401k Plan data: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN plan

ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	ROCKWELL COLLINS RETIREMENT SAVINGS PLAN
Plan identification number	002

ROCKWELL COLLINS RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL COLLINS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKWELL COLLINS, INC.

Employer identification number (EIN): 522314475

NAIC Classification: 335900

Additional information about ROCKWELL COLLINS, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1996-10-28

Company Identification Number: 19961215484

Legal Registered Office Address: 701 S CARSON ST STE 200

CARSON CITY
United States of America (USA)
89701

More information about ROCKWELL COLLINS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL COLLINS RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01
002 2017-01-01 ROSA BARONE ROSA BARONE 2018-08-14
002 2016-01-01 ROSA BARONE
002 2015-01-01 ROSA BARONE
002 2014-01-01 ROSA BARONE
002 2013-01-01 ROSA BARONE ROSA BARONE 2014-07-24
002 2012-01-01 ROSA BARONE ROSA BARONE 2013-07-25
002 2011-01-01 ROSA BARONE ROSA BARONE 2012-07-24
002 2009-01-01 SAMUEL E. WOOD

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01
002	2018-01-01
002	2017-01-01	ROSA BARONE	ROSA BARONE	2018-08-14
002	2016-01-01	ROSA BARONE
002	2015-01-01	ROSA BARONE
002	2014-01-01	ROSA BARONE
002	2013-01-01	ROSA BARONE	ROSA BARONE	2014-07-24
002	2012-01-01	ROSA BARONE	ROSA BARONE	2013-07-25
002	2011-01-01	ROSA BARONE	ROSA BARONE	2012-07-24
002	2009-01-01	SAMUEL E. WOOD

Plan Statistics for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN

Measure Date Value
2019: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 21,197
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 20,673
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 16,089
Number of retired or separated participants receiving benefits 2018-01-01 240
Number of other retired or separated participants entitled to future benefits 2018-01-01 4,800
Total of all active and inactive participants 2018-01-01 21,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 68
Total participants 2018-01-01 21,197
Number of participants with account balances 2018-01-01 21,042
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 512
2017: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 20,604
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 15,270
Number of retired or separated participants receiving benefits 2017-01-01 233
Number of other retired or separated participants entitled to future benefits 2017-01-01 5,101
Total of all active and inactive participants 2017-01-01 20,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 69
Total participants 2017-01-01 20,673
Number of participants with account balances 2017-01-01 20,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 393
2016: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 20,002
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 15,293
Number of retired or separated participants receiving benefits 2016-01-01 199
Number of other retired or separated participants entitled to future benefits 2016-01-01 5,158
Total of all active and inactive participants 2016-01-01 20,650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 84
Total participants 2016-01-01 20,734
Number of participants with account balances 2016-01-01 20,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 405
2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 15,986
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 15,363
Number of retired or separated participants receiving benefits 2015-01-01 85
Number of other retired or separated participants entitled to future benefits 2015-01-01 4,496
Total of all active and inactive participants 2015-01-01 19,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 58
Total participants 2015-01-01 20,002
Number of participants with account balances 2015-01-01 19,683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 298
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 17,111
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11,983
Number of retired or separated participants receiving benefits 2014-01-01 75
Number of other retired or separated participants entitled to future benefits 2014-01-01 3,871
Total of all active and inactive participants 2014-01-01 15,929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 57
Total participants 2014-01-01 15,986
Number of participants with account balances 2014-01-01 15,967
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 193
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 18,367
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 13,025
Number of retired or separated participants receiving benefits 2013-01-01 72
Number of other retired or separated participants entitled to future benefits 2013-01-01 3,970
Total of all active and inactive participants 2013-01-01 17,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 44
Total participants 2013-01-01 17,111
Number of participants with account balances 2013-01-01 17,090
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 399
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19,167
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13,599
Number of retired or separated participants receiving benefits 2012-01-01 94
Number of other retired or separated participants entitled to future benefits 2012-01-01 4,590
Total of all active and inactive participants 2012-01-01 18,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 84
Total participants 2012-01-01 18,367
Number of participants with account balances 2012-01-01 18,348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 277
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 18,806
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 14,959
Number of retired or separated participants receiving benefits 2011-01-01 81
Number of other retired or separated participants entitled to future benefits 2011-01-01 4,016
Total of all active and inactive participants 2011-01-01 19,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 111
Total participants 2011-01-01 19,167
Number of participants with account balances 2011-01-01 19,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 251
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 17,718
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14,534
Number of retired or separated participants receiving benefits 2009-01-01 51
Number of other retired or separated participants entitled to future benefits 2009-01-01 2,971
Total of all active and inactive participants 2009-01-01 17,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 104
Total participants 2009-01-01 17,660
Number of participants with account balances 2009-01-01 17,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 235

