401k Plan data: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN plan

DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan Name	DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN
Plan identification number	002

DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.

401k Sponsoring company profile

DICKSTEIN SHAPIRO LLP has sponsored the creation of one or more 401k plans.

Company Name: DICKSTEIN SHAPIRO LLP

Employer identification number (EIN): 530246695

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about DICKSTEIN SHAPIRO LLP

Jurisdiction of Incorporation: District of Columbia Corporations Division

Incorporation Date:

Company Identification Number: 940015

More information about DICKSTEIN SHAPIRO LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 JIM CARROLL 2018-12-27
002 2017-01-01 JIM CARROLL
002 2016-01-01 JIM CARROLL
002 2015-01-01 JAMES P CARROLL
002 2014-01-01 BELINDA GARRETT DONNA FEENEY 2015-10-14
002 2013-01-01 ELENA GARCIA DONNA FEENEY 2014-10-14
002 2012-01-01 DONNA FEENEY ELENA GARCIA 2013-10-15
002 2011-01-01 KELLY NEIMAN MICHELLE PLANTY 2012-10-15
002 2009-01-01 KELLY NEIMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	JIM CARROLL	2018-12-27
002	2017-01-01	JIM CARROLL
002	2016-01-01	JIM CARROLL
002	2015-01-01	JAMES P CARROLL
002	2014-01-01	BELINDA GARRETT		DONNA FEENEY	2015-10-14
002	2013-01-01	ELENA GARCIA		DONNA FEENEY	2014-10-14
002	2012-01-01	DONNA FEENEY		ELENA GARCIA	2013-10-15
002	2011-01-01	KELLY NEIMAN		MICHELLE PLANTY	2012-10-15
002	2009-01-01	KELLY NEIMAN

Plan Statistics for DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN

Measure Date Value
2017: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 58
Total of all active and inactive participants 2017-01-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 60
Number of participants with account balances 2017-01-01 59
2016: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 680
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 344
Total of all active and inactive participants 2016-01-01 344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 345
Number of participants with account balances 2016-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 817
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 304
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 373
Total of all active and inactive participants 2015-01-01 677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 680
Number of participants with account balances 2015-01-01 664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 968
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 455
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 358
Total of all active and inactive participants 2014-01-01 813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 817
Number of participants with account balances 2014-01-01 762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 38
2013: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,025
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 589
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 376
Total of all active and inactive participants 2013-01-01 965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 968
Number of participants with account balances 2013-01-01 891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 39
2012: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,080
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 711
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 311
Total of all active and inactive participants 2012-01-01 1,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 1,025
Number of participants with account balances 2012-01-01 936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 35
2011: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,109
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 765
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 315
Total of all active and inactive participants 2011-01-01 1,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,080
Number of participants with account balances 2011-01-01 988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2009: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,242
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 813
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 348
Total of all active and inactive participants 2009-01-01 1,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,161
Number of participants with account balances 2009-01-01 1,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 62

Measure	Date	Value
2017: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	58
Total of all active and inactive participants	2017-01-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	60
Number of participants with account balances	2017-01-01	59
2016: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	680
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	344
Total of all active and inactive participants	2016-01-01	344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	345
Number of participants with account balances	2016-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	817
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	304
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	373
Total of all active and inactive participants	2015-01-01	677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	680
Number of participants with account balances	2015-01-01	664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	968
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	455
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	358
Total of all active and inactive participants	2014-01-01	813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	817
Number of participants with account balances	2014-01-01	762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	38
2013: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,025
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	589
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	376
Total of all active and inactive participants	2013-01-01	965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	968
Number of participants with account balances	2013-01-01	891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	39
2012: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,080
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	711
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	311
Total of all active and inactive participants	2012-01-01	1,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	1,025
Number of participants with account balances	2012-01-01	936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	35
2011: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,109
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	765
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	315
Total of all active and inactive participants	2011-01-01	1,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,080
Number of participants with account balances	2011-01-01	988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2009: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,242
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	813
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	348
Total of all active and inactive participants	2009-01-01	1,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,161
Number of participants with account balances	2009-01-01	1,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	62

