?>
Logo

BROOKINGS SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameBROOKINGS SAVINGS AND RETIREMENT PLAN
Plan identification number 001

BROOKINGS SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE BROOKINGS INSTITUTION has sponsored the creation of one or more 401k plans.

Company Name:THE BROOKINGS INSTITUTION
Employer identification number (EIN):530196577
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKINGS SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MITCHELL WEIN2023-10-10
0012022-01-01MITCHELL WEIN2024-02-10
0012021-01-01APRIL MCWILLIAMS2022-10-13
0012020-01-01JACQUELINE BASILE2021-10-13
0012019-01-01JACQUELINE BASILE2020-10-12
0012019-01-01JACQUELINE BASILE2020-11-15
0012018-01-01JACQUELINE BASILE2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JACQUELINE BASILE
0012011-01-01JACQUELINE BASILE
0012010-01-01JACQUELINE BASILE
0012009-01-01ZARINA J. DURRANI ZARINA J. DURRANI2010-10-15

Plan Statistics for BROOKINGS SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for BROOKINGS SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: BROOKINGS SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,364
Total number of active participants reported on line 7a of the Form 55002022-01-01469
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01910
Total of all active and inactive participants2022-01-011,379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-011,384
Number of participants with account balances2022-01-011,365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BROOKINGS SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,448
Total number of active participants reported on line 7a of the Form 55002021-01-01462
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01900
Total of all active and inactive participants2021-01-011,362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-011,366
Number of participants with account balances2021-01-011,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BROOKINGS SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,440
Total number of active participants reported on line 7a of the Form 55002020-01-01498
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01954
Total of all active and inactive participants2020-01-011,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,455
Number of participants with account balances2020-01-011,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BROOKINGS SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,400
Total number of active participants reported on line 7a of the Form 55002019-01-01483
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01956
Total of all active and inactive participants2019-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,443
Number of participants with account balances2019-01-011,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BROOKINGS SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,371
Total number of active participants reported on line 7a of the Form 55002018-01-01435
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01963
Total of all active and inactive participants2018-01-011,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-011,403
Number of participants with account balances2018-01-011,396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BROOKINGS SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,345
Total number of active participants reported on line 7a of the Form 55002017-01-01431
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01939
Total of all active and inactive participants2017-01-011,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,373
Number of participants with account balances2017-01-011,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BROOKINGS SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,311
Total number of active participants reported on line 7a of the Form 55002016-01-01416
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01925
Total of all active and inactive participants2016-01-011,341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,345
Number of participants with account balances2016-01-011,343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BROOKINGS SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,253
Total number of active participants reported on line 7a of the Form 55002015-01-01416
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01893
Total of all active and inactive participants2015-01-011,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,312
Number of participants with account balances2015-01-011,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BROOKINGS SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,275
Total number of active participants reported on line 7a of the Form 55002014-01-01396
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01856
Total of all active and inactive participants2014-01-011,252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,254
Number of participants with account balances2014-01-011,253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BROOKINGS SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,184
Total number of active participants reported on line 7a of the Form 55002013-01-01468
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01807
Total of all active and inactive participants2013-01-011,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,275
Number of participants with account balances2013-01-011,247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BROOKINGS SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,032
Total number of active participants reported on line 7a of the Form 55002012-01-01424
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01759
Total of all active and inactive participants2012-01-011,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,184
Number of participants with account balances2012-01-011,153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BROOKINGS SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,158
Total number of active participants reported on line 7a of the Form 55002011-01-01365
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01667
Total of all active and inactive participants2011-01-011,032
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,032
Number of participants with account balances2011-01-01988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BROOKINGS SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,022
Total number of active participants reported on line 7a of the Form 55002010-01-01404
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01752
Total of all active and inactive participants2010-01-011,156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,158
Number of participants with account balances2010-01-01998
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BROOKINGS SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,118
Total number of active participants reported on line 7a of the Form 55002009-01-01386
Total of all active and inactive participants2009-01-01386
Total participants2009-01-01386
Number of participants with account balances2009-01-01971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BROOKINGS SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-22,373,468
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,008,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,996,067
Expenses. Certain deemed distributions of participant loans2022-12-31$8,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,133,576