Measure	Date	Value
2019: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	21,197
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	20,673
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	16,089
Number of retired or separated participants receiving benefits	2018-01-01	240
Number of other retired or separated participants entitled to future benefits	2018-01-01	4,800
Total of all active and inactive participants	2018-01-01	21,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	68
Total participants	2018-01-01	21,197
Number of participants with account balances	2018-01-01	21,042
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	512
2017: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	20,604
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	15,270
Number of retired or separated participants receiving benefits	2017-01-01	233
Number of other retired or separated participants entitled to future benefits	2017-01-01	5,101
Total of all active and inactive participants	2017-01-01	20,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	69
Total participants	2017-01-01	20,673
Number of participants with account balances	2017-01-01	20,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	393
2016: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	20,002
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	15,293
Number of retired or separated participants receiving benefits	2016-01-01	199
Number of other retired or separated participants entitled to future benefits	2016-01-01	5,158
Total of all active and inactive participants	2016-01-01	20,650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	84
Total participants	2016-01-01	20,734
Number of participants with account balances	2016-01-01	20,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	405
2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	15,986
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	15,363
Number of retired or separated participants receiving benefits	2015-01-01	85
Number of other retired or separated participants entitled to future benefits	2015-01-01	4,496
Total of all active and inactive participants	2015-01-01	19,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	58
Total participants	2015-01-01	20,002
Number of participants with account balances	2015-01-01	19,683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	298
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	17,111
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11,983
Number of retired or separated participants receiving benefits	2014-01-01	75
Number of other retired or separated participants entitled to future benefits	2014-01-01	3,871
Total of all active and inactive participants	2014-01-01	15,929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	57
Total participants	2014-01-01	15,986
Number of participants with account balances	2014-01-01	15,967
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	193
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	18,367
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	13,025
Number of retired or separated participants receiving benefits	2013-01-01	72
Number of other retired or separated participants entitled to future benefits	2013-01-01	3,970
Total of all active and inactive participants	2013-01-01	17,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	44
Total participants	2013-01-01	17,111
Number of participants with account balances	2013-01-01	17,090
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	399
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19,167
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13,599
Number of retired or separated participants receiving benefits	2012-01-01	94
Number of other retired or separated participants entitled to future benefits	2012-01-01	4,590
Total of all active and inactive participants	2012-01-01	18,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	84
Total participants	2012-01-01	18,367
Number of participants with account balances	2012-01-01	18,348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	277
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	18,806
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	14,959
Number of retired or separated participants receiving benefits	2011-01-01	81
Number of other retired or separated participants entitled to future benefits	2011-01-01	4,016
Total of all active and inactive participants	2011-01-01	19,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	111
Total participants	2011-01-01	19,167
Number of participants with account balances	2011-01-01	19,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	251
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	17,718
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14,534
Number of retired or separated participants receiving benefits	2009-01-01	51
Number of other retired or separated participants entitled to future benefits	2009-01-01	2,971
Total of all active and inactive participants	2009-01-01	17,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	104
Total participants	2009-01-01	17,660
Number of participants with account balances	2009-01-01	17,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	235

