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RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 401k Plan overview

Plan NameRALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN
Plan identification number 011

RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRANSDEV SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRANSDEV SERVICES, INC.
Employer identification number (EIN):521493194
NAIC Classification:921000

Additional information about TRANSDEV SERVICES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2005-02-07
Company Identification Number: 0800450118
Legal Registered Office Address: 720 E BUTTERFIELD RD STE 300

LOMBARD
United States of America (USA)
60148

More information about TRANSDEV SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0112021-07-01JACKIE CARNEY2023-02-16
0112021-01-01JACQUELINE CARNEY2023-01-09 BYRON BRYANT2023-01-09
0112020-07-01JACKIE CARNEY2022-03-24
0112020-01-01JACQUELINE CARNEY2021-10-12 BYRON BRYANT2021-10-12
0112019-07-01TEE SIMMONS2021-04-15
0112019-01-01TEE SIMMONS2020-10-14 LARRY AGGERS2020-10-14
0112018-07-01LAURA BASS2020-01-23 LAURA BASS2020-01-23
0112018-01-01LAURA BASS2019-10-13 MARIE PARKER2019-10-13
0112017-07-01LAURALEE BASS2019-01-31 LAURALEE BASS2019-01-31
0112017-01-01
0112016-07-01LAURALEE BASS2018-01-31 LAURALEE BASS2018-01-31
0112016-01-01
0112015-07-01LAURALEE BASS2016-10-13 LAURALEE BASS2016-10-13
0112015-01-01LAURA BASS
0112014-07-01ADRIA PAYOUTE2015-08-10 ADRIA PAYOUTE2015-08-10
0112014-01-01ADRIA PAYOUTE
0112013-07-01ADRIA PAYOUTE2015-01-27 ADRIA PAYOUTE2015-01-27
0112013-01-01ADRIA PAYOUTE
0112012-07-01ADRIA PAYOUTE2014-01-16 ADRIA PAYOUTE2014-01-16
0112012-01-01ADRIA PAYOUTE
0112011-07-01ADRIA PAYOUTE2013-01-14 ADRIA PAYOUTE2013-01-14
0112011-01-01MARIE PARKER
0112010-07-01ANGELA ALLISON2012-01-13 SCOTT MCCLELLAN2012-01-13
0112010-01-01ANGELA ALLISON
0112009-01-01ANGELA ALLISON SCOTT MCCLELLAN2010-10-12

Plan Statistics for RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN

401k plan membership statisitcs for RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN

Measure Date Value
2021: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2021 401k membership
Market value of plan assets2021-12-3116,396,826
Acturial value of plan assets2021-12-3116,396,826
Funding target for retired participants and beneficiaries receiving payment2021-12-314,833,758
Number of terminated vested participants2021-12-31174
Fundng target for terminated vested participants2021-12-312,059,474
Active participant vested funding target2021-12-317,259,287
Number of active participants2021-12-31249
Total funding liabilities for active participants2021-12-317,594,097
Total participant count2021-12-31507
Total funding target for all participants2021-12-3114,487,329
Balance at beginning of prior year after applicable adjustments2021-12-3131,391
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-3131,391
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-31747,786
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-31788,690
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-3135,007
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-31838,026
Total employee contributions2021-12-31838,026
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31813,652
Unpaid minimum required contributions for all prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31394,582
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-31813,652
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01507
Total number of active participants reported on line 7a of the Form 55002021-01-01220
Number of retired or separated participants receiving benefits2021-01-0172
Number of other retired or separated participants entitled to future benefits2021-01-01202
Total of all active and inactive participants2021-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0114
Total participants2021-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2020 401k membership
Market value of plan assets2020-12-3114,369,580
Acturial value of plan assets2020-12-3114,369,580
Funding target for retired participants and beneficiaries receiving payment2020-12-314,585,783
Number of terminated vested participants2020-12-31162
Fundng target for terminated vested participants2020-12-311,549,596
Active participant vested funding target2020-12-317,423,016
Number of active participants2020-12-31234
Total funding liabilities for active participants2020-12-317,810,204
Total participant count2020-12-31474
Total funding target for all participants2020-12-3113,945,583
Balance at beginning of prior year after applicable adjustments2020-12-3127,517
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-3127,517
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-31192,900
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31203,722
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-3131,391
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-31769,618
Total employee contributions2020-12-31769,618
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31747,786
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31343,919
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31343,919
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-31343,919
Contributions allocatedtoward minimum required contributions for current year2020-12-31747,786
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01474
Total number of active participants reported on line 7a of the Form 55002020-01-01249
Number of retired or separated participants receiving benefits2020-01-0169
Number of other retired or separated participants entitled to future benefits2020-01-01174
Total of all active and inactive participants2020-01-01492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0115
Total participants2020-01-01507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0150
2019: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2019 401k membership
Market value of plan assets2019-12-3112,145,233
Acturial value of plan assets2019-12-3112,145,233
Funding target for retired participants and beneficiaries receiving payment2019-12-314,685,209
Number of terminated vested participants2019-12-31143
Fundng target for terminated vested participants2019-12-311,510,493
Active participant vested funding target2019-12-316,475,079
Number of active participants2019-12-31202
Total funding liabilities for active participants2019-12-316,909,498
Total participant count2019-12-31425
Total funding target for all participants2019-12-3113,105,200
Balance at beginning of prior year after applicable adjustments2019-12-3128,391
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-3128,391
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-31399,069
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31422,135
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-3127,517
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31670,676
Total employee contributions2019-12-31671,756
