered elsewhere at end of year2010-12-31$33,346,437
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$743,940
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,594,394
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$37,321
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$142,838
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$175,204
Other income not declared elsewhere2010-12-31$256,125
Administrative expenses (other) incurred2010-12-31$26,910
Liabilities. Value of operating payables at end of year2010-12-31$2,092
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$157,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$31,187,447
Value of net assets at end of year (total assets less liabilities)2010-12-31$158,681,976
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$120,681,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$80,653
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$122,749,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$90,937,702
Interest on participant loans2010-12-31$81,063
Interest earned on other investments2010-12-31$841,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,029,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,029,845
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$25,939,775
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,282,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$34,342
Employer contributions (assets) at end of year2010-12-31$34,342
Employer contributions (assets) at beginning of year2010-12-31$356,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,790,055
Contract administrator fees2010-12-31$13,381
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$226
Aggregate carrying amount (costs) on sale of assets2010-12-31$226
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863
2009 : UMMS VOLUNTARY 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UMMS VOLUNTARY 403(B) PLAN

2022: UMMS VOLUNTARY 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UMMS VOLUNTARY 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UMMS VOLUNTARY 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UMMS VOLUNTARY 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UMMS VOLUNTARY 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UMMS VOLUNTARY 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UMMS VOLUNTARY 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UMMS VOLUNTARY 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UMMS VOLUNTARY 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UMMS VOLUNTARY 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UMMS VOLUNTARY 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UMMS VOLUNTARY 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UMMS VOLUNTARY 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UMMS VOLUNTARY 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered8706
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered8846
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered9500
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered9625
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered9768
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041702
Policy instance 1
Insurance contract or identification number041702
Number of Individuals Covered11438
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893027-007
Policy instance 1
Insurance contract or identification number893027-007
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,696
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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