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AXON SOLUTIONS, INC. 401(K) PLAN 401k Plan overview

Plan NameAXON SOLUTIONS, INC. 401(K) PLAN
Plan identification number 001

AXON SOLUTIONS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AXON SOLUTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:AXON SOLUTIONS, INC.
Employer identification number (EIN):522360171
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Additional information about AXON SOLUTIONS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3451685

More information about AXON SOLUTIONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXON SOLUTIONS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2018-10-15
0012017-01-01
0012017-01-01
0012016-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2017-10-06
0012015-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2016-09-20
0012014-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2015-07-22
0012013-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2014-09-22
0012012-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2013-10-14
0012011-01-01WILLIAM MCMENAMIN WILLIAM MCMENAMIN2012-10-08
0012009-01-01AUDREY SAVAS AUDREY SAVAS2010-10-15
0012009-01-01AUDREY SAVAS AUDREY SAVAS2010-10-13

Plan Statistics for AXON SOLUTIONS, INC. 401(K) PLAN

401k plan membership statisitcs for AXON SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2021: AXON SOLUTIONS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,816
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: AXON SOLUTIONS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,783
Total number of active participants reported on line 7a of the Form 55002020-01-011,450
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01245
Total of all active and inactive participants2020-01-011,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,696
Number of participants with account balances2020-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0126
2019: AXON SOLUTIONS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01727
Total number of active participants reported on line 7a of the Form 55002019-01-01399
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01260
Total of all active and inactive participants2019-01-01660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01660
Number of participants with account balances2019-01-01610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0131
2018: AXON SOLUTIONS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01765
Total number of active participants reported on line 7a of the Form 55002018-01-01439
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01304
Total of all active and inactive participants2018-01-01744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01744
Number of participants with account balances2018-01-01675
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: AXON SOLUTIONS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01759
Total number of active participants reported on line 7a of the Form 55002017-01-01487
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01288
Total of all active and inactive participants2017-01-01775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01775
Number of participants with account balances2017-01-01681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: AXON SOLUTIONS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01876
Total number of active participants reported on line 7a of the Form 55002016-01-01608
Number of other retired or separated participants entitled to future benefits2016-01-0198
Total of all active and inactive participants2016-01-01706
Total participants2016-01-01706
Number of participants with account balances2016-01-01728
2015: AXON SOLUTIONS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01805
Total number of active participants reported on line 7a of the Form 55002015-01-01615
Number of other retired or separated participants entitled to future benefits2015-01-0197
Total of all active and inactive participants2015-01-01712
Total participants2015-01-01712
Number of participants with account balances2015-01-01836
2014: AXON SOLUTIONS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,486
Total number of active participants reported on line 7a of the Form 55002014-01-01690
Number of other retired or separated participants entitled to future benefits2014-01-0190
Total of all active and inactive participants2014-01-01780
Total participants2014-01-01780
Number of participants with account balances2014-01-01851
2013: AXON SOLUTIONS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,394
Total number of active participants reported on line 7a of the Form 55002013-01-011,486
Total of all active and inactive participants2013-01-011,486
Total participants2013-01-011,486
Number of participants with account balances2013-01-01938
2012: AXON SOLUTIONS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,264
Total number of active participants reported on line 7a of the Form 55002012-01-01992
Number of retired or separated participants receiving benefits2012-01-0192
Total of all active and inactive participants2012-01-011,084
Total participants2012-01-011,084
Number of participants with account balances2012-01-01845
2011: AXON SOLUTIONS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01894
Total number of active participants reported on line 7a of the Form 55002011-01-01762
Number of retired or separated participants receiving benefits2011-01-01142
Total of all active and inactive participants2011-01-01904
Total participants2011-01-01904
Number of participants with account balances2011-01-01789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AXON SOLUTIONS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01677
Total number of active participants reported on line 7a of the Form 55002009-01-01568
Total of all active and inactive participants2009-01-01568
Total participants2009-01-01568
Number of participants with account balances2009-01-01577

Financial Data on AXON SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2021 : AXON SOLUTIONS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-01$0
Total transfer of assets from this plan2021-12-01$87,963,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-01$0
Total income from all sources (including contributions)2021-12-01$20,878,524
Total loss/gain on sale of assets2021-12-01$0
Total of all expenses incurred2021-12-01$10,731,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-01$10,462,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-01$12,960,704
Value of total assets at end of year2021-12-01$0
Value of total assets at beginning of year2021-12-01$77,816,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-01$269,081
Total interest from all sources2021-12-01$37,597
Total dividends received (eg from common stock, registered investment company shares)2021-12-01$144,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-01No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-01$144,050
Administrative expenses professional fees incurred2021-12-01$35,505
Was this plan covered by a fidelity bond2021-12-01Yes
Value of fidelity bond cover2021-12-01$1,500,000
If this is an individual account plan, was there a blackout period2021-12-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-01$0
Were there any nonexempt tranactions with any party-in-interest2021-12-01No
Participant contributions at beginning of year2021-12-01$851,460
Assets. Other investments not covered elsewhere at beginning of year2021-12-01$1,037,482
Income. Received or receivable in cash from other sources (including rollovers)2021-12-01$63,000
Other income not declared elsewhere2021-12-01$-4,216,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-01No
Value of net income/loss2021-12-01$10,146,670
Value of net assets at end of year (total assets less liabilities)2021-12-01$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-01$77,816,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-01No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-01No
Were any leases to which the plan was party in default or uncollectible2021-12-01No
Investment advisory and management fees2021-12-01$80,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-01$29,389,499
Value of interest in pooled separate accounts at beginning of year2021-12-01$4,189,105
Interest on participant loans2021-12-01$37,597
Value of interest in common/collective trusts at beginning of year2021-12-01$42,348,826
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-01$120,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-01$5,721,521
Net investment gain/loss from pooled separate accounts2021-12-01$780,470
Net investment gain or loss from common/collective trusts2021-12-01$5,450,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-01No
Was there a failure to transmit to the plan any participant contributions2021-12-01Yes
Has the plan failed to provide any benefit when due under the plan2021-12-01No
Contributions received in cash from employer2021-12-01$12,897,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-01$10,342,501
Contract administrator fees2021-12-01$153,329
Did the plan have assets held for investment2021-12-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-01No
Opinion of an independent qualified public accountant for this plan2021-12-01Unqualified
Accountancy firm name2021-12-01SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2021-12-01770573994
2020 : AXON SOLUTIONS, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,195,714
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,875,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,681,076
Expenses. Certain deemed distributions of participant loans2020-12-31$5,063
Value of total corrective distributions2020-12-31$3,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$74,647
Value of total assets at end of year2020-12-31$77,816,372
Value of total assets at beginning of year2020-12-31$76,496,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$186,680
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$44,395
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$238,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$238,687
Administrative expenses professional fees incurred2020-12-31$43,470
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$0
Participant contributions at end of year2020-12-31$851,460
Participant contributions at beginning of year2020-12-31$674,902
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$137,586
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,037,482
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,820,064
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$74,647
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$-869,537
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,319,756
Value of net assets at end of year (total assets less liabilities)2020-12-31$77,816,372
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$76,496,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$69,074
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$29,389,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,549,053
Value of interest in pooled separate accounts at end of year2020-12-31$4,189,105
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,256,036
Interest on participant loans2020-12-31$44,395
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$42,348,826
Value of interest in common/collective trusts at beginning of year2020-12-31$45,010,710
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,013,244
Net investment gain/loss from pooled separate accounts2020-12-31$450,981
Net investment gain or loss from common/collective trusts2020-12-31$4,243,297
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$48,265
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,681,076
Contract administrator fees2020-12-31$74,136
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN2020-12-31770573994
2019 : AXON SOLUTIONS, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$380,322
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$21,800,511
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,902,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,762,846
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,655,301
Value of total assets at end of year2019-12-31$76,496,616
Value of total assets at beginning of year2019-12-31$65,978,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$139,536
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$49,908
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$281,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$281,513
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$4,749,629
Participant contributions at end of year2019-12-31$674,902
Participant contributions at beginning of year2019-12-31$987,327
Participant contributions at end of year2019-12-31$137,586
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,820,064
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$233,032
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$495,369
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$10,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$910,060
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,898,129
Value of net assets at end of year (total assets less liabilities)2019-12-31$76,496,616
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$65,978,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$69,495
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,549,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,054,029
Value of interest in pooled separate accounts at end of year2019-12-31$4,256,036
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,286,118
Interest on participant loans2019-12-31$49,908
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$45,010,710
Value of interest in common/collective trusts at beginning of year2019-12-31$41,418,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,560,442
Net investment gain/loss from pooled separate accounts2019-12-31$825,580
Net investment gain or loss from common/collective trusts2019-12-31$7,517,707
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,410,303
Employer contributions (assets) at end of year2019-12-31$48,265
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,752,009
Contract administrator fees2019-12-31$70,041
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SILICON VALLEY ACCOUNTANCY CORP.
