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UNITY HEALTH CARE, INC. 403 (B) PLAN 401k Plan overview

Plan NameUNITY HEALTH CARE, INC. 403 (B) PLAN
Plan identification number 001

UNITY HEALTH CARE, INC. 403 (B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNITY HEALTHCARE EMPLOYEE WELFARE BENEFITS PLAN has sponsored the creation of one or more 401k plans.

Company Name:UNITY HEALTHCARE EMPLOYEE WELFARE BENEFITS PLAN
Employer identification number (EIN):521572431
NAIC Classification:621498
NAIC Description:All Other Outpatient Care Centers

Additional information about UNITY HEALTHCARE EMPLOYEE WELFARE BENEFITS PLAN

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2007-11-06
Company Identification Number: F172737
Legal Registered Office Address: 4701 COX ROAD, SUITE 285

GLEN ALLEN
United States of America (USA)
23060

More information about UNITY HEALTHCARE EMPLOYEE WELFARE BENEFITS PLAN

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITY HEALTH CARE, INC. 403 (B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01MICHELE OTTLEY
0012016-01-01VINCENT KEANE
0012015-01-01VINCENT KEANE
0012014-01-01VINCENT KEANE
0012013-01-01VINCENT KEANE VINCENT KEANE2014-10-15
0012012-01-01VINCENT KEANE VINCENT KEANE2013-10-15
0012011-01-01VINCENT KEANE VINCENT KEANE2012-10-16
0012009-01-01AARONISSA ALLEYNE AARONISSA ALLEYNE2011-03-17
0012009-01-01
0012009-01-012011-03-17

Plan Statistics for UNITY HEALTH CARE, INC. 403 (B) PLAN

401k plan membership statisitcs for UNITY HEALTH CARE, INC. 403 (B) PLAN

Measure Date Value
2020: UNITY HEALTH CARE, INC. 403 (B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,166
Total number of active participants reported on line 7a of the Form 55002020-01-01906
Number of retired or separated participants receiving benefits2020-01-0198
Number of other retired or separated participants entitled to future benefits2020-01-011,239
Total of all active and inactive participants2020-01-012,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-012,245
Number of participants with account balances2020-01-012,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: UNITY HEALTH CARE, INC. 403 (B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,099
Total number of active participants reported on line 7a of the Form 55002019-01-01930
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,236
Total of all active and inactive participants2019-01-012,166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,166
Number of participants with account balances2019-01-012,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: UNITY HEALTH CARE, INC. 403 (B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,115
Total number of active participants reported on line 7a of the Form 55002018-01-01909
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,195
Total of all active and inactive participants2018-01-012,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,104
Number of participants with account balances2018-01-012,013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0149
2017: UNITY HEALTH CARE, INC. 403 (B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,090
Total number of active participants reported on line 7a of the Form 55002017-01-01899
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,210
Total of all active and inactive participants2017-01-012,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,109
Number of participants with account balances2017-01-012,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01105
2016: UNITY HEALTH CARE, INC. 403 (B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,032
Total number of active participants reported on line 7a of the Form 55002016-01-011,202
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01888
Total of all active and inactive participants2016-01-012,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,090
Number of participants with account balances2016-01-012,080
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0187
2015: UNITY HEALTH CARE, INC. 403 (B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,966
Total number of active participants reported on line 7a of the Form 55002015-01-011,031
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01931
Total of all active and inactive participants2015-01-011,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,962
Number of participants with account balances2015-01-011,961
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNITY HEALTH CARE, INC. 403 (B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,970
Total number of active participants reported on line 7a of the Form 55002014-01-01967
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,018
Total of all active and inactive participants2014-01-011,985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,985
Number of participants with account balances2014-01-011,894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNITY HEALTH CARE, INC. 403 (B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,406
Total number of active participants reported on line 7a of the Form 55002013-01-011,087
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01210
Total of all active and inactive participants2013-01-011,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,297
Number of participants with account balances2013-01-011,228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNITY HEALTH CARE, INC. 403 (B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,183
Total number of active participants reported on line 7a of the Form 55002012-01-011,103
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01215
Total of all active and inactive participants2012-01-011,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,318
Number of participants with account balances2012-01-011,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0139
2011: UNITY HEALTH CARE, INC. 403 (B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01903
Total number of active participants reported on line 7a of the Form 55002011-01-01471
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01458
Total of all active and inactive participants2011-01-01929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01929
Number of participants with account balances2011-01-01862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2009: UNITY HEALTH CARE, INC. 403 (B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,524
Total number of active participants reported on line 7a of the Form 55002009-01-01884
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-0163
Total of all active and inactive participants2009-01-01953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01953
Number of participants with account balances2009-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0156

