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HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan NameHRI, INC. SUPPLEMENTAL RETIREMENT PLAN
Plan identification number 002

HRI, INC. SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HRI, INC. has sponsored the creation of one or more 401k plans.

Company Name:HRI, INC.
Employer identification number (EIN):522076625
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Additional information about HRI, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1992-07-09
Company Identification Number: C1709435
Legal Registered Office Address: 2017 Terrace Way

Santa Rosa
United States of America (USA)
95404

More information about HRI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HRI, INC. SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01CHRISTOPHER WINTER CHRISTOPHER WINTER2017-10-05
0022015-01-01DANIEL CORNALI DANIEL CORNALI2016-07-26
0022014-01-01DANIEL CORNALI DANIEL CORNALI2015-07-21
0022013-01-01DANIEL CORNALI
0022012-01-01DANIEL CORNALI
0022011-01-01DANIEL CORNALI
0022009-01-01DANIEL CORNALI

Plan Statistics for HRI, INC. SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for HRI, INC. SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2016: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01873
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01950
Total number of active participants reported on line 7a of the Form 55002015-01-01784
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01113
Total of all active and inactive participants2015-01-01897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01897
Number of participants with account balances2015-01-01895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01970
Total number of active participants reported on line 7a of the Form 55002014-01-01938
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0188
Total of all active and inactive participants2014-01-011,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,026
Number of participants with account balances2014-01-01955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,088
Total number of active participants reported on line 7a of the Form 55002013-01-011,174
Number of retired or separated participants receiving benefits2013-01-0131
Total of all active and inactive participants2013-01-011,205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,205
Number of participants with account balances2013-01-01967
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01856
Total number of active participants reported on line 7a of the Form 55002012-01-01926
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-01929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01929
Number of participants with account balances2012-01-01929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01831
Total number of active participants reported on line 7a of the Form 55002011-01-01913
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-01916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01916
Number of participants with account balances2011-01-01873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01814
Total number of active participants reported on line 7a of the Form 55002009-01-01815
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01856
Number of participants with account balances2009-01-01807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HRI, INC. SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2016 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$31,118,208
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,100
Total income from all sources (including contributions)2016-12-31$1,821,405
Total loss/gain on sale of assets2016-12-31$-694
Total of all expenses incurred2016-12-31$5,122,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,014,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$34,437,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$107,217
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$535,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$535,379
Administrative expenses professional fees incurred2016-12-31$14,100
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$42,064
Liabilities. Value of operating payables at beginning of year2016-12-31$19,100
Total non interest bearing cash at end of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,300,595
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,418,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at beginning of year2016-12-31$3,685
Investment advisory and management fees2016-12-31$93,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,305,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,286,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$4,086,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,014,783
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Aggregate proceeds on sale of assets2016-12-31$2,991
Aggregate carrying amount (costs) on sale of assets2016-12-31$3,685
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2016-12-31390859910
2015 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-637
Total unrealized appreciation/depreciation of assets2015-12-31$-637
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,732,931
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,532,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,433,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,086,752
Value of total assets at end of year2015-12-31$34,437,903
Value of total assets at beginning of year2015-12-31$35,217,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$98,932
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$598,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$598,536
Administrative expenses professional fees incurred2015-12-31$26,446
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$4,086,752
Amount contributed by the employer to the plan for this plan year2015-12-31$4,086,752
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$42,064
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$42,302
Other income not declared elsewhere2015-12-31$389
Administrative expenses (other) incurred2015-12-31$19,100
Liabilities. Value of operating payables at end of year2015-12-31$19,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-799,196
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,418,803
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,217,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$3,685
Assets. partnership/joint venture interests at beginning of year2015-12-31$4,322
Investment advisory and management fees2015-12-31$53,386
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,305,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$30,994,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-952,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,086,752
Employer contributions (assets) at end of year2015-12-31$4,086,752
Employer contributions (assets) at beginning of year2015-12-31$4,176,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,433,195
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-11,990
Total unrealized appreciation/depreciation of assets2014-12-31$-11,990
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,472,242
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,195,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,098,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,176,766
Value of total assets at end of year2014-12-31$35,217,999
Value of total assets at beginning of year2014-12-31$33,940,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$97,081
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$661,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$661,818
Administrative expenses professional fees incurred2014-12-31$28,090
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$4,176,766
Amount contributed by the employer to the plan for this plan year2014-12-31$4,176,766
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$42,302
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$29,825
Other income not declared elsewhere2014-12-31$3,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,277,023
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,217,999
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,940,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$4,322
Assets. partnership/joint venture interests at beginning of year2014-12-31$16,312
Investment advisory and management fees2014-12-31$68,991
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$30,994,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$28,124,389
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$375,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$375,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$642,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,176,766
Employer contributions (assets) at end of year2014-12-31$4,176,766
Employer contributions (assets) at beginning of year2014-12-31$5,394,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,098,138
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SF & COMPANY
Accountancy firm EIN2014-12-31232708607
2013 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-2,899
Total unrealized appreciation/depreciation of assets2013-12-31$-2,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,175,901
Total loss/gain on sale of assets2013-12-31$-42,073
Total of all expenses incurred2013-12-31$2,893,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,799,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,394,989
Value of total assets at end of year2013-12-31$33,940,976
Value of total assets at beginning of year2013-12-31$28,658,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$93,433
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$467,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$467,039
