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XOMA DEFERRED SAVINGS PLAN 401k Plan overview

Plan NameXOMA DEFERRED SAVINGS PLAN
Plan identification number 001

XOMA DEFERRED SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

XOMA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:XOMA CORPORATION
Employer identification number (EIN):522154066
NAIC Classification:325410

Additional information about XOMA CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 1981-02-24
Company Identification Number: 0908874
Legal Registered Office Address: Corporation Trust Center
1209 Orange St
Wilmington
United States of America (USA)
19801

More information about XOMA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan XOMA DEFERRED SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MEREDITH DELIA MEREDITH DELIA2018-10-12
0012016-01-01MEREDITH DELIA MEREDITH DELIA2017-10-13
0012016-01-01 MEREDITH DELIA2017-10-13
0012015-01-01JEREMY MILLER JEREMY MILLER2016-10-17
0012014-01-01GRETCHEN SPINDEL GRETCHEN SPINDEL2015-10-15
0012014-01-01GRETCHEN SPINDEL GRETCHEN SPINDEL2015-10-05
0012013-01-01GRETCHEN SPINDEL GRETCHEN SPINDEL2014-10-07
0012012-01-01JEROME WONG
0012011-01-01GRETCHEN SPINDEL
0012009-01-01SHANNON ESPINOLA

Plan Statistics for XOMA DEFERRED SAVINGS PLAN

401k plan membership statisitcs for XOMA DEFERRED SAVINGS PLAN

Measure Date Value
2022: XOMA DEFERRED SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01146
Total number of active participants reported on line 7a of the Form 55002022-01-0113
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01125
Total of all active and inactive participants2022-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01138
Number of participants with account balances2022-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: XOMA DEFERRED SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01152
Total number of active participants reported on line 7a of the Form 55002021-01-0113
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01133
Total of all active and inactive participants2021-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01146
Number of participants with account balances2021-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: XOMA DEFERRED SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01162
Total number of active participants reported on line 7a of the Form 55002020-01-0111
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01141
Total of all active and inactive participants2020-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01152
Number of participants with account balances2020-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: XOMA DEFERRED SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01171
Total number of active participants reported on line 7a of the Form 55002019-01-0111
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01151
Total of all active and inactive participants2019-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01162
Number of participants with account balances2019-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: XOMA DEFERRED SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01185
Total number of active participants reported on line 7a of the Form 55002018-01-0113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01158
Total of all active and inactive participants2018-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01171
Number of participants with account balances2018-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: XOMA DEFERRED SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01241
Total number of active participants reported on line 7a of the Form 55002017-01-0114
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01171
Total of all active and inactive participants2017-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01185
Number of participants with account balances2017-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: XOMA DEFERRED SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01274
Total number of active participants reported on line 7a of the Form 55002016-01-0166
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01175
Total of all active and inactive participants2016-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01241
Number of participants with account balances2016-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: XOMA DEFERRED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01311
Total number of active participants reported on line 7a of the Form 55002015-01-01110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01164
Total of all active and inactive participants2015-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01274
Number of participants with account balances2015-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: XOMA DEFERRED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01285
Total number of active participants reported on line 7a of the Form 55002014-01-01183
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01128
Total of all active and inactive participants2014-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01311
Number of participants with account balances2014-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: XOMA DEFERRED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01334
Total number of active participants reported on line 7a of the Form 55002013-01-01164
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01121
Total of all active and inactive participants2013-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01285
Number of participants with account balances2013-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: XOMA DEFERRED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01403
Total number of active participants reported on line 7a of the Form 55002012-01-01165
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01182
Total of all active and inactive participants2012-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01347
Number of participants with account balances2012-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: XOMA DEFERRED SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01396
Total number of active participants reported on line 7a of the Form 55002011-01-01235
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01166
Total of all active and inactive participants2011-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01403
Number of participants with account balances2011-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0120
2009: XOMA DEFERRED SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01449
Total number of active participants reported on line 7a of the Form 55002009-01-01179
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01214
Total of all active and inactive participants2009-01-01395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01398
Number of participants with account balances2009-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117

Financial Data on XOMA DEFERRED SAVINGS PLAN

Measure Date Value
2022 : XOMA DEFERRED SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-133,901
Total unrealized appreciation/depreciation of assets2022-12-31$-133,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,935,408
Total loss/gain on sale of assets2022-12-31$-5,962
Total of all expenses incurred2022-12-31$1,925,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,842,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$360,581
Value of total assets at end of year2022-12-31$22,515,325
Value of total assets at beginning of year2022-12-31$27,376,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$83,474
Total interest from all sources2022-12-31$71,588
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$254,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$254,377
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$245,686
Participant contributions at end of year2022-12-31$16,055
Participant contributions at beginning of year2022-12-31$28,458
Other income not declared elsewhere2022-12-31$1,165
Administrative expenses (other) incurred2022-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,861,291
Value of net assets at end of year (total assets less liabilities)2022-12-31$22,515,325
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,376,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$64,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,455,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,609,760
Interest on participant loans2022-12-31$1,284
Interest earned on other investments2022-12-31$70,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,913,513
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,582,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,483,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$1,007,071
Assets. Invements in employer securities at beginning of year2022-12-31$1,063,616
Contributions received in cash from employer2022-12-31$114,895
Employer contributions (assets) at end of year2022-12-31$122,843
Employer contributions (assets) at beginning of year2022-12-31$92,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,842,409
Contract administrator fees2022-12-31$18,800
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$17,600
Aggregate carrying amount (costs) on sale of assets2022-12-31$23,562
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2022-12-31222027092
2021 : XOMA DEFERRED SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-1,153,066
Total unrealized appreciation/depreciation of assets2021-12-31$-1,153,066
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,478,973
Total loss/gain on sale of assets2021-12-31$-46,984
Total of all expenses incurred2021-12-31$783,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$696,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$303,475
Value of total assets at end of year2021-12-31$27,376,616
Value of total assets at beginning of year2021-12-31$25,681,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$86,582
Total interest from all sources2021-12-31$62,241
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$157,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$157,124
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$4,265
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$210,981
Participant contributions at end of year2021-12-31$28,458
Participant contributions at beginning of year2021-12-31$40,267
Other income not declared elsewhere2021-12-31$99,112
Administrative expenses (other) incurred2021-12-31$86,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,695,605
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,376,616
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$25,681,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,609,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,089,951
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,398,860
Interest on participant loans2021-12-31$1,968
Interest earned on other investments2021-12-31$60,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,582,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,810,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,477,372
Net investment gain/loss from pooled separate accounts2021-12-31$579,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$1,063,616
Assets. Invements in employer securities at beginning of year2021-12-31$2,251,603
Contributions received in cash from employer2021-12-31$92,494
Employer contributions (assets) at end of year2021-12-31$92,491
Employer contributions (assets) at beginning of year2021-12-31$89,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$696,786
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$87,847
Aggregate carrying amount (costs) on sale of assets2021-12-31$134,831
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2021-12-31222027092
2020 : XOMA DEFERRED SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$878,377
Total unrealized appreciation/depreciation of assets2020-12-31$878,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,681,292
Total loss/gain on sale of assets2020-12-31$54,952
Total of all expenses incurred2020-12-31$1,911,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,824,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$270,716
Value of total assets at end of year2020-12-31$25,681,011
Value of total assets at beginning of year2020-12-31$23,911,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$86,475
Total interest from all sources2020-12-31$67,040
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$124,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$124,144
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$93,736
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$181,158
Participant contributions at end of year2020-12-31$40,267
Participant contributions at beginning of year2020-12-31$51,536
Other income not declared elsewhere2020-12-31$83,531
Administrative expenses (other) incurred2020-12-31$86,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$89,558
Value of net income/loss2020-12-31$1,769,856
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,681,011
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,911,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,089,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,752,309
Value of interest in pooled separate accounts at end of year2020-12-31$3,398,860
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,886,597
Interest on participant loans2020-12-31$2,683
Interest earned on other investments2020-12-31$64,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,810,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,457,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,712,033
Net investment gain/loss from pooled separate accounts2020-12-31$490,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$2,251,603
Assets. Invements in employer securities at beginning of year2020-12-31$1,674,631
Employer contributions (assets) at end of year2020-12-31$89,558
Employer contributions (assets) at beginning of year2020-12-31$88,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,824,961
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$448,742
Aggregate carrying amount (costs) on sale of assets2020-12-31$393,790
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31OUM & CO., LLP
Accountancy firm EIN2020-12-31942682998
2019 : XOMA DEFERRED SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,039,000
Total unrealized appreciation/depreciation of assets2019-12-31$1,039,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,208,092
Total loss/gain on sale of assets2019-12-31$-115,608
Total of all expenses incurred2019-12-31$1,725,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,638,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$286,918
Value of total assets at end of year2019-12-31$23,911,155
Value of total assets at beginning of year2019-12-31$20,428,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,718
Total interest from all sources2019-12-31$69,803
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$183,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$183,576
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$21,147
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$198,791
Participant contributions at end of year2019-12-31$51,536
Participant contributions at beginning of year2019-12-31$36,300
Other income not declared elsewhere2019-12-31$87,434
Administrative expenses (other) incurred2019-12-31$87,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,482,349
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,911,155
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,428,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,752,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,289,821
Value of interest in pooled separate accounts at end of year2019-12-31$2,886,597
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,035,585
Interest on participant loans2019-12-31$3,399
Interest earned on other investments2019-12-31$66,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,457,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,185,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,861,597
Net investment gain/loss from pooled separate accounts2019-12-31$795,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$1,674,631
Assets. Invements in employer securities at beginning of year2019-12-31$779,125
Contributions received in cash from employer2019-12-31$88,127
Employer contributions (assets) at end of year2019-12-31$88,127
Employer contributions (assets) at beginning of year2019-12-31$102,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,638,025
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$161,660
Aggregate carrying amount (costs) on sale of assets2019-12-31$277,268
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BPM LLP
Accountancy firm EIN2019-12-31814234542
2018 : XOMA DEFERRED SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,360,229
Total unrealized appreciation/depreciation of assets2018-12-31$-1,360,229
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-2,055,516
Total loss/gain on sale of assets2018-12-31$-88,047
Total of all expenses incurred2018-12-31$1,101,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,012,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$340,434
Value of total assets at end of year2018-12-31$20,428,806
Value of total assets at beginning of year2018-12-31$23,585,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$89,391
Total interest from all sources2018-12-31$50,735
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$179,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$179,539
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$238,396
Participant contributions at end of year2018-12-31$36,300
Participant contributions at beginning of year2018-12-31$90,110
Other income not declared elsewhere2018-12-31$88,890
Administrative expenses (other) incurred2018-12-31$89,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,156,925
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,428,806
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,585,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,289,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,365,764
Value of interest in pooled separate accounts at end of year2018-12-31$3,035,585
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,515,066
Interest on participant loans2018-12-31$2,330
Interest earned on other investments2018-12-31$48,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,185,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,427,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,109,768
Net investment gain/loss from pooled separate accounts2018-12-31$-157,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$779,125
Assets. Invements in employer securities at beginning of year2018-12-31$2,167,392
Contributions received in cash from employer2018-12-31$102,038
Employer contributions (assets) at end of year2018-12-31$102,038
Employer contributions (assets) at beginning of year2018-12-31$19,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,012,018
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$147,660
Aggregate carrying amount (costs) on sale of assets2018-12-31$235,707
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BPM LLP
Accountancy firm EIN2018-12-31814234542
2017 : XOMA DEFERRED SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,287,267
Total unrealized appreciation/depreciation of assets2017-12-31$3,287,267
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,242,470
Total loss/gain on sale of assets2017-12-31$-1,124,639
Total of all expenses incurred2017-12-31$9,563,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,406,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$569,455
Value of total assets at end of year2017-12-31$23,585,731
Value of total assets at beginning of year2017-12-31$26,906,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$156,170
Total interest from all sources2017-12-31$42,681
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$184,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$184,711
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$48,069
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$549,700
Participant contributions at end of year2017-12-31$90,110
Participant contributions at beginning of year2017-12-31$157,433
Other income not declared elsewhere2017-12-31$98,764
Administrative expenses (other) incurred2017-12-31$156,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-3,320,628
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,585,731
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,906,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,365,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$18,121,195
Value of interest in pooled separate accounts at end of year2017-12-31$3,515,066
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,896,619
Interest on participant loans2017-12-31$4,754
Interest earned on other investments2017-12-31$37,927
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,427,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,005,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,478,389
Net investment gain/loss from pooled separate accounts2017-12-31$705,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$2,167,392
Assets. Invements in employer securities at beginning of year2017-12-31$220,123
Contributions received in cash from employer2017-12-31$19,755
Employer contributions (assets) at end of year2017-12-31$19,755
Employer contributions (assets) at beginning of year2017-12-31$505,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,406,928
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$762,945
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,887,584
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BPM LLP
Accountancy firm EIN2017-12-31814234542
2016 : XOMA DEFERRED SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-244,326
Total unrealized appreciation/depreciation of assets2016-12-31$-244,326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,229,536
Total loss/gain on sale of assets2016-12-31$-1,318,563
Total of all expenses incurred2016-12-31$5,667,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,664,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,707,273
Value of total assets at end of year2016-12-31$26,906,359
Value of total assets at beginning of year2016-12-31$30,344,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,455
Total interest from all sources2016-12-31$60,366
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$232,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$232,932
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$55,190
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,201,307
Participant contributions at end of year2016-12-31$157,433
Participant contributions at beginning of year2016-12-31$235,279
Other income not declared elsewhere2016-12-31$65,453
Administrative expenses (other) incurred2016-12-31$2,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,437,765
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,906,359
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$30,344,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$18,121,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,406,845
Value of interest in pooled separate accounts at end of year2016-12-31$3,896,619
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,238,937
Interest on participant loans2016-12-31$8,251
Interest earned on other investments2016-12-31$52,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,005,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,416,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,282,427
Net investment gain/loss from pooled separate accounts2016-12-31$443,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$220,123
Assets. Invements in employer securities at beginning of year2016-12-31$1,261,825
Contributions received in cash from employer2016-12-31$505,966
Employer contributions (assets) at end of year2016-12-31$505,966
Employer contributions (assets) at beginning of year2016-12-31$784,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,664,846
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$352,512
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,671,075
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BPM LLP
Accountancy firm EIN2016-12-31814234542
2015 : XOMA DEFERRED SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,137,145
Total unrealized appreciation/depreciation of assets2015-12-31$-2,137,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$599,570
Total loss/gain on sale of assets2015-12-31$-189,587
Total of all expenses incurred2015-12-31$3,019,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,018,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,189,914
Value of total assets at end of year2015-12-31$30,344,124
Value of total assets at beginning of year2015-12-31$32,764,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,275
Total interest from all sources2015-12-31$57,661
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$252,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$252,229
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,356,893
Participant contributions at end of year2015-12-31$235,279
Participant contributions at beginning of year2015-12-31$345,460
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$48,511
Other income not declared elsewhere2015-12-31$29,498
Administrative expenses (other) incurred2015-12-31$1,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,420,326
Value of net assets at end of year (total assets less liabilities)2015-12-31$30,344,124
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,764,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,406,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$19,795,978
Value of interest in pooled separate accounts at end of year2015-12-31$4,238,937
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,189,769
Interest on participant loans2015-12-31$13,270
Interest earned on other investments2015-12-31$44,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,416,729
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,491,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-655,459
Net investment gain/loss from pooled separate accounts2015-12-31$52,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,261,825
Assets. Invements in employer securities at beginning of year2015-12-31$2,955,968
Contributions received in cash from employer2015-12-31$784,510
Employer contributions (assets) at end of year2015-12-31$784,509
Employer contributions (assets) at beginning of year2015-12-31$985,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,018,621
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$467,081
Aggregate carrying amount (costs) on sale of assets2015-12-31$656,668
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BURR PILGER MAYER
Accountancy firm EIN2015-12-31263839190
2014 : XOMA DEFERRED SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-2,932,514
Total unrealized appreciation/depreciation of assets2014-12-31$-2,932,514
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,522,753
Total loss/gain on sale of assets2014-12-31$255,790
Total of all expenses incurred2014-12-31$3,630,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,629,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,481,314
Value of total assets at end of year2014-12-31$32,764,450
Value of total assets at beginning of year2014-12-31$33,872,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,255
Total interest from all sources2014-12-31$64,694
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$232,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$232,324
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,179,242
