GLOBEOP FINANCIAL SERVICES LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST
Measure | Date | Value |
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2013 : GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-04-29 | $0 |
Total transfer of assets from this plan | 2013-04-29 | $21,637,671 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-29 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-29 | $0 |
Total income from all sources (including contributions) | 2013-04-29 | $3,498,354 |
Total loss/gain on sale of assets | 2013-04-29 | $0 |
Total of all expenses incurred | 2013-04-29 | $641,863 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-04-29 | $637,052 |
Expenses. Certain deemed distributions of participant loans | 2013-04-29 | $3,526 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-04-29 | $2,015,017 |
Value of total assets at end of year | 2013-04-29 | $0 |
Value of total assets at beginning of year | 2013-04-29 | $18,781,180 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-04-29 | $1,285 |
Total interest from all sources | 2013-04-29 | $4,703 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-04-29 | $53,206 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-04-29 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-04-29 | $53,206 |
Was this plan covered by a fidelity bond | 2013-04-29 | Yes |
Value of fidelity bond cover | 2013-04-29 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-04-29 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-04-29 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-04-29 | No |
Contributions received from participants | 2013-04-29 | $1,373,934 |
Participant contributions at beginning of year | 2013-04-29 | $274,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-04-29 | $103,354 |
Other income not declared elsewhere | 2013-04-29 | $-885 |
Administrative expenses (other) incurred | 2013-04-29 | $1,285 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-29 | No |
Value of net income/loss | 2013-04-29 | $2,856,491 |
Value of net assets at end of year (total assets less liabilities) | 2013-04-29 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-04-29 | $18,781,180 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-04-29 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-04-29 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-04-29 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-04-29 | $18,506,533 |
Interest on participant loans | 2013-04-29 | $4,703 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-04-29 | $1,426,313 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-04-29 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-04-29 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-04-29 | No |
Contributions received in cash from employer | 2013-04-29 | $537,729 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-04-29 | $637,052 |
Did the plan have assets held for investment | 2013-04-29 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-29 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-04-29 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-04-29 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-04-29 | Disclaimer |
Accountancy firm name | 2013-04-29 | PRICEWATERHOUSE COOPERS LLP |
Accountancy firm EIN | 2013-04-29 | 522202017 |
2012 : GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $5,835,686 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,914,405 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,901,659 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $9,076 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,989,459 |
Value of total assets at end of year | 2012-12-31 | $18,781,180 |
Value of total assets at beginning of year | 2012-12-31 | $14,859,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,670 |
Total interest from all sources | 2012-12-31 | $15,883 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $401,414 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $401,414 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,737,756 |
Participant contributions at end of year | 2012-12-31 | $274,647 |
Participant contributions at beginning of year | 2012-12-31 | $346,731 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $401,310 |
Administrative expenses (other) incurred | 2012-12-31 | $3,670 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,921,281 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,781,180 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $14,859,899 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $18,506,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,513,168 |
Interest on participant loans | 2012-12-31 | $15,883 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,428,930 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $850,393 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,901,659 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PRICEWATERHOUSE COOPERS LLP |
Accountancy firm EIN | 2012-12-31 | 522202017 |
2011 : GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,656,613 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,325,305 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,274,798 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $4,430 |
Value of total corrective distributions | 2011-12-31 | $42,042 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,437,902 |
Value of total assets at end of year | 2011-12-31 | $14,859,899 |
Value of total assets at beginning of year | 2011-12-31 | $13,528,591 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,035 |
Total interest from all sources | 2011-12-31 | $17,328 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $450,433 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $450,433 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,576,273 |
Participant contributions at end of year | 2011-12-31 | $346,731 |
Participant contributions at beginning of year | 2011-12-31 | $283,183 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $61,230 |
Administrative expenses (other) incurred | 2011-12-31 | $4,035 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,331,308 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $14,859,899 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,528,591 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,513,168 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,245,408 |
Interest on participant loans | 2011-12-31 | $17,328 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,249,050 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $800,399 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,274,798 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2011-12-31 | 134008324 |
2010 : GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,587,751 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,438,135 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,293,522 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $6,086 |
Value of total corrective distributions | 2010-12-31 | $136,192 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,994,769 |
Value of total assets at end of year | 2010-12-31 | $13,528,591 |
Value of total assets at beginning of year | 2010-12-31 | $10,378,975 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,335 |
Total interest from all sources | 2010-12-31 | $16,789 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $292,875 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $292,875 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,268,448 |
Participant contributions at end of year | 2010-12-31 | $283,183 |
Participant contributions at beginning of year | 2010-12-31 | $199,847 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $193,852 |
Administrative expenses (other) incurred | 2010-12-31 | $2,335 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,149,616 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,528,591 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $10,378,975 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,245,408 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,170,707 |
Interest on participant loans | 2010-12-31 | $16,789 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,008,421 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,275,202 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $8,116 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $532,469 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,293,522 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2010-12-31 | 134008324 |
2009 : GLOBEOP FINANCIAL SERVICES LLC 401K PROFIT SHARING PLAN & TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |