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THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 401k Plan overview

Plan NameTHE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN
Plan identification number 003

THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ANNIE E CASEY FOUNDATION has sponsored the creation of one or more 401k plans.

Company Name:ANNIE E CASEY FOUNDATION
Employer identification number (EIN):521951681
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01KENNETH M. JONES, II KENNETH M. JONES, II2018-07-29
0032016-01-01KENNETH M. JONES, II KENNETH M. JONES, II2017-08-22
0032015-01-01KENNETH M. JONES, II KENNETH M. JONES, II2016-09-28
0032014-01-01KENNETH M. JONES, II KENNETH M. JONES, II2015-10-09
0032013-01-01KENNETH M. JONES, II KENNETH M. JONES, II2014-09-30
0032012-01-01KENNETH M. JONES, II KENNETH M. JONES, II2013-10-12
0032011-01-01KENNETH M. JONES, II KENNETH M. JONES, II2012-10-05
0032009-01-01KENNETH M. JONES, II
0032009-01-01KENNETH M. JONES, II KENNETH M. JONES, II2011-06-03

Plan Statistics for THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN

401k plan membership statisitcs for THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN

Measure Date Value
2022: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01341
Total number of active participants reported on line 7a of the Form 55002022-01-01199
Number of retired or separated participants receiving benefits2022-01-0111
Number of other retired or separated participants entitled to future benefits2022-01-01141
Total of all active and inactive participants2022-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01351
Number of participants with account balances2022-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01363
Total number of active participants reported on line 7a of the Form 55002021-01-01186
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01153
Total of all active and inactive participants2021-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01341
Number of participants with account balances2021-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01364
Total number of active participants reported on line 7a of the Form 55002020-01-01202
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01162
Total of all active and inactive participants2020-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01366
Number of participants with account balances2020-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01351
Total number of active participants reported on line 7a of the Form 55002019-01-01201
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01163
Total of all active and inactive participants2019-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01366
Number of participants with account balances2019-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01359
Total number of active participants reported on line 7a of the Form 55002018-01-01193
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01159
Total of all active and inactive participants2018-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01354
Number of participants with account balances2018-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01406
Total number of active participants reported on line 7a of the Form 55002017-01-01197
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01159
Total of all active and inactive participants2017-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01359
Number of participants with account balances2017-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01408
Total number of active participants reported on line 7a of the Form 55002016-01-01200
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01203
Total of all active and inactive participants2016-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01406
Number of participants with account balances2016-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01402
Total number of active participants reported on line 7a of the Form 55002015-01-01208
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01197
Total of all active and inactive participants2015-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01405
Number of participants with account balances2015-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01427
Total number of active participants reported on line 7a of the Form 55002014-01-01187
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01213
Total of all active and inactive participants2014-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01402
Number of participants with account balances2014-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01516
Total number of active participants reported on line 7a of the Form 55002013-01-01187
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01234
Total of all active and inactive participants2013-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01422
Number of participants with account balances2013-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01638
Total number of active participants reported on line 7a of the Form 55002012-01-01357
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01373
Total of all active and inactive participants2012-01-01734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01735
Number of participants with account balances2012-01-01554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01649
Total number of active participants reported on line 7a of the Form 55002011-01-01454
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01182
Total of all active and inactive participants2011-01-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01644
Number of participants with account balances2011-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01682
Total number of active participants reported on line 7a of the Form 55002009-01-01496
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01162
Total of all active and inactive participants2009-01-01659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01663
Number of participants with account balances2009-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN

Measure Date Value
2022 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,523,638
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,665,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,595,038
Expenses. Certain deemed distributions of participant loans2022-12-31$10,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,420,278
Value of total assets at end of year2022-12-31$41,500,182
Value of total assets at beginning of year2022-12-31$50,689,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$59,964
Total interest from all sources2022-12-31$147,042
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,513,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,513,960
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,238,275
Participant contributions at end of year2022-12-31$451,752
Participant contributions at beginning of year2022-12-31$453,197
Participant contributions at end of year2022-12-31$49,800
Participant contributions at beginning of year2022-12-31$41,506
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$182,003
Other income not declared elsewhere2022-12-31$62,500
Administrative expenses (other) incurred2022-12-31$30,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,188,932
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,500,182
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$50,689,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$29,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$34,767,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$45,499,158
Value of interest in pooled separate accounts at end of year2022-12-31$2,854
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,771
Interest on participant loans2022-12-31$22,652
Interest earned on other investments2022-12-31$120,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$140,016
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$145,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$145,286
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,088,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,547,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,667,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,595,038
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SB & COMPANY, LLC
Accountancy firm EIN2022-12-31202153727
2021 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,523,970
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,184,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,098,748
Expenses. Certain deemed distributions of participant loans2021-12-31$17,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,350,472
Value of total assets at end of year2021-12-31$50,689,114
Value of total assets at beginning of year2021-12-31$47,349,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$67,525
Total interest from all sources2021-12-31$156,490
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,132,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,132,661
Administrative expenses professional fees incurred2021-12-31$2,210
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,226,820
Participant contributions at end of year2021-12-31$453,197
Participant contributions at beginning of year2021-12-31$467,814
Participant contributions at end of year2021-12-31$41,506
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$123,652
Other income not declared elsewhere2021-12-31$66,189
Administrative expenses (other) incurred2021-12-31$36,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,339,728
Value of net assets at end of year (total assets less liabilities)2021-12-31$50,689,114
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$47,349,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$29,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$45,499,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$40,470,129
Value of interest in pooled separate accounts at end of year2021-12-31$2,771
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,824
Interest on participant loans2021-12-31$23,693
Interest earned on other investments2021-12-31$132,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$145,286
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$151,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$151,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,547,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,257,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,818,073
Net investment gain/loss from pooled separate accounts2021-12-31$85
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,098,748
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SB & COMPANY, LLC
Accountancy firm EIN2021-12-31202153727
2020 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,517,946
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,069,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,009,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,231,667
Value of total assets at end of year2020-12-31$47,349,386
Value of total assets at beginning of year2020-12-31$41,900,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$59,523
Total interest from all sources2020-12-31$184,927
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,748,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,748,757
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,215,227
Participant contributions at end of year2020-12-31$467,814
Participant contributions at beginning of year2020-12-31$467,062
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,440
Other income not declared elsewhere2020-12-31$54,277
Administrative expenses (other) incurred2020-12-31$30,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,448,677
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,349,386
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$41,900,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$29,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$40,470,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$36,944,700
Value of interest in pooled separate accounts at end of year2020-12-31$2,824
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,742
Interest on participant loans2020-12-31$30,632
Interest earned on other investments2020-12-31$154,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$151,035
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$146,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$146,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,257,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,339,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,298,228
Net investment gain/loss from pooled separate accounts2020-12-31$90
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,009,746
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SB & COMPANY, LLC
Accountancy firm EIN2020-12-31202153727
2019 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,795,488
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,491,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,412,126
Expenses. Certain deemed distributions of participant loans2019-12-31$4,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,356,419
Value of total assets at end of year2019-12-31$41,900,709
Value of total assets at beginning of year2019-12-31$35,596,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$74,760
Total interest from all sources2019-12-31$127,265
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,444,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,444,635
Administrative expenses professional fees incurred2019-12-31$19,870
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,997,787
Participant contributions at end of year2019-12-31$467,062
Participant contributions at beginning of year2019-12-31$443,869
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$354,697
Other income not declared elsewhere2019-12-31$56,001
Administrative expenses (other) incurred2019-12-31$15,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,304,277
Value of net assets at end of year (total assets less liabilities)2019-12-31$41,900,709
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$35,596,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$39,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$36,944,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$32,309,319
Value of interest in pooled separate accounts at end of year2019-12-31$2,742
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,662
Interest on participant loans2019-12-31$25,432
Interest earned on other investments2019-12-31$101,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$146,659
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$151,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$151,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,339,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,689,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,811,088
Net investment gain/loss from pooled separate accounts2019-12-31$80
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,412,126
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SB & COMPANY, LLC
Accountancy firm EIN2019-12-31202153727
2018 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$627,094
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,223,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,207,109
Expenses. Certain deemed distributions of participant loans2018-12-31$5,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,249,982
Value of total assets at end of year2018-12-31$35,596,432
Value of total assets at beginning of year2018-12-31$39,192,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,322
Total interest from all sources2018-12-31$39,306
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,273,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,273,799
Administrative expenses professional fees incurred2018-12-31$324
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,855,091
Participant contributions at end of year2018-12-31$443,869
Participant contributions at beginning of year2018-12-31$363,974
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$394,891
Administrative expenses (other) incurred2018-12-31$2,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,596,314
Value of net assets at end of year (total assets less liabilities)2018-12-31$35,596,432
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$39,192,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$32,309,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$35,771,811
Value of interest in pooled separate accounts at end of year2018-12-31$2,662
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,584
Interest on participant loans2018-12-31$18,569
Interest earned on other investments2018-12-31$20,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$151,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$155,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$155,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,689,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,898,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,936,071
Net investment gain/loss from pooled separate accounts2018-12-31$78
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,207,109
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SB & COMPANY, LLC
Accountancy firm EIN2018-12-31202153727
2017 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,802,302
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,663,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,563,311
Expenses. Certain deemed distributions of participant loans2017-12-31$96,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,978,997
Value of total assets at end of year2017-12-31$39,192,746
Value of total assets at beginning of year2017-12-31$36,053,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,606
Total interest from all sources2017-12-31$40,432
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,932,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,932,895
Administrative expenses professional fees incurred2017-12-31$2,379
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,863,738
Participant contributions at end of year2017-12-31$363,974
Participant contributions at beginning of year2017-12-31$410,339
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$112,259
Administrative expenses (other) incurred2017-12-31$1,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,139,140
Value of net assets at end of year (total assets less liabilities)2017-12-31$39,192,746
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,053,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$35,771,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,407,272
Value of interest in pooled separate accounts at end of year2017-12-31$2,584
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,509
Interest on participant loans2017-12-31$18,234
Interest earned on other investments2017-12-31$22,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$155,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$160,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$160,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,898,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,073,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,849,903
Net investment gain/loss from pooled separate accounts2017-12-31$75
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,563,311
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SB & COMPANY, LLC
Accountancy firm EIN2017-12-31202153727
2016 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,349,952
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,892,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,864,848
Expenses. Certain deemed distributions of participant loans2016-12-31$27,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,935,612
Value of total assets at end of year2016-12-31$36,053,606
Value of total assets at beginning of year2016-12-31$33,596,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$848
Total interest from all sources2016-12-31$37,603
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,127,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,127,803
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,836,666
Participant contributions at end of year2016-12-31$410,339
Participant contributions at beginning of year2016-12-31$398,108
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$98,946
Administrative expenses (other) incurred2016-12-31$848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,457,010
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,053,606
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,596,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,407,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$29,507,245
Value of interest in pooled separate accounts at end of year2016-12-31$2,509
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,171
Interest on participant loans2016-12-31$18,872
Interest earned on other investments2016-12-31$18,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$160,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,171,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,171,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,073,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,508,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,248,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,864,848
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SB & COMPANY, LLC
Accountancy firm EIN2016-12-31202153727
2015 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,180,608
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,191,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,165,103
Expenses. Certain deemed distributions of participant loans2015-12-31$24,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,859,415
Value of total assets at end of year2015-12-31$33,596,596
Value of total assets at beginning of year2015-12-31$35,607,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,655
Total interest from all sources2015-12-31$49,826
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,693,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,693,387
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,719,442
Participant contributions at end of year2015-12-31$398,108
Participant contributions at beginning of year2015-12-31$416,286
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$139,973
Other income not declared elsewhere2015-12-31$32,066
Administrative expenses (other) incurred2015-12-31$1,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,010,610
Value of net assets at end of year (total assets less liabilities)2015-12-31$33,596,596
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,607,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$29,507,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$31,066,629
Value of interest in pooled separate accounts at end of year2015-12-31$11,171
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,368
Interest on participant loans2015-12-31$19,585
Interest earned on other investments2015-12-31$30,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,171,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,474,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,474,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,508,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,639,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,454,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,165,103
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SB & COMPANY, LLC
Accountancy firm EIN2015-12-31202153727
2014 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,749,398
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,703,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,678,995
Expenses. Certain deemed distributions of participant loans2014-12-31$23,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,728,306
Value of total assets at end of year2014-12-31$35,607,206
Value of total assets at beginning of year2014-12-31$34,561,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,219
Total interest from all sources2014-12-31$141,485
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,756,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,756,752
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,601,939
Participant contributions at end of year2014-12-31$416,286
Participant contributions at beginning of year2014-12-31$414,694
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$126,367
Other income not declared elsewhere2014-12-31$65,269
Administrative expenses (other) incurred2014-12-31$1,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,045,777
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,607,206
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$34,561,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$31,066,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,445,404
Value of interest in pooled separate accounts at end of year2014-12-31$10,368
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,066
Interest on participant loans2014-12-31$22,198
Interest earned on other investments2014-12-31$119,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,474,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,927,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,927,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,639,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,764,018
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$57,268
Net investment gain/loss from pooled separate accounts2014-12-31$318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,678,995
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SB & COMPANY, LLC
Accountancy firm EIN2014-12-31202153727
2013 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,408,414
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,587,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,375,578
Expenses. Certain deemed distributions of participant loans2013-12-31$210,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,802,641
Value of total assets at end of year2013-12-31$34,561,429
Value of total assets at beginning of year2013-12-31$35,740,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,072
Total interest from all sources2013-12-31$132,270
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,489,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,489,167
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,562,957
Participant contributions at end of year2013-12-31$414,694
Participant contributions at beginning of year2013-12-31$683,754
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$239,684
Other income not declared elsewhere2013-12-31$-114,124
Administrative expenses (other) incurred2013-12-31$1,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-1,178,914
Value of net assets at end of year (total assets less liabilities)2013-12-31$34,561,429
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,740,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,445,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$30,118,042
Value of interest in pooled separate accounts at end of year2013-12-31$10,066
Value of interest in pooled separate accounts at beginning of year2013-12-31$17,020
Interest on participant loans2013-12-31$22,527
Interest earned on other investments2013-12-31$109,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,927,247
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,519,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,519,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,764,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,402,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,098,004
Net investment gain/loss from pooled separate accounts2013-12-31$456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,375,578
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SB & COMPANY, LLC
Accountancy firm EIN2013-12-31202153727
2012 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,628,551
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,784,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,736,546
Expenses. Certain deemed distributions of participant loans2012-12-31$46,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,637,046
Value of total assets at end of year2012-12-31$35,740,343
Value of total assets at beginning of year2012-12-31$31,896,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,844
Total interest from all sources2012-12-31$529,186
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$831,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$831,379
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,488,621
Participant contributions at end of year2012-12-31$683,754
Participant contributions at beginning of year2012-12-31$629,435
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$148,425
Administrative expenses (other) incurred2012-12-31$1,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,843,765
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,740,343
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,896,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$30,118,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$28,775,728
Value of interest in pooled separate accounts at end of year2012-12-31$17,020
Value of interest in pooled separate accounts at beginning of year2012-12-31$40,814
Interest on participant loans2012-12-31$32,377
Interest earned on other investments2012-12-31$496,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,519,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,402,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,450,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,630,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,736,546
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31STURGILL, LLC
Accountancy firm EIN2012-12-31030494806
2011 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,733,702
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,712,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,708,107
Expenses. Certain deemed distributions of participant loans2011-12-31$1,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,876,192
Value of total assets at end of year2011-12-31$31,896,578
Value of total assets at beginning of year2011-12-31$31,875,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,225
Total interest from all sources2011-12-31$132,931
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$668,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$668,199
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,288,842
Participant contributions at end of year2011-12-31$629,435
Participant contributions at beginning of year2011-12-31$579,278
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$587,350
Administrative expenses (other) incurred2011-12-31$3,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$21,262
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,896,578
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$31,875,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$28,775,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$29,269,179
Value of interest in pooled separate accounts at end of year2011-12-31$40,814
Value of interest in pooled separate accounts at beginning of year2011-12-31$39,625
Interest on participant loans2011-12-31$31,437
Interest earned on other investments2011-12-31$101,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,450,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,987,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-944,870
Net investment gain/loss from pooled separate accounts2011-12-31$1,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,708,107
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31STURGILL, LLC
Accountancy firm EIN2011-12-31030494806
2010 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,088,304
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,658,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,640,605
Expenses. Certain deemed distributions of participant loans2010-12-31$15,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,509,743
Value of total assets at end of year2010-12-31$31,875,316
Value of total assets at beginning of year2010-12-31$29,445,964
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,504
Total interest from all sources2010-12-31$89,975
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$569,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$569,479
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,362,098
Participant contributions at end of year2010-12-31$579,278
Participant contributions at beginning of year2010-12-31$466,872
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$147,645
Administrative expenses (other) incurred2010-12-31$2,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,429,352
Value of net assets at end of year (total assets less liabilities)2010-12-31$31,875,316
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,445,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$29,269,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$27,616,200
Value of interest in pooled separate accounts at end of year2010-12-31$39,625
Value of interest in pooled separate accounts at beginning of year2010-12-31$65,481
Interest on participant loans2010-12-31$28,751
Interest earned on other investments2010-12-31$61,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,987,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,297,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,917,652
Net investment gain/loss from pooled separate accounts2010-12-31$1,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,640,605
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STURGILL, LLC
Accountancy firm EIN2010-12-31030494806
2009 : THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN

2022: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE ANNIE E. CASEY FOUNDATION 403(B) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC 3937
Policy instance 5
Insurance contract or identification numberVC 3937
Number of Individuals Covered9
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $565
Total amount of fees paid to insurance companyUSD $5
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $565
Amount paid for insurance broker fees5
Additional information about fees paid to insurance brokerALLOCATED NON-CASH COMP
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA065319 00032
Policy instance 4
Insurance contract or identification numberFA065319 00032
Number of Individuals Covered10
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $946
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $946
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65809
Policy instance 3
Insurance contract or identification number65809
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80267
Policy instance 2
Insurance contract or identification numberGA80267
Number of Individuals Covered230
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number908252
Policy instance 1
Insurance contract or identification number908252
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC 3937
Policy instance 1
Insurance contract or identification numberVC 3937
Number of Individuals Covered9
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $608
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $608
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65089
Policy instance 2
Insurance contract or identification number65089
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA065319
Policy instance 3
Insurance contract or identification numberFA065319
Number of Individuals Covered11
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,063
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $636
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-220-E-10
Policy instance 4
Insurance contract or identification number051-220-E-10
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80267
Policy instance 5
Insurance contract or identification numberGA80267
Number of Individuals Covered243
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80267
Policy instance 5
Insurance contract or identification numberGA80267
Number of Individuals Covered259
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-220-E-10
Policy instance 4
Insurance contract or identification number051-220-E-10
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA065319
Policy instance 3
Insurance contract or identification numberFA065319
Number of Individuals Covered20
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $929
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $929
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65089
Policy instance 2
Insurance contract or identification number65089
Number of Individuals Covered13
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC 3937
Policy instance 1
Insurance contract or identification numberVC 3937
Number of Individuals Covered9
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $531
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $531
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC 3937
Policy instance 1
Insurance contract or identification numberVC 3937
Number of Individuals Covered9
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $518
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $518
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65089
Policy instance 2
Insurance contract or identification number65089
Number of Individuals Covered13
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA065319
Policy instance 3
Insurance contract or identification numberFA065319
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,079
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,079
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-220-E-10
Policy instance 4
Insurance contract or identification number051-220-E-10
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80267
Policy instance 5
Insurance contract or identification numberGA80267
Number of Individuals Covered278
Insurance policy start date2019-10-02
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-220-E-10
Policy instance 4
Insurance contract or identification number051-220-E-10
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA065319
Policy instance 3
Insurance contract or identification numberFA065319
Number of Individuals Covered26
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,206
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,206
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65089
Policy instance 2
Insurance contract or identification number65089
Number of Individuals Covered16
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC 3937
Policy instance 1
Insurance contract or identification numberVC 3937
Number of Individuals Covered10
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $499
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $499
Insurance broker organization code?3
Insurance broker nameROBERT KLEIN

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