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WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 401k Plan overview

Plan NameWISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES
Plan identification number 002

WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONSTELLIUM MUSCLE SHOALS LLC has sponsored the creation of one or more 401k plans.

Company Name:CONSTELLIUM MUSCLE SHOALS LLC
Employer identification number (EIN):522139172
NAIC Classification:331310

Additional information about CONSTELLIUM MUSCLE SHOALS LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2976349

More information about CONSTELLIUM MUSCLE SHOALS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LACEY MAXWELL LACEY MAXWELL2018-10-12
0022017-01-01LACEY MAXWELL LACEY MAXWELL2018-10-12
0022017-01-01LACEY MAXWELL LACEY MAXWELL2018-10-12
0022016-01-01LACEY MAXWELL LACEY MAXWELL2017-09-29
0022015-01-01LACEY O. MAXWELL LACEY O. MAXWELL2016-10-17
0022014-01-01ALICE Y. CLARK ALICE Y. CLARK2015-10-08
0022013-01-01ALICE Y. CLARK ALICE Y. CLARK2014-09-19
0022012-01-01SANDRA K. SCARBOROUGH SANDRA K. SCARBOROUGH2013-10-15
0022011-01-01SANDRA K. SCARBOROUGH SANDRA K. SCARBOROUGH2012-10-11
0022010-01-01SANDRA K. SCARBOROUGH SANDRA K. SCARBOROUGH2011-10-13
0022009-01-01SANDRA K. SCARBOROUGH SANDRA K. SCARBOROUGH2010-10-13

Plan Statistics for WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES

401k plan membership statisitcs for WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2022: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2022 401k membership
Total participants, beginning-of-year2022-01-01898
Total number of active participants reported on line 7a of the Form 55002022-01-01666
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01231
Total of all active and inactive participants2022-01-01899
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01903
Number of participants with account balances2022-01-01903
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0120
2021: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2021 401k membership
Total participants, beginning-of-year2021-01-01850
Total number of active participants reported on line 7a of the Form 55002021-01-01662
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-01229
Total of all active and inactive participants2021-01-01898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01898
Number of participants with account balances2021-01-01898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2020 401k membership
Total participants, beginning-of-year2020-01-01857
Total number of active participants reported on line 7a of the Form 55002020-01-01654
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01192
Total of all active and inactive participants2020-01-01850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01850
Number of participants with account balances2020-01-01850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2019 401k membership
Total participants, beginning-of-year2019-01-01805
Total number of active participants reported on line 7a of the Form 55002019-01-01675
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01179
Total of all active and inactive participants2019-01-01857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01857
Number of participants with account balances2019-01-01857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2018 401k membership
Total participants, beginning-of-year2018-01-01796
Total number of active participants reported on line 7a of the Form 55002018-01-01628
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01174
Total of all active and inactive participants2018-01-01805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01805
Number of participants with account balances2018-01-01805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-01738
Total number of active participants reported on line 7a of the Form 55002017-01-01598
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01196
Total of all active and inactive participants2017-01-01796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01796
Number of participants with account balances2017-01-01796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-01882
Total number of active participants reported on line 7a of the Form 55002016-01-01592
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01144
Total of all active and inactive participants2016-01-01738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01738
Number of participants with account balances2016-01-01738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0126
2015: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-01771
Total number of active participants reported on line 7a of the Form 55002015-01-01589
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01291
Total of all active and inactive participants2015-01-01882
Total participants2015-01-01882
Number of participants with account balances2015-01-01882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0174
2014: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-01834
Total number of active participants reported on line 7a of the Form 55002014-01-01614
Number of other retired or separated participants entitled to future benefits2014-01-01157
Total of all active and inactive participants2014-01-01771
Total participants2014-01-01771
Number of participants with account balances2014-01-01771
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0182
2013: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-01696
Total number of active participants reported on line 7a of the Form 55002013-01-01728
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01106
Total of all active and inactive participants2013-01-01834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01834
Number of participants with account balances2013-01-01834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0135
2012: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01580
Total number of active participants reported on line 7a of the Form 55002012-01-01598
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0198
Total of all active and inactive participants2012-01-01696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01696
Number of participants with account balances2012-01-01696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0127
2011: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01612
Total number of active participants reported on line 7a of the Form 55002011-01-01523
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0157
Total of all active and inactive participants2011-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01580
Number of participants with account balances2011-01-01580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0130
2010: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2010 401k membership
Total participants, beginning-of-year2010-01-01461
Total number of active participants reported on line 7a of the Form 55002010-01-01419
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-01186
Total of all active and inactive participants2010-01-01612
Total participants2010-01-01612
