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PERSEUS BOOKS 401(K) SAVINGS PLAN 401k Plan overview

Plan NamePERSEUS BOOKS 401(K) SAVINGS PLAN
Plan identification number 001

PERSEUS BOOKS 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PERSEUS BOOKS, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:PERSEUS BOOKS, L.L.C.
Employer identification number (EIN):521985063
NAIC Classification:511130
NAIC Description:Book Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PERSEUS BOOKS 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01JOCELYN LEWIS JOCELYN LEWIS2018-04-16
0012016-01-01JOCELYN LEWIS JOCELYN LEWIS2017-07-25
0012015-01-01JOCELYN LEWIS JOCELYN LEWIS2016-10-17
0012014-01-01BARBARA TYSON
0012014-01-01BARBARA TYSON
0012013-01-01BARBARA TYSON
0012012-01-01TOMMY WILLIAMS
0012011-01-01TOMMY WILLIAMS
0012009-01-01DELISSIA WORKMAN
0012009-01-01DELISSIA WORKMAN DELISSIA WORKMAN2010-07-23

Plan Statistics for PERSEUS BOOKS 401(K) SAVINGS PLAN

401k plan membership statisitcs for PERSEUS BOOKS 401(K) SAVINGS PLAN

Measure Date Value
2017: PERSEUS BOOKS 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01642
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PERSEUS BOOKS 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01629
Total number of active participants reported on line 7a of the Form 55002016-01-01412
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01207
Total of all active and inactive participants2016-01-01619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01620
Number of participants with account balances2016-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PERSEUS BOOKS 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01611
Total number of active participants reported on line 7a of the Form 55002015-01-01519
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0179
Total of all active and inactive participants2015-01-01598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01598
Number of participants with account balances2015-01-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: PERSEUS BOOKS 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01613
Total number of active participants reported on line 7a of the Form 55002014-01-01535
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0196
Total of all active and inactive participants2014-01-01631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01632
Number of participants with account balances2014-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: PERSEUS BOOKS 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01628
Total number of active participants reported on line 7a of the Form 55002013-01-01523
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0190
Total of all active and inactive participants2013-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01613
Number of participants with account balances2013-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: PERSEUS BOOKS 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01626
Total number of active participants reported on line 7a of the Form 55002012-01-01545
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0183
Total of all active and inactive participants2012-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01628
Number of participants with account balances2012-01-01415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: PERSEUS BOOKS 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01617
Total number of active participants reported on line 7a of the Form 55002011-01-01552
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0174
Total of all active and inactive participants2011-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01626
Number of participants with account balances2011-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: PERSEUS BOOKS 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01662
Total number of active participants reported on line 7a of the Form 55002009-01-01560
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01649
Number of participants with account balances2009-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on PERSEUS BOOKS 401(K) SAVINGS PLAN