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31652,349
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31298,995
Net shortfall amortization installment of oustanding balance2019-12-31987,484
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31459,449
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31459,449
Contributions allocatedtoward minimum required contributions for current year2019-12-31652,349
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01425
Total number of active participants reported on line 7a of the Form 55002019-01-01234
Number of retired or separated participants receiving benefits2019-01-0163
Number of other retired or separated participants entitled to future benefits2019-01-01162
Total of all active and inactive participants2019-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0115
Total participants2019-01-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0136
2018: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2018 401k membership
Market value of plan assets2018-12-3112,295,248
Acturial value of plan assets2018-12-3112,295,248
Funding target for retired participants and beneficiaries receiving payment2018-12-313,995,387
Number of terminated vested participants2018-12-31129
Fundng target for terminated vested participants2018-12-311,349,341
Active participant vested funding target2018-12-316,431,160
Number of active participants2018-12-31197
Total funding liabilities for active participants2018-12-316,766,229
Total participant count2018-12-31399
Total funding target for all participants2018-12-3112,110,957
Balance at beginning of prior year after applicable adjustments2018-12-3125,923
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3125,923
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-31465,112
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31492,879
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-3128,391
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31592,341
Total employee contributions2018-12-31592,341
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31575,318
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31332,149
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31176,249
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31176,249
Contributions allocatedtoward minimum required contributions for current year2018-12-31575,318
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01399
Total number of active participants reported on line 7a of the Form 55002018-01-01202
Number of retired or separated participants receiving benefits2018-01-0164
Number of other retired or separated participants entitled to future benefits2018-01-01143
Total of all active and inactive participants2018-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0116
Total participants2018-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2017 401k membership
Market value of plan assets2017-12-3111,087,079
Acturial value of plan assets2017-12-3111,087,079
Funding target for retired participants and beneficiaries receiving payment2017-12-313,284,645
Number of terminated vested participants2017-12-31124
Fundng target for terminated vested participants2017-12-311,496,391
Active participant vested funding target2017-12-316,070,825
Number of active participants2017-12-31185
Total funding liabilities for active participants2017-12-316,157,945
Total participant count2017-12-31376
Total funding target for all participants2017-12-3110,938,981
Balance at beginning of prior year after applicable adjustments2017-12-3124,300
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3124,300
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-31517,949
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31549,751
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-3125,923
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31557,671
Total employee contributions2017-12-31557,671
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31540,492
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31197,555
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3175,380
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-3175,380
Contributions allocatedtoward minimum required contributions for current year2017-12-31540,492
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01376
Total number of active participants reported on line 7a of the Form 55002017-01-01197
Number of retired or separated participants receiving benefits2017-01-0158
Number of other retired or separated participants entitled to future benefits2017-01-01129
Total of all active and inactive participants2017-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0115
Total participants2017-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127
2016: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2016 401k membership
Market value of plan assets2016-12-319,986,137
Acturial value of plan assets2016-12-319,986,137
Funding target for retired participants and beneficiaries receiving payment2016-12-313,293,074
Number of terminated vested participants2016-12-31105
Fundng target for terminated vested participants2016-12-31994,872
Active participant vested funding target2016-12-315,451,131
Number of active participants2016-12-31184
Total funding liabilities for active participants2016-12-315,588,010
Total participant count2016-12-31355
Total funding target for all participants2016-12-319,875,956
Balance at beginning of prior year after applicable adjustments2016-12-3124,508
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3124,508
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31474,214
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31504,232
Balance of carryovers at beginning of current year2016-12-3124,300
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31534,424
Total employee contributions2016-12-31534,424
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31517,949
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3176,526
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-31517,949
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01355
Total number of active participants reported on line 7a of the Form 55002016-01-01187
Number of retired or separated participants receiving benefits2016-01-0154
Number of other retired or separated participants entitled to future benefits2016-01-01123
Total of all active and inactive participants2016-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0113
Total participants2016-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01331
Total number of active participants reported on line 7a of the Form 55002015-01-01184
Number of retired or separated participants receiving benefits2015-01-0154
Number of other retired or separated participants entitled to future benefits2015-01-01105
Total of all active and inactive participants2015-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0112
Total participants2015-01-01355
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01300