Number of participants with account balances2010-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01475
Total number of active participants reported on line 7a of the Form 55002009-01-01303
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01151
Total of all active and inactive participants2009-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01461
Number of participants with account balances2009-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2022 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-24,224
Total unrealized appreciation/depreciation of assets2022-12-31$-24,224
Total transfer of assets to this plan2022-12-31$338,033
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,280,676
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$12,291,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,137,387
Expenses. Certain deemed distributions of participant loans2022-12-31$86,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,699,273
Value of total assets at end of year2022-12-31$75,792,212
Value of total assets at beginning of year2022-12-31$89,026,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,179
Total interest from all sources2022-12-31$294,257
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$543,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$543,570
Administrative expenses professional fees incurred2022-12-31$13,248
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,384,024
Participant contributions at end of year2022-12-31$1,942,717
Participant contributions at beginning of year2022-12-31$1,933,180
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,242,920
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,167,328
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$577,911
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$32,542
Administrative expenses (other) incurred2022-12-31$1,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,572,293
Value of net assets at end of year (total assets less liabilities)2022-12-31$75,792,212
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$89,026,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$77,791
Assets. partnership/joint venture interests at beginning of year2022-12-31$102,016
Investment advisory and management fees2022-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$39,886,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$46,819,262
Value of interest in pooled separate accounts at end of year2022-12-31$14,563,632
Value of interest in pooled separate accounts at beginning of year2022-12-31$20,186,079
Interest on participant loans2022-12-31$92,909
Interest earned on other investments2022-12-31$201,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,740,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,795,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,201,752
Net investment gain/loss from pooled separate accounts2022-12-31$-2,624,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,737,338
Employer contributions (assets) at end of year2022-12-31$3,338,164
Employer contributions (assets) at beginning of year2022-12-31$3,023,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,137,387
Contract administrator fees2022-12-31$33,735
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2022-12-31631128344
2021 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$17,001
Total unrealized appreciation/depreciation of assets2021-12-31$17,001
Total transfer of assets to this plan2021-12-31$1,864,057
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$8,171
Total income from all sources (including contributions)2021-12-31$13,821,729
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,008,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,919,684
Expenses. Certain deemed distributions of participant loans2021-12-31$18,158
Value of total corrective distributions2021-12-31$10,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,139,370
Value of total assets at end of year2021-12-31$86,003,348
Value of total assets at beginning of year2021-12-31$78,334,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,565
Total interest from all sources2021-12-31$303,402
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$472,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$472,306
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,756,729
Participant contributions at end of year2021-12-31$1,933,180
Participant contributions at beginning of year2021-12-31$2,127,207
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$29,067
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,167,328
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,529,590
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$224,275
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$8,171
Other income not declared elsewhere2021-12-31$530,367
Administrative expenses (other) incurred2021-12-31$60,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,813,218
Value of net assets at end of year (total assets less liabilities)2021-12-31$86,003,348
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$78,326,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$102,016
Assets. partnership/joint venture interests at beginning of year2021-12-31$81,834
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$46,819,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,482,170
Value of interest in pooled separate accounts at end of year2021-12-31$20,186,079
Value of interest in pooled separate accounts at beginning of year2021-12-31$18,606,784
Interest on participant loans2021-12-31$106,320
Interest earned on other investments2021-12-31$197,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,795,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,517,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,802,480
Net investment gain/loss from pooled separate accounts2021-12-31$2,556,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,158,366
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$2,960,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,919,684
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2021-12-31631128344
2020 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,661
Total unrealized appreciation/depreciation of assets2020-12-31$2,661
Total transfer of assets to this plan2020-12-31$110,151
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,171
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,307
Total income from all sources (including contributions)2020-12-31$17,325,662
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$10,944,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,873,784
Value of total corrective distributions2020-12-31$13,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,282,393
Value of total assets at end of year2020-12-31$78,334,244
Value of total assets at beginning of year2020-12-31$71,842,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$56,367
Total interest from all sources2020-12-31$356,615
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$335,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$335,661
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,662,431
Participant contributions at end of year2020-12-31$2,127,207