Financial Data on ROCKWELL COLLINS RETIREMENT SAVINGS PLAN

Measure	Date	Value
2019 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-03-31	$0
2018 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-84,363,843
Total unrealized appreciation/depreciation of assets	2018-12-31	$-84,363,843
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$221,195
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$297,358
Total income from all sources (including contributions)	2018-12-31	$54,420,547
Total loss/gain on sale of assets	2018-12-31	$14,397,958
Total of all expenses incurred	2018-12-31	$327,796,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$325,843,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$275,817,553
Value of total assets at end of year	2018-12-31	$3,930,555,963
Value of total assets at beginning of year	2018-12-31	$4,204,008,527
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,953,259
Total interest from all sources	2018-12-31	$2,216,944
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$97,492,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$89,558,650
Administrative expenses professional fees incurred	2018-12-31	$59,025
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$150,545,153
Participant contributions at end of year	2018-12-31	$29,749,654
Participant contributions at beginning of year	2018-12-31	$30,256,563
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$4,110,699
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,393,528
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$15,633,985
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$90,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$66,484
Other income not declared elsewhere	2018-12-31	$334,869
Administrative expenses (other) incurred	2018-12-31	$767,648
Liabilities. Value of operating payables at end of year	2018-12-31	$221,195
Liabilities. Value of operating payables at beginning of year	2018-12-31	$297,358
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$12,749,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-273,376,401
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,930,334,768
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,203,711,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$1,126,586
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,684,557,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,750,796,545
Interest on participant loans	2018-12-31	$1,440,600
Value of interest in common/collective trusts at end of year	2018-12-31	$1,446,722,081
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,558,202,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$52,346,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$18,667,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$18,667,700
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$776,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-166,662,929
Net investment gain or loss from common/collective trusts	2018-12-31	$-84,812,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$569,325,534
Assets. Invements in employer securities at beginning of year	2018-12-31	$653,849,128
Contributions received in cash from employer	2018-12-31	$109,638,415
Income. Dividends from common stock	2018-12-31	$7,933,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$325,843,689
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$42,386,543
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$37,903,554
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$101,267,066
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$140,123,438
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$1,441,879,446
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$1,427,481,488
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2018-12-31	366055558
2017 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$210,000,632
Total unrealized appreciation/depreciation of assets	2017-12-31	$210,000,632
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$297,358
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$359,980
Total income from all sources (including contributions)	2017-12-31	$1,004,286,575
Total loss/gain on sale of assets	2017-12-31	$19,847,685
Total of all expenses incurred	2017-12-31	$283,224,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$279,599,301
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,655,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$248,009,629
Value of total assets at end of year	2017-12-31	$4,204,008,527
Value of total assets at beginning of year	2017-12-31	$3,483,009,193
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,969,536
Total interest from all sources	2017-12-31	$1,522,466
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$81,915,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$73,410,581
Administrative expenses professional fees incurred	2017-12-31	$51,786
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$135,961,024
Participant contributions at end of year	2017-12-31	$30,256,563
Participant contributions at beginning of year	2017-12-31	$35,238,904
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,393,528
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$107,822
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$8,628,678
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$66,484
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$100,483
Other income not declared elsewhere	2017-12-31	$196,033
Administrative expenses (other) incurred	2017-12-31	$920,369
Liabilities. Value of operating payables at end of year	2017-12-31	$297,358
Liabilities. Value of operating payables at beginning of year	2017-12-31	$359,980
Total non interest bearing cash at end of year	2017-12-31	$12,749,161
Total non interest bearing cash at beginning of year	2017-12-31	$15,169,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$721,061,956
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,203,711,169
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,482,649,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$997,381
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,750,796,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,468,017,974
Interest on participant loans	2017-12-31	$1,406,403
Value of interest in common/collective trusts at end of year	2017-12-31	$1,558,202,426
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,271,742,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$18,667,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$15,385,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$15,385,415
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$116,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$227,045,972
Net investment gain or loss from common/collective trusts	2017-12-31	$215,748,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$653,849,128
Assets. Invements in employer securities at beginning of year	2017-12-31	$481,232,816
Contributions received in cash from employer	2017-12-31	$103,419,927
Income. Dividends from common stock	2017-12-31	$8,504,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$279,599,301
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$37,903,554
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$41,955,222
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$140,123,438
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$154,058,631
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$148,095,911
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$128,248,226
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2017-12-31	366055558
2016 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$25,411,100
Total unrealized appreciation/depreciation of assets	2016-12-31	$25,411,100
Total transfer of assets to this plan	2016-12-31	$1,994,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$359,980
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$165,563
Total income from all sources (including contributions)	2016-12-31	$472,664,365
Total loss/gain on sale of assets	2016-12-31	$2,535,040
Total of all expenses incurred	2016-12-31	$281,881,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$277,901,506
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,748,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$243,543,878
