THE BROOKINGS INSTITUTION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BROOKINGS SAVINGS AND RETIREMENT PLAN
Measure | Date | Value |
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2022 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-22,373,468 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $10,008,091 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $9,996,067 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $8,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $9,133,576 |
Value of total assets at end of year | 2022-12-31 | $203,384,896 |
Value of total assets at beginning of year | 2022-12-31 | $235,766,455 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $3,111 |
Total interest from all sources | 2022-12-31 | $1,784,576 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $4,929,761 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $4,929,761 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,268,452 |
Participant contributions at end of year | 2022-12-31 | $276,838 |
Participant contributions at beginning of year | 2022-12-31 | $183,732 |
Participant contributions at end of year | 2022-12-31 | $150,846 |
Participant contributions at beginning of year | 2022-12-31 | $139,374 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $39,484 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $20,951 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,120,800 |
Other income not declared elsewhere | 2022-12-31 | $5,481 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-32,381,559 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $203,384,896 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $235,766,455 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $149,020,835 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $182,025,387 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $2,867,441 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $3,189,417 |
Interest on participant loans | 2022-12-31 | $11,416 |
Interest earned on other investments | 2022-12-31 | $1,773,160 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $50,835,229 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $50,011,288 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-38,478,315 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $251,453 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $4,744,324 |
Employer contributions (assets) at end of year | 2022-12-31 | $194,223 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $196,306 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $9,996,067 |
Contract administrator fees | 2022-12-31 | $3,111 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | RSM US LLP |
Accountancy firm EIN | 2022-12-31 | 420714325 |
2021 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $35,280,814 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $11,427,331 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,419,850 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $4,914 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,856,063 |
Value of total assets at end of year | 2021-12-31 | $235,766,455 |
Value of total assets at beginning of year | 2021-12-31 | $211,912,972 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $2,567 |
Total interest from all sources | 2021-12-31 | $1,565,353 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $8,464,078 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $8,464,078 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,073,717 |
Participant contributions at end of year | 2021-12-31 | $183,732 |
Participant contributions at beginning of year | 2021-12-31 | $138,964 |
Participant contributions at end of year | 2021-12-31 | $139,374 |
Participant contributions at beginning of year | 2021-12-31 | $135,767 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $20,951 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $12,682 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $251,581 |
Other income not declared elsewhere | 2021-12-31 | $354 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $23,853,483 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $235,766,455 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $211,912,972 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $182,025,387 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $159,932,528 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $3,189,417 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $2,937,908 |
Interest on participant loans | 2021-12-31 | $5,769 |
Interest earned on other investments | 2021-12-31 | $1,559,584 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $50,011,288 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $48,561,717 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $185,711 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $16,900,428 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $494,538 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $4,530,765 |
Employer contributions (assets) at end of year | 2021-12-31 | $196,306 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $193,406 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,234,139 |
Contract administrator fees | 2021-12-31 | $2,567 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | RSM US LLP |
Accountancy firm EIN | 2021-12-31 | 420714325 |
2020 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $34,582,108 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $12,374,829 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $12,355,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,022,564 |
Value of total assets at end of year | 2020-12-31 | $211,912,972 |
Value of total assets at beginning of year | 2020-12-31 | $189,705,693 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $18,848 |
Total interest from all sources | 2020-12-31 | $1,715,377 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $4,724,315 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $4,724,315 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,994,852 |
Participant contributions at end of year | 2020-12-31 | $138,964 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Participant contributions at end of year | 2020-12-31 | $135,767 |
Participant contributions at beginning of year | 2020-12-31 | $131,340 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $12,682 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $12,667 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $411,860 |
Other income not declared elsewhere | 2020-12-31 | $4,552 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $22,207,279 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $211,912,972 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $189,705,693 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $159,932,528 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $136,656,444 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $2,937,908 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $3,257,330 |
Interest on participant loans | 2020-12-31 | $885 |
Interest earned on other investments | 2020-12-31 | $1,714,492 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $48,561,717 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $49,449,098 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $959,365 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $20,142,853 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-27,553 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $4,615,852 |
Employer contributions (assets) at end of year | 2020-12-31 | $193,406 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $198,814 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $11,396,616 |
Contract administrator fees | 2020-12-31 | $18,848 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | RSM US LLP |
Accountancy firm EIN | 2020-12-31 | 420714325 |
2019 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $37,263,201 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $11,089,787 |
Total of all expenses incurred | 2019-12-31 | $11,089,787 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $11,079,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $11,079,652 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,948,978 |
Value of total assets at end of year | 2019-12-31 | $189,705,693 |
Value of total assets at end of year | 2019-12-31 | $189,705,693 |
Value of total assets at beginning of year | 2019-12-31 | $163,532,279 |
Value of total assets at beginning of year | 2019-12-31 | $163,532,279 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $10,135 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $10,135 |
Total interest from all sources | 2019-12-31 | $1,766,358 |
Total interest from all sources | 2019-12-31 | $1,766,358 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,383,860 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,383,860 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,383,860 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,383,860 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,866,098 |
Contributions received from participants | 2019-12-31 | $2,866,098 |
Participant contributions at end of year | 2019-12-31 | $131,340 |
Participant contributions at end of year | 2019-12-31 | $131,340 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $12,667 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $12,667 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $12,591 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $12,591 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $534,869 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $534,869 |
Other income not declared elsewhere | 2019-12-31 | $8,665 |
Other income not declared elsewhere | 2019-12-31 | $8,665 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $26,173,414 |
Value of net income/loss | 2019-12-31 | $26,173,414 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $189,705,693 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $189,705,693 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $163,532,279 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $163,532,279 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $136,656,444 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $136,656,444 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $110,677,426 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $110,677,426 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $3,257,330 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $3,257,330 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $3,238,565 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $3,238,565 |
Interest on participant loans | 2019-12-31 | $1 |
Interest on participant loans | 2019-12-31 | $1 |
Interest earned on other investments | 2019-12-31 | $1,766,357 |
Interest earned on other investments | 2019-12-31 | $1,766,357 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $49,449,098 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $49,449,098 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $49,603,697 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $49,603,697 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $641,743 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $641,743 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $23,981,875 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $23,981,875 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $173,465 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $173,465 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,548,011 |
Contributions received in cash from employer | 2019-12-31 | $4,548,011 |
Employer contributions (assets) at end of year | 2019-12-31 | $198,814 |
Employer contributions (assets) at end of year | 2019-12-31 | $198,814 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,437,909 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,437,909 |
Contract administrator fees | 2019-12-31 | $10,135 |
Contract administrator fees | 2019-12-31 | $10,135 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm EIN | 2019-12-31 | 420714325 |
2018 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,613,809 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $9,820,675 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $9,807,374 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $9,566,486 |
Value of total assets at end of year | 2018-12-31 | $163,532,279 |
Value of total assets at beginning of year | 2018-12-31 | $170,739,145 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $13,301 |
Total interest from all sources | 2018-12-31 | $1,802,846 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,662,409 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,662,409 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,797,293 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $12,591 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $125,582 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,303,115 |
Other income not declared elsewhere | 2018-12-31 | $23,910 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,206,866 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $163,532,279 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $170,739,145 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $110,677,426 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $119,209,653 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $3,238,565 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $4,355,432 |
Interest earned on other investments | 2018-12-31 | $1,802,846 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $49,603,697 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $47,048,478 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $288,128 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-12,627,223 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $185,381 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,466,078 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $9,519,246 |
Contract administrator fees | 2018-12-31 | $13,301 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | RSM US LLP |
Accountancy firm EIN | 2018-12-31 | 420714325 |
2017 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $29,988,573 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $11,935,785 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $11,860,707 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $7,791,860 |
Value of total assets at end of year | 2017-12-31 | $170,739,145 |
Value of total assets at beginning of year | 2017-12-31 | $152,686,357 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $75,078 |
Total interest from all sources | 2017-12-31 | $1,720,437 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,685,333 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,685,333 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,830,206 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $125,582 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $114,448 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $647,176 |
Other income not declared elsewhere | 2017-12-31 | $19,482 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $18,052,788 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $170,739,145 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $152,686,357 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $119,209,653 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $100,164,452 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $4,355,432 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,711,388 |
Interest earned on other investments | 2017-12-31 | $1,720,437 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $47,048,478 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $47,696,069 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $2,300,115 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $17,577,088 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $194,373 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,314,478 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $9,560,592 |
Contract administrator fees | 2017-12-31 | $75,078 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | RSM US LLP |
Accountancy firm EIN | 2017-12-31 | 420714325 |
2016 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2016 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $18,720,391 |
Total of all expenses incurred | 2016-12-31 | $8,873,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,768,267 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $9,234,120 |
Value of total assets at end of year | 2016-12-31 | $152,686,357 |
Value of total assets at beginning of year | 2016-12-31 | $142,839,135 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $104,902 |
Total interest from all sources | 2016-12-31 | $1,876,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,752,318 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,752,318 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,608,741 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $114,448 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,471,951 |
Other income not declared elsewhere | 2016-12-31 | $47,201 |
Administrative expenses (other) incurred | 2016-12-31 | $552 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $9,847,222 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $152,686,357 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $142,839,135 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $100,164,452 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $92,092,323 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,711,388 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $4,632,043 |
Interest earned on other investments | 2016-12-31 | $1,876,179 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $47,696,069 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $46,114,769 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $628,498 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $5,574,851 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $235,722 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,153,428 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $8,139,769 |
Contract administrator fees | 2016-12-31 | $104,350 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | RSM US LLP |
Accountancy firm EIN | 2016-12-31 | 420714325 |
2015 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $13,449,376 |
Total of all expenses incurred | 2015-12-31 | $10,877,492 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,854,787 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $11,581,846 |
Value of total assets at end of year | 2015-12-31 | $142,839,135 |
Value of total assets at beginning of year | 2015-12-31 | $140,267,251 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $22,705 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,684,019 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,684,019 |
Administrative expenses professional fees incurred | 2015-12-31 | $22,705 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,723,607 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $4,856,649 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Other income not declared elsewhere | 2015-12-31 | $51,051 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,571,884 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $142,839,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $140,267,251 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $92,092,323 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $89,264,126 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $4,632,043 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,539,082 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $46,114,769 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $46,464,043 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,867,540 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,001,590 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,854,787 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RSM US LLP |
Accountancy firm EIN | 2015-12-31 | 420714325 |
2014 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2014 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $13,465 |
Total income from all sources (including contributions) | 2014-12-31 | $14,716,894 |
Total of all expenses incurred | 2014-12-31 | $9,377,985 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $9,376,704 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $6,708,335 |
Value of total assets at end of year | 2014-12-31 | $140,267,251 |
Value of total assets at beginning of year | 2014-12-31 | $134,941,807 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,281 |
Total interest from all sources | 2014-12-31 | $77,255 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,322,394 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,322,394 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,473,318 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $483,359 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $13,465 |
Administrative expenses (other) incurred | 2014-12-31 | $1,281 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $5,338,909 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $140,267,251 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $134,928,342 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $89,264,126 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $84,647,822 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,539,082 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,531,949 |
Interest earned on other investments | 2014-12-31 | $77,255 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $46,464,043 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $45,738,835 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $4,608,910 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $3,751,658 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $23,201 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $9,376,704 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2014-12-31 | 420714325 |
2013 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $13,465 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $37,386 |
Total income from all sources (including contributions) | 2013-12-31 | $23,698,125 |
Total of all expenses incurred | 2013-12-31 | $6,101,347 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,099,927 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,681,188 |
Value of total assets at end of year | 2013-12-31 | $134,941,807 |
Value of total assets at beginning of year | 2013-12-31 | $117,368,950 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,420 |
Total interest from all sources | 2013-12-31 | $1,691,588 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,066,713 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,066,713 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,072,920 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $77,348 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $78,918 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $13,465 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $37,386 |
