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ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 401k Plan overview

Plan NameASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN
Plan identification number 001

ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASTORIA GENERATING COMPANY, L.P. has sponsored the creation of one or more 401k plans.

Company Name:ASTORIA GENERATING COMPANY, L.P.
Employer identification number (EIN):522167306
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RICHARD BRUNSON THEODORE BABCOCK2018-09-12
0012016-01-01RICHARD BRUNSON THEODORE BABCOCK2017-09-25
0012015-01-01RICHARD BRUNSON THEODORE BABCOCK2016-10-13
0012014-01-01THOMAS M. ASHER
0012013-01-01THOMAS M. ASHER THEODORE BABCOCK2014-10-15
0012012-01-01THOMAS M. ASHER THEODORE BABCOCK2013-10-15
0012011-01-01THOMAS M. ASHER
0012010-01-01THOMAS M. ASHER
0012009-01-01THOMAS M. ASHER

Plan Statistics for ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN

401k plan membership statisitcs for ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN

Measure Date Value
2022: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01119
Total number of active participants reported on line 7a of the Form 55002022-01-0184
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0137
Total of all active and inactive participants2022-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01127
Number of participants with account balances2022-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01104
Total number of active participants reported on line 7a of the Form 55002021-01-0177
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0136
Total of all active and inactive participants2021-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01119
Number of participants with account balances2021-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01139
Total number of active participants reported on line 7a of the Form 55002020-01-0163
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0135
Total of all active and inactive participants2020-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01104
Number of participants with account balances2020-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01145
Total number of active participants reported on line 7a of the Form 55002019-01-0165
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0168
Total of all active and inactive participants2019-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01139
Number of participants with account balances2019-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01111
Total number of active participants reported on line 7a of the Form 55002018-01-0173
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0170
Total of all active and inactive participants2018-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01145
Number of participants with account balances2018-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01104
Total number of active participants reported on line 7a of the Form 55002017-01-0176
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01111
Number of participants with account balances2017-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01101
Total number of active participants reported on line 7a of the Form 55002016-01-0171
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01104
Number of participants with account balances2016-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01100
Total number of active participants reported on line 7a of the Form 55002015-01-0164
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01101
Number of participants with account balances2015-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01103
Total number of active participants reported on line 7a of the Form 55002014-01-0165
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01100
Number of participants with account balances2014-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01111
Total number of active participants reported on line 7a of the Form 55002013-01-0165
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01103
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01110
Total number of active participants reported on line 7a of the Form 55002012-01-0172
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01111
Number of participants with account balances2012-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01123
Total number of active participants reported on line 7a of the Form 55002011-01-0173
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01110
Number of participants with account balances2011-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01128
Total number of active participants reported on line 7a of the Form 55002010-01-0199
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01123
Number of participants with account balances2010-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01141
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01128
Number of participants with account balances2009-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN

Measure Date Value
2022 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$565,671
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,811,609
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,580,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,570,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,969,575
Value of total assets at end of year2022-12-31$53,178,486
Value of total assets at beginning of year2022-12-31$65,005,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$10,380
Total interest from all sources2022-12-31$9,170
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,280,460
Participant contributions at end of year2022-12-31$205,026
Participant contributions at beginning of year2022-12-31$103,829
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$17,633
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$680
Other income not declared elsewhere2022-12-31$405
Administrative expenses (other) incurred2022-12-31$10,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,392,485
Value of net assets at end of year (total assets less liabilities)2022-12-31$53,178,486
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$65,005,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$9,170
Value of interest in master investment trust accounts at end of year2022-12-31$52,123,669
Value of interest in master investment trust accounts at beginning of year2022-12-31$64,342,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,671,482
Employer contributions (assets) at end of year2022-12-31$849,791
Employer contributions (assets) at beginning of year2022-12-31$559,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,569,816
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MELTON & MELTON, LLP
Accountancy firm EIN2022-12-31741550819
2021 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$11,805,187
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,170,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,160,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,564,029
Value of total assets at end of year2021-12-31$65,005,300
Value of total assets at beginning of year2021-12-31$56,370,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,415
Total interest from all sources2021-12-31$8,537
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,179,312
Participant contributions at end of year2021-12-31$103,829
Participant contributions at beginning of year2021-12-31$181,269
Participant contributions at beginning of year2021-12-31$12,484
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$59,905
Other income not declared elsewhere2021-12-31$273
Administrative expenses (other) incurred2021-12-31$9,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,634,856
Value of net assets at end of year (total assets less liabilities)2021-12-31$65,005,300
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$56,370,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$8,537
Value of interest in master investment trust accounts at end of year2021-12-31$64,342,172
Value of interest in master investment trust accounts at beginning of year2021-12-31$55,624,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,324,812
Employer contributions (assets) at end of year2021-12-31$559,299
Employer contributions (assets) at beginning of year2021-12-31$552,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,160,916
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MELTON & MELTON
Accountancy firm EIN2021-12-31741550819
2020 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$37,209
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,663,785
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,472,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,471,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,588,122
Value of total assets at end of year2020-12-31$56,370,444
Value of total assets at beginning of year2020-12-31$49,142,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,397
Total interest from all sources2020-12-31$12,491
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,209,400
Participant contributions at end of year2020-12-31$181,269
Participant contributions at beginning of year2020-12-31$246,952
Participant contributions at end of year2020-12-31$12,484
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,037
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$363
Other income not declared elsewhere2020-12-31$3,540
Administrative expenses (other) incurred2020-12-31$1,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,190,883
Value of net assets at end of year (total assets less liabilities)2020-12-31$56,370,444
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$49,142,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$12,491
Value of interest in master investment trust accounts at end of year2020-12-31$55,624,657
Value of interest in master investment trust accounts at beginning of year2020-12-31$48,314,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,347,685
Employer contributions (assets) at end of year2020-12-31$552,034
Employer contributions (assets) at beginning of year2020-12-31$580,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,471,142
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MELTON & MELTON
Accountancy firm EIN2020-12-31741550819
2019 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,613,059
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,156,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,155,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,434,582
Value of total assets at end of year2019-12-31$49,142,352
Value of total assets at beginning of year2019-12-31$38,686,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,364
Total interest from all sources2019-12-31$12,182
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,115,357
Participant contributions at end of year2019-12-31$246,952
Participant contributions at beginning of year2019-12-31$236,676
Administrative expenses (other) incurred2019-12-31$1,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,456,269
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,142,352
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$38,686,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$12,182
Value of interest in master investment trust accounts at end of year2019-12-31$48,314,741
Value of interest in master investment trust accounts at beginning of year2019-12-31$37,860,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,319,225
Employer contributions (assets) at end of year2019-12-31$580,659
Employer contributions (assets) at beginning of year2019-12-31$588,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,155,426
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MELTON & MELTON
Accountancy firm EIN2019-12-31741550819
2018 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$198,664
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$845,117
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,228,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,226,754
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,885,143
Value of total assets at end of year2018-12-31$38,686,083
Value of total assets at beginning of year2018-12-31$39,870,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,274
Total interest from all sources2018-12-31$11,115
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,093,421