Value of total assets at end of year	2016-12-31	$3,483,009,193
Value of total assets at beginning of year	2016-12-31	$3,290,036,693
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,231,308
Total interest from all sources	2016-12-31	$1,660,906
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$54,636,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$45,727,743
Administrative expenses professional fees incurred	2016-12-31	$128,326
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$132,731,907
Participant contributions at end of year	2016-12-31	$35,238,904
Participant contributions at beginning of year	2016-12-31	$42,915,378
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$107,822
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$185,364
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$15,047,893
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$100,483
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$26,250
Other income not declared elsewhere	2016-12-31	$296,122
Administrative expenses (other) incurred	2016-12-31	$1,116,983
Liabilities. Value of operating payables at end of year	2016-12-31	$359,980
Liabilities. Value of operating payables at beginning of year	2016-12-31	$165,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$190,783,172
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,482,649,213
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,289,871,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$985,999
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,468,017,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,350,991,373
Interest on participant loans	2016-12-31	$1,612,653
Value of interest in common/collective trusts at end of year	2016-12-31	$1,271,742,256
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,194,908,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$30,555,085
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$24,383,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$24,383,825
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$48,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$69,597,662
Net investment gain or loss from common/collective trusts	2016-12-31	$74,983,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$481,232,816
Assets. Invements in employer securities at beginning of year	2016-12-31	$493,963,734
Contributions received in cash from employer	2016-12-31	$95,764,078
Income. Dividends from common stock	2016-12-31	$8,908,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$277,901,506
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$41,955,222
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$33,381,444
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$154,058,631
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$149,280,883
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$134,484,289
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$131,949,249
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$439,329,580
Total transfer of assets from this plan	2015-12-31	$2,598
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$165,563
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$326,001
Total income from all sources (including contributions)	2015-12-31	$253,634,372
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$213,889,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$211,416,286
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,141,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$200,320,149
Value of total assets at end of year	2015-12-31	$3,290,036,693
Value of total assets at beginning of year	2015-12-31	$2,811,125,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,332,593
Total interest from all sources	2015-12-31	$1,360,161
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$95,747
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$111,991,410
Participant contributions at end of year	2015-12-31	$42,915,378
Participant contributions at beginning of year	2015-12-31	$32,613,311
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$185,364
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$119,820
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$7,726,973
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$26,250
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$87,342
Administrative expenses (other) incurred	2015-12-31	$344,588
Liabilities. Value of operating payables at end of year	2015-12-31	$165,563
Liabilities. Value of operating payables at beginning of year	2015-12-31	$326,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$39,744,421
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,289,871,130
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,810,799,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$892,258
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,350,991,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$1,360,161
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$2,778,392,597
Value of interest in common/collective trusts at end of year	2015-12-31	$1,194,908,442
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$24,383,825
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$493,963,734
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$80,601,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$211,416,286
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$33,381,444
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$149,280,883
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$576,545
Total transfer of assets from this plan	2014-12-31	$9,774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$326,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$542,931
Total income from all sources (including contributions)	2014-12-31	$411,276,163
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$189,609,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$188,665,961
Expenses. Certain deemed distributions of participant loans	2014-12-31	$36,646
Value of total corrective distributions	2014-12-31	$2,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$190,369,037
Value of total assets at end of year	2014-12-31	$2,811,125,728
Value of total assets at beginning of year	2014-12-31	$2,589,109,260
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$904,887
Total interest from all sources	2014-12-31	$1,360,227
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$117,429
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$107,099,874
Participant contributions at end of year	2014-12-31	$32,613,311
Participant contributions at beginning of year	2014-12-31	$32,730,565
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$119,820
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$5,987,901
Other income not declared elsewhere	2014-12-31	$428,378
Administrative expenses (other) incurred	2014-12-31	$211,483
Liabilities. Value of operating payables at end of year	2014-12-31	$326,001
Liabilities. Value of operating payables at beginning of year	2014-12-31	$542,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$221,666,627
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,810,799,727
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,588,566,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$575,975
Interest on participant loans	2014-12-31	$1,360,227
Value of interest in master investment trust accounts at end of year	2014-12-31	$2,778,392,597
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$2,556,378,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$77,281,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$188,665,961
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2014-12-31	133891517
2013 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$380,346
Total transfer of assets from this plan	2013-12-31	$427,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$542,931
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$254,101
Total income from all sources (including contributions)	2013-12-31	$664,771,922
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$172,538,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$170,827,248
Expenses. Certain deemed distributions of participant loans	2013-12-31	$119,510
