SECURITIES FINANCE TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ESECLENDING RETIREMENT SAVINGS PLAN
Measure | Date | Value |
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2012 : ESECLENDING RETIREMENT SAVINGS PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,224,101 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $256,613 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $244,158 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $629,601 |
Value of total assets at end of year | 2012-12-31 | $5,172,755 |
Value of total assets at beginning of year | 2012-12-31 | $4,205,267 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $12,455 |
Total interest from all sources | 2012-12-31 | $8,610 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $22,633 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $22,633 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $611,171 |
Participant contributions at end of year | 2012-12-31 | $57,546 |
Participant contributions at beginning of year | 2012-12-31 | $42,746 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $11,214 |
Other income not declared elsewhere | 2012-12-31 | $11,345 |
Administrative expenses (other) incurred | 2012-12-31 | $12,455 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $967,488 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,172,755 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,205,267 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,323,333 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,815,351 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,222,881 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,895,377 |
Interest on participant loans | 2012-12-31 | $1,798 |
Interest earned on other investments | 2012-12-31 | $6,812 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $568,995 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $451,793 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $285,885 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $266,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $7,216 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $244,158 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BOIVIN & ASSOCIATES, CPA, PLLC |
Accountancy firm EIN | 2012-12-31 | 271516157 |
2011 : ESECLENDING RETIREMENT SAVINGS PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $491,947 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $898,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $852,025 |
Value of total corrective distributions | 2011-12-31 | $33,614 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $669,000 |
Value of total assets at end of year | 2011-12-31 | $4,205,267 |
Value of total assets at beginning of year | 2011-12-31 | $4,612,056 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $13,097 |
Total interest from all sources | 2011-12-31 | $8,390 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $20,402 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $20,402 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $661,098 |
Participant contributions at end of year | 2011-12-31 | $42,746 |
Participant contributions at beginning of year | 2011-12-31 | $22,488 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $7,902 |
Other income not declared elsewhere | 2011-12-31 | $11,651 |
Administrative expenses (other) incurred | 2011-12-31 | $13,097 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-406,789 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,205,267 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,612,056 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,815,351 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,910,444 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,895,377 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,191,555 |
Interest on participant loans | 2011-12-31 | $955 |
Interest earned on other investments | 2011-12-31 | $7,435 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $451,793 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $487,569 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-210,235 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-7,261 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $852,025 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BOIVIN & ASSOCIATES, CPAS, PLLC |
Accountancy firm EIN | 2011-12-31 | 271516157 |
2010 : ESECLENDING RETIREMENT SAVINGS PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,134,071 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $278,537 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $277,295 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $653,467 |
Value of total assets at end of year | 2010-12-31 | $4,612,056 |
Value of total assets at beginning of year | 2010-12-31 | $3,756,522 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,242 |
Total interest from all sources | 2010-12-31 | $9,039 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $16,553 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $16,553 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $647,820 |
Participant contributions at end of year | 2010-12-31 | $22,488 |
Participant contributions at beginning of year | 2010-12-31 | $24,332 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $5,647 |
Administrative expenses (other) incurred | 2010-12-31 | $1,242 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $855,534 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,612,056 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,756,522 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,910,444 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $524,947 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,191,555 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,874,912 |
Interest on participant loans | 2010-12-31 | $1,158 |
Interest earned on other investments | 2010-12-31 | $7,881 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $487,569 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $332,331 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $254,599 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $200,413 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $277,295 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BOIVIN & ASSOCIATES, CPAS, PLLC |
Accountancy firm EIN | 2010-12-31 | 271516157 |
2009 : ESECLENDING RETIREMENT SAVINGS PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |