401k Plan data: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	001

THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Stock bonus
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
The employer maintaining this ESOP is an S Corporation
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THOMAS RAWLINGS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THOMAS RAWLINGS GROUP, INC.

Employer identification number (EIN): 521769180

NAIC Classification: 238290
NAIC Description: Other Building Equipment Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-11-01
001 2020-11-01
001 2019-11-01
001 2018-11-01
001 2017-11-01
001 2016-11-01 JOHN HANLON
001 2015-11-01 JOHN HANLON
001 2014-11-01 JOHN HANLON
001 2013-11-01 JOHN HANLON
001 2012-11-01 JOHN HANLON
001 2011-11-01 CARROLL E. RAWLINGS
001 2009-11-01 CARROLL RAWLINGS

Plan Statistics for THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 21
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 19
Number of retired or separated participants receiving benefits 2021-11-01 2
Number of other retired or separated participants entitled to future benefits 2021-11-01 1
Total of all active and inactive participants 2021-11-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 2
Total participants 2021-11-01 24
Number of participants with account balances 2021-11-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 1
2020: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 13
Number of retired or separated participants receiving benefits 2020-11-01 4
Number of other retired or separated participants entitled to future benefits 2020-11-01 0
Total of all active and inactive participants 2020-11-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 2
Total participants 2020-11-01 19
Number of participants with account balances 2020-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 0
2019: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 13
Number of retired or separated participants receiving benefits 2019-11-01 4
Number of other retired or separated participants entitled to future benefits 2019-11-01 0
Total of all active and inactive participants 2019-11-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 1
Total participants 2019-11-01 18
Number of participants with account balances 2019-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 0
2018: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-11-01 16
Total number of active participants reported on line 7a of the Form 5500 2018-11-01 14
Number of retired or separated participants receiving benefits 2018-11-01 4
Number of other retired or separated participants entitled to future benefits 2018-11-01 0
Total of all active and inactive participants 2018-11-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-11-01 0
Total participants 2018-11-01 18
Number of participants with account balances 2018-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-11-01 0
2017: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 17
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 11
Number of retired or separated participants receiving benefits 2017-11-01 2
Number of other retired or separated participants entitled to future benefits 2017-11-01 3
Total of all active and inactive participants 2017-11-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 16
Number of participants with account balances 2017-11-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-11-01 0
2016: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-11-01 17
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 13
Number of retired or separated participants receiving benefits 2016-11-01 2
Number of other retired or separated participants entitled to future benefits 2016-11-01 1
Total of all active and inactive participants 2016-11-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 1
Total participants 2016-11-01 17
Number of participants with account balances 2016-11-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 0
2015: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 13
Number of retired or separated participants receiving benefits 2015-11-01 3
Number of other retired or separated participants entitled to future benefits 2015-11-01 1
Total of all active and inactive participants 2015-11-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 17
Number of participants with account balances 2015-11-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 0
2014: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 13
Number of retired or separated participants receiving benefits 2014-11-01 4
Number of other retired or separated participants entitled to future benefits 2014-11-01 1
Total of all active and inactive participants 2014-11-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 18
Number of participants with account balances 2014-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 13
Number of retired or separated participants receiving benefits 2013-11-01 4
Number of other retired or separated participants entitled to future benefits 2013-11-01 1
Total of all active and inactive participants 2013-11-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 0
Total participants 2013-11-01 18
Number of participants with account balances 2013-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 13
Number of retired or separated participants receiving benefits 2012-11-01 3
Number of other retired or separated participants entitled to future benefits 2012-11-01 2
Total of all active and inactive participants 2012-11-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 0
Total participants 2012-11-01 18
Number of participants with account balances 2012-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 1
2011: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 15
Number of retired or separated participants receiving benefits 2011-11-01 1
Number of other retired or separated participants entitled to future benefits 2011-11-01 2
Total of all active and inactive participants 2011-11-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 18
Number of participants with account balances 2011-11-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 0
2009: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 18
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 17
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 0
Total of all active and inactive participants 2009-11-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 1
Total participants 2009-11-01 18
Number of participants with account balances 2009-11-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0

