401k Plan data: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN plan

THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN
Plan identification number	001

THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PENCE AUTOMOTIVE GROUP has sponsored the creation of one or more 401k plans.

Company Name: PENCE AUTOMOTIVE GROUP

Employer identification number (EIN): 540494595

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 R. VAN BASKINS CHARLES N. WRENN 2014-09-19
001 2012-01-01 R. VAN BASKINS CHARLES N. WRENN 2013-10-08
001 2011-01-01 R. VAN BASKINS CHARLES N. WRENN 2012-10-01
001 2009-01-01 R. VAN BASKINS CHARLES N. WRENN 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	R. VAN BASKINS	CHARLES N. WRENN	2014-09-19
001	2012-01-01	R. VAN BASKINS	CHARLES N. WRENN	2013-10-08
001	2011-01-01	R. VAN BASKINS	CHARLES N. WRENN	2012-10-01
001	2009-01-01	R. VAN BASKINS	CHARLES N. WRENN	2010-10-12

Plan Statistics for THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2013: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 179
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 41
Total of all active and inactive participants 2013-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 220
Number of participants with account balances 2013-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 179
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 26
Total of all active and inactive participants 2012-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 206
Number of participants with account balances 2012-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 18
2011: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 164
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 186
Number of participants with account balances 2011-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 140
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 153
Number of participants with account balances 2009-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2013: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	179
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	41
Total of all active and inactive participants	2013-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	220
Number of participants with account balances	2013-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	179
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	26
Total of all active and inactive participants	2012-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	206
Number of participants with account balances	2012-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	18
2011: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	164
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	186
Number of participants with account balances	2011-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	140
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	153
Number of participants with account balances	2009-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

Measure	Date	Value
2013 : THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,254,282
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$244,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$213,414
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$494,369
Value of total assets at end of year	2013-12-31	$5,733,703
Value of total assets at beginning of year	2013-12-31	$4,723,783
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$30,948
Total interest from all sources	2013-12-31	$8,403
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$110,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$110,016
Administrative expenses professional fees incurred	2013-12-31	$30,948
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$317,142
Participant contributions at end of year	2013-12-31	$223,238
Participant contributions at beginning of year	2013-12-31	$221,861
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$124,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,009,920
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,733,703
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,723,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,510,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,501,922
Interest on participant loans	2013-12-31	$8,403
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$641,494
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$53,029
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$213,414
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2013-12-31	540640067
2012 : THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$831,268
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$218,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$190,544
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$374,290
Value of total assets at end of year	2012-12-31	$4,723,783
Value of total assets at beginning of year	2012-12-31	$4,111,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$28,107
Total interest from all sources	2012-12-31	$9,002
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$76,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$76,303
Administrative expenses professional fees incurred	2012-12-31	$28,107
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$317,183
Participant contributions at end of year	2012-12-31	$221,861
Participant contributions at beginning of year	2012-12-31	$216,386
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$3,415
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$612,617
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,723,783
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,111,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,501,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,120,404
Interest on participant loans	2012-12-31	$9,002
Value of interest in common/collective trusts at beginning of year	2012-12-31	$770,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$370,910
Net investment gain or loss from common/collective trusts	2012-12-31	$763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$57,107
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$190,544
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2012-12-31	540640067
2011 : THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$226,022
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$219,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$194,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$316,355
Value of total assets at end of year	2011-12-31	$4,111,166
Value of total assets at beginning of year	2011-12-31	$4,104,666
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$25,501
Total interest from all sources	2011-12-31	$8,674
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$70,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$70,334
Administrative expenses professional fees incurred	2011-12-31	$25,501
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$400,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$259,178
Participant contributions at end of year	2011-12-31	$216,386
Participant contributions at beginning of year	2011-12-31	$191,826
Participant contributions at end of year	2011-12-31	$3,415
Participant contributions at beginning of year	2011-12-31	$2,886
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$9,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$6,500
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,111,166
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,104,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,120,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,142,317
Interest on participant loans	2011-12-31	$8,674
Value of interest in common/collective trusts at end of year	2011-12-31	$770,244
Value of interest in common/collective trusts at beginning of year	2011-12-31	$767,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-171,905
Net investment gain or loss from common/collective trusts	2011-12-31	$2,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$47,533
Employer contributions (assets) at end of year	2011-12-31	$717
Employer contributions (assets) at beginning of year	2011-12-31	$594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$194,021
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2011-12-31	540640067
2010 : THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$645,642
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$151,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$117,095
Value of total corrective distributions	2010-12-31	$11,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$280,796
Value of total assets at end of year	2010-12-31	$4,104,666
Value of total assets at beginning of year	2010-12-31	$3,610,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,115
Total interest from all sources	2010-12-31	$9,604
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$55,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$55,017
Administrative expenses professional fees incurred	2010-12-31	$23,115
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$239,676
Participant contributions at end of year	2010-12-31	$191,826
Participant contributions at beginning of year	2010-12-31	$147,874
Participant contributions at end of year	2010-12-31	$2,886
Participant contributions at beginning of year	2010-12-31	$5,983
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$493,703
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,104,666
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,610,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,142,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,734,525
Interest on participant loans	2010-12-31	$9,604
Value of interest in common/collective trusts at end of year	2010-12-31	$767,043
Value of interest in common/collective trusts at beginning of year	2010-12-31	$721,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$295,066
Net investment gain or loss from common/collective trusts	2010-12-31	$5,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$41,120
Employer contributions (assets) at end of year	2010-12-31	$594
Employer contributions (assets) at beginning of year	2010-12-31	$1,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$117,095
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2010-12-31	560747981

Form 5500 Responses for THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN

2013: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE PENCE AUTOMOTIVE GROUP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PENCE AUTOMOTIVE GROUP
Employer identification number (EIN):	540494595
NAIC Classification:	441110
NAIC Description:	New Car Dealers