401k Plan data: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN plan

DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 401k Plan overview

Plan Name	DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN
Plan identification number	002

DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DEXIA CREDIT LOCAL, NEW YORK BRANCH has sponsored the creation of one or more 401k plans.

Company Name: DEXIA CREDIT LOCAL, NEW YORK BRANCH

Employer identification number (EIN): 522007100

NAIC Classification: 522298
NAIC Description: All Other Nondepository Credit Intermediation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 ANTHONY MAURO 2020-09-24 ANTHONY MAURO 2020-09-24
002 2018-01-01 ANTHONY MAURO 2019-10-15 ANTHONY MAURO 2019-10-15
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 ANTHONY MAURO ANTHONY MAURO 2013-09-18
002 2011-01-01 ANTHONY MAURO ANTHONY MAURO 2012-10-12
002 2010-01-01 ANTHONY MAURO ANTHONY MAURO 2012-08-31
002 2009-01-01 KIM B SINGER KIM B SINGER 2010-10-15
002 2009-01-01 KIM B SINGER KIM B SINGER 2010-10-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01	ANTHONY MAURO	2020-09-24	ANTHONY MAURO	2020-09-24
002	2018-01-01	ANTHONY MAURO	2019-10-15	ANTHONY MAURO	2019-10-15
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	ANTHONY MAURO		ANTHONY MAURO	2013-09-18
002	2011-01-01	ANTHONY MAURO		ANTHONY MAURO	2012-10-12
002	2010-01-01	ANTHONY MAURO		ANTHONY MAURO	2012-08-31
002	2009-01-01	KIM B SINGER		KIM B SINGER	2010-10-15
002	2009-01-01	KIM B SINGER		KIM B SINGER	2010-10-20

Plan Statistics for DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN

401k plan membership statisitcs for DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN

Measure Date Value
2019: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 42
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 122
Total of all active and inactive participants 2019-01-01 164
Total participants 2019-01-01 164
Number of participants with account balances 2019-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 91
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 92
Total of all active and inactive participants 2018-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 184
Number of participants with account balances 2018-01-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 112
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 83
Total of all active and inactive participants 2017-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 196
Number of participants with account balances 2017-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 119
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 82
Total of all active and inactive participants 2016-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 202
Number of participants with account balances 2016-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 123
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 84
Total of all active and inactive participants 2015-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 208
Number of participants with account balances 2015-01-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 141
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 74
Total of all active and inactive participants 2014-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 215
Number of participants with account balances 2014-01-01 215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 140
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 215
Number of participants with account balances 2013-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 139
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 91
Total of all active and inactive participants 2012-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 230
Number of participants with account balances 2012-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 179
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 87
Total of all active and inactive participants 2011-01-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 266
Number of participants with account balances 2011-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2010: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 178
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 85
Total of all active and inactive participants 2010-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 263
Number of participants with account balances 2010-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 22
2009: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 188
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 73
Total of all active and inactive participants 2009-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 261
Number of participants with account balances 2009-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2019: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	42
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	122
Total of all active and inactive participants	2019-01-01	164
Total participants	2019-01-01	164
Number of participants with account balances	2019-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	91
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	92
Total of all active and inactive participants	2018-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	184
Number of participants with account balances	2018-01-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	112
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	83
Total of all active and inactive participants	2017-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	196
Number of participants with account balances	2017-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	119
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	82
Total of all active and inactive participants	2016-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	202
Number of participants with account balances	2016-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	123
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	84
Total of all active and inactive participants	2015-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	208
Number of participants with account balances	2015-01-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	141
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	74
Total of all active and inactive participants	2014-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	215
Number of participants with account balances	2014-01-01	215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	140
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	215
Number of participants with account balances	2013-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	139
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	91
Total of all active and inactive participants	2012-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	230
Number of participants with account balances	2012-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	179
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	87
Total of all active and inactive participants	2011-01-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	266
Number of participants with account balances	2011-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2010: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	178
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	85
Total of all active and inactive participants	2010-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	263
Number of participants with account balances	2010-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	22
2009: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	188
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	73
Total of all active and inactive participants	2009-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	261
Number of participants with account balances	2009-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN

Measure	Date	Value
2019 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$11,724,542
Total of all expenses incurred	2019-12-31	$6,254,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$6,232,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,229,102
Value of total assets at end of year	2019-12-31	$56,249,123
Value of total assets at beginning of year	2019-12-31	$50,778,846
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,456
Total interest from all sources	2019-12-31	$112,134
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,977,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,977,542
Was this plan covered by a fidelity bond	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,140,029
Participant contributions at end of year	2019-12-31	$200,568
Participant contributions at beginning of year	2019-12-31	$423,872
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$196,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,470,277
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$56,249,123
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$50,778,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$45,116,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$40,989,227
Interest on participant loans	2019-12-31	$20,636
Value of interest in common/collective trusts at end of year	2019-12-31	$4,754,053
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,896,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$5,833,852
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$4,865,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$4,865,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$91,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,280,790
Net investment gain or loss from common/collective trusts	2019-12-31	$124,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$892,883
Employer contributions (assets) at end of year	2019-12-31	$344,003
Employer contributions (assets) at beginning of year	2019-12-31	$604,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$6,232,809
Contract administrator fees	2019-12-31	$21,456
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2019-12-31	222428965
2018 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$981,293
Total of all expenses incurred	2018-12-31	$2,494,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,485,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,002,091
Value of total assets at end of year	2018-12-31	$50,778,846
Value of total assets at beginning of year	2018-12-31	$52,292,221
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$8,900
Total interest from all sources	2018-12-31	$91,526
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,397,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,397,466
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,365,168
Participant contributions at end of year	2018-12-31	$423,872
Participant contributions at beginning of year	2018-12-31	$348,150
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$407,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-1,513,375
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$50,778,846
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$52,292,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$40,989,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$43,351,331
Interest on participant loans	2018-12-31	$23,398
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$3,896,091
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,250,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$4,865,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$4,614,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$4,614,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$68,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,586,314
Net investment gain or loss from common/collective trusts	2018-12-31	$76,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,229,077
Employer contributions (assets) at end of year	2018-12-31	$604,254
Employer contributions (assets) at beginning of year	2018-12-31	$726,793
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,485,768
Contract administrator fees	2018-12-31	$8,900
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2018-12-31	222428965
2017 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$10,396,439
Total of all expenses incurred	2017-12-31	$1,931,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,917,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,908,028
Value of total assets at end of year	2017-12-31	$52,292,221
Value of total assets at beginning of year	2017-12-31	$43,827,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$14,399
Total interest from all sources	2017-12-31	$47,368
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,753,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,753,390
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,446,464
Participant contributions at end of year	2017-12-31	$348,150
Participant contributions at beginning of year	2017-12-31	$386,393
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$137,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$8,465,002
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$52,292,221
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$43,827,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$43,351,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$36,179,789
Interest on participant loans	2017-12-31	$20,010
Value of interest in common/collective trusts at end of year	2017-12-31	$3,250,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$4,614,950
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$5,736,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$5,736,069
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$27,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,634,398
Net investment gain or loss from common/collective trusts	2017-12-31	$53,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,323,803
Employer contributions (assets) at end of year	2017-12-31	$726,793
Employer contributions (assets) at beginning of year	2017-12-31	$1,524,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,917,038
Contract administrator fees	2017-12-31	$14,399
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2017-12-31	222428965
2016 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$6,477,832
Total of all expenses incurred	2016-12-31	$2,660,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,658,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,753,567
Value of total assets at end of year	2016-12-31	$43,827,219
Value of total assets at beginning of year	2016-12-31	$40,009,859
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,137
Total interest from all sources	2016-12-31	$21,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,513,327
Participant contributions at end of year	2016-12-31	$386,393
Participant contributions at beginning of year	2016-12-31	$394,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,817,360
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$43,827,219
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$40,009,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$36,179,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$32,528,058
Interest on participant loans	2016-12-31	$21,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$5,736,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$5,496,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$5,496,264
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,703,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,240,240
Employer contributions (assets) at end of year	2016-12-31	$1,524,968
Employer contributions (assets) at beginning of year	2016-12-31	$1,590,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,658,335
Contract administrator fees	2016-12-31	$2,137
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2016-12-31	222428965
2015 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$4,873,518
Total of all expenses incurred	2015-12-31	$2,557,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,519,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,527,359
Value of total assets at end of year	2015-12-31	$40,009,859
Value of total assets at beginning of year	2015-12-31	$37,693,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$37,896
Total interest from all sources	2015-12-31	$14,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,826,014
Participant contributions at end of year	2015-12-31	$394,673
Participant contributions at beginning of year	2015-12-31	$297,408
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$277,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,316,431
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$40,009,859
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$37,693,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$32,528,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$30,604,612
Interest on participant loans	2015-12-31	$14,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$5,496,264