Participant contributions at beginning of year2020-12-31$2,639,496
Participant contributions at end of year2020-12-31$29,067
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,529,590
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,414,590
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$397,347
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$8,171
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$8,307
Other income not declared elsewhere2020-12-31$587,672
Administrative expenses (other) incurred2020-12-31$56,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,381,586
Value of net assets at end of year (total assets less liabilities)2020-12-31$78,326,073
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$71,834,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$81,834
Assets. partnership/joint venture interests at beginning of year2020-12-31$67,013
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$39,482,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,447,022
Value of interest in pooled separate accounts at end of year2020-12-31$18,606,784
Value of interest in pooled separate accounts at beginning of year2020-12-31$18,224,029
Interest on participant loans2020-12-31$139,493
Interest earned on other investments2020-12-31$217,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,517,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,191,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,181,782
Net investment gain/loss from pooled separate accounts2020-12-31$1,578,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,222,615
Employer contributions (assets) at end of year2020-12-31$2,960,093
Employer contributions (assets) at beginning of year2020-12-31$2,858,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,873,784
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2020-12-31631128344
2019 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$21,453
Total unrealized appreciation/depreciation of assets2019-12-31$21,453
Total transfer of assets to this plan2019-12-31$362,726
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,307
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,644
Total income from all sources (including contributions)2019-12-31$17,860,515
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,711,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,659,747
Expenses. Certain deemed distributions of participant loans2019-12-31$4,642
Value of total corrective distributions2019-12-31$6,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,847,762
Value of total assets at end of year2019-12-31$71,842,643
Value of total assets at beginning of year2019-12-31$63,331,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$41,547
Total interest from all sources2019-12-31$364,766
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$428,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$428,213
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,575,593
Participant contributions at end of year2019-12-31$2,639,496
Participant contributions at beginning of year2019-12-31$2,436,684
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$3,290
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,414,590
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,345,281
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$271,147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$8,307
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$8,644
Other income not declared elsewhere2019-12-31$399,993
Administrative expenses (other) incurred2019-12-31$41,547
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,148,530
Value of net assets at end of year (total assets less liabilities)2019-12-31$71,834,336
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$63,323,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$67,013
Assets. partnership/joint venture interests at beginning of year2019-12-31$165,776
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,447,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,677,751
Value of interest in pooled separate accounts at end of year2019-12-31$18,224,029
Value of interest in pooled separate accounts at beginning of year2019-12-31$15,633,141
Interest on participant loans2019-12-31$142,382
Interest earned on other investments2019-12-31$222,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,191,572
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$11,515,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,209,902
Net investment gain/loss from pooled separate accounts2019-12-31$2,588,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,001,022
Employer contributions (assets) at end of year2019-12-31$2,858,921
Employer contributions (assets) at beginning of year2019-12-31$2,554,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,659,747
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2019-12-31631128344
2018 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-8,672
Total unrealized appreciation/depreciation of assets2018-12-31$-8,672
Total transfer of assets to this plan2018-12-31$38,205
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$8,644
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,076
Total income from all sources (including contributions)2018-12-31$5,124,391
Total loss/gain on sale of assets2018-12-31$-25,834
Total of all expenses incurred2018-12-31$7,824,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,725,205
Expenses. Certain deemed distributions of participant loans2018-12-31$33,635
Value of total corrective distributions2018-12-31$15,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,077,831
Value of total assets at end of year2018-12-31$63,331,724
Value of total assets at beginning of year2018-12-31$66,003,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$50,665
Total interest from all sources2018-12-31$302,445
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$363,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$363,715
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,157,509
Participant contributions at end of year2018-12-31$2,436,684
Participant contributions at beginning of year2018-12-31$2,182,770
Participant contributions at end of year2018-12-31$3,290
Participant contributions at beginning of year2018-12-31$123,014
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,345,281
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,162,402
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,419,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$8,644
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$18,076
Other income not declared elsewhere2018-12-31$-88,861
Administrative expenses (other) incurred2018-12-31$50,665
Total non interest bearing cash at end of year2018-12-31$112
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,700,438
Value of net assets at end of year (total assets less liabilities)2018-12-31$63,323,080
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$65,985,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$165,776
Assets. partnership/joint venture interests at beginning of year2018-12-31$168,452