Measure	Date	Value
2021: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	21
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	19
Number of retired or separated participants receiving benefits	2021-11-01	2
Number of other retired or separated participants entitled to future benefits	2021-11-01	1
Total of all active and inactive participants	2021-11-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	2
Total participants	2021-11-01	24
Number of participants with account balances	2021-11-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	1
2020: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	13
Number of retired or separated participants receiving benefits	2020-11-01	4
Number of other retired or separated participants entitled to future benefits	2020-11-01	0
Total of all active and inactive participants	2020-11-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	2
Total participants	2020-11-01	19
Number of participants with account balances	2020-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	0
2019: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	13
Number of retired or separated participants receiving benefits	2019-11-01	4
Number of other retired or separated participants entitled to future benefits	2019-11-01	0
Total of all active and inactive participants	2019-11-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	1
Total participants	2019-11-01	18
Number of participants with account balances	2019-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	0
2018: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-11-01	16
Total number of active participants reported on line 7a of the Form 5500	2018-11-01	14
Number of retired or separated participants receiving benefits	2018-11-01	4
Number of other retired or separated participants entitled to future benefits	2018-11-01	0
Total of all active and inactive participants	2018-11-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-11-01	0
Total participants	2018-11-01	18
Number of participants with account balances	2018-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-11-01	0
2017: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	17
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	11
Number of retired or separated participants receiving benefits	2017-11-01	2
Number of other retired or separated participants entitled to future benefits	2017-11-01	3
Total of all active and inactive participants	2017-11-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	16
Number of participants with account balances	2017-11-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-11-01	0
2016: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-11-01	17
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	13
Number of retired or separated participants receiving benefits	2016-11-01	2
Number of other retired or separated participants entitled to future benefits	2016-11-01	1
Total of all active and inactive participants	2016-11-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	1
Total participants	2016-11-01	17
Number of participants with account balances	2016-11-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	0
2015: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	13
Number of retired or separated participants receiving benefits	2015-11-01	3
Number of other retired or separated participants entitled to future benefits	2015-11-01	1
Total of all active and inactive participants	2015-11-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	17
Number of participants with account balances	2015-11-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	0
2014: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	13
Number of retired or separated participants receiving benefits	2014-11-01	4
Number of other retired or separated participants entitled to future benefits	2014-11-01	1
Total of all active and inactive participants	2014-11-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	18
Number of participants with account balances	2014-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	13
Number of retired or separated participants receiving benefits	2013-11-01	4
Number of other retired or separated participants entitled to future benefits	2013-11-01	1
Total of all active and inactive participants	2013-11-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	0
Total participants	2013-11-01	18
Number of participants with account balances	2013-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	13
Number of retired or separated participants receiving benefits	2012-11-01	3
Number of other retired or separated participants entitled to future benefits	2012-11-01	2
Total of all active and inactive participants	2012-11-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	0
Total participants	2012-11-01	18
Number of participants with account balances	2012-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	1
2011: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	15
Number of retired or separated participants receiving benefits	2011-11-01	1
Number of other retired or separated participants entitled to future benefits	2011-11-01	2
Total of all active and inactive participants	2011-11-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	18
Number of participants with account balances	2011-11-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	0
2009: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	18
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	17
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	0
Total of all active and inactive participants	2009-11-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	1
Total participants	2009-11-01	18
Number of participants with account balances	2009-11-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0