Total number of active participants reported on line 7a of the Form 55002014-01-01181
Number of retired or separated participants receiving benefits2014-01-0153
Number of other retired or separated participants entitled to future benefits2014-01-0185
Total of all active and inactive participants2014-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0112
Total participants2014-01-01331
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01307
Total number of active participants reported on line 7a of the Form 55002013-01-01152
Number of retired or separated participants receiving benefits2013-01-0151
Number of other retired or separated participants entitled to future benefits2013-01-0187
Total of all active and inactive participants2013-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0110
Total participants2013-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01295
Total number of active participants reported on line 7a of the Form 55002012-01-01158
Number of retired or separated participants receiving benefits2012-01-0150
Number of other retired or separated participants entitled to future benefits2012-01-0189
Total of all active and inactive participants2012-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01289
Total number of active participants reported on line 7a of the Form 55002011-01-01156
Number of retired or separated participants receiving benefits2011-01-0150
Number of other retired or separated participants entitled to future benefits2011-01-0179
Total of all active and inactive participants2011-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0110
Total participants2011-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01283
Total number of active participants reported on line 7a of the Form 55002010-01-01160
Number of retired or separated participants receiving benefits2010-01-0150
Number of other retired or separated participants entitled to future benefits2010-01-0172
Total of all active and inactive participants2010-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-017
Total participants2010-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0121
2009: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01253
Total number of active participants reported on line 7a of the Form 55002009-01-01163
Number of retired or separated participants receiving benefits2009-01-0152
Number of other retired or separated participants entitled to future benefits2009-01-0169
Total of all active and inactive participants2009-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN

Measure Date Value
2021 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,381,481
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,199,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,066,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,676,052
Value of total assets at end of year2021-12-31$18,598,641
Value of total assets at beginning of year2021-12-31$16,416,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$133,101
Total interest from all sources2021-12-31$96,342
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$9,105
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$838,026
Participant contributions at end of year2021-12-31$30,512
Participant contributions at beginning of year2021-12-31$9,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$26,984
Administrative expenses (other) incurred2021-12-31$92,969
Total non interest bearing cash at end of year2021-12-31$61,023
Total non interest bearing cash at beginning of year2021-12-31$57,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,182,079
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,598,641
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,416,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$4,089
Value of interest in pooled separate accounts at end of year2021-12-31$11,994,492
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,777,362
Interest earned on other investments2021-12-31$96,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,543,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,561,897
Net investment gain/loss from pooled separate accounts2021-12-31$1,609,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$838,026
Employer contributions (assets) at end of year2021-12-31$30,511
Employer contributions (assets) at beginning of year2021-12-31$9,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,066,301
Contract administrator fees2021-12-31$26,938
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31BATCHELOR TILLERY& ROBERTS LLP
Accountancy firm EIN2021-12-31561750124
2020 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,172,199
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,184,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$936,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,500,896
Value of total assets at end of year2020-12-31$16,416,562
Value of total assets at beginning of year2020-12-31$14,428,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$248,065
Total interest from all sources2020-12-31$82,970
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$14,032
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$750,448
Participant contributions at end of year2020-12-31$9,868
Participant contributions at beginning of year2020-12-31$29,038
Administrative expenses (other) incurred2020-12-31$203,862
Total non interest bearing cash at end of year2020-12-31$57,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,987,826
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,416,562
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,428,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,515
Value of interest in pooled separate accounts at end of year2020-12-31$10,777,362
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,432,755
Interest earned on other investments2020-12-31$82,970
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,561,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,936,825
Net investment gain/loss from pooled separate accounts2020-12-31$1,588,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$750,448
Employer contributions (assets) at end of year2020-12-31$9,868
Employer contributions (assets) at beginning of year2020-12-31$30,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$936,308
Contract administrator fees2020-12-31$26,656
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2020-12-31561750124
2019 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,143,510
Total income from all sources (including contributions)2019-12-31$3,143,510
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$860,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$679,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$679,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,401,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,401,590
Value of total assets at end of year2019-12-31$14,428,736
Value of total assets at beginning of year2019-12-31$12,145,273