Participant contributions at end of year2014-12-31$345,460
Participant contributions at beginning of year2014-12-31$350,463
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$316,276
Other income not declared elsewhere2014-12-31$9,335
Administrative expenses (other) incurred2014-12-31$1,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,107,744
Value of net assets at end of year (total assets less liabilities)2014-12-31$32,764,450
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,872,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$19,795,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,954,612
Value of interest in pooled separate accounts at end of year2014-12-31$4,189,769
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,982,828
Interest on participant loans2014-12-31$16,123
Interest earned on other investments2014-12-31$48,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,491,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,182,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$914,766
Net investment gain/loss from pooled separate accounts2014-12-31$497,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$2,955,968
Assets. Invements in employer securities at beginning of year2014-12-31$5,532,166
Contributions received in cash from employer2014-12-31$985,796
Employer contributions (assets) at end of year2014-12-31$985,796
Employer contributions (assets) at beginning of year2014-12-31$869,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,629,242
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,055,620
Aggregate carrying amount (costs) on sale of assets2014-12-31$799,830
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BURR PILGER MAYER
Accountancy firm EIN2014-12-31263839190
2013 : XOMA DEFERRED SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,178,159
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,194,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,169,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,029,530
Value of total assets at end of year2013-12-31$33,872,194
Value of total assets at beginning of year2013-12-31$25,888,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,194
Total interest from all sources2013-12-31$44,797
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$232,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$232,816
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,068,685
Participant contributions at end of year2013-12-31$350,463
Participant contributions at beginning of year2013-12-31$308,470
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$90,907
Other income not declared elsewhere2013-12-31$17,654
Administrative expenses (other) incurred2013-12-31$25,194
Total non interest bearing cash at beginning of year2013-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,983,391
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,872,194
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,888,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,954,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,169,522
Value of interest in pooled separate accounts at end of year2013-12-31$3,982,828
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$16,949
Interest earned on other investments2013-12-31$27,848
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$4,345,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$49,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$49,054
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,182,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,331,398
Net investment gain/loss from pooled separate accounts2013-12-31$521,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$5,532,166
Assets. Invements in employer securities at beginning of year2013-12-31$2,191,570
Contributions received in cash from employer2013-12-31$869,938
Employer contributions (assets) at end of year2013-12-31$869,938
Employer contributions (assets) at beginning of year2013-12-31$824,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,169,574
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BURR PILGER MAYER, INC
Accountancy firm EIN2013-12-31263839190
2012 : XOMA DEFERRED SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,253,367
Total unrealized appreciation/depreciation of assets2012-12-31$1,253,367
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,237,461
Total loss/gain on sale of assets2012-12-31$514,118
Total of all expenses incurred2012-12-31$4,494,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,463,229
Expenses. Certain deemed distributions of participant loans2012-12-31$19,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,009,639
Value of total assets at end of year2012-12-31$25,888,803
Value of total assets at beginning of year2012-12-31$23,146,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,109
Total interest from all sources2012-12-31$18,161
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$484,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$484,247
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,035,296
Participant contributions at end of year2012-12-31$308,470
Participant contributions at beginning of year2012-12-31$395,216
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$149,992
Other income not declared elsewhere2012-12-31$14,037
Administrative expenses (other) incurred2012-12-31$12,109
Total non interest bearing cash at end of year2012-12-31$50
Total non interest bearing cash at beginning of year2012-12-31$551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,742,507
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,888,803
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,146,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,169,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,812,090
Interest on participant loans2012-12-31$18,161
Value of interest in common/collective trusts at end of year2012-12-31$4,345,786
Value of interest in common/collective trusts at beginning of year2012-12-31$4,332,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$49,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,862,064
Net investment gain or loss from common/collective trusts2012-12-31$81,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,191,570
Assets. Invements in employer securities at beginning of year2012-12-31$464,139
Contributions received in cash from employer2012-12-31$824,351
Employer contributions (assets) at end of year2012-12-31$824,351
Employer contributions (assets) at beginning of year2012-12-31$1,140,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,463,229
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,580,675
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,066,557
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BURR PILGER MAYER, INC.
Accountancy firm EIN2012-12-31263839190
2011 : XOMA DEFERRED SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,524,462
Total unrealized appreciation/depreciation of assets2011-12-31$-1,524,462