Financial Data on UNITY HEALTH CARE, INC. 403 (B) PLAN

Measure Date Value
2021 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$12,036,961
Total of all expenses incurred2021-12-31$3,294,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,120,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,045,883
Value of total assets at end of year2021-12-31$53,759,597
Value of total assets at beginning of year2021-12-31$45,017,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$173,925
Total interest from all sources2021-12-31$314,353
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,349,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,349,545
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,321,665
Participant contributions at end of year2021-12-31$622,553
Participant contributions at beginning of year2021-12-31$638,645
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$218,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,742,350
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,759,597
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$45,017,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$39,995,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$31,981,207
Interest on participant loans2021-12-31$31,944
Interest earned on other investments2021-12-31$282,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,141,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,397,395
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$531,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,327,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,506,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,589,081
Contract administrator fees2021-12-31$173,925
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Accountancy firm name2021-12-31BDO USA LLP
Accountancy firm EIN2021-12-31135381590
2020 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$7,262,557
Total of all expenses incurred2020-12-31$2,240,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,076,055
Expenses. Certain deemed distributions of participant loans2020-12-31$22,993
Value of total corrective distributions2020-12-31$1,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,952,663
Value of total assets at end of year2020-12-31$45,017,247
Value of total assets at beginning of year2020-12-31$39,994,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$139,578
Total interest from all sources2020-12-31$323,661
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$889,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$889,062
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,936,531
Participant contributions at end of year2020-12-31$638,645
Participant contributions at beginning of year2020-12-31$739,808
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,022,351
Value of net assets at end of year (total assets less liabilities)2020-12-31$45,017,247
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$39,994,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$31,981,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,218,305
Interest on participant loans2020-12-31$36,678
Interest earned on other investments2020-12-31$286,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,397,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,036,783
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$764,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,097,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,311,570
Contract administrator fees2020-12-31$139,578
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Accountancy firm name2020-12-31BDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,263,138
Total of all expenses incurred2019-12-31$2,665,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,505,460
Expenses. Certain deemed distributions of participant loans2019-12-31$21,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,767,917
Value of total assets at end of year2019-12-31$39,994,896
Value of total assets at beginning of year2019-12-31$34,396,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$138,072
Total interest from all sources2019-12-31$348,370
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$913,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$913,713
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,471,448
Participant contributions at end of year2019-12-31$739,808
Participant contributions at beginning of year2019-12-31$764,906
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$68,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,598,011
Value of net assets at end of year (total assets less liabilities)2019-12-31$39,994,896
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,396,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,218,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,775,235
Interest on participant loans2019-12-31$40,635
Interest earned on other investments2019-12-31$307,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,036,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$11,856,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,233,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$227,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,505,460
Contract administrator fees2019-12-31$138,072
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DHG LLP
Accountancy firm EIN2019-12-31560747981
2018 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,772,062
Total of all expenses incurred2018-12-31$4,114,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,985,048
Expenses. Certain deemed distributions of participant loans2018-12-31$57,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,145,318
Value of total assets at end of year2018-12-31$34,396,885
Value of total assets at beginning of year2018-12-31$36,739,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$71,897
Total interest from all sources2018-12-31$411,972
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$982,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$982,813
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,785,545
Participant contributions at end of year2018-12-31$764,906
Participant contributions at beginning of year2018-12-31$723,795
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$161,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,342,754
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,396,885
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$36,739,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,775,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,966,263
Interest on participant loans2018-12-31$34,351
Interest earned on other investments2018-12-31$377,621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$11,856,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$18,049,581
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,193,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,768,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$198,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,985,048
Contract administrator fees2018-12-31$71,897
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DHG LLP
Accountancy firm EIN2018-12-31560747981
2017 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,253,013
Total of all expenses incurred2017-12-31$2,394,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,269,923
Expenses. Certain deemed distributions of participant loans2017-12-31$73,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,238,281
Value of total assets at end of year2017-12-31$36,739,639
Value of total assets at beginning of year2017-12-31$32,881,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$50,460
Total interest from all sources2017-12-31$431,114
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,134,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,134,111
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,702,822
Participant contributions at end of year2017-12-31$723,795
Participant contributions at beginning of year2017-12-31$646,446
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,858,635
Value of net assets at end of year (total assets less liabilities)2017-12-31$36,739,639
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$32,881,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,966,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,096,322
Interest on participant loans2017-12-31$29,962
Interest earned on other investments2017-12-31$401,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$18,049,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$17,138,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,449,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$531,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,269,923
Contract administrator fees2017-12-31$50,460
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DHG LLP
Accountancy firm EIN2017-12-31560747981
2016 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,605,864
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,162,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,084,562
Expenses. Certain deemed distributions of participant loans2016-12-31$34,438
Value of total corrective distributions2016-12-31$1,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,731,389
Value of total assets at end of year2016-12-31$32,881,004
Value of total assets at beginning of year2016-12-31$29,437,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$41,411
Total interest from all sources2016-12-31$416,462
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$714,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,561,280
Participant contributions at end of year2016-12-31$646,446
Participant contributions at beginning of year2016-12-31$581,456
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,443,469
Value of net assets at end of year (total assets less liabilities)2016-12-31$32,881,004
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,437,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,096,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,914,314
Interest on participant loans2016-12-31$24,316
Interest earned on other investments2016-12-31$392,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$17,138,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$15,941,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$743,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,161,918
Income. Dividends from common stock2016-12-31$714,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,084,562
Contract administrator fees2016-12-31$41,411
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DHG LLP
Accountancy firm EIN2016-12-31560747981
2015 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,573,805
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,880,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,785,550
Expenses. Certain deemed distributions of participant loans2015-12-31$55,999
Value of total corrective distributions2015-12-31$244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,684,587
Value of total assets at end of year2015-12-31$29,437,535
Value of total assets at beginning of year2015-12-31$27,744,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,929
Total interest from all sources2015-12-31$395,021
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,023,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,734,086
Participant contributions at end of year2015-12-31$581,456
Participant contributions at beginning of year2015-12-31$516,575
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$135,547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,693,083
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,437,535
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,744,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,914,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,277,163
Interest on participant loans2015-12-31$20,960
Interest earned on other investments2015-12-31$374,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$15,941,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$14,950,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,529,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$814,954
Income. Dividends from common stock2015-12-31$1,023,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,785,550
Contract administrator fees2015-12-31$38,929
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747891
2014 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,674,941
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,479,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,427,193
Expenses. Certain deemed distributions of participant loans2014-12-31$17,212
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,665,277
Value of total assets at end of year2014-12-31$27,744,452
Value of total assets at beginning of year2014-12-31$26,549,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,226
Total interest from all sources2014-12-31$393,076
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$809,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$809,581
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,280,432
Participant contributions at end of year2014-12-31$516,575
Participant contributions at beginning of year2014-12-31$451,433
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,195,310
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,744,452
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,549,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,277,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,338,346
Interest on participant loans2014-12-31$19,004
Interest earned on other investments2014-12-31$374,072
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$14,950,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,759,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-192,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,360,489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,427,193
Contract administrator fees2014-12-31$35,226
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,522,814
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,681,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,629,882
Expenses. Certain deemed distributions of participant loans2013-12-31$23,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,118,535
Value of total assets at end of year2013-12-31$26,549,141
Value of total assets at beginning of year2013-12-31$22,708,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,748
Total interest from all sources2013-12-31$381,909
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$402,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$402,408
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,314,245
Participant contributions at end of year2013-12-31$451,433
Participant contributions at beginning of year2013-12-31$329,274
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$115,961
Administrative expenses (other) incurred2013-12-31$65
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,841,063
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,549,141
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$22,708,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,338,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,055,059
Interest on participant loans2013-12-31$14,022
Interest earned on other investments2013-12-31$367,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$14,759,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$14,100,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,619,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$688,329
Employer contributions (assets) at beginning of year2013-12-31$223,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,629,882
Contract administrator fees2013-12-31$28,683
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,361,867
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,216,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,145,974
Expenses. Certain deemed distributions of participant loans2012-12-31$41,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,071,654
Value of total assets at end of year2012-12-31$22,708,078
Value of total assets at beginning of year2012-12-31$19,562,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$28,898
Total interest from all sources2012-12-31$392,874
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$225,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$225,216
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,992,713
Participant contributions at end of year2012-12-31$329,274
Participant contributions at beginning of year2012-12-31$282,764
Administrative expenses (other) incurred2012-12-31$1,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,145,178
Value of net assets at end of year (total assets less liabilities)2012-12-31$22,708,078
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,562,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,055,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,283,773
Interest on participant loans2012-12-31$12,542
Interest earned on other investments2012-12-31$380,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$14,100,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$12,996,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$672,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,078,941
Employer contributions (assets) at end of year2012-12-31$223,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,145,974
Contract administrator fees2012-12-31$27,224
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHEN, RUTHERFORD & KNIGHT, P.C.
Accountancy firm EIN2012-12-31051202280
2011 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,993,476
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$970,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$914,295
Expenses. Certain deemed distributions of participant loans2011-12-31$30,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,664,028
Value of total assets at end of year2011-12-31$19,562,900
Value of total assets at beginning of year2011-12-31$17,540,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,425
Total interest from all sources2011-12-31$437,021
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$139,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$139,513
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,862,191
Participant contributions at end of year2011-12-31$282,764
Participant contributions at beginning of year2011-12-31$210,645
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,409
Administrative expenses (other) incurred2011-12-31$4,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,022,619
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,562,900
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,540,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,283,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,335,975
Interest on participant loans2011-12-31$9,033
Interest earned on other investments2011-12-31$427,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$12,996,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$11,993,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-247,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$796,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$914,295
Contract administrator fees2011-12-31$22,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHEN, RUTHERFORD & KNIGHT, P.C.
Accountancy firm EIN2011-12-31051202280
2010 : UNITY HEALTH CARE, INC. 403 (B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,269,848
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,326,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,202,874
Expenses. Certain deemed distributions of participant loans2010-12-31$98,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,281,119
Value of total assets at end of year2010-12-31$17,540,281
Value of total assets at beginning of year2010-12-31$15,596,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,068
Total interest from all sources2010-12-31$421,905
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$81,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$81,922
Administrative expenses professional fees incurred2010-12-31$18,449
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,680,978
Participant contributions at end of year2010-12-31$210,645
Participant contributions at beginning of year2010-12-31$206,209
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,943,845
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,540,281
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,596,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$6,619
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,335,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,903,392
Interest on participant loans2010-12-31$6,353
Interest earned on other investments2010-12-31$415,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$11,993,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$11,486,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$484,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$600,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,202,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STEVE WALLS & ASSOCIATES, PLLC
Accountancy firm EIN2010-12-31264555225

Form 5500 Responses for UNITY HEALTH CARE, INC. 403 (B) PLAN

2020: UNITY HEALTH CARE, INC. 403 (B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNITY HEALTH CARE, INC. 403 (B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNITY HEALTH CARE, INC. 403 (B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNITY HEALTH CARE, INC. 403 (B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNITY HEALTH CARE, INC. 403 (B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNITY HEALTH CARE, INC. 403 (B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNITY HEALTH CARE, INC. 403 (B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNITY HEALTH CARE, INC. 403 (B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNITY HEALTH CARE, INC. 403 (B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITY HEALTH CARE, INC. 403 (B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNITY HEALTH CARE, INC. 403 (B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1818
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered549
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $332
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $147
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1807
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered571
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $286
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $153
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1680
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered586
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $237
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered607
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $250
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $190
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1669
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered633
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $251
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $204
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1635
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1610
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered665
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $221
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $177
Insurance broker organization code?3
Insurance broker nameREEVES, JASON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered726
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $195
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $181
Insurance broker organization code?3
Insurance broker nameJERDAL, ANDREW L
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1537
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered769
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $401
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1464
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered836
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $452
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $384
Insurance broker organization code?3
Insurance broker nameORTIZ, TOMAS (TOMMY)
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1395
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered908
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $486
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $405
Insurance broker organization code?3
Insurance broker nameCOSBY, ELISE
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1346
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1240
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered957
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $608
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 1
Insurance contract or identification number43898
Number of Individuals Covered1022
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43898
Policy instance 2
Insurance contract or identification number43898
Number of Individuals Covered1022
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $580
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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