401k Plan data: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES plan

ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 401k Plan overview

Plan Name	ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES
Plan identification number	004

ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL COLLINS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKWELL COLLINS, INC.

Employer identification number (EIN): 522314475

NAIC Classification: 335900

Additional information about ROCKWELL COLLINS, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1996-10-28

Company Identification Number: 19961215484

Legal Registered Office Address: 701 S CARSON ST STE 200

CARSON CITY
United States of America (USA)
89701

More information about ROCKWELL COLLINS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2015-01-01 ROSA BARONE
004 2014-01-01 ROSA BARONE
004 2013-01-01 ROSA BARONE ROSA BARONE 2014-07-25
004 2012-01-01 ROSA BARONE ROSA BARONE 2013-07-25
004 2011-01-01 ROSA BARONE ROSA BARONE 2012-07-23
004 2010-01-01 ROSA BARONE ROSA BARONE 2011-07-28
004 2009-01-01 SAMUEL E. WOOD

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2015-01-01	ROSA BARONE
004	2014-01-01	ROSA BARONE
004	2013-01-01	ROSA BARONE	ROSA BARONE	2014-07-25
004	2012-01-01	ROSA BARONE	ROSA BARONE	2013-07-25
004	2011-01-01	ROSA BARONE	ROSA BARONE	2012-07-23
004	2010-01-01	ROSA BARONE	ROSA BARONE	2011-07-28
004	2009-01-01	SAMUEL E. WOOD

Plan Statistics for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES

401k plan membership statisitcs for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES

Measure Date Value
2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,008
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,107
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,756
Number of retired or separated participants receiving benefits 2014-01-01 14
Number of other retired or separated participants entitled to future benefits 2014-01-01 225
Total of all active and inactive participants 2014-01-01 1,995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 13
Total participants 2014-01-01 2,008
Number of participants with account balances 2014-01-01 1,955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,163
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,881
Number of retired or separated participants receiving benefits 2013-01-01 13
Number of other retired or separated participants entitled to future benefits 2013-01-01 199
Total of all active and inactive participants 2013-01-01 2,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 14
Total participants 2013-01-01 2,107
Number of participants with account balances 2013-01-01 2,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,441
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,930
Number of retired or separated participants receiving benefits 2012-01-01 16
Number of other retired or separated participants entitled to future benefits 2012-01-01 207
Total of all active and inactive participants 2012-01-01 2,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 10
Total participants 2012-01-01 2,163
Number of participants with account balances 2012-01-01 2,108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,488
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,188
Number of retired or separated participants receiving benefits 2011-01-01 19
Number of other retired or separated participants entitled to future benefits 2011-01-01 228
Total of all active and inactive participants 2011-01-01 2,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 6
Total participants 2011-01-01 2,441
Number of participants with account balances 2011-01-01 2,181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 11
2010: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,454
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,262
Number of retired or separated participants receiving benefits 2010-01-01 12
Number of other retired or separated participants entitled to future benefits 2010-01-01 210
Total of all active and inactive participants 2010-01-01 2,484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 4
Total participants 2010-01-01 2,488
Number of participants with account balances 2010-01-01 2,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,732
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,268
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 175
Total of all active and inactive participants 2009-01-01 2,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 4
Total participants 2009-01-01 2,454
Number of participants with account balances 2009-01-01 2,201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,008
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,107
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,756
Number of retired or separated participants receiving benefits	2014-01-01	14
Number of other retired or separated participants entitled to future benefits	2014-01-01	225
Total of all active and inactive participants	2014-01-01	1,995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	13
Total participants	2014-01-01	2,008
Number of participants with account balances	2014-01-01	1,955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,163
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,881
Number of retired or separated participants receiving benefits	2013-01-01	13
Number of other retired or separated participants entitled to future benefits	2013-01-01	199
Total of all active and inactive participants	2013-01-01	2,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	14
Total participants	2013-01-01	2,107
Number of participants with account balances	2013-01-01	2,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,441
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,930
Number of retired or separated participants receiving benefits	2012-01-01	16
Number of other retired or separated participants entitled to future benefits	2012-01-01	207
Total of all active and inactive participants	2012-01-01	2,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	10
Total participants	2012-01-01	2,163
Number of participants with account balances	2012-01-01	2,108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,488
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,188
Number of retired or separated participants receiving benefits	2011-01-01	19
Number of other retired or separated participants entitled to future benefits	2011-01-01	228
Total of all active and inactive participants	2011-01-01	2,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	6
Total participants	2011-01-01	2,441
Number of participants with account balances	2011-01-01	2,181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	11
2010: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,454
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,262
Number of retired or separated participants receiving benefits	2010-01-01	12
Number of other retired or separated participants entitled to future benefits	2010-01-01	210
Total of all active and inactive participants	2010-01-01	2,484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	4
Total participants	2010-01-01	2,488
Number of participants with account balances	2010-01-01	2,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,732
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,268
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	175
Total of all active and inactive participants	2009-01-01	2,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	2,454
Number of participants with account balances	2009-01-01	2,201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES

Measure	Date	Value
2015 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$2,598
Total transfer of assets from this plan	2015-12-31	$128,639,993
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$30,200
Total income from all sources (including contributions)	2015-12-31	$14,079,576
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$10,598,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$10,347,866
Expenses. Certain deemed distributions of participant loans	2015-12-31	$180,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,904,465
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$125,186,303
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$70,036
Total interest from all sources	2015-12-31	$174,905
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$8,270,876
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$4,254,926
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$5,180
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$117,206
Other income not declared elsewhere	2015-12-31	$2,658
Administrative expenses (other) incurred	2015-12-31	$19,192
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$30,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,481,292
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$125,156,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$50,844
Interest on participant loans	2015-12-31	$174,905
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$120,926,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,516,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$10,347,866
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$9,774
Total transfer of assets from this plan	2014-12-31	$576,545
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$30,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$21,145
Total income from all sources (including contributions)	2014-12-31	$22,174,796
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$12,423,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$12,333,220
Expenses. Certain deemed distributions of participant loans	2014-12-31	$536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,025,157
Value of total assets at end of year	2014-12-31	$125,186,303
Value of total assets at beginning of year	2014-12-31	$115,992,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$89,833
Total interest from all sources	2014-12-31	$162,671
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$25,175
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,417,558
Participant contributions at end of year	2014-12-31	$4,254,926
Participant contributions at beginning of year	2014-12-31	$3,724,266
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$5,180
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$1,344
Administrative expenses (other) incurred	2014-12-31	$31,448
Liabilities. Value of operating payables at end of year	2014-12-31	$30,200
Liabilities. Value of operating payables at beginning of year	2014-12-31	$21,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$9,751,207
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$125,156,103
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$115,971,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$33,210
Interest on participant loans	2014-12-31	$162,671
Value of interest in master investment trust accounts at end of year	2014-12-31	$120,926,197
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$112,268,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,607,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$12,333,220
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2014-12-31	133891517
2013 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$427,099
Total transfer of assets from this plan	2013-12-31	$380,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$21,145
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$18,735
Total income from all sources (including contributions)	2013-12-31	$33,139,014
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$9,944,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$9,815,869
Expenses. Certain deemed distributions of participant loans	2013-12-31	$17,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$11,765,015
Value of total assets at end of year	2013-12-31	$115,992,812
Value of total assets at beginning of year	2013-12-31	$92,749,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$111,226
Total interest from all sources	2013-12-31	$140,301
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$24,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,859,083
Participant contributions at end of year	2013-12-31	$3,724,266
Participant contributions at beginning of year	2013-12-31	$3,294,879
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$146,147
Other income not declared elsewhere	2013-12-31	$47,831
Administrative expenses (other) incurred	2013-12-31	$29,439
Liabilities. Value of operating payables at end of year	2013-12-31	$21,145
Liabilities. Value of operating payables at beginning of year	2013-12-31	$18,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$23,194,489
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$115,971,667
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$92,730,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$57,787
Interest on participant loans	2013-12-31	$140,301
Value of interest in master investment trust accounts at end of year	2013-12-31	$112,268,546
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$89,454,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,759,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$9,815,869
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2013-12-31	133891517
2012 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$48,938
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$18,735
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$16,192
Total income from all sources (including contributions)	2012-12-31	$19,465,291
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,458,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,375,546
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,520
Value of total corrective distributions	2012-12-31	$465
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$10,994,042
Value of total assets at end of year	2012-12-31	$92,749,160
Value of total assets at beginning of year	2012-12-31	$76,788,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$76,986
Total interest from all sources	2012-12-31	$131,059
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,280,967
Participant contributions at end of year	2012-12-31	$3,294,879
Participant contributions at beginning of year	2012-12-31	$3,093,266
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$169,210
Administrative expenses (other) incurred	2012-12-31	$29,266
Liabilities. Value of operating payables at end of year	2012-12-31	$18,735
Liabilities. Value of operating payables at beginning of year	2012-12-31	$16,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$16,006,774
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$92,730,425
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$76,772,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$47,720
Interest on participant loans	2012-12-31	$131,059
Value of interest in master investment trust accounts at end of year	2012-12-31	$89,454,281
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$73,695,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,543,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,375,546
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$67,836
Total transfer of assets from this plan	2011-12-31	$472,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$16,192
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$16,574
Total income from all sources (including contributions)	2011-12-31	$9,527,281
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,381,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,304,303
Expenses. Certain deemed distributions of participant loans	2011-12-31	$3,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$10,499,472
Value of total assets at end of year	2011-12-31	$76,788,781
Value of total assets at beginning of year	2011-12-31	$72,047,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$74,073
Total interest from all sources	2011-12-31	$122,384
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$8,032,902
Participant contributions at end of year	2011-12-31	$3,093,266
Participant contributions at beginning of year	2011-12-31	$2,550,517
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$47,334
Administrative expenses (other) incurred	2011-12-31	$4,297
Liabilities. Value of operating payables at end of year	2011-12-31	$16,192
Liabilities. Value of operating payables at beginning of year	2011-12-31	$16,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$5,145,883
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$76,772,589
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$72,031,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$39,934
Interest on participant loans	2011-12-31	$122,384
Value of interest in master investment trust accounts at end of year	2011-12-31	$73,695,515
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$69,497,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,419,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,304,303
Contract administrator fees	2011-12-31	$29,842
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$409,443
Total transfer of assets from this plan	2010-12-31	$201,801
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$16,574
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,332
Total income from all sources (including contributions)	2010-12-31	$16,857,535
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,764,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,700,772
Expenses. Certain deemed distributions of participant loans	2010-12-31	$7,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$10,076,149
Value of total assets at end of year	2010-12-31	$72,047,901
Value of total assets at beginning of year	2010-12-31	$59,742,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$56,217
Total interest from all sources	2010-12-31	$122,205
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$24,275
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,670,101
Participant contributions at end of year	2010-12-31	$2,550,517
Participant contributions at beginning of year	2010-12-31	$2,307,442
Participant contributions at beginning of year	2010-12-31	$137,688
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$59,409
Administrative expenses (other) incurred	2010-12-31	$4,995
Liabilities. Value of operating payables at end of year	2010-12-31	$16,574
Liabilities. Value of operating payables at beginning of year	2010-12-31	$11,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$12,092,933
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$72,031,327
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$59,730,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$26,947
Interest on participant loans	2010-12-31	$122,205
Value of interest in master investment trust accounts at end of year	2010-12-31	$69,497,384
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$57,254,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,346,639
Employer contributions (assets) at beginning of year	2010-12-31	$42,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,700,772
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2010-12-31	133891517
2009 : ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES

2015: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKWELL COLLINS RETIREMENT SAVINGS PLAN FOR BARGAINING UNIT EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ROCKWELL COLLINS, INC.
Employer identification number (EIN):	522314475
NAIC Classification:	335900

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1996-10-28
Company Identification Number:	19961215484
Legal Registered Office Address:	701 S CARSON ST STE 200 CARSON CITY United States of America (USA) 89701