Measure Date Value
2017 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-06-14$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-14$0
Total unrealized appreciation/depreciation of assets2017-06-14$0
Total transfer of assets to this plan2017-06-14$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-14$0
Total income from all sources (including contributions)2017-06-14$1,030,968
Total loss/gain on sale of assets2017-06-14$0
Total of all expenses incurred2017-06-14$23,435,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-14$23,397,121
Expenses. Certain deemed distributions of participant loans2017-06-14$0
Value of total corrective distributions2017-06-14$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-14$0
Value of total assets at end of year2017-06-14$0
Value of total assets at beginning of year2017-06-14$22,404,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-14$38,428
Total income from rents2017-06-14$0
Total interest from all sources2017-06-14$-415
Total dividends received (eg from common stock, registered investment company shares)2017-06-14$2,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-14No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-14$2,740
Administrative expenses professional fees incurred2017-06-14$0
Was this plan covered by a fidelity bond2017-06-14No
Value of fidelity bond cover2017-06-14$0
If this is an individual account plan, was there a blackout period2017-06-14No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-14$0
Were there any nonexempt tranactions with any party-in-interest2017-06-14No
Amount of non-exempt transactions with any party-in-interest2017-06-14$0
Contributions received from participants2017-06-14$0
Participant contributions at end of year2017-06-14$0
Participant contributions at beginning of year2017-06-14$93,338
Participant contributions at end of year2017-06-14$0
Participant contributions at beginning of year2017-06-14$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-14$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-06-14$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-14$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-14$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-14$0
Other income not declared elsewhere2017-06-14$1,322
Administrative expenses (other) incurred2017-06-14$1
Liabilities. Value of operating payables at beginning of year2017-06-14$0
Total non interest bearing cash at end of year2017-06-14$0
Total non interest bearing cash at beginning of year2017-06-14$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-14No
Value of net income/loss2017-06-14$-22,404,581
Value of net assets at end of year (total assets less liabilities)2017-06-14$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-14$22,404,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-14No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-14No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-06-14$0
Were any leases to which the plan was party in default or uncollectible2017-06-14No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-06-14$0
Investment advisory and management fees2017-06-14$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-14$1,551,814
Value of interest in pooled separate accounts at end of year2017-06-14$0
Value of interest in pooled separate accounts at beginning of year2017-06-14$789,037
Interest on participant loans2017-06-14$-415
Income. Interest from loans (other than to participants)2017-06-14$0
Interest earned on other investments2017-06-14$0
Income. Interest from US Government securities2017-06-14$0
Income. Interest from corporate debt instruments2017-06-14$0
Value of interest in common/collective trusts at end of year2017-06-14$0
Value of interest in common/collective trusts at beginning of year2017-06-14$19,970,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-14$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-14$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-14$73,422
Net investment gain/loss from pooled separate accounts2017-06-14$32,615
Net investment gain or loss from common/collective trusts2017-06-14$921,284
Net gain/loss from 103.12 investment entities2017-06-14$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-14No
Was there a failure to transmit to the plan any participant contributions2017-06-14Yes
Has the plan failed to provide any benefit when due under the plan2017-06-14No
Contributions received in cash from employer2017-06-14$0
Employer contributions (assets) at end of year2017-06-14$0
Employer contributions (assets) at beginning of year2017-06-14$0
Income. Dividends from preferred stock2017-06-14$0
Income. Dividends from common stock2017-06-14$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-14$23,397,121
Contract administrator fees2017-06-14$38,427
Liabilities. Value of benefit claims payable at beginning of year2017-06-14$0
Did the plan have assets held for investment2017-06-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-14Yes
Aggregate proceeds on sale of assets2017-06-14$0
Aggregate carrying amount (costs) on sale of assets2017-06-14$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-06-14$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-14Yes
Opinion of an independent qualified public accountant for this plan2017-06-14Disclaimer
Accountancy firm name2017-06-14ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2017-06-14621110839
2016 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,834,229
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,665,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,411,884
Expenses. Certain deemed distributions of participant loans2016-12-31$-1,170
Value of total corrective distributions2016-12-31$146,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$720,225
Value of total assets at end of year2016-12-31$22,404,581
Value of total assets at beginning of year2016-12-31$26,236,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$108,763
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$11,293
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$23,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$23,433
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$507,424
Participant contributions at end of year2016-12-31$93,338
Participant contributions at beginning of year2016-12-31$390,214
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$13,016
Administrative expenses (other) incurred2016-12-31$8
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$-3,831,722
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,404,581
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,236,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,551,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,624,647
Value of interest in pooled separate accounts at end of year2016-12-31$789,037
Value of interest in pooled separate accounts at beginning of year2016-12-31$593,042
Interest on participant loans2016-12-31$11,293
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$19,970,392
Value of interest in common/collective trusts at beginning of year2016-12-31$23,628,400
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$141,248
Net investment gain/loss from pooled separate accounts2016-12-31$135,321
Net investment gain or loss from common/collective trusts2016-12-31$1,789,693
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$212,801
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,411,884
Contract administrator fees2016-12-31$108,755
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALEXANDER THOMPSON ARNOLD, PLLC
Accountancy firm EIN2016-12-31621110839
2015 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-731,491
Total unrealized appreciation/depreciation of assets2015-12-31$-731,491
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,139,610
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,070,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,966,213
Expenses. Certain deemed distributions of participant loans2015-12-31$62,223
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,118,023
Value of total assets at end of year2015-12-31$26,236,303
Value of total assets at beginning of year2015-12-31$28,167,483
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,354
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$16,876
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$11,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$11,237
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$1,593,117
Participant contributions at end of year2015-12-31$390,214
Participant contributions at beginning of year2015-12-31$470,184
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$114,231
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-2,624
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-1,931,180
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,236,303
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,167,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,624,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$25,507,791
Value of interest in pooled separate accounts at end of year2015-12-31$593,042
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$16,731
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$23,628,400
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,189,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,189,508
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$145
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$366,132
Net investment gain/loss from pooled separate accounts2015-12-31$19,183
Net investment gain or loss from common/collective trusts2015-12-31$342,274
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$410,675
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,966,213
Contract administrator fees2015-12-31$42,354
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2015-12-31621110839