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$27,677,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$31,040,938
Value of interest in pooled separate accounts at end of year2018-12-31$15,633,141
Value of interest in pooled separate accounts at beginning of year2018-12-31$15,910,236
Interest on participant loans2018-12-31$108,720
Interest earned on other investments2018-12-31$193,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$11,515,565
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,981,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,446,926
Net investment gain/loss from pooled separate accounts2018-12-31$-1,049,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,500,341
Employer contributions (assets) at end of year2018-12-31$2,554,124
Employer contributions (assets) at beginning of year2018-12-31$2,433,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,725,205
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$80,275
Aggregate carrying amount (costs) on sale of assets2018-12-31$106,109
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2018-12-31631128344
2017 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-37,998
Total unrealized appreciation/depreciation of assets2017-12-31$-37,998
Total transfer of assets to this plan2017-12-31$75,868
Total transfer of assets from this plan2017-12-31$38,641
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,076
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,850,809
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,238,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,172,352
Expenses. Certain deemed distributions of participant loans2017-12-31$14,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,370,841
Value of total assets at end of year2017-12-31$66,003,389
Value of total assets at beginning of year2017-12-31$55,335,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$51,498
Total interest from all sources2017-12-31$241,535
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$321,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$321,898
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,925,863
Participant contributions at end of year2017-12-31$2,182,770
Participant contributions at beginning of year2017-12-31$1,893,432
Participant contributions at end of year2017-12-31$123,014
Participant contributions at beginning of year2017-12-31$92,243
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,162,402
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,753,250
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$337,002
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$18,076
Other income not declared elsewhere2017-12-31$495,298
Administrative expenses (other) incurred2017-12-31$51,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,612,562
Value of net assets at end of year (total assets less liabilities)2017-12-31$65,985,313
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$55,335,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$168,452
Assets. partnership/joint venture interests at beginning of year2017-12-31$197,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$31,040,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$24,324,841
Value of interest in pooled separate accounts at end of year2017-12-31$15,910,236
Value of interest in pooled separate accounts at beginning of year2017-12-31$14,165,986
Interest on participant loans2017-12-31$83,626
Interest earned on other investments2017-12-31$157,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,981,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,597,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,890,264
Net investment gain/loss from pooled separate accounts2017-12-31$1,568,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,107,976
Employer contributions (assets) at end of year2017-12-31$2,433,665
Employer contributions (assets) at beginning of year2017-12-31$2,310,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,172,352
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2017-12-31631128344
2016 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$57,005
Total unrealized appreciation/depreciation of assets2016-12-31$57,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,904,616
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,677,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,617,048
Expenses. Certain deemed distributions of participant loans2016-12-31$-23
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,934,990
Value of total assets at end of year2016-12-31$55,335,524
Value of total assets at beginning of year2016-12-31$51,107,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,982
Total interest from all sources2016-12-31$214,858
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$319,403
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$319,403
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$148,913
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,806,030
Participant contributions at end of year2016-12-31$1,893,432
Participant contributions at beginning of year2016-12-31$1,635,912
Participant contributions at end of year2016-12-31$92,243
Participant contributions at beginning of year2016-12-31$170,022
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,753,250
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$188,758
Other income not declared elsewhere2016-12-31$264,266
Administrative expenses (other) incurred2016-12-31$59,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,227,609
Value of net assets at end of year (total assets less liabilities)2016-12-31$55,335,524
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$51,107,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$197,620
Assets. partnership/joint venture interests at beginning of year2016-12-31$147,471
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$24,324,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,463,259
Value of interest in pooled separate accounts at end of year2016-12-31$14,165,986
Value of interest in pooled separate accounts at beginning of year2016-12-31$12,688,537
Interest on participant loans2016-12-31$75,175
Interest earned on other investments2016-12-31$139,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,194,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,194,119
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,597,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,574,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,091,961
Net investment gain/loss from pooled separate accounts2016-12-31$1,022,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,940,202
Employer contributions (assets) at end of year2016-12-31$2,310,607
Employer contributions (assets) at beginning of year2016-12-31$2,542,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,617,048
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$1,200
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,541,012
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WATKINS JOHNSEY PROEFSSIONAL GROUP
Accountancy firm EIN2016-12-31631128344
2015 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-73,883