Value of total assets at beginning of year2019-12-31$12,145,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,273
Total interest from all sources2019-12-31$78,453
Total interest from all sources2019-12-31$78,453
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$10,747
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$700,795
Contributions received from participants2019-12-31$700,795
Participant contributions at end of year2019-12-31$29,038
Participant contributions at end of year2019-12-31$29,038
Participant contributions at beginning of year2019-12-31$21,195
Participant contributions at beginning of year2019-12-31$21,195
Administrative expenses (other) incurred2019-12-31$139,522
Administrative expenses (other) incurred2019-12-31$139,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,283,463
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,428,736
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,428,736
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,145,273
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,145,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$4,067
Value of interest in pooled separate accounts at end of year2019-12-31$9,432,755
Value of interest in pooled separate accounts at end of year2019-12-31$9,432,755
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,730,109
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,730,109
Interest earned on other investments2019-12-31$78,453
Interest earned on other investments2019-12-31$78,453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,936,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,936,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,372,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,372,774
Net investment gain/loss from pooled separate accounts2019-12-31$1,663,467
Net investment gain/loss from pooled separate accounts2019-12-31$1,663,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$700,795
Contributions received in cash from employer2019-12-31$700,795
Employer contributions (assets) at end of year2019-12-31$30,118
Employer contributions (assets) at end of year2019-12-31$30,118
Employer contributions (assets) at beginning of year2019-12-31$21,195
Employer contributions (assets) at beginning of year2019-12-31$21,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$679,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$679,774
Contract administrator fees2019-12-31$25,937
Contract administrator fees2019-12-31$25,937
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm name2019-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2019-12-31561750124
Accountancy firm EIN2019-12-31561750124
2018 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$802,320
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$952,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$775,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,184,682
Value of total assets at end of year2018-12-31$12,145,273
Value of total assets at beginning of year2018-12-31$12,295,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$176,761
Total interest from all sources2018-12-31$69,799
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$11,448
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$592,341
Participant contributions at end of year2018-12-31$21,195
Participant contributions at beginning of year2018-12-31$65,038
Administrative expenses (other) incurred2018-12-31$139,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-150,251
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,145,273
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,295,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,798
Value of interest in pooled separate accounts at end of year2018-12-31$7,730,109
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,985,451
Interest earned on other investments2018-12-31$69,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,372,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,179,997
Net investment gain/loss from pooled separate accounts2018-12-31$-452,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$592,341
Employer contributions (assets) at end of year2018-12-31$21,195
Employer contributions (assets) at beginning of year2018-12-31$65,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$775,810
Contract administrator fees2018-12-31$22,169
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2018-12-31561750124
2017 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,132,492
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$964,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$832,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,074,814
Value of total assets at end of year2017-12-31$12,295,524
Value of total assets at beginning of year2017-12-31$11,127,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$132,388
Total interest from all sources2017-12-31$52,425
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$11,700
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$537,407
Participant contributions at end of year2017-12-31$65,038
Participant contributions at beginning of year2017-12-31$20,264
Administrative expenses (other) incurred2017-12-31$102,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,167,917
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,295,524
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,127,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,403
Value of interest in pooled separate accounts at end of year2017-12-31$7,985,451
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,261,453
Interest earned on other investments2017-12-31$52,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,179,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,825,626
Net investment gain/loss from pooled separate accounts2017-12-31$1,005,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$537,407
Employer contributions (assets) at end of year2017-12-31$65,038
Employer contributions (assets) at beginning of year2017-12-31$20,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$832,187
Contract administrator fees2017-12-31$16,500
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2017-12-31561750124
2016 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,752,213
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$648,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$538,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,071,840
Value of total assets at end of year2016-12-31$11,127,607
Value of total assets at beginning of year2016-12-31$10,023,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$109,682
Total interest from all sources2016-12-31$50,923
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$10,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$535,920
Participant contributions at end of year2016-12-31$20,264
Participant contributions at beginning of year2016-12-31$18,768
Administrative expenses (other) incurred2016-12-31$85,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,103,934
