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AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 401k Plan overview

Plan NameAVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING
Plan identification number 001

AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AVENUE CAPITAL MANAGEMENT II, LP has sponsored the creation of one or more 401k plans.

Company Name:AVENUE CAPITAL MANAGEMENT II, LP
Employer identification number (EIN):522258514
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID LEINWAND
0012017-01-01DAVID LEINWAND
0012017-01-01DAVID LEINWAND
0012016-01-01DAVID LEINWAND
0012015-01-01DAVID LEINWAND
0012014-01-01DAVID LEINWAND
0012013-01-01DAVID LEINWAND
0012012-01-01DAVID LEINWAND
0012011-01-01ROBERT OLLWERTHER
0012009-01-01ROBERT OLLWERTHER

Plan Statistics for AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING

401k plan membership statisitcs for AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING

Measure Date Value
2022: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2022 401k membership
Total participants, beginning-of-year2022-01-01193
Total number of active participants reported on line 7a of the Form 55002022-01-01134
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0163
Total of all active and inactive participants2022-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01197
Number of participants with account balances2022-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2021 401k membership
Total participants, beginning-of-year2021-01-01191
Total number of active participants reported on line 7a of the Form 55002021-01-01133
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0158
Total of all active and inactive participants2021-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01191
Number of participants with account balances2021-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2020 401k membership
Total participants, beginning-of-year2020-01-01195
Total number of active participants reported on line 7a of the Form 55002020-01-01133
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0157
Total of all active and inactive participants2020-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01190
Number of participants with account balances2020-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2019 401k membership
Total participants, beginning-of-year2019-01-01183
Total number of active participants reported on line 7a of the Form 55002019-01-01138
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0157
Total of all active and inactive participants2019-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01195
Number of participants with account balances2019-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year2018-01-01196
Total number of active participants reported on line 7a of the Form 55002018-01-01126
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0156
Total of all active and inactive participants2018-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01182
Number of participants with account balances2018-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year2017-01-01201
Total number of active participants reported on line 7a of the Form 55002017-01-01137
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0158
Total of all active and inactive participants2017-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01195
Number of participants with account balances2017-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year2016-01-01208
Total number of active participants reported on line 7a of the Form 55002016-01-01152
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01201
Number of participants with account balances2016-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year2015-01-01207
Total number of active participants reported on line 7a of the Form 55002015-01-01158
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01208
Number of participants with account balances2015-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2014 401k membership
Total participants, beginning-of-year2014-01-01202
Total number of active participants reported on line 7a of the Form 55002014-01-01163
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01207
Number of participants with account balances2014-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year2013-01-01219
Total number of active participants reported on line 7a of the Form 55002013-01-01163
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01203
Number of participants with account balances2013-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year2012-01-01234
Total number of active participants reported on line 7a of the Form 55002012-01-01176
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01219
Number of participants with account balances2012-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year2011-01-01246
Total number of active participants reported on line 7a of the Form 55002011-01-01193
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0141
Total of all active and inactive participants2011-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01234
Number of participants with account balances2011-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2009 401k membership
Total participants, beginning-of-year2009-01-01248
Total number of active participants reported on line 7a of the Form 55002009-01-01183
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0142
Total of all active and inactive participants2009-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01225
Number of participants with account balances2009-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING

Measure Date Value
2022 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,834,414
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,609,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,536,056
Expenses. Certain deemed distributions of participant loans2022-12-31$4,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,105,762
Value of total assets at end of year2022-12-31$29,373,957
Value of total assets at beginning of year2022-12-31$35,817,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,446
Total interest from all sources2022-12-31$8,781
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$853,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$853,543
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,807,335
Participant contributions at end of year2022-12-31$260,451
Participant contributions at beginning of year2022-12-31$186,623
Participant contributions at end of year2022-12-31$49,373
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$298,427
Other income not declared elsewhere2022-12-31$4
Administrative expenses (other) incurred2022-12-31$68,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,443,716
Value of net assets at end of year (total assets less liabilities)2022-12-31$29,373,957
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$35,817,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,679,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,872,814
Interest on participant loans2022-12-31$8,781
Value of interest in common/collective trusts at end of year2022-12-31$3,384,747
Value of interest in common/collective trusts at beginning of year2022-12-31$3,758,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,168,202
Net investment gain or loss from common/collective trusts2022-12-31$-634,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,536,056
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER
Accountancy firm EIN2022-12-31871363769
2021 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,017,292
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,583,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,448,242
Expenses. Certain deemed distributions of participant loans2021-12-31$37,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,670,865
Value of total assets at end of year2021-12-31$35,817,673
Value of total assets at beginning of year2021-12-31$30,383,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$97,959
Total interest from all sources2021-12-31$13,430
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,243,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,243,262
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,670,865
Participant contributions at end of year2021-12-31$186,623
Participant contributions at beginning of year2021-12-31$268,651
Participant contributions at beginning of year2021-12-31$37,660
Other income not declared elsewhere2021-12-31$4
Administrative expenses (other) incurred2021-12-31$97,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,433,856
Value of net assets at end of year (total assets less liabilities)2021-12-31$35,817,673
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,383,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,872,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$26,989,689
Interest on participant loans2021-12-31$13,430
Value of interest in common/collective trusts at end of year2021-12-31$3,758,236
Value of interest in common/collective trusts at beginning of year2021-12-31$3,087,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,638,860
Net investment gain or loss from common/collective trusts2021-12-31$450,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,448,242
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EISNERAMPER
Accountancy firm EIN2021-12-31871363769
2020 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,620,825
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,894,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,820,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,701,965
Value of total assets at end of year2020-12-31$30,383,817
Value of total assets at beginning of year2020-12-31$26,657,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$74,002
Total interest from all sources2020-12-31$15,113
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$408,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$408,111
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,586,028
Participant contributions at end of year2020-12-31$268,651
Participant contributions at beginning of year2020-12-31$283,151
Participant contributions at end of year2020-12-31$37,660
Participant contributions at beginning of year2020-12-31$22,406
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$115,937
Other income not declared elsewhere2020-12-31$8
Administrative expenses (other) incurred2020-12-31$74,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,726,119
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,383,817
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$26,657,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$26,989,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,123,359
Interest on participant loans2020-12-31$15,113
Value of interest in common/collective trusts at end of year2020-12-31$3,087,817
Value of interest in common/collective trusts at beginning of year2020-12-31$8,228,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,442,033
Net investment gain or loss from common/collective trusts2020-12-31$2,053,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,820,704
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER
Accountancy firm EIN2020-12-31131639826
2019 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,040,962
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,063,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,000,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,889,587
Value of total assets at end of year2019-12-31$26,657,698
Value of total assets at beginning of year2019-12-31$20,680,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$63,352
Total interest from all sources2019-12-31$15,219
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$866,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$866,075
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,425,926
Participant contributions at end of year2019-12-31$283,151
Participant contributions at beginning of year2019-12-31$256,667
Participant contributions at end of year2019-12-31$22,406
Participant contributions at beginning of year2019-12-31$45,164
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$463,661
Administrative expenses (other) incurred2019-12-31$63,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,977,016
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,657,698
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,680,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,123,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,382,280
Interest on participant loans2019-12-31$15,219
Value of interest in common/collective trusts at end of year2019-12-31$8,228,782
Value of interest in common/collective trusts at beginning of year2019-12-31$5,996,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,318,046
Net investment gain or loss from common/collective trusts2019-12-31$1,952,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,000,594
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNERAMPER
Accountancy firm EIN2019-12-31131639826
2018 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-95,650
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,402,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,350,256
Value of total corrective distributions2018-12-31$305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,344,228
Value of total assets at end of year2018-12-31$20,680,682
Value of total assets at beginning of year2018-12-31$23,178,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,800
Total interest from all sources2018-12-31$10,500