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$5,102,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$5,102,450
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$331,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,423,959
Employer contributions (assets) at end of year	2015-12-31	$1,590,864
Employer contributions (assets) at beginning of year	2015-12-31	$1,688,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,519,191
Contract administrator fees	2015-12-31	$37,896
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2015-12-31	222428965
2014 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$6,170,254
Total of all expenses incurred	2014-12-31	$2,083,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,080,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,312,343
Value of total assets at end of year	2014-12-31	$37,693,428
Value of total assets at beginning of year	2014-12-31	$33,606,688
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,542
Total interest from all sources	2014-12-31	$14,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,827,941
Participant contributions at end of year	2014-12-31	$297,408
Participant contributions at beginning of year	2014-12-31	$298,672
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,086,740
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$37,693,428
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$33,606,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,604,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$27,138,516
Interest on participant loans	2014-12-31	$14,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$5,102,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$4,448,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$4,448,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,843,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,483,129
Employer contributions (assets) at end of year	2014-12-31	$1,688,958
Employer contributions (assets) at beginning of year	2014-12-31	$1,721,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,080,972
Contract administrator fees	2014-12-31	$2,542
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2014-12-31	222428965
2013 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$11,467,990
Total income from all sources (including contributions)	2013-12-31	$8,383,809
Total of all expenses incurred	2013-12-31	$2,484,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,481,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,251,833
Value of total assets at end of year	2013-12-31	$33,606,688
Value of total assets at beginning of year	2013-12-31	$16,239,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,235
Total interest from all sources	2013-12-31	$12,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,736,227
Participant contributions at end of year	2013-12-31	$298,672
Participant contributions at beginning of year	2013-12-31	$165,028
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$88,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,899,226
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$33,606,688
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,239,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$27,138,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,990,667
Interest on participant loans	2013-12-31	$12,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,448,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,083,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,083,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,119,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,427,335
Employer contributions (assets) at end of year	2013-12-31	$1,721,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,481,348
Contract administrator fees	2013-12-31	$3,235
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	JEAN-LOUIS VORBURGER
Accountancy firm EIN	2013-12-31	051684596
2012 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,245,170
Total of all expenses incurred	2012-12-31	$3,636,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,635,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,412,962
Value of total assets at end of year	2012-12-31	$16,239,472
Value of total assets at beginning of year	2012-12-31	$15,630,673
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,095
Total interest from all sources	2012-12-31	$6,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,709,808
Participant contributions at end of year	2012-12-31	$165,028
Participant contributions at beginning of year	2012-12-31	$108,914
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$88,785
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$608,799
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,239,472
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,630,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,990,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,034,160
Interest on participant loans	2012-12-31	$6,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,083,777
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,487,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,487,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,825,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$614,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,635,276
Contract administrator fees	2012-12-31	$1,095
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	JEAN-LOUIS VORBURGER
Accountancy firm EIN	2012-12-31	051684596
2011 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$2,136,638
Total of all expenses incurred	2011-12-31	$1,216,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,216,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,622,543
Value of total assets at end of year	2011-12-31	$15,631,007
Value of total assets at beginning of year	2011-12-31	$14,711,199
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$510
Total interest from all sources	2011-12-31	$5,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,894,261
Participant contributions at end of year	2011-12-31	$108,914
Participant contributions at beginning of year	2011-12-31	$69,191
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$58,233
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$919,808
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,631,007
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,711,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,034,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,720,970
Interest on participant loans	2011-12-31	$4,749
Interest earned on other investments	2011-12-31	$334
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,487,599
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,921,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,921,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-490,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$670,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,216,320
Contract administrator fees	2011-12-31	$510
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	JEAN-LOUIS VORBURGER
Accountancy firm EIN	2011-12-31	051684596
2010 : DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$3,712,206
Total of all expenses incurred	2010-12-31	$1,282,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,281,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,518,782
Value of total assets at end of year	2010-12-31	$14,711,199
Value of total assets at beginning of year	2010-12-31	$12,281,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,005
Total interest from all sources	2010-12-31	$4,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,855,570
Participant contributions at end of year	2010-12-31	$69,191
Participant contributions at beginning of year	2010-12-31	$101,556
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$62,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,430,105
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,711,199
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,281,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,720,970
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,317,573
Interest on participant loans	2010-12-31	$4,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,921,038
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,861,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,861,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,189,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$600,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,281,096
Contract administrator fees	2010-12-31	$1,005
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	JEAN-LOUIS VORBURGER
Accountancy firm EIN	2010-12-31	051684596

Form 5500 Responses for DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN

2019: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

DEXIA CREDIT LOCAL, NEW YORK BRANCH 401(K) PLAN [EIN = 134124806]

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Company Name:	DEXIA CREDIT LOCAL, NEW YORK BRANCH
Employer identification number (EIN):	522007100
NAIC Classification:	522298
NAIC Description:	All Other Nondepository Credit Intermediation