Accountancy firm EIN2019-12-31770573994
2018 : AXON SOLUTIONS, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$-323,448
Total transfer of assets from this plan2018-12-31$1,199,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,167,680
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$13,404,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,248,521
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$18,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,445,914
Value of total assets at end of year2018-12-31$65,978,809
Value of total assets at beginning of year2018-12-31$77,738,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$137,466
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$70,998
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$247,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$247,453
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$4,955,073
Participant contributions at end of year2018-12-31$987,327
Participant contributions at beginning of year2018-12-31$927,652
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$233,032
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$942,008
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-16,429
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-10,236,929
Value of net assets at end of year (total assets less liabilities)2018-12-31$65,978,809
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$77,738,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$13,230
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,054,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,338,631
Value of interest in pooled separate accounts at end of year2018-12-31$3,286,118
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,007,286
Interest on participant loans2018-12-31$48,979
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$22,019
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$41,418,303
Value of interest in common/collective trusts at beginning of year2018-12-31$53,630,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,833,963
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,434,515
Net investment gain/loss from pooled separate accounts2018-12-31$-320,339
Net investment gain or loss from common/collective trusts2018-12-31$-2,825,402
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,548,833
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,248,521
Contract administrator fees2018-12-31$124,236
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SILICON VALLEY ACCOUNTANCY GROUP
Accountancy firm EIN2018-12-31770573994
2017 : AXON SOLUTIONS, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,003,722
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,617,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,450,529
Expenses. Certain deemed distributions of participant loans2017-12-31$3,131
Value of total corrective distributions2017-12-31$64,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,735,696
Value of total assets at end of year2017-12-31$78,394,875
Value of total assets at beginning of year2017-12-31$71,008,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$99,052
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$130,098
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$470,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$470,803
Administrative expenses professional fees incurred2017-12-31$17,300
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$4,909,838
Participant contributions at end of year2017-12-31$927,652
Participant contributions at beginning of year2017-12-31$1,005,527
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,159,374
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$-8,251
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$7,386,428
Value of net assets at end of year (total assets less liabilities)2017-12-31$78,394,875
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$71,008,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,417,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$58,864,658
Value of interest in pooled separate accounts at end of year2017-12-31$3,007,286
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$41,966
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$88,132
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$53,630,668
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,411,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$11,138,262
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,292,810
Net investment gain/loss from pooled separate accounts2017-12-31$170,914
Net investment gain or loss from common/collective trusts2017-12-31$3,211,652
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,666,484
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,450,529
Contract administrator fees2017-12-31$81,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN2017-12-31770573994
2016 : AXON SOLUTIONS, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$12,354,037
Total of all expenses incurred2016-12-31$12,092,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,072,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,825,442
Value of total assets at end of year2016-12-31$71,008,447
Value of total assets at beginning of year2016-12-31$70,747,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,613
Total interest from all sources2016-12-31$44,429
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,910,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,910,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,619,784
Participant contributions at end of year2016-12-31$1,005,527
Participant contributions at beginning of year2016-12-31$1,052,175
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$270,596
Other income not declared elsewhere2016-12-31$151,828
Administrative expenses (other) incurred2016-12-31$20,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$261,293
Value of net assets at end of year (total assets less liabilities)2016-12-31$71,008,447
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$70,747,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$58,864,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$59,482,671
Interest on participant loans2016-12-31$44,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,138,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,212,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,422,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,935,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,072,131
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAZARS USA LLP
Accountancy firm EIN2016-12-31131459550
2015 : AXON SOLUTIONS, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$12,100,645
Total of all expenses incurred2015-12-31$7,777,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,753,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,826,549
Value of total assets at end of year2015-12-31$70,747,154
Value of total assets at beginning of year2015-12-31$66,423,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,107
Total interest from all sources2015-12-31$39,241
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,309,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,309,078
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,860,880
Participant contributions at end of year2015-12-31$1,052,175
Participant contributions at beginning of year2015-12-31$936,311
Participant contributions at beginning of year2015-12-31$192,741
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,440,726
Other income not declared elsewhere2015-12-31$128,354
Administrative expenses (other) incurred2015-12-31$24,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,323,181
Value of net assets at end of year (total assets less liabilities)2015-12-31$70,747,154
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$66,423,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$59,482,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$56,828,759
Interest on participant loans2015-12-31$39,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,212,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,395,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,202,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,524,943
Employer contributions (assets) at beginning of year2015-12-31$70,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,753,357
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WEISERMAZARS LLP
Accountancy firm EIN2015-12-31131459550
2014 : AXON SOLUTIONS, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$14,756,604
Total of all expenses incurred2014-12-31$10,586,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,568,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,156,889
Value of total assets at end of year2014-12-31$66,160,345
Value of total assets at beginning of year2014-12-31$61,990,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,181
Total interest from all sources2014-12-31$42,196
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,695,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,695,748
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,306,846
Participant contributions at end of year2014-12-31$936,311
Participant contributions at beginning of year2014-12-31$981,210
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,470,961
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$102
Other income not declared elsewhere2014-12-31$52,351
Administrative expenses (other) incurred2014-12-31$18,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,170,158
Value of net assets at end of year (total assets less liabilities)2014-12-31$66,160,345
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$61,990,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$56,828,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$53,543,809
Interest on participant loans2014-12-31$42,196
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,395,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,465,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-190,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,379,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,568,265
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WEISERMAZARS LLP
Accountancy firm EIN2014-12-31131459550
2013 : AXON SOLUTIONS, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$20,993,931
Total of all expenses incurred2013-12-31$6,251,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,185,702
Expenses. Certain deemed distributions of participant loans2013-12-31$56,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,073,718
Value of total assets at end of year2013-12-31$61,990,187
Value of total assets at beginning of year2013-12-31$47,247,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,845
Total interest from all sources2013-12-31$118,054
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,048,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,048,343
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$750,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,464,292
Participant contributions at end of year2013-12-31$981,210
Participant contributions at beginning of year2013-12-31$652,002
Participant contributions at beginning of year2013-12-31$193,056
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,211,824
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$102
Other income not declared elsewhere2013-12-31$32,864
Administrative expenses (other) incurred2013-12-31$8,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$14,742,887
Value of net assets at end of year (total assets less liabilities)2013-12-31$61,990,187
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$47,247,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$53,543,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$40,161,251
Interest on participant loans2013-12-31$29,327
Interest earned on other investments2013-12-31$88,727
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,465,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,167,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,720,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,397,602
Employer contributions (assets) at beginning of year2013-12-31$73,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,185,702
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FRITH-SMITH & ARCHIBALD, LLP
Accountancy firm EIN2013-12-31954714778
2012 : AXON SOLUTIONS, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$16,144,777
Total of all expenses incurred2012-12-31$4,123,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,064,889
Expenses. Certain deemed distributions of participant loans2012-12-31$54,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,170,610
Value of total assets at end of year2012-12-31$47,247,300
Value of total assets at beginning of year2012-12-31$35,225,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,488
Total interest from all sources2012-12-31$95,361
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$907,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$907,901
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,945,897
Participant contributions at end of year2012-12-31$652,002
Participant contributions at beginning of year2012-12-31$414,870
Participant contributions at end of year2012-12-31$193,056
Participant contributions at beginning of year2012-12-31$170,540
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,676,970
Other income not declared elsewhere2012-12-31$16,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,021,703