Administrative expenses professional fees incurred2013-12-31$28,220
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$5,394,989
Amount contributed by the employer to the plan for this plan year2013-12-31$5,394,989
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$29,825
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$35,926
Other income not declared elsewhere2013-12-31$19,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,282,776
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,940,976
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$28,658,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$16,312
Assets. partnership/joint venture interests at beginning of year2013-12-31$64,762
Investment advisory and management fees2013-12-31$65,213
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$28,124,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,075,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$375,461
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$381,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$381,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,339,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,394,989
Employer contributions (assets) at end of year2013-12-31$5,394,989
Employer contributions (assets) at beginning of year2013-12-31$3,076,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,799,692
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$23,450
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$26,940
Aggregate carrying amount (costs) on sale of assets2013-12-31$69,013
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SF & COMPANY
Accountancy firm EIN2013-12-31232708607
2012 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-22,681
Total unrealized appreciation/depreciation of assets2012-12-31$-22,681
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,541,018
Total loss/gain on sale of assets2012-12-31$-649
Total of all expenses incurred2012-12-31$3,091,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,003,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,076,479
Value of total assets at end of year2012-12-31$28,658,200
Value of total assets at beginning of year2012-12-31$26,208,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$87,587
Total interest from all sources2012-12-31$1,900
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$576,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$576,373
Administrative expenses professional fees incurred2012-12-31$17,060
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$3,076,479
Amount contributed by the employer to the plan for this plan year2012-12-31$3,076,479
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$26,004
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$35,926
Administrative expenses (other) incurred2012-12-31$62,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,449,756
Value of net assets at end of year (total assets less liabilities)2012-12-31$28,658,200
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,208,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$64,762
Assets. partnership/joint venture interests at beginning of year2012-12-31$111,542
Investment advisory and management fees2012-12-31$8,400
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,075,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,602,298
Interest earned on other investments2012-12-31$1,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$381,975
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$405,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$405,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,909,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,076,479
Employer contributions (assets) at end of year2012-12-31$3,076,479
Employer contributions (assets) at beginning of year2012-12-31$2,062,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,003,675
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$23,450
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$23,450
Aggregate carrying amount (costs) on sale of assets2012-12-31$24,099
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SELIGMAN FREIDMAN & COMPANY
Accountancy firm EIN2012-12-31232708607
2011 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-5,374
Total unrealized appreciation/depreciation of assets2011-12-31$-5,374
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,679,122
Total loss/gain on sale of assets2011-12-31$-271
Total of all expenses incurred2011-12-31$2,427,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,339,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,562,865
Value of total assets at end of year2011-12-31$26,208,444
Value of total assets at beginning of year2011-12-31$25,956,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$88,126
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$629,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$629,508
Administrative expenses professional fees incurred2011-12-31$20,243
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$2,562,865
Amount contributed by the employer to the plan for this plan year2011-12-31$2,562,865
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$26,004
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$48,606
Other income not declared elsewhere2011-12-31$2,009
Administrative expenses (other) incurred2011-12-31$13,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$251,826
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,208,444
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,956,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$111,542
Assets. partnership/joint venture interests at beginning of year2011-12-31$141,781
Investment advisory and management fees2011-12-31$54,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,602,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,647,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$405,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$120,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$120,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-509,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,562,865
Employer contributions (assets) at end of year2011-12-31$2,062,865
Employer contributions (assets) at beginning of year2011-12-31$1,998,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,339,170
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$24,593
Aggregate carrying amount (costs) on sale of assets2011-12-31$24,864
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SELIGMAN FREIDMAN & COMPANY
Accountancy firm EIN2011-12-31232708607
2010 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,571,460
Total unrealized appreciation/depreciation of assets2010-12-31$1,571,460
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,574,992
Total loss/gain on sale of assets2010-12-31$99,602
Total of all expenses incurred2010-12-31$2,651,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,537,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,498,369
Value of total assets at end of year2010-12-31$25,956,618
Value of total assets at beginning of year2010-12-31$24,032,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$113,572
Total interest from all sources2010-12-31$88,572
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$337,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$304,905
Administrative expenses professional fees incurred2010-12-31$15,247
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$2,498,369
Amount contributed by the employer to the plan for this plan year2010-12-31$2,498,369
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$48,606
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$100,141
Administrative expenses (other) incurred2010-12-31$6,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,923,864
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,956,618
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,032,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$141,781
Assets. partnership/joint venture interests at beginning of year2010-12-31$371,951
Investment advisory and management fees2010-12-31$73,219
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,647,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,825,833
Income. Interest from US Government securities2010-12-31$48,026
Income. Interest from corporate debt instruments2010-12-31$40,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$120,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$241,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$241,580
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$115
Asset value of US Government securities at beginning of year2010-12-31$4,127,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$-20,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,498,369
Employer contributions (assets) at end of year2010-12-31$1,998,369
Employer contributions (assets) at beginning of year2010-12-31$1,997,279
Income. Dividends from common stock2010-12-31$32,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,537,556
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$3,539,126
Contract administrator fees2010-12-31$18,570
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$5,828,987
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$99,602
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SELIGMAN FRIEDMAN & COMPANY
Accountancy firm EIN2010-12-31232708607
2009 : HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$1,160,042
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$2,497,279
Amount contributed by the employer to the plan for this plan year2009-12-31$2,497,279

Form 5500 Responses for HRI, INC. SUPPLEMENTAL RETIREMENT PLAN

2016: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HRI, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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