Total unrealized appreciation/depreciation of assets2015-12-31$-73,883
Total transfer of assets to this plan2015-12-31$179,623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,898
Total income from all sources (including contributions)2015-12-31$6,593,670
Total loss/gain on sale of assets2015-12-31$28,032
Total of all expenses incurred2015-12-31$6,267,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,208,737
Expenses. Certain deemed distributions of participant loans2015-12-31$374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,553,390
Value of total assets at end of year2015-12-31$51,107,915
Value of total assets at beginning of year2015-12-31$50,611,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$58,334
Total interest from all sources2015-12-31$210,898
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$337,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$315,966
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$148,913
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$109,861
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,965,742
Participant contributions at end of year2015-12-31$1,635,912
Participant contributions at beginning of year2015-12-31$1,308,202
Participant contributions at end of year2015-12-31$170,022
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$445,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$9,898
Administrative expenses (other) incurred2015-12-31$58,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$326,225
Value of net assets at end of year (total assets less liabilities)2015-12-31$51,107,915
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$50,602,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$147,471
Assets. partnership/joint venture interests at beginning of year2015-12-31$209,575
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,463,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$21,688,247
Value of interest in pooled separate accounts at end of year2015-12-31$12,688,537
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,648,171
Interest on participant loans2015-12-31$54,545
Interest earned on other investments2015-12-31$156,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,194,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$927,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$927,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,574,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,719,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-208,102
Net investment gain/loss from pooled separate accounts2015-12-31$-254,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,141,993
Employer contributions (assets) at end of year2015-12-31$2,542,814
Employer contributions (assets) at beginning of year2015-12-31$2,371,534
Income. Dividends from preferred stock2015-12-31$7,649
Income. Dividends from common stock2015-12-31$14,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,208,737
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$1,200
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$1,152
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,541,012
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,628,581
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,691,353
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,663,321
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2015-12-31631128344
2014 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$249,280
Total unrealized appreciation/depreciation of assets2014-12-31$249,280
Total transfer of assets to this plan2014-12-31$29,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,898
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$32,621
Total income from all sources (including contributions)2014-12-31$8,602,749
Total loss/gain on sale of assets2014-12-31$-24,628
Total of all expenses incurred2014-12-31$6,958,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,881,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,180,294
Value of total assets at end of year2014-12-31$50,611,965
Value of total assets at beginning of year2014-12-31$48,961,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$77,465
Total interest from all sources2014-12-31$213,112
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$265,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$245,359
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$109,861
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$60,480
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,704,951
Participant contributions at end of year2014-12-31$1,308,202
Participant contributions at beginning of year2014-12-31$1,050,197
Participant contributions at beginning of year2014-12-31$9,896
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$520,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$9,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$32,621
Administrative expenses (other) incurred2014-12-31$77,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,643,801
Value of net assets at end of year (total assets less liabilities)2014-12-31$50,602,067
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$48,928,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$209,575
Assets. partnership/joint venture interests at beginning of year2014-12-31$203,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$21,688,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,974,338
Value of interest in pooled separate accounts at end of year2014-12-31$12,648,171
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,194,099
Interest on participant loans2014-12-31$48,217
Interest earned on other investments2014-12-31$163,905
Income. Interest from corporate debt instruments2014-12-31$884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$927,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,156,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,156,270
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,719,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,455,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,063,397
Net investment gain/loss from pooled separate accounts2014-12-31$656,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,955,334
Employer contributions (assets) at end of year2014-12-31$2,371,534
Employer contributions (assets) at beginning of year2014-12-31$2,446,673
Income. Dividends from preferred stock2014-12-31$4,987
Income. Dividends from common stock2014-12-31$14,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,881,483
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$1,152
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$41,790
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,628,581
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,369,337
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,465,288
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,489,916
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2014-12-31631128344
2013 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$316,236
Total unrealized appreciation/depreciation of assets2013-12-31$316,236
Total transfer of assets to this plan2013-12-31$124,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$32,621