Value of total assets at end of year2022-12-31$203,384,896
Value of total assets at beginning of year2022-12-31$235,766,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,111
Total interest from all sources2022-12-31$1,784,576
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,929,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,929,761
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,268,452
Participant contributions at end of year2022-12-31$276,838
Participant contributions at beginning of year2022-12-31$183,732
Participant contributions at end of year2022-12-31$150,846
Participant contributions at beginning of year2022-12-31$139,374
Assets. Other investments not covered elsewhere at end of year2022-12-31$39,484
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$20,951
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,120,800
Other income not declared elsewhere2022-12-31$5,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-32,381,559
Value of net assets at end of year (total assets less liabilities)2022-12-31$203,384,896
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$235,766,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$149,020,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$182,025,387
Value of interest in pooled separate accounts at end of year2022-12-31$2,867,441
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,189,417
Interest on participant loans2022-12-31$11,416
Interest earned on other investments2022-12-31$1,773,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$50,835,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$50,011,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-38,478,315
Net investment gain/loss from pooled separate accounts2022-12-31$251,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,744,324
Employer contributions (assets) at end of year2022-12-31$194,223
Employer contributions (assets) at beginning of year2022-12-31$196,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,996,067
Contract administrator fees2022-12-31$3,111
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$35,280,814
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,427,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,419,850
Expenses. Certain deemed distributions of participant loans2021-12-31$4,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,856,063
Value of total assets at end of year2021-12-31$235,766,455
Value of total assets at beginning of year2021-12-31$211,912,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,567
Total interest from all sources2021-12-31$1,565,353
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$8,464,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$8,464,078
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,073,717
Participant contributions at end of year2021-12-31$183,732
Participant contributions at beginning of year2021-12-31$138,964
Participant contributions at end of year2021-12-31$139,374
Participant contributions at beginning of year2021-12-31$135,767
Assets. Other investments not covered elsewhere at end of year2021-12-31$20,951
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$12,682
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$251,581
Other income not declared elsewhere2021-12-31$354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$23,853,483
Value of net assets at end of year (total assets less liabilities)2021-12-31$235,766,455
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$211,912,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$182,025,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$159,932,528
Value of interest in pooled separate accounts at end of year2021-12-31$3,189,417
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,937,908
Interest on participant loans2021-12-31$5,769
Interest earned on other investments2021-12-31$1,559,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$50,011,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$48,561,717
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$185,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$16,900,428
Net investment gain/loss from pooled separate accounts2021-12-31$494,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,530,765
Employer contributions (assets) at end of year2021-12-31$196,306
Employer contributions (assets) at beginning of year2021-12-31$193,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,234,139
Contract administrator fees2021-12-31$2,567
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$34,582,108
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,374,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,355,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,022,564
Value of total assets at end of year2020-12-31$211,912,972
Value of total assets at beginning of year2020-12-31$189,705,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$18,848
Total interest from all sources2020-12-31$1,715,377
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,724,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,724,315
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,994,852
Participant contributions at end of year2020-12-31$138,964
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$135,767
Participant contributions at beginning of year2020-12-31$131,340
Assets. Other investments not covered elsewhere at end of year2020-12-31$12,682
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$12,667
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$411,860
Other income not declared elsewhere2020-12-31$4,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,207,279
Value of net assets at end of year (total assets less liabilities)2020-12-31$211,912,972
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$189,705,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$159,932,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$136,656,444
Value of interest in pooled separate accounts at end of year2020-12-31$2,937,908
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,257,330
Interest on participant loans2020-12-31$885
Interest earned on other investments2020-12-31$1,714,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$48,561,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$49,449,098
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$959,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$20,142,853
Net investment gain/loss from pooled separate accounts2020-12-31$-27,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,615,852
Employer contributions (assets) at end of year2020-12-31$193,406
Employer contributions (assets) at beginning of year2020-12-31$198,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,396,616
Contract administrator fees2020-12-31$18,848
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$37,263,201
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,089,787
Total of all expenses incurred2019-12-31$11,089,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,079,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,079,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,948,978
Value of total assets at end of year2019-12-31$189,705,693
Value of total assets at end of year2019-12-31$189,705,693
Value of total assets at beginning of year2019-12-31$163,532,279
Value of total assets at beginning of year2019-12-31$163,532,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,135
Total interest from all sources2019-12-31$1,766,358
Total interest from all sources2019-12-31$1,766,358
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,383,860
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,383,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,383,860
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,383,860
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,866,098
Contributions received from participants2019-12-31$2,866,098
Participant contributions at end of year2019-12-31$131,340
Participant contributions at end of year2019-12-31$131,340
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,667
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,667
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,591
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,591
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$534,869
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$534,869
Other income not declared elsewhere2019-12-31$8,665
Other income not declared elsewhere2019-12-31$8,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$26,173,414
Value of net income/loss2019-12-31$26,173,414
Value of net assets at end of year (total assets less liabilities)2019-12-31$189,705,693
Value of net assets at end of year (total assets less liabilities)2019-12-31$189,705,693
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$163,532,279
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$163,532,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$136,656,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$136,656,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$110,677,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$110,677,426
Value of interest in pooled separate accounts at end of year2019-12-31$3,257,330
Value of interest in pooled separate accounts at end of year2019-12-31$3,257,330
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,238,565
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,238,565
Interest on participant loans2019-12-31$1
Interest on participant loans2019-12-31$1
Interest earned on other investments2019-12-31$1,766,357
Interest earned on other investments2019-12-31$1,766,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$49,449,098
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$49,449,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,603,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,603,697
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$641,743
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$641,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$23,981,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$23,981,875
Net investment gain/loss from pooled separate accounts2019-12-31$173,465
Net investment gain/loss from pooled separate accounts2019-12-31$173,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,548,011
Contributions received in cash from employer2019-12-31$4,548,011
Employer contributions (assets) at end of year2019-12-31$198,814
Employer contributions (assets) at end of year2019-12-31$198,814
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,437,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,437,909
Contract administrator fees2019-12-31$10,135
Contract administrator fees2019-12-31$10,135
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,613,809
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,820,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,807,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,566,486
Value of total assets at end of year2018-12-31$163,532,279
Value of total assets at beginning of year2018-12-31$170,739,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,301
Total interest from all sources2018-12-31$1,802,846
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,662,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,662,409
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,797,293
Assets. Other investments not covered elsewhere at end of year2018-12-31$12,591
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$125,582
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,303,115
Other income not declared elsewhere2018-12-31$23,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,206,866
Value of net assets at end of year (total assets less liabilities)2018-12-31$163,532,279
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$170,739,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$110,677,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$119,209,653
Value of interest in pooled separate accounts at end of year2018-12-31$3,238,565
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,355,432
Interest earned on other investments2018-12-31$1,802,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$49,603,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$47,048,478
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$288,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,627,223
Net investment gain/loss from pooled separate accounts2018-12-31$185,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,466,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,519,246
Contract administrator fees2018-12-31$13,301
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,988,573
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,935,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,860,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,791,860
Value of total assets at end of year2017-12-31$170,739,145
Value of total assets at beginning of year2017-12-31$152,686,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$75,078
Total interest from all sources2017-12-31$1,720,437
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,685,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,685,333
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,830,206
Assets. Other investments not covered elsewhere at end of year2017-12-31$125,582
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$114,448
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$647,176
Other income not declared elsewhere2017-12-31$19,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,052,788
Value of net assets at end of year (total assets less liabilities)2017-12-31$170,739,145
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$152,686,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$119,209,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$100,164,452
Value of interest in pooled separate accounts at end of year2017-12-31$4,355,432
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,711,388
Interest earned on other investments2017-12-31$1,720,437
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$47,048,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$47,696,069
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,300,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,577,088
Net investment gain/loss from pooled separate accounts2017-12-31$194,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,314,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,560,592
Contract administrator fees2017-12-31$75,078
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$18,720,391
Total of all expenses incurred2016-12-31$8,873,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,768,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,234,120
Value of total assets at end of year2016-12-31$152,686,357
Value of total assets at beginning of year2016-12-31$142,839,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$104,902
Total interest from all sources2016-12-31$1,876,179
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,752,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,752,318
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,608,741
Assets. Other investments not covered elsewhere at end of year2016-12-31$114,448
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,471,951
Other income not declared elsewhere2016-12-31$47,201
Administrative expenses (other) incurred2016-12-31$552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,847,222
Value of net assets at end of year (total assets less liabilities)2016-12-31$152,686,357
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$142,839,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$100,164,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$92,092,323
Value of interest in pooled separate accounts at end of year2016-12-31$4,711,388
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,632,043
Interest earned on other investments2016-12-31$1,876,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,696,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$46,114,769
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$628,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,574,851
Net investment gain/loss from pooled separate accounts2016-12-31$235,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,153,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,139,769
Contract administrator fees2016-12-31$104,350
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$13,449,376
Total of all expenses incurred2015-12-31$10,877,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,854,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,581,846
Value of total assets at end of year2015-12-31$142,839,135
Value of total assets at beginning of year2015-12-31$140,267,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$22,705
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,684,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,684,019
Administrative expenses professional fees incurred2015-12-31$22,705
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,723,607
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,856,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$51,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,571,884
Value of net assets at end of year (total assets less liabilities)2015-12-31$142,839,135
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$140,267,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$92,092,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$89,264,126
Value of interest in pooled separate accounts at end of year2015-12-31$4,632,043
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,539,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$46,114,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$46,464,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,867,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,001,590
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,854,787
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$13,465
Total income from all sources (including contributions)2014-12-31$14,716,894
Total of all expenses incurred2014-12-31$9,377,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,376,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,708,335
Value of total assets at end of year2014-12-31$140,267,251
Value of total assets at beginning of year2014-12-31$134,941,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,281
Total interest from all sources2014-12-31$77,255
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,322,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,322,394
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,473,318
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$483,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$13,465
Administrative expenses (other) incurred2014-12-31$1,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,338,909
Value of net assets at end of year (total assets less liabilities)2014-12-31$140,267,251
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$134,928,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$89,264,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$84,647,822
Value of interest in pooled separate accounts at end of year2014-12-31$4,539,082
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,531,949
Interest earned on other investments2014-12-31$77,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$46,464,043
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$45,738,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,608,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,751,658
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$23,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,376,704
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,465
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$37,386
Total income from all sources (including contributions)2013-12-31$23,698,125
Total of all expenses incurred2013-12-31$6,101,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,099,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,681,188
Value of total assets at end of year2013-12-31$134,941,807
Value of total assets at beginning of year2013-12-31$117,368,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,420
Total interest from all sources2013-12-31$1,691,588
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,066,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,066,713
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,072,920
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$77,348
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$78,918
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$13,465
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$37,386
Administrative expenses (other) incurred2013-12-31$1,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,596,778
Value of net assets at end of year (total assets less liabilities)2013-12-31$134,928,342
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$117,331,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$84,647,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$68,869,023
Value of interest in pooled separate accounts at end of year2013-12-31$4,531,949
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,539,434
Interest earned on other investments2013-12-31$1,691,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$45,738,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$43,734,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,833,190
Net investment gain/loss from pooled separate accounts2013-12-31$425,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,529,350
Employer contributions (assets) at end of year2013-12-31$23,201
Employer contributions (assets) at beginning of year2013-12-31$148,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,099,927
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$37,386
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,630,237
Total of all expenses incurred2012-12-31$8,256,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,255,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,581,606
Value of total assets at end of year2012-12-31$117,368,950
Value of total assets at beginning of year2012-12-31$108,958,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,562
Total interest from all sources2012-12-31$1,596,812
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$604,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$604,195