Participant contributions at end of year2018-12-31$236,676
Participant contributions at beginning of year2018-12-31$238,657
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$411,901
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$28,253
Administrative expenses (other) incurred2018-12-31$1,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,382,911
Value of net assets at end of year (total assets less liabilities)2018-12-31$38,686,083
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$39,870,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$11,115
Value of interest in master investment trust accounts at end of year2018-12-31$37,860,935
Value of interest in master investment trust accounts at beginning of year2018-12-31$39,102,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,379,821
Employer contributions (assets) at end of year2018-12-31$588,472
Employer contributions (assets) at beginning of year2018-12-31$529,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,198,501
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MELTON & MELTON
Accountancy firm EIN2018-12-31741550819
2017 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$348,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,415,475
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$633,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$585,661
Value of total corrective distributions2017-12-31$46,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,466,372
Value of total assets at end of year2017-12-31$39,870,330
Value of total assets at beginning of year2017-12-31$31,739,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,388
Total interest from all sources2017-12-31$12,917
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,136,873
Participant contributions at end of year2017-12-31$238,657
Participant contributions at beginning of year2017-12-31$344,036
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$114,767
Administrative expenses (other) incurred2017-12-31$1,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,782,213
Value of net assets at end of year (total assets less liabilities)2017-12-31$39,870,330
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,739,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$12,917
Value of interest in master investment trust accounts at end of year2017-12-31$39,102,358
Value of interest in master investment trust accounts at beginning of year2017-12-31$30,923,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,214,732
Employer contributions (assets) at end of year2017-12-31$529,315
Employer contributions (assets) at beginning of year2017-12-31$471,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$585,661
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MELTON & MELTON
Accountancy firm EIN2017-12-31741550819
2016 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,049,155
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,521,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,445,253
Value of total corrective distributions2016-12-31$74,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,445,097
Value of total assets at end of year2016-12-31$31,739,575
Value of total assets at beginning of year2016-12-31$28,211,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$895
Total interest from all sources2016-12-31$10,840
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,144,508
Participant contributions at end of year2016-12-31$344,036
Participant contributions at beginning of year2016-12-31$181,824
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$202,754
Administrative expenses (other) incurred2016-12-31$895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,528,076
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,739,575
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,211,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$10,840
Value of interest in master investment trust accounts at end of year2016-12-31$30,923,612
Value of interest in master investment trust accounts at beginning of year2016-12-31$27,576,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,097,835
Employer contributions (assets) at end of year2016-12-31$471,927
Employer contributions (assets) at beginning of year2016-12-31$453,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,445,253
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MELTON & MELTON, LLP
Accountancy firm EIN2016-12-31741550819
2015 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$295,196
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,052,545
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,650,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,577,410
Value of total corrective distributions2015-12-31$72,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,150,412
Value of total assets at end of year2015-12-31$28,211,499
Value of total assets at beginning of year2015-12-31$27,514,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$877
Total interest from all sources2015-12-31$6,433
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,092,902
Participant contributions at end of year2015-12-31$181,824
Participant contributions at beginning of year2015-12-31$133,212
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,957
Administrative expenses (other) incurred2015-12-31$877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$402,002
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,211,499
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,514,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$6,433
Value of interest in master investment trust accounts at end of year2015-12-31$27,576,372
Value of interest in master investment trust accounts at beginning of year2015-12-31$26,818,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,055,553
Employer contributions (assets) at end of year2015-12-31$453,303
Employer contributions (assets) at beginning of year2015-12-31$562,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,577,410
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MELTON & MELTON, LLP
Accountancy firm EIN2015-12-31741550819
2014 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$96,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,220,823
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,728,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,684,005
Value of total corrective distributions2014-12-31$43,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,360,923
Value of total assets at end of year2014-12-31$27,514,301
Value of total assets at beginning of year2014-12-31$26,925,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$797
Total interest from all sources2014-12-31$5,850
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,122,696
Participant contributions at end of year2014-12-31$133,212
Participant contributions at beginning of year2014-12-31$139,011
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$13,680
Administrative expenses (other) incurred2014-12-31$797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$492,264
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,514,301
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,925,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$5,850
Value of interest in master investment trust accounts at end of year2014-12-31$26,818,802
Value of interest in master investment trust accounts at beginning of year2014-12-31$26,240,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,224,547
Employer contributions (assets) at end of year2014-12-31$562,287
Employer contributions (assets) at beginning of year2014-12-31$546,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,684,005
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MELLON & MELLON, LLP
Accountancy firm EIN2014-12-31741550819
2013 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$168,689
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,478,028
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,665,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,664,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,487,404
Value of total assets at end of year2013-12-31$26,925,941
Value of total assets at beginning of year2013-12-31$21,944,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$862
Total interest from all sources2013-12-31$7,470
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,121,424
Participant contributions at end of year2013-12-31$139,011
Participant contributions at beginning of year2013-12-31$185,548
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$193,679
Administrative expenses (other) incurred2013-12-31$862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,812,969
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,925,941
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,944,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$7,470
Value of interest in master investment trust accounts at end of year2013-12-31$26,240,685
Value of interest in master investment trust accounts at beginning of year2013-12-31$21,329,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,172,301
Employer contributions (assets) at end of year2013-12-31$546,245
Employer contributions (assets) at beginning of year2013-12-31$429,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,664,197
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MELTON & MELTON L.L.P.
Accountancy firm EIN2013-12-31741550819
2012 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$96,387
Total transfer of assets from this plan2012-12-31$3,264
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,438,961
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$991,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$982,093
Value of total corrective distributions2012-12-31$1,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,014,913
Value of total assets at end of year2012-12-31$21,944,283
Value of total assets at beginning of year2012-12-31$18,403,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,964
Total interest from all sources2012-12-31$7,691
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,010,434
Participant contributions at end of year2012-12-31$185,548
Participant contributions at beginning of year2012-12-31$199,324
Administrative expenses (other) incurred2012-12-31$7,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,447,830
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,944,283
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,403,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$7,691
Value of interest in master investment trust accounts at end of year2012-12-31$21,329,429
Value of interest in master investment trust accounts at beginning of year2012-12-31$18,083,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,004,479
Employer contributions (assets) at end of year2012-12-31$429,306
Employer contributions (assets) at beginning of year2012-12-31$120,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$982,093
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MELTON & MELTON L.L.P.
Accountancy firm EIN2012-12-31741550819
2011 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,210,821
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$954,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$920,074
Value of total corrective distributions2011-12-31$29,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,245,513
Value of total assets at end of year2011-12-31$18,403,330
Value of total assets at beginning of year2011-12-31$17,146,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,969
Total interest from all sources2011-12-31$9,464
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,225,162
Participant contributions at end of year2011-12-31$199,324
Participant contributions at beginning of year2011-12-31$279,373
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$19,280
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$10,960
Administrative expenses (other) incurred2011-12-31$4,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,256,659
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,403,330
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,146,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$9,464
Value of interest in master investment trust accounts at end of year2011-12-31$18,083,722
Value of interest in master investment trust accounts at beginning of year2011-12-31$16,867,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,001,071
Employer contributions (assets) at end of year2011-12-31$120,284
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$909,114
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MELTON & MELTON L.L.P.
Accountancy firm EIN2011-12-31741550819
2010 : ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,126,585
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,288,824
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$898,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$811,864
Value of total corrective distributions2010-12-31$72,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,508,970
Value of total assets at end of year2010-12-31$17,146,671
Value of total assets at beginning of year2010-12-31$12,630,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,854
Total interest from all sources2010-12-31$12,310
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,347,999
Participant contributions at end of year2010-12-31$279,373
Participant contributions at beginning of year2010-12-31$332,943
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$18,384
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$45,104
Other income not declared elsewhere2010-12-31$2,005
Administrative expenses (other) incurred2010-12-31$14,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,389,848
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,146,671
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,630,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$12,310
Value of interest in master investment trust accounts at end of year2010-12-31$16,867,298
Value of interest in master investment trust accounts at beginning of year2010-12-31$11,924,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,115,867
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$354,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$811,864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MELTON & MELTON LLP
Accountancy firm EIN2010-12-31741550819

Form 5500 Responses for ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN

2022: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ASTORIA GENERATING COMPANY, L.P. SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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