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SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 401k Plan overview

Plan NameSCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN
Plan identification number 001

SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHNABEL FOUNDATION COMPANY has sponsored the creation of one or more 401k plans.

Company Name:SCHNABEL FOUNDATION COMPANY
Employer identification number (EIN):530245401
NAIC Classification:238900

Additional information about SCHNABEL FOUNDATION COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 1012528

More information about SCHNABEL FOUNDATION COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01
0012021-04-01
0012020-04-01
0012019-04-01
0012018-04-01
0012017-04-01DAVID HARRIS
0012016-04-01DAVID HARRIS
0012016-04-01
0012015-04-01DAVID HARRIS
0012014-04-01JAMES R ROBINSON
0012013-04-01JAMES R ROBINSON
0012012-04-01JAMES R ROBINSON
0012011-04-01JAMES R. ROBINSON JAMES R. ROBINSON2013-01-18
0012009-04-01DEE CARLSON

Plan Statistics for SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN

401k plan membership statisitcs for SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN

Measure Date Value
2022: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01109
Total number of active participants reported on line 7a of the Form 55002022-04-0192
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-0116
Total of all active and inactive participants2022-04-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-010
Total participants2022-04-01108
Number of participants with account balances2022-04-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-015
2021: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01100
Total number of active participants reported on line 7a of the Form 55002021-04-0186
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-0123
Total of all active and inactive participants2021-04-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-01109
Number of participants with account balances2021-04-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-014
2020: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01100
Total number of active participants reported on line 7a of the Form 55002020-04-0181
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-0119
Total of all active and inactive participants2020-04-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01100
Number of participants with account balances2020-04-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
2019: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-0197
Total number of active participants reported on line 7a of the Form 55002019-04-0177
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-0123
Total of all active and inactive participants2019-04-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-01100
Number of participants with account balances2019-04-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01116
Total number of active participants reported on line 7a of the Form 55002018-04-0176
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-0120
Total of all active and inactive participants2018-04-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-011
Total participants2018-04-0197
Number of participants with account balances2018-04-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-017
2017: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01110
Total number of active participants reported on line 7a of the Form 55002017-04-0179
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0128
Total of all active and inactive participants2017-04-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-011
Total participants2017-04-01108
Number of participants with account balances2017-04-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-016
2016: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01113
Total number of active participants reported on line 7a of the Form 55002016-04-0185
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0124
Total of all active and inactive participants2016-04-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-011
Total participants2016-04-01110
Number of participants with account balances2016-04-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-013
2015: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01122
Total number of active participants reported on line 7a of the Form 55002015-04-0181
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0124
Total of all active and inactive participants2015-04-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-011
Total participants2015-04-01106
Number of participants with account balances2015-04-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-011
2014: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01131
Total number of active participants reported on line 7a of the Form 55002014-04-0180
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0137
Total of all active and inactive participants2014-04-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01118
Number of participants with account balances2014-04-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-013
2013: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01132
Total number of active participants reported on line 7a of the Form 55002013-04-0178
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0150
Total of all active and inactive participants2013-04-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01128
Number of participants with account balances2013-04-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-011
2012: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01131
Total number of active participants reported on line 7a of the Form 55002012-04-0175
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0157
Total of all active and inactive participants2012-04-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01132
Number of participants with account balances2012-04-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-011
2011: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01157
Total number of active participants reported on line 7a of the Form 55002011-04-0174
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0156
Total of all active and inactive participants2011-04-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01130
Number of participants with account balances2011-04-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-014
2009: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01161
Total number of active participants reported on line 7a of the Form 55002009-04-0187
Number of retired or separated participants receiving benefits2009-04-0114
Number of other retired or separated participants entitled to future benefits2009-04-0161
Total of all active and inactive participants2009-04-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-011
Total participants2009-04-01163
Number of participants with account balances2009-04-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-013