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,127,607
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,023,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,815
Value of interest in pooled separate accounts at end of year2016-12-31$7,261,453
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,343,078
Interest earned on other investments2016-12-31$50,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,825,626
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,643,059
Net investment gain/loss from pooled separate accounts2016-12-31$629,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$535,920
Employer contributions (assets) at end of year2016-12-31$20,264
Employer contributions (assets) at beginning of year2016-12-31$18,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$538,597
Contract administrator fees2016-12-31$11,807
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BATCHELOR, TILLERY, & ROBERTS, LLP
Accountancy firm EIN2016-12-31561750124
2015 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$933,882
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$663,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$580,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,017,916
Value of total assets at end of year2015-12-31$10,023,673
Value of total assets at beginning of year2015-12-31$9,753,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$82,837
Total interest from all sources2015-12-31$60,138
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$7,850
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$508,958
Participant contributions at end of year2015-12-31$18,768
Participant contributions at beginning of year2015-12-31$18,552
Administrative expenses (other) incurred2015-12-31$55,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$270,634
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,023,673
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,753,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,440
Value of interest in pooled separate accounts at end of year2015-12-31$5,343,078
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,341,048
Interest earned on other investments2015-12-31$60,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,643,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,374,887
Net investment gain/loss from pooled separate accounts2015-12-31$-144,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$508,958
Employer contributions (assets) at end of year2015-12-31$18,768
Employer contributions (assets) at beginning of year2015-12-31$18,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$580,411
Contract administrator fees2015-12-31$16,888
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2015-12-31561750124
2014 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,344,597
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$772,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$714,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$948,592
Value of total assets at end of year2014-12-31$9,753,039
Value of total assets at beginning of year2014-12-31$9,181,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,079
Total interest from all sources2014-12-31$59,224
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$7,550
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$474,296
Participant contributions at end of year2014-12-31$18,552
Participant contributions at beginning of year2014-12-31$35,888
Other income not declared elsewhere2014-12-31$1,485
Administrative expenses (other) incurred2014-12-31$38,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$572,009
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,753,039
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,181,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,341,048
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,937,801
Interest earned on other investments2014-12-31$59,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,374,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,171,453
Net investment gain/loss from pooled separate accounts2014-12-31$335,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$474,296
Employer contributions (assets) at end of year2014-12-31$18,552
Employer contributions (assets) at beginning of year2014-12-31$35,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$714,509
Contract administrator fees2014-12-31$11,973
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2014-12-31561750124
2013 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,612,631
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$580,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$528,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$917,464
Value of total assets at end of year2013-12-31$9,181,030
Value of total assets at beginning of year2013-12-31$8,148,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,012
Total interest from all sources2013-12-31$60,478
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$7,250
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$458,732
Participant contributions at end of year2013-12-31$35,888
Participant contributions at beginning of year2013-12-31$35,547
Administrative expenses (other) incurred2013-12-31$28,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,032,242
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,181,030
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,148,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,937,801
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,151,710
Interest earned on other investments2013-12-31$60,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,171,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,925,984
Net investment gain/loss from pooled separate accounts2013-12-31$634,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$458,732
Employer contributions (assets) at end of year2013-12-31$35,888
Employer contributions (assets) at beginning of year2013-12-31$35,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$528,377
Contract administrator fees2013-12-31$15,925
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2013-12-31561750124
2012 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,413,679
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$522,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$480,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$901,133
Value of total assets at end of year2012-12-31$8,148,788
Value of total assets at beginning of year2012-12-31$7,257,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$42,382
Total interest from all sources2012-12-31$103,627
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$5,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$450,303
Participant contributions at end of year2012-12-31$35,547
Participant contributions at beginning of year2012-12-31$51,980
Administrative expenses (other) incurred2012-12-31$25,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$890,805
