CHESAPEAKE PETROLEUM & SUPPLY CO., has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CHESAPEAKE PETROLEUM & SUPPLY CO. , INC.
401k plan membership statisitcs for CHESAPEAKE PETROLEUM & SUPPLY CO. , INC.
| Measure | Date | Value |
|---|
| 2015: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 61 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 27 |
| Total of all active and inactive participants | 2015-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 88 |
| Number of participants with account balances | 2015-01-01 | 88 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 3 |
| 2014: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 92 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 65 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 23 |
| Total of all active and inactive participants | 2014-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 88 |
| Number of participants with account balances | 2014-01-01 | 88 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
| 2013: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 65 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 27 |
| Total of all active and inactive participants | 2013-01-01 | 92 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 92 |
| Number of participants with account balances | 2013-01-01 | 92 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 4 |
| 2012: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 79 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 67 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 20 |
| Total of all active and inactive participants | 2012-01-01 | 87 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 87 |
| Number of participants with account balances | 2012-01-01 | 80 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 81 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 62 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 17 |
| Total of all active and inactive participants | 2011-01-01 | 79 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 79 |
| Number of participants with account balances | 2011-01-01 | 79 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 68 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 49 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 19 |
| Total of all active and inactive participants | 2009-01-01 | 68 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 68 |
| Number of participants with account balances | 2009-01-01 | 68 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $617,956 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $351,367 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $349,435 |
| Total plan assets at end of year | 2015-12-31 | $8,375,982 |
| Total plan assets at beginning of year | 2015-12-31 | $8,109,393 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $221,144 |
| Other income received | 2015-12-31 | $101,485 |
| Net income (gross income less expenses) | 2015-12-31 | $266,589 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $8,375,982 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,109,393 |
| Assets. Value of participant loans | 2015-12-31 | $235,487 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $295,327 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,932 |
| 2014 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $951,898 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $271,080 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $260,010 |
| Total plan assets at end of year | 2014-12-31 | $8,109,393 |
| Total plan assets at beginning of year | 2014-12-31 | $7,428,575 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $219,523 |
| Other income received | 2014-12-31 | $426,502 |
| Net income (gross income less expenses) | 2014-12-31 | $680,818 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $8,109,393 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,428,575 |
| Assets. Value of participant loans | 2014-12-31 | $290,832 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $305,873 |
| Value of corrective distributions | 2014-12-31 | $8,784 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $2,286 |
| 2013 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,638,721 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $250,509 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $233,667 |
| Total plan assets at end of year | 2013-12-31 | $7,428,575 |
| Total plan assets at beginning of year | 2013-12-31 | $6,040,363 |
| Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $228,214 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $78,785 |
| Other income received | 2013-12-31 | $1,031,473 |
| Net income (gross income less expenses) | 2013-12-31 | $1,388,212 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $7,428,575 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,040,363 |
| Assets. Value of participant loans | 2013-12-31 | $190,454 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $300,249 |
| Value of corrective distributions | 2013-12-31 | $15,817 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,025 |
| 2012 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,115,316 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $116,644 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $105,057 |
| Total plan assets at end of year | 2012-12-31 | $6,040,363 |
| Total plan assets at beginning of year | 2012-12-31 | $5,041,691 |
| Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $247,717 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $39,023 |
| Other income received | 2012-12-31 | $611,939 |
| Net income (gross income less expenses) | 2012-12-31 | $998,672 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $6,040,363 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,041,691 |
| Assets. Value of participant loans | 2012-12-31 | $140,530 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $216,637 |
| Value of corrective distributions | 2012-12-31 | $9,937 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $1,650 |
| 2011 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $612,419 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $63,845 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $51,491 |
| Total plan assets at end of year | 2011-12-31 | $5,041,691 |
| Total plan assets at beginning of year | 2011-12-31 | $4,493,117 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $259,340 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $36,435 |
| Other income received | 2011-12-31 | $-12,940 |
| Net income (gross income less expenses) | 2011-12-31 | $548,574 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $5,041,691 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,493,117 |
| Assets. Value of participant loans | 2011-12-31 | $103,044 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $329,584 |
| Value of certain deemed distributions of participant loans | 2011-12-31 | $5,439 |
| Value of corrective distributions | 2011-12-31 | $5,190 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $1,725 |
| 2010 : CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $1,231,099 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $999,199 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $997,649 |
| Total plan assets at end of year | 2010-12-31 | $4,493,117 |
| Total plan assets at beginning of year | 2010-12-31 | $4,261,217 |
| Value of fidelity bond covering the plan | 2010-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $290,888 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $1,550 |
| Other income received | 2010-12-31 | $395,567 |
| Net income (gross income less expenses) | 2010-12-31 | $231,900 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $4,493,117 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,261,217 |
| Assets. Value of participant loans | 2010-12-31 | $84,171 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $544,644 |
| 2015: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CHESAPEAKE PETROLEUM & SUPPLY CO. , INC. 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 88 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $19,816 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $19,816 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 88 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $18,362 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $18,362 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 96 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $15,857 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $15,857 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 87 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $13,245 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $6,465 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 79 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $3,766 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9468 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9468 | | Number of Individuals Covered | 81 | | Insurance policy start date | 2010-11-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $29,078 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $29,078 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | SBHU LIFE AGENCY INC |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 926086 |
| Policy instance | 2 |
| Insurance contract or identification number | 926086 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
