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CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 401k Plan overview

Plan NameCONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN
Plan identification number 001

CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

CONSORTIUM FOR OCEAN LEADERSHIP, INC. has sponsored the creation of one or more 401k plans.

Company Name:CONSORTIUM FOR OCEAN LEADERSHIP, INC.
Employer identification number (EIN):521892964
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01BRADLEY MORAN2022-10-17 BRADLEY MORAN2022-10-17
0012020-01-01YAN XING2021-10-14
0012019-01-01YAN XING2020-10-12
0012018-01-01YAN XING2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01SHANNON R. GELLMAN
0012011-01-01HELENE S. OSKARD
0012010-01-01HELENE S. OSKARD
0012009-01-01HELENE S. OSKARD

Plan Statistics for CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN

401k plan membership statisitcs for CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN

Measure Date Value
2021: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01212
Total number of active participants reported on line 7a of the Form 55002021-01-0140
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01170
Total of all active and inactive participants2021-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-01217
Number of participants with account balances2021-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01220
Total number of active participants reported on line 7a of the Form 55002020-01-0144
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01168
Total of all active and inactive participants2020-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01215
Number of participants with account balances2020-01-01214
2019: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01222
Total number of active participants reported on line 7a of the Form 55002019-01-0142
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01174
Total of all active and inactive participants2019-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01219
Number of participants with account balances2019-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01223
Total number of active participants reported on line 7a of the Form 55002018-01-0140
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01180
Total of all active and inactive participants2018-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01222
Number of participants with account balances2018-01-01221
2017: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01227
Total number of active participants reported on line 7a of the Form 55002017-01-0142
Number of other retired or separated participants entitled to future benefits2017-01-01179
Total of all active and inactive participants2017-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01223
Number of participants with account balances2017-01-01222
2016: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01230
Total number of active participants reported on line 7a of the Form 55002016-01-0138
Number of other retired or separated participants entitled to future benefits2016-01-01187
Total of all active and inactive participants2016-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01227
Number of participants with account balances2016-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01229
Total number of active participants reported on line 7a of the Form 55002015-01-0141
Number of other retired or separated participants entitled to future benefits2015-01-01187
Total of all active and inactive participants2015-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01230
Number of participants with account balances2015-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01236
Total number of active participants reported on line 7a of the Form 55002014-01-0146
Number of other retired or separated participants entitled to future benefits2014-01-01181
Total of all active and inactive participants2014-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01229
Number of participants with account balances2014-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01254
Total number of active participants reported on line 7a of the Form 55002013-01-0177
Number of other retired or separated participants entitled to future benefits2013-01-01173
Total of all active and inactive participants2013-01-01250
Total participants2013-01-01250
Number of participants with account balances2013-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01254
Total number of active participants reported on line 7a of the Form 55002012-01-0196
Number of other retired or separated participants entitled to future benefits2012-01-01158
Total of all active and inactive participants2012-01-01254
Total participants2012-01-01254
Number of participants with account balances2012-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01247
Total number of active participants reported on line 7a of the Form 55002011-01-01112
Number of other retired or separated participants entitled to future benefits2011-01-01142
Total of all active and inactive participants2011-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01254
Number of participants with account balances2011-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01246
Total number of active participants reported on line 7a of the Form 55002010-01-0167
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01179
Total of all active and inactive participants2010-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01247
Number of participants with account balances2010-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01308
Total number of active participants reported on line 7a of the Form 55002009-01-01280
Number of other retired or separated participants entitled to future benefits2009-01-0136
Total of all active and inactive participants2009-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01319
Number of participants with account balances2009-01-01293

Financial Data on CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN

Measure Date Value
2021 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$3,204,355
Total unrealized appreciation/depreciation of assets2021-12-31$3,204,355
Total income from all sources (including contributions)2021-12-31$4,325,344
Total loss/gain on sale of assets2021-12-31$40,286
Total of all expenses incurred2021-12-31$1,101,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,101,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$456,826
Value of total assets at end of year2021-12-31$32,663,085
Value of total assets at beginning of year2021-12-31$29,438,764
Total interest from all sources2021-12-31$20,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$250,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$191,666
Participant contributions at end of year2021-12-31$17,202
Participant contributions at beginning of year2021-12-31$165,986
Other income not declared elsewhere2021-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,224,321
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,663,085
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$29,438,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$20,454,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,426,584
Value of interest in pooled separate accounts at end of year2021-12-31$1,355,374
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,154,013
Interest on participant loans2021-12-31$1,949
Interest earned on other investments2021-12-31$18,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$4,990,529
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,809,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,809,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,845,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,883,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$595,944
Net investment gain/loss from pooled separate accounts2021-12-31$7,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$265,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,101,023
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$40,286
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31RUBINO & COMPANY, CHARTERED
Accountancy firm EIN2021-12-31521186096
2020 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,921,150
Total unrealized appreciation/depreciation of assets2020-12-31$2,921,150
Total income from all sources (including contributions)2020-12-31$4,211,679
Total loss/gain on sale of assets2020-12-31$65,846
Total of all expenses incurred2020-12-31$754,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$754,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$479,414
Value of total assets at end of year2020-12-31$29,438,764
Value of total assets at beginning of year2020-12-31$25,981,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$75
Total interest from all sources2020-12-31$35,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$250,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$203,073
Participant contributions at end of year2020-12-31$165,986
Participant contributions at beginning of year2020-12-31$151,422
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,572
Other income not declared elsewhere2020-12-31$76
Administrative expenses (other) incurred2020-12-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,456,776
Value of net assets at end of year (total assets less liabilities)2020-12-31$29,438,764
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,981,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,426,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,361,251
Value of interest in pooled separate accounts at end of year2020-12-31$1,154,013
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,193,208
Interest on participant loans2020-12-31$155
Interest earned on other investments2020-12-31$35,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,809,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,620,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,620,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,883,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,656,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$681,611
Net investment gain/loss from pooled separate accounts2020-12-31$28,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$267,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$754,828
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$65,846
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RUBINO & COMPANY, CHARTERED
Accountancy firm EIN2020-12-31521186096
2019 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$3,094,541
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$3,094,541
Total unrealized appreciation/depreciation of assets2019-12-31$3,094,541
Total income from all sources (including contributions)2019-12-31$4,541,362
Total income from all sources (including contributions)2019-12-31$4,541,362
Total loss/gain on sale of assets2019-12-31$63,380
Total loss/gain on sale of assets2019-12-31$63,380
Total of all expenses incurred2019-12-31$1,369,530
Total of all expenses incurred2019-12-31$1,369,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,369,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$523,677
Value of total assets at end of year2019-12-31$25,981,988
Value of total assets at end of year2019-12-31$25,981,988
Value of total assets at beginning of year2019-12-31$22,810,156
Value of total assets at beginning of year2019-12-31$22,810,156
Total interest from all sources2019-12-31$34,825
Total interest from all sources2019-12-31$34,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$202,060
Participant contributions at end of year2019-12-31$151,422
Participant contributions at end of year2019-12-31$151,422
Participant contributions at beginning of year2019-12-31$135,666
Participant contributions at beginning of year2019-12-31$135,666
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$13,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,171,832
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,981,988
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,981,988
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,810,156
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,810,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,361,251
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,361,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,508,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,508,843
Value of interest in pooled separate accounts at end of year2019-12-31$1,193,208
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,333,407
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,333,407
Interest earned on other investments2019-12-31$34,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,620,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,620,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,305,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,305,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,305,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,305,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,656,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,656,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,527,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,527,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$731,558
Net investment gain/loss from pooled separate accounts2019-12-31$93,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$307,651
Contributions received in cash from employer2019-12-31$307,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,369,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,369,530
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$63,380
Aggregate proceeds on sale of assets2019-12-31$63,380
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RUBINO & COMPANY CHARTERED
Accountancy firm name2019-12-31RUBINO & COMPANY CHARTERED
Accountancy firm EIN2019-12-31521186096
2018 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,489,338
Total unrealized appreciation/depreciation of assets2018-12-31$-2,489,338
Total income from all sources (including contributions)2018-12-31$-599,641
Total of all expenses incurred2018-12-31$2,442,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,442,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$600,873
Value of total assets at end of year2018-12-31$22,810,156
Value of total assets at beginning of year2018-12-31$25,852,476
Total interest from all sources2018-12-31$40,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$250,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$228,188
Participant contributions at end of year2018-12-31$135,666
Participant contributions at beginning of year2018-12-31$124,114
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,076
Other income not declared elsewhere2018-12-31$48,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,042,320
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,810,156
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,852,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,508,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,799,187
Value of interest in pooled separate accounts at end of year2018-12-31$1,333,407
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,552,115
Interest earned on other investments2018-12-31$40,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,305,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,927,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,927,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,527,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,449,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$1,113,900
Net investment gain/loss from pooled separate accounts2018-12-31$86,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$368,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,442,679
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RUBINO & COMANY CHARTERED
Accountancy firm EIN2018-12-31521186096
2017 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,578,502
Total unrealized appreciation/depreciation of assets2017-12-31$2,578,502
Total income from all sources (including contributions)2017-12-31$3,908,343
Total of all expenses incurred2017-12-31$1,523,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,523,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$653,151
Value of total assets at end of year2017-12-31$25,852,476
Value of total assets at beginning of year2017-12-31$23,467,828
Total interest from all sources2017-12-31$37,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$250,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$252,400
Participant contributions at end of year2017-12-31$124,114
Participant contributions at beginning of year2017-12-31$151,799
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Other income not declared elsewhere2017-12-31$101,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,384,648
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,852,476
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,467,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,799,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,255,955
Value of interest in pooled separate accounts at end of year2017-12-31$1,552,115
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,645,689
Interest earned on other investments2017-12-31$37,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,927,918
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,887,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,887,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,449,142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$5,527,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$487,764
Net investment gain/loss from pooled separate accounts2017-12-31$50,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$400,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,523,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RUBINO & COMPANY CHARTERED
Accountancy firm EIN2017-12-31521186096
2016 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$180,269
Total unrealized appreciation/depreciation of assets2016-12-31$180,269
Total income from all sources (including contributions)2016-12-31$2,813,773
Total of all expenses incurred2016-12-31$1,731,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,731,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,580,811
Value of total assets at end of year2016-12-31$23,467,828
Value of total assets at beginning of year2016-12-31$22,385,231
Total interest from all sources2016-12-31$52,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$242,229
Participant contributions at end of year2016-12-31$151,799
Participant contributions at beginning of year2016-12-31$225,656
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$981,003
Other income not declared elsewhere2016-12-31$90,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,082,597
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,467,828
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,385,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,255,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,468,791
Value of interest in pooled separate accounts at end of year2016-12-31$1,645,689
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,367,350
Interest earned on other investments2016-12-31$52,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,887,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$623,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$623,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$5,527,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,699,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$903,105
Net investment gain/loss from pooled separate accounts2016-12-31$6,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$357,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,731,176
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RUBINO & COMPANY CHARTERED
Accountancy firm EIN2016-12-31521186096
2015 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-102,884
Total unrealized appreciation/depreciation of assets2015-12-31$-102,884
Total income from all sources (including contributions)2015-12-31$1,311,724
Total of all expenses incurred2015-12-31$1,465,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,465,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$929,458
Value of total assets at end of year2015-12-31$22,385,231
Value of total assets at beginning of year2015-12-31$22,539,250
Total interest from all sources2015-12-31$41,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$285,847
Participant contributions at end of year2015-12-31$225,656
Participant contributions at beginning of year2015-12-31$152,575
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$164,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-154,019
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,385,231
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,539,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,468,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,950,797
Value of interest in pooled separate accounts at end of year2015-12-31$1,367,350
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,270,944
Interest earned on other investments2015-12-31$41,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$623,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,535,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,535,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,699,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,629,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$430,425
Net investment gain/loss from pooled separate accounts2015-12-31$13,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$478,728
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,465,743
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RUBINO & COMPANY CHARTERED
Accountancy firm EIN2015-12-31521186096
2014 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,381,533
Total of all expenses incurred2014-12-31$899,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$899,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$991,383
Value of total assets at end of year2014-12-31$22,539,250
Value of total assets at beginning of year2014-12-31$21,056,820
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$45,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$45,507
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$354,651
Participant contributions at end of year2014-12-31$152,575
Participant contributions at beginning of year2014-12-31$182,770
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$52
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,482,430
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,539,250
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,056,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,950,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,105,165
Value of interest in pooled separate accounts at end of year2014-12-31$1,270,944
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,156,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,535,828
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,048,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,048,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,629,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,563,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,344,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$636,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$899,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RUBINO & COMPANY CHARTERED
Accountancy firm EIN2014-12-31521186096
2013 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,453,245
Total of all expenses incurred2013-12-31$1,052,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,052,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,193,981
Value of total assets at end of year2013-12-31$21,056,768
Value of total assets at beginning of year2013-12-31$17,656,023
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$38,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$38,514
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$452,018
Participant contributions at end of year2013-12-31$182,770
Participant contributions at beginning of year2013-12-31$153,871
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,400,745
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,056,768
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,656,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,105,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,780,398
Value of interest in pooled separate accounts at end of year2013-12-31$1,156,797
Value of interest in pooled separate accounts at beginning of year2013-12-31$985,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,048,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$576,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$576,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,563,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,159,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,220,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$741,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,052,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RUBINO & COMPANY, CHARTERED
Accountancy firm EIN2013-12-31521186096
2012 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,265,078
Total of all expenses incurred2012-12-31$678,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$678,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,465,778
Value of total assets at end of year2012-12-31$17,656,023
Value of total assets at beginning of year2012-12-31$15,069,180
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$35,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$35,515
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$553,239
Participant contributions at end of year2012-12-31$153,871
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$49,993
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,586,843
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,656,023
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,069,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,780,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,148,068
Value of interest in pooled separate accounts at end of year2012-12-31$985,428
Value of interest in pooled separate accounts at beginning of year2012-12-31$836,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$576,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,159,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,084,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,763,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$862,546
Employer contributions (assets) at beginning of year2012-12-31$52
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$677,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RUBINO & COMPANY
Accountancy firm EIN2012-12-31521186096
2011 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,367,698
Total of all expenses incurred2011-12-31$1,581,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,581,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,343,657
Value of total assets at end of year2011-12-31$15,069,180
Value of total assets at beginning of year2011-12-31$15,283,255
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$35,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$35,260
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$517,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-214,075
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,069,180
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,283,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,148,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,305,914
Value of interest in pooled separate accounts at end of year2011-12-31$836,571
Value of interest in pooled separate accounts at beginning of year2011-12-31$729,707
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,084,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,244,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-11,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$826,643
Employer contributions (assets) at end of year2011-12-31$52
Employer contributions (assets) at beginning of year2011-12-31$3,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,581,773
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RUBINO & COMPANY
Accountancy firm EIN2011-12-31521186096
2010 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,678,841
Total of all expenses incurred2010-12-31$442,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$442,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,234,612
Value of total assets at end of year2010-12-31$15,283,255
Value of total assets at beginning of year2010-12-31$13,046,643
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$27,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$27,487
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$460,943
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,236,612
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,283,255
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,046,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,305,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,431,126
Value of interest in pooled separate accounts at end of year2010-12-31$729,707
Value of interest in pooled separate accounts at beginning of year2010-12-31$586,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,244,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,012,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,416,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$773,669
Employer contributions (assets) at end of year2010-12-31$3,452
Employer contributions (assets) at beginning of year2010-12-31$16,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$442,229
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RUBINO & MCGEEHIN, CHARTERED
Accountancy firm EIN2010-12-31521186096
2009 : CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN

2021: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: CONSORTIUM FOR OCEAN LEADERSHIP, INC. 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369024
Policy instance 1
Insurance contract or identification number369024
Number of Individuals Covered215
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369024
Policy instance 1
Insurance contract or identification number369024
Number of Individuals Covered218
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369024
Policy instance 1
Insurance contract or identification number369024
Number of Individuals Covered221
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369024
Policy instance 1
Insurance contract or identification number369024
Number of Individuals Covered224
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369024
Policy instance 1
Insurance contract or identification number369024
Number of Individuals Covered226
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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