Value of total corrective distributions	2013-12-31	$4,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$182,975,331
Value of total assets at end of year	2013-12-31	$2,589,109,260
Value of total assets at beginning of year	2013-12-31	$2,096,633,783
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,587,335
Total interest from all sources	2013-12-31	$1,371,483
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$248,750
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$104,003,163
Participant contributions at end of year	2013-12-31	$32,730,565
Participant contributions at beginning of year	2013-12-31	$32,592,126
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$3,334,048
Other income not declared elsewhere	2013-12-31	$788,137
Administrative expenses (other) incurred	2013-12-31	$339,934
Liabilities. Value of operating payables at end of year	2013-12-31	$542,931
Liabilities. Value of operating payables at beginning of year	2013-12-31	$254,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$492,233,400
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,588,566,329
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,096,379,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$998,651
Interest on participant loans	2013-12-31	$1,371,483
Value of interest in master investment trust accounts at end of year	2013-12-31	$2,556,378,695
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$2,064,041,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$75,638,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$170,827,248
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2013-12-31	133891517
2012 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$48,938
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$254,101
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$300,415
Total income from all sources (including contributions)	2012-12-31	$418,386,416
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$163,381,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$162,179,074
Expenses. Certain deemed distributions of participant loans	2012-12-31	$128,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$206,885,904
Value of total assets at end of year	2012-12-31	$2,096,633,783
Value of total assets at beginning of year	2012-12-31	$1,841,626,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,074,586
Total interest from all sources	2012-12-31	$1,394,242
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$106,184,203
Participant contributions at end of year	2012-12-31	$32,592,126
Participant contributions at beginning of year	2012-12-31	$32,555,092
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,628,469
Administrative expenses (other) incurred	2012-12-31	$214,422
Liabilities. Value of operating payables at end of year	2012-12-31	$254,101
Liabilities. Value of operating payables at beginning of year	2012-12-31	$300,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$255,004,431
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,096,379,682
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,841,326,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$860,164
Interest on participant loans	2012-12-31	$1,394,242
Value of interest in master investment trust accounts at end of year	2012-12-31	$2,064,041,657
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$1,809,071,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$94,073,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$162,179,074
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$472,457
Total transfer of assets from this plan	2011-12-31	$67,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$300,415
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$371,616
Total income from all sources (including contributions)	2011-12-31	$184,362,720
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$115,087,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$113,870,800
Expenses. Certain deemed distributions of participant loans	2011-12-31	$32,757
Value of total corrective distributions	2011-12-31	$1,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$211,233,166
Value of total assets at end of year	2011-12-31	$1,841,626,728
Value of total assets at beginning of year	2011-12-31	$1,772,018,518
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,182,728
Total interest from all sources	2011-12-31	$1,461,210
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$51,394
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$107,331,027
Participant contributions at end of year	2011-12-31	$32,555,092
Participant contributions at beginning of year	2011-12-31	$30,500,408
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,143,601
Administrative expenses (other) incurred	2011-12-31	$110,122
Liabilities. Value of operating payables at end of year	2011-12-31	$300,415
Liabilities. Value of operating payables at beginning of year	2011-12-31	$371,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$69,274,790
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,841,326,313
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,771,646,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$793,824
Interest on participant loans	2011-12-31	$1,461,210
Value of interest in master investment trust accounts at end of year	2011-12-31	$1,809,071,636
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$1,741,518,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$96,758,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$113,870,800
Contract administrator fees	2011-12-31	$227,388
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$23,024,130
Total transfer of assets from this plan	2010-12-31	$433,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$371,616
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$274,865
Total income from all sources (including contributions)	2010-12-31	$371,952,192
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$114,117,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$113,034,917
Expenses. Certain deemed distributions of participant loans	2010-12-31	$59,476
Value of total corrective distributions	2010-12-31	$2,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$191,971,529
Value of total assets at end of year	2010-12-31	$1,772,018,518
Value of total assets at beginning of year	2010-12-31	$1,491,496,046
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,019,822
Total interest from all sources	2010-12-31	$1,465,715
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$141,115
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$98,773,228
Participant contributions at end of year	2010-12-31	$30,500,408
Participant contributions at beginning of year	2010-12-31	$26,782,070
Participant contributions at beginning of year	2010-12-31	$3,245,301
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$5,484,844
Administrative expenses (other) incurred	2010-12-31	$96,838
Liabilities. Value of operating payables at end of year	2010-12-31	$371,616
Liabilities. Value of operating payables at beginning of year	2010-12-31	$274,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$257,835,071
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,771,646,902
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,491,221,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$617,320
Interest on participant loans	2010-12-31	$1,465,715
Value of interest in master investment trust accounts at end of year	2010-12-31	$1,741,518,110
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$1,458,631,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$87,713,457
Employer contributions (assets) at beginning of year	2010-12-31	$2,837,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$113,034,917
Contract administrator fees	2010-12-31	$164,549
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2010-12-31	133891517
2009 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN

2019: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCKWELL COLLINS, INC.
Employer identification number (EIN):	522314475
NAIC Classification:	335900

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1996-10-28
Company Identification Number:	19961215484
Legal Registered Office Address:	701 S CARSON ST STE 200 CARSON CITY United States of America (USA) 89701