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,335,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,335,316
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,329,754
Participant contributions at end of year2018-12-31$256,667
Participant contributions at beginning of year2018-12-31$203,498
Participant contributions at end of year2018-12-31$45,164
Participant contributions at beginning of year2018-12-31$239,711
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$14,474
Administrative expenses (other) incurred2018-12-31$51,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,498,011
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,680,682
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,178,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,382,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,188,510
Interest on participant loans2018-12-31$10,500
Value of interest in common/collective trusts at end of year2018-12-31$5,996,571
Value of interest in common/collective trusts at beginning of year2018-12-31$6,546,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,520,956
Net investment gain or loss from common/collective trusts2018-12-31$-264,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,350,256
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNERAMPER
Accountancy firm EIN2018-12-31131639826
2017 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,082,254
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$590,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$543,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,624,654
Value of total assets at end of year2017-12-31$23,178,693
Value of total assets at beginning of year2017-12-31$18,687,177
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,949
Total interest from all sources2017-12-31$7,139
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,006,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,006,103
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,468,543
Participant contributions at end of year2017-12-31$203,498
Participant contributions at beginning of year2017-12-31$143,866
Participant contributions at end of year2017-12-31$239,711
Participant contributions at beginning of year2017-12-31$256,479
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$156,111
Administrative expenses (other) incurred2017-12-31$46,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,491,516
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,178,693
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,687,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,188,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,117,668
Interest on participant loans2017-12-31$7,139
Value of interest in common/collective trusts at end of year2017-12-31$6,546,974
Value of interest in common/collective trusts at beginning of year2017-12-31$5,169,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,283,901
Net investment gain or loss from common/collective trusts2017-12-31$1,160,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$543,789
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNERAMPER
Accountancy firm EIN2017-12-31131639826
2016 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,950,660
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,262,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,219,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,613,628
Value of total assets at end of year2016-12-31$18,687,177
Value of total assets at beginning of year2016-12-31$16,999,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,894
Total interest from all sources2016-12-31$6,867
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$411,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$411,074
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,474,624
Participant contributions at end of year2016-12-31$143,866
Participant contributions at beginning of year2016-12-31$173,862
Participant contributions at end of year2016-12-31$256,479
Participant contributions at beginning of year2016-12-31$335,954
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$139,004
Other income not declared elsewhere2016-12-31$42,175
Administrative expenses (other) incurred2016-12-31$42,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,687,986
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,687,177
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,999,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,117,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,225,617
Interest on participant loans2016-12-31$6,867
Value of interest in common/collective trusts at end of year2016-12-31$5,169,164
Value of interest in common/collective trusts at beginning of year2016-12-31$5,263,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$320,011
Net investment gain or loss from common/collective trusts2016-12-31$556,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,219,780
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNERAMPER
Accountancy firm EIN2016-12-31131639826
2015 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,169,042
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,474,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,429,975
Expenses. Certain deemed distributions of participant loans2015-12-31$535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,590,255
Value of total assets at end of year2015-12-31$16,999,191
Value of total assets at beginning of year2015-12-31$17,304,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$44,278
Total interest from all sources2015-12-31$3,998
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$565,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$565,271
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,590,255
Participant contributions at end of year2015-12-31$173,862
Participant contributions at beginning of year2015-12-31$62,185
Participant contributions at end of year2015-12-31$335,954
Participant contributions at beginning of year2015-12-31$443,351
Other income not declared elsewhere2015-12-31$43,543
Administrative expenses (other) incurred2015-12-31$44,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-305,746
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,999,191
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,304,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,225,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,974,458
Interest on participant loans2015-12-31$3,998
Value of interest in common/collective trusts at end of year2015-12-31$5,263,758
Value of interest in common/collective trusts at beginning of year2015-12-31$4,824,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,073,296
Net investment gain or loss from common/collective trusts2015-12-31$39,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,429,975
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNERAMPER
Accountancy firm EIN2015-12-31131639826
2014 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,772,466
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,280,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,181,002
Expenses. Certain deemed distributions of participant loans2014-12-31$54,922
Value of total corrective distributions2014-12-31$3,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,943,511
Value of total assets at end of year2014-12-31$17,304,937
Value of total assets at beginning of year2014-12-31$15,812,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$40,946
Total interest from all sources2014-12-31$3,787
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$887,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$887,113
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,697,859
Participant contributions at end of year2014-12-31$62,185
Participant contributions at beginning of year2014-12-31$37,655
Participant contributions at end of year2014-12-31$443,351
Participant contributions at beginning of year2014-12-31$503,873