Administrative expenses (other) incurred | 2013-12-31 | $1,420 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $17,596,778 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $134,928,342 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $117,331,564 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $84,647,822 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $68,869,023 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,531,949 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $4,539,434 |
Interest earned on other investments | 2013-12-31 | $1,691,588 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $45,738,835 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $43,734,201 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $14,833,190 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $425,446 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,529,350 |
Employer contributions (assets) at end of year | 2013-12-31 | $23,201 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $148,944 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,099,927 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2013-12-31 | 420714325 |
2012 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2012 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $37,386 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $16,630,237 |
Total of all expenses incurred | 2012-12-31 | $8,256,987 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $8,255,425 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,581,606 |
Value of total assets at end of year | 2012-12-31 | $117,368,950 |
Value of total assets at beginning of year | 2012-12-31 | $108,958,314 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,562 |
Total interest from all sources | 2012-12-31 | $1,596,812 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $604,195 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $604,195 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,760,563 |
Participant contributions at end of year | 2012-12-31 | $77,348 |
Participant contributions at beginning of year | 2012-12-31 | $57,328 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $579,032 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $37,386 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Administrative expenses (other) incurred | 2012-12-31 | $1,562 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $8,373,250 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $117,331,564 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $108,958,314 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $68,869,023 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $63,476,307 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $4,539,434 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,524,087 |
Interest earned on other investments | 2012-12-31 | $1,596,812 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $43,734,201 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $40,726,962 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $588,169 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $8,414,029 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $433,595 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,242,011 |
Employer contributions (assets) at end of year | 2012-12-31 | $148,944 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $173,630 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $7,667,256 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2012-12-31 | 420714325 |
2011 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $5,488,138 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $7,803,852 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $7,801,965 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,009,594 |
Value of total assets at end of year | 2011-12-31 | $108,958,314 |
Value of total assets at beginning of year | 2011-12-31 | $111,274,028 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,887 |
Total interest from all sources | 2011-12-31 | $1,535,289 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $471,538 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $471,538 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,317,779 |
Participant contributions at end of year | 2011-12-31 | $57,328 |
Participant contributions at beginning of year | 2011-12-31 | $67,894 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $492,093 |
Administrative expenses (other) incurred | 2011-12-31 | $1,887 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,315,714 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $108,958,314 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $111,274,028 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $63,476,307 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $68,324,998 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,524,087 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $4,696,971 |
Interest earned on other investments | 2011-12-31 | $1,535,289 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $40,726,962 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $38,054,081 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $212,339 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,116,195 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $587,912 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,199,722 |
Employer contributions (assets) at end of year | 2011-12-31 | $173,630 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $130,084 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $7,589,626 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2011-12-31 | 420714325 |
2010 : BROOKINGS SAVINGS AND RETIREMENT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $14,495,971 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $10,054,015 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $10,054,015 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,035,097 |
Value of total assets at end of year | 2010-12-31 | $111,274,028 |
Value of total assets at beginning of year | 2010-12-31 | $106,832,072 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $1,411,996 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $301,463 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $301,463 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,131,235 |
Participant contributions at end of year | 2010-12-31 | $67,894 |
Participant contributions at beginning of year | 2010-12-31 | $123,890 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $67,336 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,441,956 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $111,274,028 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $106,832,072 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $68,324,998 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $64,920,818 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $4,696,971 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,763,704 |
Interest earned on other investments | 2010-12-31 | $1,411,996 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $38,054,081 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $37,685,892 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $8,201,483 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $545,932 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $2,836,526 |
Employer contributions (assets) at end of year | 2010-12-31 | $130,084 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $337,768 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $10,054,015 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN |
Accountancy firm EIN | 2010-12-31 | 420714325 |