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,148,788
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,257,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,151,710
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,540,899
Interest earned on other investments2012-12-31$103,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,925,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,613,124
Net investment gain/loss from pooled separate accounts2012-12-31$408,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$450,830
Employer contributions (assets) at end of year2012-12-31$35,547
Employer contributions (assets) at beginning of year2012-12-31$51,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$480,492
Contract administrator fees2012-12-31$11,706
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2012-12-31561750124
2011 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$945,213
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$446,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$413,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$856,712
Value of total assets at end of year2011-12-31$7,257,983
Value of total assets at beginning of year2011-12-31$6,758,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$33,050
Total interest from all sources2011-12-31$99,147
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$6,550
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$428,356
Participant contributions at end of year2011-12-31$51,980
Participant contributions at beginning of year2011-12-31$32,995
Administrative expenses (other) incurred2011-12-31$14,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$499,157
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,257,983
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,758,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,540,899
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,365,413
Interest earned on other investments2011-12-31$99,147
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,613,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,327,423
Net investment gain/loss from pooled separate accounts2011-12-31$-10,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$428,356
Employer contributions (assets) at end of year2011-12-31$51,980
Employer contributions (assets) at beginning of year2011-12-31$32,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$413,006
Contract administrator fees2011-12-31$11,637
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2011-12-31561750124
2010 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,269,366
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$512,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$478,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$866,646
Value of total assets at end of year2010-12-31$6,758,826
Value of total assets at beginning of year2010-12-31$6,001,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,741
Total interest from all sources2010-12-31$93,851
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$6,247
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$433,323
Participant contributions at end of year2010-12-31$32,995
Participant contributions at beginning of year2010-12-31$13,954
Administrative expenses (other) incurred2010-12-31$12,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$757,015
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,758,826
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,001,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,365,413
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,895,234
Interest earned on other investments2010-12-31$93,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,327,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,078,669
Net investment gain/loss from pooled separate accounts2010-12-31$308,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$433,323
Employer contributions (assets) at end of year2010-12-31$32,995
Employer contributions (assets) at beginning of year2010-12-31$13,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$478,610
Contract administrator fees2010-12-31$14,808
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BATCHELOR, TILLERY & ROBERTS, LLP
Accountancy firm EIN2010-12-31561750124
2009 : RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN

2021: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: RALEIGH DIV. ATC/VANCOM MGMT. SER. ATU LOCAL UNION 1328 RET. PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered508
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $53,127
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,127
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered507
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $43,703
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43,703
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered474
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $40,061
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,061
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered425
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $37,531
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,531
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered399
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $34,942
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,942
Insurance broker organization code?3
Insurance broker nameAMERITAS INVESTMENT CORP
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered355
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $29,655
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,655
Insurance broker organization code?3
Insurance broker name
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered331
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $28,161
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,655
Insurance broker organization code?3
Insurance broker nameONEAMERICA SECURITIES, INC
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered300
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $26,928
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,993
Insurance broker organization code?3
Insurance broker nameONEAMERICA SECURITIES, INC
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered307
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $22,966
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,966
Insurance broker organization code?3
Insurance broker nameAMERITAS INVESTMENT CORP.
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered295
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $20,904
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802635
Policy instance 1
Insurance contract or identification number802635
Number of Individuals Covered289
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $18,903
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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