?>
Logo

COMPASS RETIREMENT PLAN 401k Plan overview

Plan NameCOMPASS RETIREMENT PLAN
Plan identification number 001

COMPASS RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMPASS BANCSHARES, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMPASS BANCSHARES, INC.
Employer identification number (EIN):522070698
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPASS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01KELCEY WHARTON
0012011-01-01RICHARD TALLO
0012010-01-01RICHARD TALLO
0012009-01-01RICHARD TALLO

Plan Statistics for COMPASS RETIREMENT PLAN

401k plan membership statisitcs for COMPASS RETIREMENT PLAN

Measure Date Value
2012: COMPASS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,692
Total number of active participants reported on line 7a of the Form 55002012-01-011,781
Number of retired or separated participants receiving benefits2012-01-011,208
Number of other retired or separated participants entitled to future benefits2012-01-011,524
Total of all active and inactive participants2012-01-014,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01123
Total participants2012-01-014,636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COMPASS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,648
Total number of active participants reported on line 7a of the Form 55002011-01-011,983
Number of retired or separated participants receiving benefits2011-01-011,143
Number of other retired or separated participants entitled to future benefits2011-01-011,457
Total of all active and inactive participants2011-01-014,583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01109
Total participants2011-01-014,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: COMPASS RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,711
Total number of active participants reported on line 7a of the Form 55002010-01-012,108
Number of retired or separated participants receiving benefits2010-01-011,059
Number of other retired or separated participants entitled to future benefits2010-01-012,374
Total of all active and inactive participants2010-01-015,541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01107
Total participants2010-01-015,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: COMPASS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,820
Total number of active participants reported on line 7a of the Form 55002009-01-012,263
Number of retired or separated participants receiving benefits2009-01-01970
Number of other retired or separated participants entitled to future benefits2009-01-012,363
Total of all active and inactive participants2009-01-015,596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01115
Total participants2009-01-015,711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on COMPASS RETIREMENT PLAN

Measure Date Value
2012 : COMPASS RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-12,243,408
Total unrealized appreciation/depreciation of assets2012-12-31$-12,243,408
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,720,461
Total loss/gain on sale of assets2012-12-31$25,924,502
Total of all expenses incurred2012-12-31$9,216,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,998,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$366,560,495
Value of total assets at beginning of year2012-12-31$353,056,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,217,514
Total interest from all sources2012-12-31$7,892,462
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$515,566
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$12,270,415
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$8,564,419
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,056,154
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,973,228
Other income not declared elsewhere2012-12-31$1,146,905
Administrative expenses (other) incurred2012-12-31$175,746
Total non interest bearing cash at end of year2012-12-31$1,656
Total non interest bearing cash at beginning of year2012-12-31$11,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,504,052
Value of net assets at end of year (total assets less liabilities)2012-12-31$366,560,495
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$353,056,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$526,202
Interest earned on other investments2012-12-31$391,164
Income. Interest from US Government securities2012-12-31$3,356,959
Income. Interest from corporate debt instruments2012-12-31$4,144,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,755,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$22,536,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$22,536,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$227
Asset value of US Government securities at end of year2012-12-31$237,493,177
Asset value of US Government securities at beginning of year2012-12-31$231,725,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,998,895
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$111,984,089
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$88,244,936
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$624,817,115
Aggregate carrying amount (costs) on sale of assets2012-12-31$598,892,613
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-12-31133891517
2011 : COMPASS RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$42,870,743
Total unrealized appreciation/depreciation of assets2011-12-31$42,870,743
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$130,164,970
Total loss/gain on sale of assets2011-12-31$40,197,062
Total of all expenses incurred2011-12-31$20,076,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$18,305,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$40,000,000
Value of total assets at end of year2011-12-31$353,056,443
Value of total assets at beginning of year2011-12-31$242,968,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,771,338
Total interest from all sources2011-12-31$5,054,105
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$826,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,175,832
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$8,564,419
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,973,228
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,568,847
Other income not declared elsewhere2011-12-31$1,217,059
Administrative expenses (other) incurred2011-12-31$201,363
Total non interest bearing cash at end of year2011-12-31$11,421
Total non interest bearing cash at beginning of year2011-12-31$4,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$110,088,046
Value of net assets at end of year (total assets less liabilities)2011-12-31$353,056,443
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$242,968,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$394,143
Interest earned on other investments2011-12-31$195,285
Income. Interest from US Government securities2011-12-31$2,812,220
Income. Interest from corporate debt instruments2011-12-31$2,045,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$22,536,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,555,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,555,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$661
Asset value of US Government securities at end of year2011-12-31$231,725,520
Asset value of US Government securities at beginning of year2011-12-31$58,713,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$40,000,000
Income. Dividends from common stock2011-12-31$826,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$18,305,586
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$88,244,936
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$27,261,475
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$150,864,548
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,113,476,764
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,073,279,702
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2011-12-31133891517
2010 : COMPASS RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-9,865,443
Total unrealized appreciation/depreciation of assets2010-12-31$-9,865,443
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$27,129,632
Total loss/gain on sale of assets2010-12-31$30,553,855
Total of all expenses incurred2010-12-31$7,312,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,611,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$242,968,397
Value of total assets at beginning of year2010-12-31$223,151,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$701,264
Total interest from all sources2010-12-31$3,945,331
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,495,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$472,278
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,568,847
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$966,694
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$228,986
Total non interest bearing cash at end of year2010-12-31$4,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,816,698
Value of net assets at end of year (total assets less liabilities)2010-12-31$242,968,397
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$223,151,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,706,871
Income. Interest from US Government securities2010-12-31$2,708,754
Income. Interest from corporate debt instruments2010-12-31$1,235,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,555,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,832,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,832,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$814
Asset value of US Government securities at end of year2010-12-31$58,713,458
Asset value of US Government securities at beginning of year2010-12-31$50,957,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from preferred stock2010-12-31$2,495,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,611,670
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$27,261,475
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$27,124,070
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$150,864,548
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$132,564,837
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$436,198,774
Aggregate carrying amount (costs) on sale of assets2010-12-31$405,644,919
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DELOITTE LLP
Accountancy firm EIN2010-12-31133891517
2009 : COMPASS RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMPASS RETIREMENT PLAN

2012: COMPASS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMPASS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMPASS RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COMPASS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3