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,346,856
Total loss/gain on sale of assets2011-12-31$-118,304
Total of all expenses incurred2011-12-31$1,905,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,896,047
Expenses. Certain deemed distributions of participant loans2011-12-31$6,601
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,843,622
Value of total assets at end of year2011-12-31$23,146,296
Value of total assets at beginning of year2011-12-31$23,705,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,289
Total interest from all sources2011-12-31$18,724
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$403,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$403,657
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,391,331
Participant contributions at end of year2011-12-31$395,216
Participant contributions at beginning of year2011-12-31$242,192
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$312,127
Other income not declared elsewhere2011-12-31$-21,992
Administrative expenses (other) incurred2011-12-31$3,289
Total non interest bearing cash at end of year2011-12-31$551
Total non interest bearing cash at beginning of year2011-12-31$401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-559,081
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,146,296
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,705,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,812,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,965,411
Interest on participant loans2011-12-31$18,722
Value of interest in common/collective trusts at end of year2011-12-31$4,332,867
Value of interest in common/collective trusts at beginning of year2011-12-31$4,152,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,266
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,315,927
Net investment gain or loss from common/collective trusts2011-12-31$61,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$464,139
Assets. Invements in employer securities at beginning of year2011-12-31$1,297,735
Contributions received in cash from employer2011-12-31$1,140,164
Employer contributions (assets) at end of year2011-12-31$1,140,164
Employer contributions (assets) at beginning of year2011-12-31$1,045,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,896,047
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$418,988
Aggregate carrying amount (costs) on sale of assets2011-12-31$537,292
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ARMANINO MCKENNA LLP
Accountancy firm EIN2011-12-31946214841
2010 : XOMA DEFERRED SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-1,289,173
Total unrealized appreciation/depreciation of assets2010-12-31$-1,289,173
Total income from all sources (including contributions)2010-12-31$4,030,636
Total loss/gain on sale of assets2010-12-31$-127,088
Total of all expenses incurred2010-12-31$1,971,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,967,354
Expenses. Certain deemed distributions of participant loans2010-12-31$2,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,353,600
Value of total assets at end of year2010-12-31$23,705,376
Value of total assets at beginning of year2010-12-31$21,646,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,310
Total interest from all sources2010-12-31$12,961
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$381,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$381,818
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,166,548
Participant contributions at end of year2010-12-31$242,191
Participant contributions at beginning of year2010-12-31$132,891
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$141,479
Administrative expenses (other) incurred2010-12-31$2,310
Total non interest bearing cash at end of year2010-12-31$401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,058,841
Value of net assets at end of year (total assets less liabilities)2010-12-31$23,705,376
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,646,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,965,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,853,334
Interest on participant loans2010-12-31$12,956
Value of interest in common/collective trusts at end of year2010-12-31$4,152,799
Value of interest in common/collective trusts at beginning of year2010-12-31$3,822,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,266
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$7,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$7,888
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,698,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$1,297,735
Assets. Invements in employer securities at beginning of year2010-12-31$1,924,248
Contributions received in cash from employer2010-12-31$1,045,573
Employer contributions (assets) at end of year2010-12-31$1,045,573
Employer contributions (assets) at beginning of year2010-12-31$905,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,967,354
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$137,446
Aggregate carrying amount (costs) on sale of assets2010-12-31$264,534
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARMANINO MCKENNA LLP
Accountancy firm EIN2010-12-31946214841
2009 : XOMA DEFERRED SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for XOMA DEFERRED SAVINGS PLAN

2022: XOMA DEFERRED SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: XOMA DEFERRED SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: XOMA DEFERRED SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: XOMA DEFERRED SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: XOMA DEFERRED SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: XOMA DEFERRED SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: XOMA DEFERRED SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: XOMA DEFERRED SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: XOMA DEFERRED SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: XOMA DEFERRED SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: XOMA DEFERRED SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: XOMA DEFERRED SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: XOMA DEFERRED SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered138
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered146
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered152
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered162
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered171
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered185
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered274
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered311
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074076
Policy instance 1
Insurance contract or identification number074076
Number of Individuals Covered285
Insurance policy start date2013-06-29
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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