Financial Data on DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN

Measure	Date	Value
2017 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,759,263
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$59,279,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$59,153,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$2,375,908
Value of total assets at beginning of year	2017-12-31	$55,895,745
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$126,020
Total interest from all sources	2017-12-31	$1,383
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$362,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$362,731
Administrative expenses professional fees incurred	2017-12-31	$125,444
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$188,912
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$2,052
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$15,957,911
Other income not declared elsewhere	2017-12-31	$644,886
Administrative expenses (other) incurred	2017-12-31	$576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-53,519,837
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,375,908
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$55,895,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,116,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$27,268,722
Interest on participant loans	2017-12-31	$1,383
Value of interest in common/collective trusts at end of year	2017-12-31	$1,257,493
Value of interest in common/collective trusts at beginning of year	2017-12-31	$12,480,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,599,134
Net investment gain or loss from common/collective trusts	2017-12-31	$1,151,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$59,153,080
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm EIN	2017-12-31	510232399
2016 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,939,521
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$115,300,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$115,151,946
Value of total corrective distributions	2016-12-31	$5,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,040
Value of total assets at end of year	2016-12-31	$55,895,745
Value of total assets at beginning of year	2016-12-31	$167,256,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$143,027
Total interest from all sources	2016-12-31	$10,643
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$840,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$840,445
Administrative expenses professional fees incurred	2016-12-31	$51,933
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,040
Participant contributions at end of year	2016-12-31	$188,912
Participant contributions at beginning of year	2016-12-31	$1,097,796
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$45,511
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$15,957,911
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$65,879,603
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$1,192,933
Administrative expenses (other) incurred	2016-12-31	$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-111,360,996
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$55,895,745
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$167,256,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$90,894
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$27,268,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$72,807,538
Interest on participant loans	2016-12-31	$10,643
Value of interest in common/collective trusts at end of year	2016-12-31	$12,480,200
Value of interest in common/collective trusts at beginning of year	2016-12-31	$27,426,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,183,705
Net investment gain or loss from common/collective trusts	2016-12-31	$709,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$115,151,946
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm EIN	2016-12-31	510232399
2015 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,893,382
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$32,635,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$32,403,017
Value of total corrective distributions	2015-12-31	$3,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,159,132
Value of total assets at end of year	2015-12-31	$167,256,741
Value of total assets at beginning of year	2015-12-31	$192,998,680
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$229,230
Total interest from all sources	2015-12-31	$37,500
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,283,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,283,552
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,735,113
Participant contributions at end of year	2015-12-31	$1,097,796
Participant contributions at beginning of year	2015-12-31	$1,417,295
Participant contributions at end of year	2015-12-31	$45,511
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$65,879,603
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$74,143,536
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$422,321
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$1,168,814
Administrative expenses (other) incurred	2015-12-31	$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-25,741,939
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$167,256,741
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$192,998,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$227,230
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$72,807,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$83,375,865
Interest on participant loans	2015-12-31	$37,500
Value of interest in common/collective trusts at end of year	2015-12-31	$27,426,293
Value of interest in common/collective trusts at beginning of year	2015-12-31	$29,836,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,682,912
Net investment gain or loss from common/collective trusts	2015-12-31	$-72,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,698
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$4,225,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$32,403,017
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm EIN	2015-12-31	510232399
2014 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$20,833,778
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$41,478,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$41,141,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,839,959
Value of total assets at end of year	2014-12-31	$192,998,680
Value of total assets at beginning of year	2014-12-31	$213,643,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$336,584
Total interest from all sources	2014-12-31	$243,125
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,221,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,221,289
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,602,967
Participant contributions at end of year	2014-12-31	$1,417,295
Participant contributions at beginning of year	2014-12-31	$1,755,741
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$26,220
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$74,143,536
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$85,413,064
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$11,115
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$608
Other income not declared elsewhere	2014-12-31	$5,779,750
Administrative expenses (other) incurred	2014-12-31	$113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-20,644,799
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$192,998,680
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$213,643,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$336,471
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$83,375,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$88,229,834
Interest on participant loans	2014-12-31	$48,963
Interest earned on other investments	2014-12-31	$194,162
Value of interest in common/collective trusts at end of year	2014-12-31	$29,836,569
Value of interest in common/collective trusts at beginning of year	2014-12-31	$33,348,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$96,978
Net investment gain or loss from common/collective trusts	2014-12-31	$1,652,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$4,225,877
Employer contributions (assets) at end of year	2014-12-31	$4,225,415
Employer contributions (assets) at beginning of year	2014-12-31	$4,869,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$41,141,993
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$48,205,269
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$32,069,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$31,732,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$11,319,260
Value of total assets at end of year	2013-12-31	$213,643,479
Value of total assets at beginning of year	2013-12-31	$197,507,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$336,829
Total interest from all sources	2013-12-31	$323,626
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,530,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,530,164
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,786,309
Participant contributions at end of year	2013-12-31	$1,755,741
Participant contributions at beginning of year	2013-12-31	$2,022,350
Participant contributions at end of year	2013-12-31	$26,220
Participant contributions at beginning of year	2013-12-31	$2,033
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$85,413,064
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$80,192,956
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$616,944
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$608
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,471
Other income not declared elsewhere	2013-12-31	$13,003,532
Administrative expenses (other) incurred	2013-12-31	$4,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$16,136,017
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$213,643,479
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$197,507,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$332,823
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$88,229,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$76,841,587
Interest on participant loans	2013-12-31	$59,711
Interest earned on other investments	2013-12-31	$263,915
Value of interest in common/collective trusts at end of year	2013-12-31	$33,348,065
Value of interest in common/collective trusts at beginning of year	2013-12-31	$32,767,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$34,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$34,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$14,699,850
Net investment gain or loss from common/collective trusts	2013-12-31	$7,328,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,916,007
Employer contributions (assets) at end of year	2013-12-31	$4,869,947
Employer contributions (assets) at beginning of year	2013-12-31	$5,645,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$31,732,423
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$34,154,834
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$18,528,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$18,523,476
Value of total corrective distributions	2012-12-31	$1,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$12,479,040
Value of total assets at end of year	2012-12-31	$197,507,462
Value of total assets at beginning of year	2012-12-31	$181,881,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,700
Total interest from all sources	2012-12-31	$446,745
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,695,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,695,982
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$6,525,478
Participant contributions at end of year	2012-12-31	$2,022,350
Participant contributions at beginning of year	2012-12-31	$1,799,740
Participant contributions at end of year	2012-12-31	$2,033
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$80,192,956
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$72,417,478
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$307,970
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,471
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$30,741
Other income not declared elsewhere	2012-12-31	$7,689,916
Administrative expenses (other) incurred	2012-12-31	$3,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$15,625,876
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$197,507,462
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$181,881,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$274,270
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$76,841,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$69,448,879
Interest on participant loans	2012-12-31	$62,491
Interest earned on other investments	2012-12-31	$384,254
Value of interest in common/collective trusts at end of year	2012-12-31	$32,767,302
Value of interest in common/collective trusts at beginning of year	2012-12-31	$30,976,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$34,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,615,808
Net investment gain or loss from common/collective trusts	2012-12-31	$4,227,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$5,645,592
Employer contributions (assets) at end of year	2012-12-31	$5,645,592
Employer contributions (assets) at beginning of year	2012-12-31	$6,934,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$18,523,476
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2012-12-31	390859910
2011 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$596
Total income from all sources (including contributions)	2011-12-31	$14,633,139
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$18,584,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$18,581,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$16,534,638
Value of total assets at end of year	2011-12-31	$181,881,586
Value of total assets at beginning of year	2011-12-31	$185,833,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,250
Total interest from all sources	2011-12-31	$393,807
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,467,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,467,850
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$6,799,620
Participant contributions at end of year	2011-12-31	$1,799,740
Participant contributions at beginning of year	2011-12-31	$1,337,585
Participant contributions at beginning of year	2011-12-31	$64,870
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$72,417,478
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$80,691,361
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,794,265
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$30,741
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$30,546
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$596
Other income not declared elsewhere	2011-12-31	$1,927,666
Administrative expenses (other) incurred	2011-12-31	$3,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,951,517
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$181,881,586
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$185,833,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$274,270
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$69,448,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$67,887,232
Interest on participant loans	2011-12-31	$57,606
Interest earned on other investments	2011-12-31	$336,201
Value of interest in common/collective trusts at end of year	2011-12-31	$30,976,071
Value of interest in common/collective trusts at beginning of year	2011-12-31	$29,047,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,959,130
Net investment gain or loss from common/collective trusts	2011-12-31	$-1,731,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$6,940,753
Employer contributions (assets) at end of year	2011-12-31	$6,934,407
Employer contributions (assets) at beginning of year	2011-12-31	$6,774,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$18,581,406
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2011-12-31	390859910
2010 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$596
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$35,206,031
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$25,165,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$25,161,756
Value of total corrective distributions	2010-12-31	$596
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$14,243,843
Value of total assets at end of year	2010-12-31	$185,833,699
Value of total assets at beginning of year	2010-12-31	$175,792,624
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,200
Total interest from all sources	2010-12-31	$323,692
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,206,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,206,348
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$6,654,346
Participant contributions at end of year	2010-12-31	$1,337,585
Participant contributions at beginning of year	2010-12-31	$1,065,474
Participant contributions at end of year	2010-12-31	$64,870
Participant contributions at beginning of year	2010-12-31	$1,538
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$80,691,361
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$76,213,998
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$815,220
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$30,546
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$25,166
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$596
Other income not declared elsewhere	2010-12-31	$8,559,389
Administrative expenses (other) incurred	2010-12-31	$3,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$10,040,479
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$185,833,103
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$175,792,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$6,034,062
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$67,887,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$59,776,664
Interest on participant loans	2010-12-31	$45,313
Interest earned on other investments	2010-12-31	$278,379
Value of interest in common/collective trusts at end of year	2010-12-31	$29,047,828
Value of interest in common/collective trusts at beginning of year	2010-12-31	$25,662,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,875,871
Net investment gain or loss from common/collective trusts	2010-12-31	$2,996,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$6,774,277
Employer contributions (assets) at end of year	2010-12-31	$6,774,277
Employer contributions (assets) at beginning of year	2010-12-31	$7,013,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$25,161,756
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2010-12-31	390859910
2009 : DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN

2017: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DICKSTEIN SHAPIRO LLP PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DICKSTEIN SHAPIRO LLP
Employer identification number (EIN):	530246695
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	District of Columbia Corporations Division
Incorporation Date:
Company Identification Number:	940015