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,760,563
Participant contributions at end of year2012-12-31$77,348
Participant contributions at beginning of year2012-12-31$57,328
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$579,032
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$37,386
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$1,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,373,250
Value of net assets at end of year (total assets less liabilities)2012-12-31$117,331,564
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$108,958,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$68,869,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$63,476,307
Value of interest in pooled separate accounts at end of year2012-12-31$4,539,434
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,524,087
Interest earned on other investments2012-12-31$1,596,812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$43,734,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$40,726,962
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$588,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,414,029
Net investment gain/loss from pooled separate accounts2012-12-31$433,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,242,011
Employer contributions (assets) at end of year2012-12-31$148,944
Employer contributions (assets) at beginning of year2012-12-31$173,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,667,256
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,488,138
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,803,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,801,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,009,594
Value of total assets at end of year2011-12-31$108,958,314
Value of total assets at beginning of year2011-12-31$111,274,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,887
Total interest from all sources2011-12-31$1,535,289
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$471,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$471,538
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,317,779
Participant contributions at end of year2011-12-31$57,328
Participant contributions at beginning of year2011-12-31$67,894
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$492,093
Administrative expenses (other) incurred2011-12-31$1,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,315,714
Value of net assets at end of year (total assets less liabilities)2011-12-31$108,958,314
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$111,274,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$63,476,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$68,324,998
Value of interest in pooled separate accounts at end of year2011-12-31$4,524,087
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,696,971
Interest earned on other investments2011-12-31$1,535,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$40,726,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$38,054,081
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$212,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,116,195
Net investment gain/loss from pooled separate accounts2011-12-31$587,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,199,722
Employer contributions (assets) at end of year2011-12-31$173,630
Employer contributions (assets) at beginning of year2011-12-31$130,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,589,626
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$14,495,971
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$10,054,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$10,054,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,035,097
Value of total assets at end of year2010-12-31$111,274,028
Value of total assets at beginning of year2010-12-31$106,832,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$1,411,996
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$301,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$301,463
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,131,235
Participant contributions at end of year2010-12-31$67,894
Participant contributions at beginning of year2010-12-31$123,890
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$67,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,441,956
Value of net assets at end of year (total assets less liabilities)2010-12-31$111,274,028
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$106,832,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$68,324,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$64,920,818
Value of interest in pooled separate accounts at end of year2010-12-31$4,696,971
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,763,704
Interest earned on other investments2010-12-31$1,411,996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$38,054,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$37,685,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,201,483
Net investment gain/loss from pooled separate accounts2010-12-31$545,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,836,526
Employer contributions (assets) at end of year2010-12-31$130,084
Employer contributions (assets) at beginning of year2010-12-31$337,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$10,054,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN
Accountancy firm EIN2010-12-31420714325

Form 5500 Responses for BROOKINGS SAVINGS AND RETIREMENT PLAN

2022: BROOKINGS SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROOKINGS SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROOKINGS SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROOKINGS SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROOKINGS SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROOKINGS SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROOKINGS SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROOKINGS SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROOKINGS SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROOKINGS SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROOKINGS SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROOKINGS SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BROOKINGS SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BROOKINGS SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered766
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered791
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered855
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered878
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered904
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered919
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered973
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered1007
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered1052
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered1092
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number405327
Policy instance 1
Insurance contract or identification number405327
Number of Individuals Covered329
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150518
Policy instance 2
Insurance contract or identification number150518
Number of Individuals Covered947
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150518
Policy instance 1
Insurance contract or identification number150518
Number of Individuals Covered999
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3