401k Plan data: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN plan

AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 401k Plan overview

Plan Name	AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN
Plan identification number	001

AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AVERETT UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: AVERETT UNIVERSITY

Employer identification number (EIN): 540129860

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 LISA H. STEWART 2020-07-31
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 ANDREW L. FITCH
001 2011-01-01 ANDREW L. FITCH ANDREW L. FITCH 2012-10-12
001 2010-01-01 ANDREW L. FITCH ANDREW L. FITCH 2011-10-10
001 2009-01-01 LORI THURMAN LORI THURMAN 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	LISA H. STEWART	2020-07-31
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	ANDREW L. FITCH
001	2011-01-01	ANDREW L. FITCH		ANDREW L. FITCH	2012-10-12
001	2010-01-01	ANDREW L. FITCH		ANDREW L. FITCH	2011-10-10
001	2009-01-01	LORI THURMAN		LORI THURMAN	2010-10-15

Plan Statistics for AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN

401k plan membership statisitcs for AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN

Measure Date Value
2019: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 456
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 451
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 304
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 151
Total of all active and inactive participants 2018-01-01 455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 456
Number of participants with account balances 2018-01-01 438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 446
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 306
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 144
Total of all active and inactive participants 2017-01-01 450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 451
Number of participants with account balances 2017-01-01 436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 311
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 134
Total of all active and inactive participants 2016-01-01 445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 446
Number of participants with account balances 2016-01-01 432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 412
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 333
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 100
Total of all active and inactive participants 2015-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 434
Number of participants with account balances 2015-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 453
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 331
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 108
Total of all active and inactive participants 2014-01-01 441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 441
Number of participants with account balances 2014-01-01 421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 416
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 346
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 97
Total of all active and inactive participants 2013-01-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 446
Number of participants with account balances 2013-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 381
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 341
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 72
Total of all active and inactive participants 2012-01-01 415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 415
Number of participants with account balances 2012-01-01 377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 346
Number of other retired or separated participants entitled to future benefits 2011-01-01 35
Total of all active and inactive participants 2011-01-01 381
Total participants 2011-01-01 381
Number of participants with account balances 2011-01-01 383
2010: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 307
Number of other retired or separated participants entitled to future benefits 2010-01-01 29
Total of all active and inactive participants 2010-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 336
Number of participants with account balances 2010-01-01 297
2009: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 314
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 289
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 27
Total of all active and inactive participants 2009-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 318
Number of participants with account balances 2009-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	456
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	451
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	304
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	151
Total of all active and inactive participants	2018-01-01	455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	456
Number of participants with account balances	2018-01-01	438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	446
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	306
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	144
Total of all active and inactive participants	2017-01-01	450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	451
Number of participants with account balances	2017-01-01	436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	311
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	134
Total of all active and inactive participants	2016-01-01	445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	446
Number of participants with account balances	2016-01-01	432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	412
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	333
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	100
Total of all active and inactive participants	2015-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	434
Number of participants with account balances	2015-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	453
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	331
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	108
Total of all active and inactive participants	2014-01-01	441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	441
Number of participants with account balances	2014-01-01	421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	416
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	346
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	97
Total of all active and inactive participants	2013-01-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	446
Number of participants with account balances	2013-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	381
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	341
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	72
Total of all active and inactive participants	2012-01-01	415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	415
Number of participants with account balances	2012-01-01	377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	346
Number of other retired or separated participants entitled to future benefits	2011-01-01	35
Total of all active and inactive participants	2011-01-01	381
Total participants	2011-01-01	381
Number of participants with account balances	2011-01-01	383
2010: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	307
Number of other retired or separated participants entitled to future benefits	2010-01-01	29
Total of all active and inactive participants	2010-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	336
Number of participants with account balances	2010-01-01	297
2009: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	314
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	289
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	27
Total of all active and inactive participants	2009-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	318
Number of participants with account balances	2009-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN

Measure	Date	Value
2019 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-02-28	$0
Total transfer of assets from this plan	2019-02-28	$30,885,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-02-28	$0
Total income from all sources (including contributions)	2019-02-28	$539,247
Total loss/gain on sale of assets	2019-02-28	$0
Total of all expenses incurred	2019-02-28	$86,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-02-28	$82,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-02-28	$446,393
Value of total assets at end of year	2019-02-28	$0
Value of total assets at beginning of year	2019-02-28	$30,432,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-02-28	$4,654
Total interest from all sources	2019-02-28	$47
Total dividends received (eg from common stock, registered investment company shares)	2019-02-28	$26,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-02-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-02-28	$26,950
Was this plan covered by a fidelity bond	2019-02-28	Yes
Value of fidelity bond cover	2019-02-28	$500,000
If this is an individual account plan, was there a blackout period	2019-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2019-02-28	No
Contributions received from participants	2019-02-28	$135,236
Participant contributions at end of year	2019-02-28	$0
Participant contributions at beginning of year	2019-02-28	$7,079
Income. Received or receivable in cash from other sources (including rollovers)	2019-02-28	$229,742
Other income not declared elsewhere	2019-02-28	$4,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-02-28	No
Value of net income/loss	2019-02-28	$452,399
Value of net assets at end of year (total assets less liabilities)	2019-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-02-28	$30,432,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-02-28	No
Were any leases to which the plan was party in default or uncollectible	2019-02-28	No
Investment advisory and management fees	2019-02-28	$4,654
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-02-28	$20,097,546
Value of interest in pooled separate accounts at end of year	2019-02-28	$0
Value of interest in pooled separate accounts at beginning of year	2019-02-28	$1,075,576
Interest on participant loans	2019-02-28	$47
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-02-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-02-28	$9,252,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-02-28	$48,136
Net investment gain/loss from pooled separate accounts	2019-02-28	$13,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-02-28	No
Was there a failure to transmit to the plan any participant contributions	2019-02-28	No
Has the plan failed to provide any benefit when due under the plan	2019-02-28	No
Contributions received in cash from employer	2019-02-28	$81,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-02-28	$82,194
Did the plan have assets held for investment	2019-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-02-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2019-02-28	Disclaimer
Accountancy firm name	2019-02-28	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2019-02-28	410746749
2018 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$699,686
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,819,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,794,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,584,006
Value of total assets at end of year	2018-12-31	$30,432,684
Value of total assets at beginning of year	2018-12-31	$31,552,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$25,179
Total interest from all sources	2018-12-31	$369,100
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$378,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$378,881
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$851,944
Participant contributions at end of year	2018-12-31	$7,079
Participant contributions at beginning of year	2018-12-31	$6,973
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$203,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,120,227
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$30,432,684
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$31,552,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$25,179
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$20,097,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$21,568,294
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,075,576
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$1,183,617
Interest on participant loans	2018-12-31	$291
Interest earned on other investments	2018-12-31	$368,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$9,252,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$8,794,027
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$39,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,685,524
Net investment gain/loss from pooled separate accounts	2018-12-31	$53,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$528,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,754,775
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,783,525
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,455,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,448,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,029,682
Value of total assets at end of year	2017-12-31	$31,552,911
Value of total assets at beginning of year	2017-12-31	$27,224,436
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,758
Total interest from all sources	2017-12-31	$340,819
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$241,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$241,727
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$902,731
Participant contributions at end of year	2017-12-31	$6,973
Participant contributions at beginning of year	2017-12-31	$7,776
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$593,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,328,475
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$31,552,911
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$27,224,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$6,758
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$21,568,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$17,200,709
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,183,617
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,178,454
Interest on participant loans	2017-12-31	$309
Interest earned on other investments	2017-12-31	$340,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$8,794,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$8,837,497
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$20,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,119,580
Net investment gain/loss from pooled separate accounts	2017-12-31	$51,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$533,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,427,528
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,946,512
Total of all expenses incurred	2016-12-31	$1,751,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,745,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,474,343
Value of total assets at end of year	2016-12-31	$27,224,436
Value of total assets at beginning of year	2016-12-31	$26,029,005
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$5,223
Total interest from all sources	2016-12-31	$370,926
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$157,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$157,106
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$891,271
Participant contributions at end of year	2016-12-31	$7,776
Participant contributions at beginning of year	2016-12-31	$9,477
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$66,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,195,431
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$27,224,436
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$26,029,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$5,223
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$17,200,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,637,599
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,178,454
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$951,782
Interest earned on other investments	2016-12-31	$370,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$8,837,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$8,430,147
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$470,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$944,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$516,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,275,059
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$2,008,159
Total of all expenses incurred	2015-12-31	$2,307,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,300,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,562,519
Value of total assets at end of year	2015-12-31	$26,029,005
Value of total assets at beginning of year	2015-12-31	$26,327,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,102
Total interest from all sources	2015-12-31	$337,539
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$155,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$155,057
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$886,162
Participant contributions at end of year	2015-12-31	$9,477
Participant contributions at beginning of year	2015-12-31	$16,360
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$160,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$4
Value of net income/loss	2015-12-31	$-298,909
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$26,029,005
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$26,327,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$6,102
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,637,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,441,107
Value of interest in pooled separate accounts at end of year	2015-12-31	$951,782
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$908,113
Interest earned on other investments	2015-12-31	$337,539
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$8,430,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$7,962,334
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$167,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-46,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$515,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,133,686
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RSM US LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,058,342
Total of all expenses incurred	2014-12-31	$1,674,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,668,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,517,886
Value of total assets at end of year	2014-12-31	$26,327,914
Value of total assets at beginning of year	2014-12-31	$24,943,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$6,100
Total interest from all sources	2014-12-31	$334,670
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$104,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$104,350
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$817,846
Participant contributions at end of year	2014-12-31	$16,360
Participant contributions at beginning of year	2014-12-31	$19,588
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$239,056
Administrative expenses (other) incurred	2014-12-31	$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,384,133
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$26,327,914
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$24,943,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$6,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,441,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,195,611
Value of interest in pooled separate accounts at end of year	2014-12-31	$908,113
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$769,888
Interest earned on other investments	2014-12-31	$334,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$7,962,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$7,958,694
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$825,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,101,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$460,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$842,553
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,773,307
Total of all expenses incurred	2013-12-31	$2,620,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,610,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,512,975
Value of total assets at end of year	2013-12-31	$24,943,781
Value of total assets at beginning of year	2013-12-31	$22,790,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$9,891
Total interest from all sources	2013-12-31	$335,115
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$32,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$32,342
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$730,919
Participant contributions at end of year	2013-12-31	$19,588
Participant contributions at beginning of year	2013-12-31	$3,577
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$361,355
Administrative expenses (other) incurred	2013-12-31	$4,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,153,142
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$24,943,781
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,790,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$5,549
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,195,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,846,648
Value of interest in pooled separate accounts at end of year	2013-12-31	$769,888
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$734,920
Interest earned on other investments	2013-12-31	$335,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$7,958,694
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,205,494
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$747,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,827,860
Net investment gain/loss from pooled separate accounts	2013-12-31	$65,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$420,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,863,106
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,120,617
Total of all expenses incurred	2012-12-31	$1,180,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,180,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,184,643
Value of total assets at end of year	2012-12-31	$22,790,639
Value of total assets at beginning of year	2012-12-31	$20,850,054
Total interest from all sources	2012-12-31	$324,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$701,026
Participant contributions at end of year	2012-12-31	$3,577
Participant contributions at beginning of year	2012-12-31	$33,857
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$86,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,940,585
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,790,639
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$20,850,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,846,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,357,873
Value of interest in pooled separate accounts at end of year	2012-12-31	$734,920
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$580,544
Interest earned on other investments	2012-12-31	$324,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,205,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$7,877,780
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$2,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,550,133
Net investment gain/loss from pooled separate accounts	2012-12-31	$61,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$397,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,177,715
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,233,660
Total of all expenses incurred	2011-12-31	$448,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$441,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,065,410
Value of total assets at end of year	2011-12-31	$20,850,054
Value of total assets at beginning of year	2011-12-31	$20,064,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,456
Total interest from all sources	2011-12-31	$313,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$333,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$677,138
Participant contributions at end of year	2011-12-31	$33,857
Participant contributions at beginning of year	2011-12-31	$38,493
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$55,973
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$12,000
Administrative expenses (other) incurred	2011-12-31	$7,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$785,142
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$20,850,054
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,064,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,357,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,039,856
Value of interest in pooled separate accounts at end of year	2011-12-31	$580,544
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$438,375
Interest on participant loans	2011-12-31	$3,310
Interest earned on other investments	2011-12-31	$310,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$7,877,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$7,461,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-208,303
Net investment gain/loss from pooled separate accounts	2011-12-31	$63,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$376,272
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$30,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$441,062
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BROWN EDWARDS & CO., L.L.P.
Accountancy firm EIN	2011-12-31	540504608
2010 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$75,221
Total income from all sources (including contributions)	2010-12-31	$2,744,300
Total of all expenses incurred	2010-12-31	$1,194,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,189,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$989,832
Value of total assets at end of year	2010-12-31	$20,064,912
Value of total assets at beginning of year	2010-12-31	$18,440,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,301
Total interest from all sources	2010-12-31	$295,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$333,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$642,325
Participant contributions at end of year	2010-12-31	$38,493
Participant contributions at beginning of year	2010-12-31	$45,995
Participant contributions at end of year	2010-12-31	$55,973
Administrative expenses (other) incurred	2010-12-31	$5,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,549,679
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,064,912
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,440,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,039,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,494,441
Value of interest in pooled separate accounts at end of year	2010-12-31	$438,375
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$356,243
Interest on participant loans	2010-12-31	$4,455
Interest earned on other investments	2010-12-31	$291,165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$7,461,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$7,543,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,408,395
Net investment gain/loss from pooled separate accounts	2010-12-31	$50,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$347,507
Employer contributions (assets) at end of year	2010-12-31	$30,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,189,320
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BROWN, EDWARDS AND COMPANY, LLP
Accountancy firm EIN	2010-12-31	540504608
2009 : AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN

2019: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: AVERETT UNIVERSITY TAX SHELTERED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	500352
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366328
Policy instance	1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366329
Policy instance	2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366328
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366329
Policy instance	2
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	42776
Policy instance	3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366328
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	366329
Policy instance	2

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Company Name:	AVERETT UNIVERSITY
Employer identification number (EIN):	540129860
NAIC Classification:	611000