Value of net assets at end of year (total assets less liabilities)2012-12-31$47,247,300
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,225,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$40,161,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$30,690,486
Interest on participant loans2012-12-31$22,576
Interest earned on other investments2012-12-31$72,785
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,167,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,885,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,954,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,547,743
Employer contributions (assets) at end of year2012-12-31$73,932
Employer contributions (assets) at beginning of year2012-12-31$64,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,064,889
Contract administrator fees2012-12-31$2,137
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FRITH-SMITH & ARCHIBALD, LLP
Accountancy firm EIN2012-12-31954714778
2011 : AXON SOLUTIONS, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,138,175
Total of all expenses incurred2011-12-31$4,336,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,266,765
Expenses. Certain deemed distributions of participant loans2011-12-31$63,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,242,952
Value of total assets at end of year2011-12-31$35,225,597
Value of total assets at beginning of year2011-12-31$31,423,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,113
Total interest from all sources2011-12-31$83,145
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$695,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$695,440
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,480,959
Participant contributions at end of year2011-12-31$414,870
Participant contributions at beginning of year2011-12-31$341,406
Participant contributions at end of year2011-12-31$170,540
Participant contributions at beginning of year2011-12-31$1,000
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$516,403
Other income not declared elsewhere2011-12-31$5,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,801,947
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,225,597
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$31,423,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$30,690,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,006,576
Interest on participant loans2011-12-31$15,923
Interest earned on other investments2011-12-31$67,222
Income. Interest from US Government securities2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,885,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,074,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,888,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,245,590
Employer contributions (assets) at end of year2011-12-31$64,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,266,765
Contract administrator fees2011-12-31$6,113
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FRITH-SMITH & ARCHIBALD, LLP
Accountancy firm EIN2011-12-31954714778

Form 5500 Responses for AXON SOLUTIONS, INC. 401(K) PLAN

2021: AXON SOLUTIONS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AXON SOLUTIONS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AXON SOLUTIONS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AXON SOLUTIONS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AXON SOLUTIONS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AXON SOLUTIONS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AXON SOLUTIONS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AXON SOLUTIONS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AXON SOLUTIONS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AXON SOLUTIONS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AXON SOLUTIONS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AXON SOLUTIONS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered1050
Insurance policy start date2021-01-01
Insurance policy end date2021-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered1696
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered660
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered744
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,920
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,920
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 1
Insurance contract or identification number625186
Number of Individuals Covered775
Insurance policy start date2017-08-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $322
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $322
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMML INSURANCE AGENCY LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Number of Individuals Covered153
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $75,858
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,858
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerAGENT
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number625186
Policy instance 2
Insurance contract or identification number625186
Number of Individuals Covered775
Insurance policy start date2017-08-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $322
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $322
Amount paid for insurance broker fees0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 2
Insurance contract or identification number384579-01
Number of Individuals Covered153
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $75,858
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,858
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerAGENT
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Number of Individuals Covered344
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
Insurance broker nameJOHN CUNNINGHAM
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Number of Individuals Covered321
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,033
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $12,033
Insurance broker organization code?3
Insurance broker nameJOHN CUNNINGHAM
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Number of Individuals Covered271
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,704
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,040
Insurance broker organization code?3
Insurance broker nameJOHN CUNNINGHAM
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Number of Individuals Covered251
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
Insurance broker nameJOHN CUNNINGHAM
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384579-01
Policy instance 1
Insurance contract or identification number384579-01
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,632
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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