Financial Data on THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2022 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-10-31	$0
Total plan liabilities at beginning of year	2022-10-31	$0
Total income from all sources	2022-10-31	$3,510,449
Expenses. Total of all expenses incurred	2022-10-31	$1,746,517
Benefits paid (including direct rollovers)	2022-10-31	$1,742,492
Total plan assets at end of year	2022-10-31	$11,054,284
Total plan assets at beginning of year	2022-10-31	$9,290,352
Value of fidelity bond covering the plan	2022-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2022-10-31	$4,025
Other income received	2022-10-31	$3,141,307
Noncash contributions received	2022-10-31	$369,142
Net income (gross income less expenses)	2022-10-31	$1,763,932
Net plan assets at end of year (total assets less liabilities)	2022-10-31	$11,054,284
Net plan assets at beginning of year (total assets less liabilities)	2022-10-31	$9,290,352
Assets. Value of employer securities	2022-10-31	$10,017,092
2021 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-10-31	$0
Total plan liabilities at beginning of year	2021-10-31	$0
Total income from all sources	2021-10-31	$1,066,620
Expenses. Total of all expenses incurred	2021-10-31	$781,657
Benefits paid (including direct rollovers)	2021-10-31	$772,665
Total plan assets at end of year	2021-10-31	$9,290,352
Total plan assets at beginning of year	2021-10-31	$9,005,389
Value of fidelity bond covering the plan	2021-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2021-10-31	$8,992
Other income received	2021-10-31	$606,620
Noncash contributions received	2021-10-31	$460,000
Net income (gross income less expenses)	2021-10-31	$284,963
Net plan assets at end of year (total assets less liabilities)	2021-10-31	$9,290,352
Net plan assets at beginning of year (total assets less liabilities)	2021-10-31	$9,005,389
Assets. Value of employer securities	2021-10-31	$7,599,952
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$615,001
2020 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-10-31	$0
Total plan liabilities at beginning of year	2020-10-31	$1,384
Total income from all sources	2020-10-31	$1,463,788
Expenses. Total of all expenses incurred	2020-10-31	$1,442,118
Benefits paid (including direct rollovers)	2020-10-31	$1,435,778
Total plan assets at end of year	2020-10-31	$9,005,389
Total plan assets at beginning of year	2020-10-31	$8,985,103
Value of fidelity bond covering the plan	2020-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2020-10-31	$6,340
Other income received	2020-10-31	$963,788
Noncash contributions received	2020-10-31	$500,000
Net income (gross income less expenses)	2020-10-31	$21,670
Net plan assets at end of year (total assets less liabilities)	2020-10-31	$9,005,389
Net plan assets at beginning of year (total assets less liabilities)	2020-10-31	$8,983,719
Assets. Value of employer securities	2020-10-31	$7,200,000
2019 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-10-31	$1,384
Total income from all sources	2019-10-31	$1,111,178
Expenses. Total of all expenses incurred	2019-10-31	$1,282,452
Benefits paid (including direct rollovers)	2019-10-31	$1,279,986
Total plan assets at end of year	2019-10-31	$8,985,103
Total plan assets at beginning of year	2019-10-31	$9,154,993
Value of fidelity bond covering the plan	2019-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2019-10-31	$2,466
Other income received	2019-10-31	$711,178
Noncash contributions received	2019-10-31	$400,000
Net income (gross income less expenses)	2019-10-31	$-171,274
Net plan assets at end of year (total assets less liabilities)	2019-10-31	$8,983,719
Net plan assets at beginning of year (total assets less liabilities)	2019-10-31	$9,154,993
Assets. Value of employer securities	2019-10-31	$7,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$316,937
2018 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$818,615
2017 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources	2017-10-31	$563,296
Expenses. Total of all expenses incurred	2017-10-31	$671,784
Benefits paid (including direct rollovers)	2017-10-31	$666,437
Total plan assets at end of year	2017-10-31	$9,477,318
Total plan assets at beginning of year	2017-10-31	$9,585,806
Value of fidelity bond covering the plan	2017-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2017-10-31	$5,347
Other income received	2017-10-31	$163,296
Net income (gross income less expenses)	2017-10-31	$-108,488
Net plan assets at end of year (total assets less liabilities)	2017-10-31	$9,477,318
Net plan assets at beginning of year (total assets less liabilities)	2017-10-31	$9,585,806
Assets. Value of employer securities	2017-10-31	$7,700,080
Total contributions received or receivable from employer(s)	2017-10-31	$400,000
2016 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources	2016-10-31	$455,566
Expenses. Total of all expenses incurred	2016-10-31	$926,665
Benefits paid (including direct rollovers)	2016-10-31	$911,549
Total plan assets at end of year	2016-10-31	$9,585,806
Total plan assets at beginning of year	2016-10-31	$10,056,905
Value of fidelity bond covering the plan	2016-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2016-10-31	$15,116
Other income received	2016-10-31	$55,566
Noncash contributions received	2016-10-31	$400,000
Net income (gross income less expenses)	2016-10-31	$-471,099
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$9,585,806
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$10,056,905
Assets. Value of employer securities	2016-10-31	$7,899,974
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$911,549
2015 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources	2015-10-31	$412,477
Expenses. Total of all expenses incurred	2015-10-31	$923,261
Benefits paid (including direct rollovers)	2015-10-31	$910,442
Total plan assets at end of year	2015-10-31	$10,056,905
Total plan assets at beginning of year	2015-10-31	$10,567,689
Value of fidelity bond covering the plan	2015-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2015-10-31	$12,819
Other income received	2015-10-31	$12,477
Net income (gross income less expenses)	2015-10-31	$-510,784
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$10,056,905
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$10,567,689
Assets. Value of employer securities	2015-10-31	$8,999,926
Total contributions received or receivable from employer(s)	2015-10-31	$400,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$910,442
2014 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources	2014-10-31	$411,441
Expenses. Total of all expenses incurred	2014-10-31	$4,312,844
Benefits paid (including direct rollovers)	2014-10-31	$4,296,100
Total plan assets at end of year	2014-10-31	$10,567,689
Total plan assets at beginning of year	2014-10-31	$14,469,092
Value of fidelity bond covering the plan	2014-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2014-10-31	$16,744
Other income received	2014-10-31	$61,441
Noncash contributions received	2014-10-31	$350,000
Net income (gross income less expenses)	2014-10-31	$-3,901,403
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$10,567,689
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$14,469,092
Assets. Value of employer securities	2014-10-31	$9,499,931
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$904,982
2013 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources	2013-10-31	$439,305
Expenses. Total of all expenses incurred	2013-10-31	$408,368
Benefits paid (including direct rollovers)	2013-10-31	$394,115
Total plan assets at end of year	2013-10-31	$14,469,092
Total plan assets at beginning of year	2013-10-31	$14,438,155
Value of fidelity bond covering the plan	2013-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2013-10-31	$14,253
Other income received	2013-10-31	$39,305
Noncash contributions received	2013-10-31	$400,000
Net income (gross income less expenses)	2013-10-31	$30,937
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$14,469,092
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$14,438,155
Assets. Value of employer securities	2013-10-31	$10,000,035
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-10-31	$247,499
2012 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-10-31	$0
Total plan liabilities at beginning of year	2012-10-31	$187,190
Total income from all sources	2012-10-31	$125,028
Expenses. Total of all expenses incurred	2012-10-31	$524,339
Benefits paid (including direct rollovers)	2012-10-31	$494,300
Total plan assets at end of year	2012-10-31	$14,438,155
Total plan assets at beginning of year	2012-10-31	$15,024,656
Value of fidelity bond covering the plan	2012-10-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2012-10-31	$30,039
Contributions received from other sources (not participants or employers)	2012-10-31	$19,026
Other income received	2012-10-31	$106,002
Net income (gross income less expenses)	2012-10-31	$-399,311
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$14,438,155
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$14,837,466
Assets. Value of employer securities	2012-10-31	$12,500,072
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-31	$486,316
2011 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-10-31	$187,190
Total plan liabilities at beginning of year	2011-10-31	$167,786
Total income from all sources	2011-10-31	$825,808
Expenses. Total of all expenses incurred	2011-10-31	$836,691
Benefits paid (including direct rollovers)	2011-10-31	$805,004
Total plan assets at end of year	2011-10-31	$15,024,656
Total plan assets at beginning of year	2011-10-31	$15,016,135
Value of fidelity bond covering the plan	2011-10-31	$500,000
Expenses. Other expenses not covered elsewhere	2011-10-31	$31,687
Other income received	2011-10-31	$325,808
Noncash contributions received	2011-10-31	$500,000
Net income (gross income less expenses)	2011-10-31	$-10,883
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$14,837,466
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$14,848,349
Assets. Value of employer securities	2011-10-31	$12,899,935
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$235,004
2010 : THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-10-31	$203,475

Form 5500 Responses for THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2021: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	Submission has been amended	No
2021-11-01	This submission is the final filing	No
2021-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-11-01	Plan is a collectively bargained plan	No
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	Submission has been amended	No
2020-11-01	This submission is the final filing	No
2020-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-11-01	Plan is a collectively bargained plan	No
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	Submission has been amended	No
2019-11-01	This submission is the final filing	No
2019-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-11-01	Plan is a collectively bargained plan	No
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2018: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-11-01	Type of plan entity	Single employer plan
2018-11-01	Submission has been amended	No
2018-11-01	This submission is the final filing	No
2018-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-11-01	Plan is a collectively bargained plan	No
2018-11-01	Plan funding arrangement – Trust	Yes
2018-11-01	Plan benefit arrangement - Trust	Yes
2017: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Single employer plan
2017-11-01	Submission has been amended	No
2017-11-01	This submission is the final filing	No
2017-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-11-01	Plan is a collectively bargained plan	No
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes
2016: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-11-01	Type of plan entity	Single employer plan
2016-11-01	Submission has been amended	No
2016-11-01	This submission is the final filing	No
2016-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-11-01	Plan is a collectively bargained plan	No
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	Submission has been amended	No
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	No
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Insurance	Yes
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS RAWLINGS GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Insurance	Yes
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

125417

Policy instance

Insurance contract or identification number	125417
Number of Individuals Covered	2
Insurance policy start date	2021-11-01
Insurance policy end date	2022-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $302
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	302
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

125417

Policy instance

Insurance contract or identification number	125417
Number of Individuals Covered	2
Insurance policy start date	2020-11-01
Insurance policy end date	2021-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $579
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	579
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

125417

Policy instance

Insurance contract or identification number	125417
Number of Individuals Covered	2
Insurance policy start date	2019-11-01
Insurance policy end date	2020-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $364
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	364
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

125417

Policy instance

Insurance contract or identification number	125417
Number of Individuals Covered	1
Insurance policy start date	2018-11-01
Insurance policy end date	2019-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $189
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	189
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

125417

Policy instance

Insurance contract or identification number	125417
Number of Individuals Covered	2
Insurance policy start date	2017-11-01
Insurance policy end date	2018-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $438
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THOMAS RAWLINGS GROUP, INC.
Employer identification number (EIN):	521769180
NAIC Classification:	238290
NAIC Description:	Other Building Equipment Contractors