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$245,652
Other income not declared elsewhere2014-12-31$39,996
Administrative expenses (other) incurred2014-12-31$40,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,492,198
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,304,937
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,812,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,974,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,610,750
Interest on participant loans2014-12-31$3,787
Value of interest in common/collective trusts at end of year2014-12-31$4,824,943
Value of interest in common/collective trusts at beginning of year2014-12-31$3,660,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-594,912
Net investment gain or loss from common/collective trusts2014-12-31$492,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,181,002
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG, LLP
Accountancy firm EIN2014-12-31135565207
2013 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,377,623
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,620,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,556,931
Expenses. Certain deemed distributions of participant loans2013-12-31$28,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,873,541
Value of total assets at end of year2013-12-31$15,812,739
Value of total assets at beginning of year2013-12-31$13,055,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,939
Total interest from all sources2013-12-31$2,547
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$433,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$433,805
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,793,556
Participant contributions at end of year2013-12-31$37,655
Participant contributions at beginning of year2013-12-31$137,748
Participant contributions at end of year2013-12-31$503,873
Participant contributions at beginning of year2013-12-31$471,695
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$79,985
Other income not declared elsewhere2013-12-31$33,989
Administrative expenses (other) incurred2013-12-31$34,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,757,403
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,812,739
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,055,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,610,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,445,893
Interest on participant loans2013-12-31$2,547
Value of interest in common/collective trusts at end of year2013-12-31$3,660,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,591,864
Net investment gain or loss from common/collective trusts2013-12-31$441,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,556,931
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG, LLP
Accountancy firm EIN2013-12-31135565207
2012 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,458,280
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,496,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,486,279
Value of total corrective distributions2012-12-31$1,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,919,143
Value of total assets at end of year2012-12-31$13,055,336
Value of total assets at beginning of year2012-12-31$11,093,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,631
Total interest from all sources2012-12-31$2,249
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$276,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$276,062
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,372,632
Participant contributions at end of year2012-12-31$137,748
Participant contributions at beginning of year2012-12-31$62,580
Participant contributions at end of year2012-12-31$471,695
Participant contributions at beginning of year2012-12-31$421,918
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$74,816
Other income not declared elsewhere2012-12-31$7,547
Administrative expenses (other) incurred2012-12-31$8,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,961,804
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,055,336
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,093,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,445,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,609,034
Interest on participant loans2012-12-31$2,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,253,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$471,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,486,279
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROTHSTEIN KASS
Accountancy firm EIN2012-12-31222131009
2011 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,593,308
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$822,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$821,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,059,704
Value of total assets at end of year2011-12-31$11,093,532
Value of total assets at beginning of year2011-12-31$10,322,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$975
Total interest from all sources2011-12-31$2,954
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$235,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$235,609
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,961,161
Participant contributions at end of year2011-12-31$62,580
Participant contributions at beginning of year2011-12-31$56,881
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$98,543
Other income not declared elsewhere2011-12-31$433
Administrative expenses (other) incurred2011-12-31$975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$770,631
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,093,532
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,322,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,609,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,266,020
Interest on participant loans2011-12-31$2,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-705,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at end of year2011-12-31$421,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$821,702
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROTHSTEIN KASS
Accountancy firm EIN2011-12-31222131009
2010 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,197,186
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$834,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$833,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,190,412
Value of total assets at end of year2010-12-31$10,322,901
Value of total assets at beginning of year2010-12-31$7,959,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$675
Total interest from all sources2010-12-31$2,465
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$166,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$166,252
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,062,813
Participant contributions at end of year2010-12-31$56,881
Participant contributions at beginning of year2010-12-31$93,993
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$127,599
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$278,825
Other income not declared elsewhere2010-12-31$-278,825
Administrative expenses (other) incurred2010-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,362,913
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,322,901
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,959,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,266,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,587,170
Interest on participant loans2010-12-31$2,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,116,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$833,598
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROTHSTEIN KASS
Accountancy firm EIN2010-12-31222131009
2009 : AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING

2022: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AVENUE CAPITAL GROUP AND AFFILIATES 401(K) PROFIT SHARING 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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