401k Plan data: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan

ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALTERNATIVES UNLIMITED, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALTERNATIVES UNLIMITED, INC.

Employer identification number (EIN): 522073228

NAIC Classification: 611000

Additional information about ALTERNATIVES UNLIMITED, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1982-12-30

Company Identification Number: 809659

Legal Registered Office Address: 33 GENESEE STREET
Livingston
AVON
United States of America (USA)
14414

More information about ALTERNATIVES UNLIMITED, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 PAUL KEIPPER
001 2013-01-01 PAUL KEIPPER
001 2012-01-01 MELISSA REPLOGLE
001 2011-01-01 MELISSA REPLOGLE
001 2009-01-01 MELISSA REPLOGLE

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	PAUL KEIPPER
001	2013-01-01	PAUL KEIPPER
001	2012-01-01	MELISSA REPLOGLE
001	2011-01-01	MELISSA REPLOGLE
001	2009-01-01	MELISSA REPLOGLE

Plan Statistics for ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 79
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 111
Number of participants with account balances 2013-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 95
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 27
Total of all active and inactive participants 2012-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 122
Number of participants with account balances 2012-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 112
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 124
Number of participants with account balances 2011-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 101
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 108
Number of participants with account balances 2009-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	79
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	111
Number of participants with account balances	2013-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	95
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	27
Total of all active and inactive participants	2012-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	122
Number of participants with account balances	2012-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	112
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	124
Number of participants with account balances	2011-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	101
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	108
Number of participants with account balances	2009-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2014 : ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-04	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-04	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-04	$947
Total income from all sources (including contributions)	2014-09-04	$38,996
Total loss/gain on sale of assets	2014-09-04	$0
Total of all expenses incurred	2014-09-04	$669,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-04	$651,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-04	$12,224
Value of total assets at end of year	2014-09-04	$0
Value of total assets at beginning of year	2014-09-04	$631,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-04	$18,097
Total interest from all sources	2014-09-04	$292
Total dividends received (eg from common stock, registered investment company shares)	2014-09-04	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-04	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-09-04	$0
Administrative expenses professional fees incurred	2014-09-04	$18,067
Was this plan covered by a fidelity bond	2014-09-04	Yes
Value of fidelity bond cover	2014-09-04	$90,000
If this is an individual account plan, was there a blackout period	2014-09-04	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-04	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-04	No
Contributions received from participants	2014-09-04	$9,669
Participant contributions at end of year	2014-09-04	$0
Participant contributions at beginning of year	2014-09-04	$24,926
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-09-04	$947
Administrative expenses (other) incurred	2014-09-04	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-04	No
Value of net income/loss	2014-09-04	$-630,311
Value of net assets at end of year (total assets less liabilities)	2014-09-04	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-09-04	$630,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-04	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-04	No
Were any leases to which the plan was party in default or uncollectible	2014-09-04	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-04	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-04	$570,404
Interest on participant loans	2014-09-04	$292
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-04	$26,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-04	No
Was there a failure to transmit to the plan any participant contributions	2014-09-04	Yes
Has the plan failed to provide any benefit when due under the plan	2014-09-04	No
Contributions received in cash from employer	2014-09-04	$2,555
Employer contributions (assets) at end of year	2014-09-04	$0
Employer contributions (assets) at beginning of year	2014-09-04	$35,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-04	$651,210
Did the plan have assets held for investment	2014-09-04	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-04	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-04	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-04	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-04	Disclaimer
Accountancy firm name	2014-09-04	DAVIDSON, DOYLE & HILTON LLP
Accountancy firm EIN	2014-09-04	541953476
2013 : ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$947
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$230,210
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$339,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$337,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$93,111
Value of total assets at end of year	2013-12-31	$631,258
Value of total assets at beginning of year	2013-12-31	$739,929
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,745
Total interest from all sources	2013-12-31	$837
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$17,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$17,901
Administrative expenses professional fees incurred	2013-12-31	$2,745
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$90,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$57,183
Participant contributions at end of year	2013-12-31	$24,926
Participant contributions at beginning of year	2013-12-31	$2,330
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$12,802
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$947
Other income not declared elsewhere	2013-12-31	$362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-109,618
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$630,311
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$739,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$570,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$679,932
Interest on participant loans	2013-12-31	$837
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$117,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$35,928
Employer contributions (assets) at end of year	2013-12-31	$35,928
Employer contributions (assets) at beginning of year	2013-12-31	$44,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$337,083
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAVIDSON, DOYLE & HILTON LLP
Accountancy firm EIN	2013-12-31	541953476
2012 : ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$197,442
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$44,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$36,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$117,759
Value of total assets at end of year	2012-12-31	$739,929
Value of total assets at beginning of year	2012-12-31	$587,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,503
Total interest from all sources	2012-12-31	$696
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$8,503
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$60,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$72,898
Participant contributions at end of year	2012-12-31	$2,330
Participant contributions at beginning of year	2012-12-31	$25,300
Participant contributions at end of year	2012-12-31	$12,802
Participant contributions at beginning of year	2012-12-31	$15,686
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$152,477
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$739,929
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$587,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$679,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$497,390
Interest on participant loans	2012-12-31	$696
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$78,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$44,861
Employer contributions (assets) at end of year	2012-12-31	$44,861
Employer contributions (assets) at beginning of year	2012-12-31	$49,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$36,462
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FITZPATRICK, LEARY & SZARKO, LLC
Accountancy firm EIN	2012-12-31	462982708
2011 : ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$132,737
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$41,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$18,440
Value of total corrective distributions	2011-12-31	$18,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$135,581
Value of total assets at end of year	2011-12-31	$587,452
Value of total assets at beginning of year	2011-12-31	$496,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,539
Total interest from all sources	2011-12-31	$2,281
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$82,874
Participant contributions at end of year	2011-12-31	$25,300
Participant contributions at beginning of year	2011-12-31	$59,522
Participant contributions at end of year	2011-12-31	$15,686
Participant contributions at beginning of year	2011-12-31	$8,351
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,481
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$90,863
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$587,452
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$496,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$497,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$424,269
Interest on participant loans	2011-12-31	$2,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-5,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$51,226
Employer contributions (assets) at end of year	2011-12-31	$49,063
Employer contributions (assets) at beginning of year	2011-12-31	$4,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$18,440
Contract administrator fees	2011-12-31	$4,539
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCCLEAN, KOCHLER, SPARKS & HAMMOND
Accountancy firm EIN	2011-12-31	520547375
2010 : ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$159,863
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$57,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$56,484
Value of total corrective distributions	2010-12-31	$248
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$101,520
Value of total assets at end of year	2010-12-31	$496,856
Value of total assets at beginning of year	2010-12-31	$394,077
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$600
Total interest from all sources	2010-12-31	$193
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$50,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$69,908
Participant contributions at end of year	2010-12-31	$59,522
Participant contributions at beginning of year	2010-12-31	$6,045
Participant contributions at end of year	2010-12-31	$8,351
Participant contributions at beginning of year	2010-12-31	$2,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$102,779
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$496,856
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$394,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$405,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$361,213
Interest on participant loans	2010-12-31	$190
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$18,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$24,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$24,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$58,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$31,612
Employer contributions (assets) at end of year	2010-12-31	$4,447
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$56,484
Contract administrator fees	2010-12-31	$600
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCCLEAN, KOCHLER, SPARKS & HAMMOND
Accountancy firm EIN	2010-12-31	520547375

Form 5500 Responses for ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2014: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ALTERNATIVES UNLIMITED, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALTERNATIVES UNLIMITED, INC.
Employer identification number (EIN):	522073228
NAIC Classification:	611000

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1982-12-30
Company Identification Number:	809659
Legal Registered Office Address:	33 GENESEE STREET Livingston AVON United States of America (USA) 14414