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$24,991
Total income from all sources (including contributions)2013-12-31$12,089,983
Total loss/gain on sale of assets2013-12-31$236,768
Total of all expenses incurred2013-12-31$5,014,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,949,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,284,574
Value of total assets at end of year2013-12-31$48,961,571
Value of total assets at beginning of year2013-12-31$41,753,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$64,846
Total interest from all sources2013-12-31$200,202
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$233,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$215,175
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$60,480
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$115,521
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,665,600
Participant contributions at end of year2013-12-31$1,050,197
Participant contributions at beginning of year2013-12-31$668,428
Participant contributions at end of year2013-12-31$9,896
Participant contributions at beginning of year2013-12-31$11,784
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$480,412
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$32,621
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$24,991
Administrative expenses (other) incurred2013-12-31$64,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,075,446
Value of net assets at end of year (total assets less liabilities)2013-12-31$48,928,950
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$41,728,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$203,083
Assets. partnership/joint venture interests at beginning of year2013-12-31$167,628
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,974,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,793,173
Value of interest in pooled separate accounts at end of year2013-12-31$13,194,099
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,281,682
Interest on participant loans2013-12-31$35,150
Interest earned on other investments2013-12-31$156,241
Income. Interest from corporate debt instruments2013-12-31$8,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,156,270
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$615,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$615,769
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$62
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,455,408
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,272,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,398,469
Net investment gain/loss from pooled separate accounts2013-12-31$1,420,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,138,562
Employer contributions (assets) at end of year2013-12-31$2,446,673
Employer contributions (assets) at beginning of year2013-12-31$2,160,906
Income. Dividends from preferred stock2013-12-31$3,914
Income. Dividends from common stock2013-12-31$14,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,949,691
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$41,790
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$208,712
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,369,337
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,457,421
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,718,667
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,481,899
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2013-12-31631128344
2012 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$81,510
Total unrealized appreciation/depreciation of assets2012-12-31$81,510
Total transfer of assets to this plan2012-12-31$301,142
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$24,991
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$24,259
Total income from all sources (including contributions)2012-12-31$9,178,681
Total loss/gain on sale of assets2012-12-31$27,915
Total of all expenses incurred2012-12-31$3,406,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,389,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,593,521
Value of total assets at end of year2012-12-31$41,753,807
Value of total assets at beginning of year2012-12-31$35,679,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,579
Total interest from all sources2012-12-31$189,136
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$283,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$260,337
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$115,521
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$32,197
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,392,042
Participant contributions at end of year2012-12-31$668,428
Participant contributions at beginning of year2012-12-31$566,234
Participant contributions at end of year2012-12-31$11,784
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$374,189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$24,991
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$24,259
Administrative expenses (other) incurred2012-12-31$16,579
Total non interest bearing cash at beginning of year2012-12-31$586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,772,538
Value of net assets at end of year (total assets less liabilities)2012-12-31$41,728,816
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,655,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$167,628
Assets. partnership/joint venture interests at beginning of year2012-12-31$276,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,793,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,011,179
Value of interest in pooled separate accounts at end of year2012-12-31$12,281,682
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,439,384
Interest on participant loans2012-12-31$25,610
Interest earned on other investments2012-12-31$154,609
Income. Interest from corporate debt instruments2012-12-31$8,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$615,769
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$449,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$449,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$39
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,272,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,853,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,804,122
Net investment gain/loss from pooled separate accounts2012-12-31$1,199,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,827,290
Employer contributions (assets) at end of year2012-12-31$2,160,906
Employer contributions (assets) at beginning of year2012-12-31$1,617,499
Income. Dividends from preferred stock2012-12-31$3,113
Income. Dividends from common stock2012-12-31$19,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,389,564
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$208,712
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$213,272
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,457,421
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,219,837
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,452,527
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,424,612
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2012-12-31631128344
2011 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-65,424
Total unrealized appreciation/depreciation of assets2011-12-31$-65,424
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$24,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,446
Total income from all sources (including contributions)2011-12-31$4,479,668
Total loss/gain on sale of assets2011-12-31$-43,964
Total of all expenses incurred2011-12-31$8,556,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,497,009
Expenses. Certain deemed distributions of participant loans2011-12-31$4,370
Value of total corrective distributions2011-12-31$17,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,089,180
Value of total assets at end of year2011-12-31$35,679,395
Value of total assets at beginning of year2011-12-31$39,747,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$37,474
Total interest from all sources2011-12-31$142,007
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$216,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$188,921
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$32,197
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$23,888
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,889,560
Participant contributions at end of year2011-12-31$566,234
Participant contributions at beginning of year2011-12-31$424,676
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$475,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$24,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$15,446
Administrative expenses (other) incurred2011-12-31$37,474
Total non interest bearing cash at end of year2011-12-31$586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,077,031
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,655,136
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$39,732,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$276,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,011,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$32,960,550
Value of interest in pooled separate accounts at end of year2011-12-31$11,439,384
Interest on participant loans2011-12-31$21,731
Interest earned on other investments2011-12-31$110,878
Income. Interest from corporate debt instruments2011-12-31$7,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$449,364
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,943,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,943,282
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,853,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$141,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,723,684
Employer contributions (assets) at end of year2011-12-31$1,617,499
Employer contributions (assets) at beginning of year2011-12-31$1,153,016
Income. Dividends from common stock2011-12-31$27,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,497,009
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$213,272
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,219,837
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,242,201
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$741,535
Aggregate carrying amount (costs) on sale of assets2011-12-31$785,499
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2011-12-31631128344
2010 : WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$145,113
Total unrealized appreciation/depreciation of assets2010-12-31$145,113
Total transfer of assets to this plan2010-12-31$7,349
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,446
Total income from all sources (including contributions)2010-12-31$7,763,805
Total loss/gain on sale of assets2010-12-31$33,001
Total of all expenses incurred2010-12-31$3,164,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,149,881
Value of total corrective distributions2010-12-31$11,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,604,755
Value of total assets at end of year2010-12-31$39,747,613
Value of total assets at beginning of year2010-12-31$35,125,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,807
Total interest from all sources2010-12-31$32,851
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$726,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$693,754
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$23,888
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$5,335
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,373,453
Participant contributions at end of year2010-12-31$424,676
Participant contributions at beginning of year2010-12-31$413,698
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$772,621
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$15,446
Administrative expenses (other) incurred2010-12-31$2,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,599,451
Value of net assets at end of year (total assets less liabilities)2010-12-31$39,732,167
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$35,125,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$112
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$32,960,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$28,025,168
Interest on participant loans2010-12-31$22,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,943,282
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,956,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,956,016
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$10,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,221,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,458,681
Employer contributions (assets) at end of year2010-12-31$1,153,016
Employer contributions (assets) at beginning of year2010-12-31$1,030,302
Income. Dividends from preferred stock2010-12-31$542
Income. Dividends from common stock2010-12-31$31,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,149,881
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,242,201
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$694,848
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$975,739
Aggregate carrying amount (costs) on sale of assets2010-12-31$942,738
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WATKINS JOHNSEY PROFESSIONAL GROUP
Accountancy firm EIN2010-12-31631128344

Form 5500 Responses for WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES

2022: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WISE METALS GROUP SAVINGS AND INVESTMENT PLAN FOR SALARIED EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered903
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered898
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered850
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered857
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered796
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered882
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered771
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered834
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered696
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041741
Policy instance 1
Insurance contract or identification number041741
Number of Individuals Covered580
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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