Financial Data on SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN

Measure Date Value
2023 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2023 401k financial data
Transfers to/from the plan2023-03-31$0
Total plan liabilities at end of year2023-03-31$0
Total plan liabilities at beginning of year2023-03-31$0
Total income from all sources2023-03-31$411,584
Expenses. Total of all expenses incurred2023-03-31$697,389
Benefits paid (including direct rollovers)2023-03-31$653,084
Total plan assets at end of year2023-03-31$21,509,969
Total plan assets at beginning of year2023-03-31$21,795,774
Value of fidelity bond covering the plan2023-03-31$500,000
Total contributions received or receivable from participants2023-03-31$915,071
Expenses. Other expenses not covered elsewhere2023-03-31$0
Contributions received from other sources (not participants or employers)2023-03-31$227,062
Other income received2023-03-31$-1,522,811
Noncash contributions received2023-03-31$0
Net income (gross income less expenses)2023-03-31$-285,805
Net plan assets at end of year (total assets less liabilities)2023-03-31$21,509,969
Net plan assets at beginning of year (total assets less liabilities)2023-03-31$21,795,774
Assets. Value of participant loans2023-03-31$131,598
Total contributions received or receivable from employer(s)2023-03-31$792,262
Value of certain deemed distributions of participant loans2023-03-31$0
Value of corrective distributions2023-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-03-31$44,305
2022 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan2022-03-31$0
Total plan liabilities at end of year2022-03-31$0
Total plan liabilities at beginning of year2022-03-31$2
Total income from all sources2022-03-31$2,013,728
Expenses. Total of all expenses incurred2022-03-31$2,089,007
Benefits paid (including direct rollovers)2022-03-31$2,042,110
Total plan assets at end of year2022-03-31$21,795,774
Total plan assets at beginning of year2022-03-31$21,871,055
Value of fidelity bond covering the plan2022-03-31$500,000
Total contributions received or receivable from participants2022-03-31$875,964
Expenses. Other expenses not covered elsewhere2022-03-31$0
Contributions received from other sources (not participants or employers)2022-03-31$176,682
Other income received2022-03-31$587,284
Noncash contributions received2022-03-31$0
Net income (gross income less expenses)2022-03-31$-75,279
Net plan assets at end of year (total assets less liabilities)2022-03-31$21,795,774
Net plan assets at beginning of year (total assets less liabilities)2022-03-31$21,871,053
Assets. Value of participant loans2022-03-31$129,291
Total contributions received or receivable from employer(s)2022-03-31$373,798
Value of certain deemed distributions of participant loans2022-03-31$0
Value of corrective distributions2022-03-31$1,347
Expenses. Administrative service providers (salaries,fees and commissions)2022-03-31$45,550
2021 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-03-31$0
Total plan liabilities at end of year2021-03-31$2
Total plan liabilities at beginning of year2021-03-31$97,960
Total income from all sources2021-03-31$7,265,046
Expenses. Total of all expenses incurred2021-03-31$641,008
Benefits paid (including direct rollovers)2021-03-31$570,166
Total plan assets at end of year2021-03-31$21,871,055
Total plan assets at beginning of year2021-03-31$15,344,975
Value of fidelity bond covering the plan2021-03-31$500,000
Total contributions received or receivable from participants2021-03-31$715,825
Expenses. Other expenses not covered elsewhere2021-03-31$0
Contributions received from other sources (not participants or employers)2021-03-31$12,376
Other income received2021-03-31$6,174,519
Noncash contributions received2021-03-31$0
Net income (gross income less expenses)2021-03-31$6,624,038
Net plan assets at end of year (total assets less liabilities)2021-03-31$21,871,053
Net plan assets at beginning of year (total assets less liabilities)2021-03-31$15,247,015
Assets. Value of participant loans2021-03-31$121,957
Total contributions received or receivable from employer(s)2021-03-31$362,326
Value of certain deemed distributions of participant loans2021-03-31$0
Value of corrective distributions2021-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-03-31$70,842
2020 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-03-31$0
Total plan liabilities at end of year2020-03-31$97,960
Total plan liabilities at beginning of year2020-03-31$0
Total income from all sources2020-03-31$-399,088
Expenses. Total of all expenses incurred2020-03-31$778,044
Benefits paid (including direct rollovers)2020-03-31$790,515
Total plan assets at end of year2020-03-31$15,344,975
Total plan assets at beginning of year2020-03-31$16,424,147
Value of fidelity bond covering the plan2020-03-31$500,000
Total contributions received or receivable from participants2020-03-31$673,157
Expenses. Other expenses not covered elsewhere2020-03-31$0
Contributions received from other sources (not participants or employers)2020-03-31$13,081
Other income received2020-03-31$-1,085,326
Noncash contributions received2020-03-31$0
Net income (gross income less expenses)2020-03-31$-1,177,132
Net plan assets at end of year (total assets less liabilities)2020-03-31$15,247,015
Net plan assets at beginning of year (total assets less liabilities)2020-03-31$16,424,147
Assets. Value of participant loans2020-03-31$124,848
Total contributions received or receivable from employer(s)2020-03-31$0
Value of certain deemed distributions of participant loans2020-03-31$0
Value of corrective distributions2020-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-03-31$-12,471
2019 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$1,179,046
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$2,252,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$2,236,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$699,465
Value of total assets at end of year2019-03-31$16,424,147
Value of total assets at beginning of year2019-03-31$17,497,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$16,136
Total interest from all sources2019-03-31$3,704
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$188,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$188,856
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$500,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$686,351
Participant contributions at end of year2019-03-31$69,723
Participant contributions at beginning of year2019-03-31$82,751
Participant contributions at end of year2019-03-31$0
Participant contributions at beginning of year2019-03-31$1,007
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$13,114
Other income not declared elsewhere2019-03-31$34,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$-1,073,231
Value of net assets at end of year (total assets less liabilities)2019-03-31$16,424,147
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$17,497,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$14,626,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$15,471,057
Interest on participant loans2019-03-31$3,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$1,727,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$1,572,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$252,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31Yes
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$0
Employer contributions (assets) at end of year2019-03-31$0
Employer contributions (assets) at beginning of year2019-03-31$369,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$2,236,141
Contract administrator fees2019-03-31$16,136
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31DEMBO JONES PC
Accountancy firm EIN2019-03-31521073331
2018 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$2,854,209
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$1,261,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$1,244,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$1,183,556
Value of total assets at end of year2018-03-31$17,497,378
Value of total assets at beginning of year2018-03-31$15,904,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$16,808
Total interest from all sources2018-03-31$30,009
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$191,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$191,952
Administrative expenses professional fees incurred2018-03-31$6,210
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$692,965
Participant contributions at end of year2018-03-31$82,751
Participant contributions at beginning of year2018-03-31$16,295
Participant contributions at end of year2018-03-31$1,007
Participant contributions at beginning of year2018-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$120,653
Other income not declared elsewhere2018-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$1,593,026
Value of net assets at end of year (total assets less liabilities)2018-03-31$17,497,378
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$15,904,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$15,471,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$13,982,361
Interest on participant loans2018-03-31$2,771
Interest earned on other investments2018-03-31$27,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$1,572,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$1,566,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$1,448,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31Yes
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$369,938
Employer contributions (assets) at end of year2018-03-31$369,938
Employer contributions (assets) at beginning of year2018-03-31$339,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$1,244,375
Contract administrator fees2018-03-31$10,598
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31DEMBO JONES PC
Accountancy firm EIN2018-03-31521073331
2017 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$2,436,551
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$895,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$872,823
Value of total corrective distributions2017-03-31$12,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$949,183
Value of total assets at end of year2017-03-31$15,904,352
Value of total assets at beginning of year2017-03-31$14,363,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$10,269
Total interest from all sources2017-03-31$2,058
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$212,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$212,223
Administrative expenses professional fees incurred2017-03-31$6,463
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$601,857
Participant contributions at end of year2017-03-31$16,295
Participant contributions at beginning of year2017-03-31$63,819
Participant contributions at end of year2017-03-31$339,189
Participant contributions at beginning of year2017-03-31$340,369
Other income not declared elsewhere2017-03-31$28,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$1,541,299
Value of net assets at end of year (total assets less liabilities)2017-03-31$15,904,352
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$14,363,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$13,982,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$12,133,977
Interest on participant loans2017-03-31$2,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$1,566,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$1,824,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$1,244,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$347,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$872,823
Contract administrator fees2017-03-31$3,806
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31DEMBO JONES PC
Accountancy firm EIN2017-03-31521073331
2016 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$426,131
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$3,270,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$3,269,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$1,049,488
Value of total assets at end of year2016-03-31$14,363,053
Value of total assets at beginning of year2016-03-31$17,207,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$1,250
Total interest from all sources2016-03-31$3,222
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$226,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$226,946
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$564,953
Participant contributions at end of year2016-03-31$63,819
Participant contributions at beginning of year2016-03-31$89,370
Participant contributions at end of year2016-03-31$340,369
Participant contributions at beginning of year2016-03-31$568
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$144,166
Other income not declared elsewhere2016-03-31$27,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-2,844,450
Value of net assets at end of year (total assets less liabilities)2016-03-31$14,363,053
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$17,207,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$12,133,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$15,388,384
Interest on participant loans2016-03-31$3,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$1,824,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$1,729,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-880,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$340,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$3,269,331
Contract administrator fees2016-03-31$1,250
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31DEMBO JONES PC
Accountancy firm EIN2016-03-31521073331
2015 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$1,481,927
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$1,278,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$1,272,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$511,056
Value of total assets at end of year2015-03-31$17,207,503
Value of total assets at beginning of year2015-03-31$17,003,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$5,839
Total interest from all sources2015-03-31$4,100
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$238,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$238,158
Administrative expenses professional fees incurred2015-03-31$4,164
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$510,882
Participant contributions at end of year2015-03-31$89,370
Participant contributions at beginning of year2015-03-31$90,594
Participant contributions at end of year2015-03-31$568
Participant contributions at beginning of year2015-03-31$22,084
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$0
Other income not declared elsewhere2015-03-31$30,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$203,681
Value of net assets at end of year (total assets less liabilities)2015-03-31$17,207,503
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$17,003,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$15,388,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$14,792,900
Interest on participant loans2015-03-31$4,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$1,729,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$1,943,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$697,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$174
Employer contributions (assets) at end of year2015-03-31$0
Employer contributions (assets) at beginning of year2015-03-31$154,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$1,272,407
Contract administrator fees2015-03-31$1,675
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31DEMBO JONES PC
Accountancy firm EIN2015-03-31521073331
2014 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$5,379
Total income from all sources (including contributions)2014-03-31$2,396,105
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$692,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$689,412
Value of total corrective distributions2014-03-31$523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$743,371
Value of total assets at end of year2014-03-31$17,003,822
Value of total assets at beginning of year2014-03-31$15,305,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$2,497
Total interest from all sources2014-03-31$3,903
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$188,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$188,949
Administrative expenses professional fees incurred2014-03-31$2,197
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$500,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$574,441
Participant contributions at end of year2014-03-31$90,594
Participant contributions at beginning of year2014-03-31$102,888
Participant contributions at end of year2014-03-31$22,084
Participant contributions at beginning of year2014-03-31$20,641
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$14,076
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$5,379
Other income not declared elsewhere2014-03-31$29,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$1,703,673
Value of net assets at end of year (total assets less liabilities)2014-03-31$17,003,822
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$15,300,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$14,792,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$13,167,461
Interest on participant loans2014-03-31$3,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$1,943,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$1,700,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$1,430,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$154,854
Employer contributions (assets) at end of year2014-03-31$154,854
Employer contributions (assets) at beginning of year2014-03-31$314,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$689,412
Contract administrator fees2014-03-31$300
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31DEMBO JONES HEALY PENNINGTON & MARS
Accountancy firm EIN2014-03-31521073331
2013 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$5,379
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$1,900,878
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$2,209,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$2,202,390
Value of total corrective distributions2013-03-31$5,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$857,219
Value of total assets at end of year2013-03-31$15,305,528
Value of total assets at beginning of year2013-03-31$15,608,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$1,250
Total interest from all sources2013-03-31$32,019
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$208,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$208,848
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$542,988
Participant contributions at end of year2013-03-31$102,888
Participant contributions at beginning of year2013-03-31$49,497
Participant contributions at end of year2013-03-31$20,641
Participant contributions at beginning of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$5,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$-308,141
Value of net assets at end of year (total assets less liabilities)2013-03-31$15,300,149
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$15,608,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$13,167,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$13,764,408
Interest on participant loans2013-03-31$2,744
Interest earned on other investments2013-03-31$29,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$1,700,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$1,794,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$802,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$314,231
Employer contributions (assets) at end of year2013-03-31$314,231
Employer contributions (assets) at beginning of year2013-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$2,202,390
Contract administrator fees2013-03-31$1,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-03-31Yes
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31DEMBO JONES HEALY PENNINGTON & MARS
Accountancy firm EIN2013-03-31521073331
2012 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$942,657
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$337,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$336,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$553,039
Value of total assets at end of year2012-03-31$15,608,290
Value of total assets at beginning of year2012-03-31$15,002,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$900
Total interest from all sources2012-03-31$1,646
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$213,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$213,308
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$542,158
Participant contributions at end of year2012-03-31$49,497
Participant contributions at beginning of year2012-03-31$19,007
Participant contributions at beginning of year2012-03-31$19,378
Other income not declared elsewhere2012-03-31$78,443
Total non interest bearing cash at beginning of year2012-03-31$14,957,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$605,620
Value of net assets at end of year (total assets less liabilities)2012-03-31$15,608,290
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$15,002,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Investment advisory and management fees2012-03-31$325
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$13,764,408
Interest on participant loans2012-03-31$1,646
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$1,794,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$96,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31Yes
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$10,881
Employer contributions (assets) at beginning of year2012-03-31$6,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$336,137
Contract administrator fees2012-03-31$575
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-03-31Yes
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31DEMBO JONES HEALY PENNINGTON & MARS
Accountancy firm EIN2012-03-31521073331
2011 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$2,078,349
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$2,632,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$2,632,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$555,622
Value of total assets at end of year2011-03-31$15,002,670
Value of total assets at beginning of year2011-03-31$15,556,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$50
Total interest from all sources2011-03-31$181
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$555,622
Participant contributions at end of year2011-03-31$19,007
Participant contributions at beginning of year2011-03-31$1,500
Participant contributions at end of year2011-03-31$19,378
Participant contributions at beginning of year2011-03-31$19,616
Assets. Other investments not covered elsewhere at end of year2011-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-03-31$8,403
Administrative expenses (other) incurred2011-03-31$50
Total non interest bearing cash at end of year2011-03-31$14,957,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$-553,935
Value of net assets at end of year (total assets less liabilities)2011-03-31$15,002,670
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$15,556,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in pooled separate accounts at end of year2011-03-31$0
Value of interest in pooled separate accounts at beginning of year2011-03-31$13,219,515
Interest on participant loans2011-03-31$181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$2,145,892
Net investment gain/loss from pooled separate accounts2011-03-31$1,522,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Employer contributions (assets) at end of year2011-03-31$6,318
Employer contributions (assets) at beginning of year2011-03-31$161,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$2,632,234
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-03-31Yes
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31DEMBO JONES HEALY PENNINGTON & MARS
Accountancy firm EIN2011-03-31521073331
2010 : SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN

2022: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01This submission is the final filingNo
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01This submission is the final filingNo
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedYes
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedYes
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2009: SCHNABEL FOUNDATION COMPANY PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered12
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered12
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered15
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered16
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered95
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered108
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered106
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered116
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered128
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered129
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28092
Policy instance 1
Insurance contract or identification numberGA28092
Number of Individuals Covered130
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHU965
Policy instance 1
Insurance contract or identification numberPHU965
Number of Individuals Covered164
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $28,782
Total amount of fees paid to insurance companyUSD $7,168
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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