401k Plan data: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN plan

ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 401k Plan overview

Plan Name	ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN
Plan identification number	760

ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision)

401k Sponsoring company profile

ROCKWELL COLLINS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKWELL COLLINS, INC.

Employer identification number (EIN): 522314475

NAIC Classification: 335900

Additional information about ROCKWELL COLLINS, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1996-10-28

Company Identification Number: 19961215484

Legal Registered Office Address: 701 S CARSON ST STE 200

CARSON CITY
United States of America (USA)
89701

More information about ROCKWELL COLLINS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
760 2013-01-01 ROSA BARONE
760 2012-01-01 ROSA BARONE ROSA BARONE 2013-07-24
760 2011-01-01 ROSA BARONE ROSA BARONE 2012-07-23
760 2008-01-01 ROSA BARONE ROSA BARONE 2011-08-23
760 2007-01-01 ROSA BARONE ROSA BARONE 2011-08-23
760 2005-01-01 ROSA BARONE ROSA BARONE 2011-08-23
760 2003-01-01 ROSA BARONE ROSA BARONE 2011-08-23
760 2002-01-01 ROSA BARONE ROSA BARONE 2011-08-23

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
760	2013-01-01	ROSA BARONE
760	2012-01-01	ROSA BARONE	ROSA BARONE	2013-07-24
760	2011-01-01	ROSA BARONE	ROSA BARONE	2012-07-23
760	2008-01-01	ROSA BARONE	ROSA BARONE	2011-08-23
760	2007-01-01	ROSA BARONE	ROSA BARONE	2011-08-23
760	2005-01-01	ROSA BARONE	ROSA BARONE	2011-08-23
760	2003-01-01	ROSA BARONE	ROSA BARONE	2011-08-23
760	2002-01-01	ROSA BARONE	ROSA BARONE	2011-08-23

Plan Statistics for ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN

401k plan membership statisitcs for ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN

Measure Date Value
2013: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,486
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
2012: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,679
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,486
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2,486
2011: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,755
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,679
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2,679
2008: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 2,879
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 3,071
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 0
Total of all active and inactive participants 2008-01-01 3,071
2007: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 2,766
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 2,879
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 2,879
2005: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2005 401k membership
Total participants, beginning-of-year 2005-01-01 3,203
Total number of active participants reported on line 7a of the Form 5500 2005-01-01 3,438
Number of retired or separated participants receiving benefits 2005-01-01 0
Number of other retired or separated participants entitled to future benefits 2005-01-01 0
Total of all active and inactive participants 2005-01-01 3,438
2003: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2003 401k membership
Total participants, beginning-of-year 2003-01-01 2,686
Total number of active participants reported on line 7a of the Form 5500 2003-01-01 2,980
Number of retired or separated participants receiving benefits 2003-01-01 0
Number of other retired or separated participants entitled to future benefits 2003-01-01 0
Total of all active and inactive participants 2003-01-01 2,980
2002: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2002 401k membership
Total participants, beginning-of-year 2002-01-01 3,234
Total number of active participants reported on line 7a of the Form 5500 2002-01-01 2,686
Number of retired or separated participants receiving benefits 2002-01-01 0
Number of other retired or separated participants entitled to future benefits 2002-01-01 0
Total of all active and inactive participants 2002-01-01 2,686

Measure	Date	Value
2013: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,486
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
2012: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,679
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,486
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2,486
2011: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,755
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,679
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2,679
2008: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	2,879
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	3,071
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	0
Total of all active and inactive participants	2008-01-01	3,071
2007: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	2,766
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	2,879
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	2,879
2005: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2005 401k membership
Total participants, beginning-of-year	2005-01-01	3,203
Total number of active participants reported on line 7a of the Form 5500	2005-01-01	3,438
Number of retired or separated participants receiving benefits	2005-01-01	0
Number of other retired or separated participants entitled to future benefits	2005-01-01	0
Total of all active and inactive participants	2005-01-01	3,438
2003: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2003 401k membership
Total participants, beginning-of-year	2003-01-01	2,686
Total number of active participants reported on line 7a of the Form 5500	2003-01-01	2,980
Number of retired or separated participants receiving benefits	2003-01-01	0
Number of other retired or separated participants entitled to future benefits	2003-01-01	0
Total of all active and inactive participants	2003-01-01	2,980
2002: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2002 401k membership
Total participants, beginning-of-year	2002-01-01	3,234
Total number of active participants reported on line 7a of the Form 5500	2002-01-01	2,686
Number of retired or separated participants receiving benefits	2002-01-01	0
Number of other retired or separated participants entitled to future benefits	2002-01-01	0
Total of all active and inactive participants	2002-01-01	2,686

Form 5500 Responses for ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN

2013: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2008: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	Yes
2008-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2008-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2007: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	Yes
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	Yes
2007-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2007-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2005: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	Yes
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	Yes
2005-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2005-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2003: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2003 form 5500 responses
2003-01-01	Type of plan entity	Single employer plan
2003-01-01	Submission has been amended	Yes
2003-01-01	This submission is the final filing	No
2003-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2003-01-01	Plan is a collectively bargained plan	Yes
2003-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2003-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2002: ROCKWELL COLLINS INC. CAFETERIA AND FSA PLAN 2002 form 5500 responses
2002-01-01	Type of plan entity	Single employer plan
2002-01-01	Submission has been amended	Yes
2002-01-01	This submission is the final filing	No
2002-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2002-01-01	Plan is a collectively bargained plan	Yes
2002-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2002-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	ROCKWELL COLLINS, INC.
Employer identification number (EIN):	522314475
NAIC Classification:	335900

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1996-10-28
Company Identification Number:	19961215484
Legal Registered Office Address:	701 S CARSON ST STE 200 CARSON CITY United States of America (USA) 89701