2014 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,117,775
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,321,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,267,183
Expenses. Certain deemed distributions of participant loans2014-12-31$2,154
Value of total corrective distributions2014-12-31$45,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,279,266
Value of total assets at end of year2014-12-31$28,167,483
Value of total assets at beginning of year2014-12-31$25,371,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,914
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$22,053
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,563,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,563,075
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,551,694
Participant contributions at end of year2014-12-31$470,184
Participant contributions at beginning of year2014-12-31$456,965
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$308,626
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$6,914
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$2,796,049
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,167,483
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,371,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$25,507,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,856,225
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$21,839
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,189,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,058,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,058,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$214
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$253,381
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$418,946
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,267,183
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2014-12-31621110839
2013 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,380,006
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$949,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$856,357
Expenses. Certain deemed distributions of participant loans2013-12-31$1,654
Value of total corrective distributions2013-12-31$83,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,016,474
Value of total assets at end of year2013-12-31$25,371,434
Value of total assets at beginning of year2013-12-31$19,940,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,176
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$22,669
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,139,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,139,667
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,430,027
Participant contributions at end of year2013-12-31$456,965
Participant contributions at beginning of year2013-12-31$425,486
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$183,917
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$7,176
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$5,430,899
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,371,434
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,940,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,856,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,544,124
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$22,445
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,058,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,970,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,970,925
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$224
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,201,196
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$402,530
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$856,357
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2013-12-31621110839
2012 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,971,179
Total of all expenses incurred2012-12-31$1,021,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$916,842
Expenses. Certain deemed distributions of participant loans2012-12-31$3,802
Value of total corrective distributions2012-12-31$95,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,981,313
Value of total assets at end of year2012-12-31$19,940,535
Value of total assets at beginning of year2012-12-31$16,991,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,393
Total interest from all sources2012-12-31$18,904
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$514,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$514,431
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,450,517
Participant contributions at end of year2012-12-31$425,486
Participant contributions at beginning of year2012-12-31$400,815
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$122,470
Administrative expenses (other) incurred2012-12-31$5,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,949,432
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,940,535
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,991,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,544,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,523,579
Interest on participant loans2012-12-31$18,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,970,925
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,066,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,066,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,456,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$408,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$916,842
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2012-12-31621110839
2011 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,864,406
Total of all expenses incurred2011-12-31$1,022,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$874,069
Value of total corrective distributions2011-12-31$139,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,983,066
Value of total assets at end of year2011-12-31$16,991,103
Value of total assets at beginning of year2011-12-31$16,149,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,551
Total interest from all sources2011-12-31$18,238
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$342,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$342,527
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,446,298
Participant contributions at end of year2011-12-31$400,815
Participant contributions at beginning of year2011-12-31$353,499
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$160,742
Administrative expenses (other) incurred2011-12-31$8,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$841,994
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,991,103
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,149,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,523,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,200,384
Interest on participant loans2011-12-31$18,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,066,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,595,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,595,226
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-479,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$376,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$874,069
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2011-12-31621110839
2010 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,097,554
Total of all expenses incurred2010-12-31$949,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$940,367
Expenses. Certain deemed distributions of participant loans2010-12-31$4,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,594,892
Value of total assets at end of year2010-12-31$16,149,109
Value of total assets at beginning of year2010-12-31$14,001,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,342
Total interest from all sources2010-12-31$12,567
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$369,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$369,226
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,429,448
Participant contributions at end of year2010-12-31$353,499
Participant contributions at beginning of year2010-12-31$194,663
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$71,631
Administrative expenses (other) incurred2010-12-31$4,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,147,881
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,149,109
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,001,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,200,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,986,539
Interest on participant loans2010-12-31$13,226
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$1,820,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,595,226
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$-659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,081,332
Net investment gain or loss from common/collective trusts2010-12-31$39,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$93,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$940,367
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2010-12-31621110839
2009 : PERSEUS BOOKS 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PERSEUS BOOKS 401(K) SAVINGS PLAN

2017: PERSEUS BOOKS 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PERSEUS BOOKS 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PERSEUS BOOKS 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PERSEUS BOOKS 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PERSEUS BOOKS 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PERSEUS BOOKS 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PERSEUS BOOKS 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PERSEUS BOOKS 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number527666
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number527666
Policy instance 1

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